AML Manager Resume Samples

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B Bashirian

Brown

Bashirian

34945 Lebsack Streets

Dallas

+1 (555) 139 2738

34945 Lebsack Streets

Dallas

Phone

p +1 (555) 139 2738

Experience Experience

San Francisco, CA

AML Manager

San Francisco, CA

West, Harris and Hoppe

San Francisco, CA

AML Manager

Management of process for tracking breaches, waivers and dispensations, providing regular updates and monitoring completion of agreed actions
Provide guidance and assist global with staff with AML/KYC related escalations within the European time zone
Investigate reports of suspicious transactions / circumstances, as well as prepare and submit reports to senior management and/or MLRO review
Asset Management
Composes and maintains all relevant desktop procedures to support activities performed
Wealth Management/Private Banking
Perform due diligence reviews on new clients and subsequent reporting to New Client Review Committee

Detroit, MI

FIU AML Manager

Detroit, MI

Glover-O'Hara

Detroit, MI

FIU AML Manager

Enhances management reports, metrics' reports and operational reports to include Key Risk Indicators, Key Performance Indicators, trends and analysis
Develops Indicators AML Key Risk and Key Performance
Establishes and maintains close working relationships with industry experts, regulators and law enforcement officials to understand current expectations
Provides direct management, feedback, instruction, guidance and direction to a large staff of compliance professional, from analysts to supervisors
Supports and leads the development and/or enhancements affecting systems utilized for alert analysis
Presents reports to Senior Management and other key stakeholders
Performs other duties as assigned

present

Philadelphia, PA

VP-aml Manager

Philadelphia, PA

Zulauf-Rolfson

present

Philadelphia, PA

VP-aml Manager

present

Directly manage a team of AML Business Analysts, AML Project Managers and System Engineers
Develop strategies to reduce costs, manage risk, and enhance services
Ensure that the system impact for any related systems are taken into effect in the change management process prior to implementation
To build effective and robust technical platforms for the AML in coordination with the Compliance and Business Users, Operations & Technology Groups around the world, a diverse group of vendors/service-providers for technology and related services, ARR and Regulators
Heavy interaction with front and back office technology groups and specifically ensure tight integration between product processors, customer master systems, etc. with AML platforms globally
Strategically define the vision for AML systems and projects to be created related to these systems or having impact to these systems
Interaction with Operations Compliance and Business Line senior management, ARR, external regulators

Education Education

Bachelor’s Degree in Business

University of California, Santa Barbara

Bachelor’s Degree in Business

Skills Skills

Ability to work independently and pay close attention to details
Proven ability to build and manage a team of Risk/Compliance/Audit professionals who have credibility and work directly with business line management
Strong professional presence to support regular interactions with senior management
Strong communication skills and ability to manage clients and investors proactively as well as manage up to senior management in other time zones
Strong internet research skills
Excellent organizational skills
Ability to work in a very fast paced environment
Ability to work in a fast paced environment
At least 10 years relevant experience in professional risk management, compliance, accounting or auditing in banking or financial services, 5 of which include management and/or service leadership
Excellent written and verbal skills

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15 AML Manager resume templates

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VP-aml Manager Resume Examples & Samples

The requirements and responsibilities for all aspects of the role include (but are not limited to) the following
Interface with Compliance and Operations to develop and document business and functional requirements across all business lines of Citi
Heavy interaction with front and back office technology groups and specifically ensure tight integration between product processors, customer master systems, etc. with AML platforms globally
Ensure that the system impact for any related systems are taken into effect in the change management process prior to implementation
Strategically define the vision for AML systems and projects to be created related to these systems or having impact to these systems
To build effective and robust technical platforms for the AML in coordination with the Compliance and Business Users, Operations & Technology Groups around the world, a diverse group of vendors/service-providers for technology and related services, ARR and Regulators
Applies knowledge and understanding of the businesses to solving a great variety of business AML problems - by working directly with the senior business leaders
Develop strategies to reduce costs, manage risk, and enhance services
Use of influence skills and matrix management skills in order to ensure technology solutions meet business requirements
Proactively advances integrated global AML vision, concepts and use of information technology
Directly manage a team of AML Business Analysts, AML Project Managers and System Engineers
Must have extensive experience in managing Compliance AML systems Financial Services and must have a balance of business and technical knowledge in this area
Must have at least 10 years of direct experience in Supervising or Managing a technical team
Prior experience in the field of AML Transaction Monitoring or other major Compliance functions would be desirable, given that this prior knowledge would allow the prospective candidate to hit the ground running
Strong skills in Business Analysis, interpersonal relationships, handling cultural diversity, communication (written and verbal), influence skills, matrix management and direct management experience
Must be able to deliver solutions within challenging deadlines and across a large organization
Must have prior proven experience in leading small teams and also proven experience of managing resources in remote locations
Must have a regional/global view of the technical interfaces and software systems. Must be an expert in data analytics

AML Manager Resume Examples & Samples

Undertake file reviews and general monitoring of clients and investors to ensure that the Group's AML policies & procedures are being applied and adhered to
Identify changes to legislation, rules or industry guidance to ensure that the Group meets its statutory obligations and internal requirements in respect to the prevention of money laundering prevention and to ensure this is communicated effectively to management and staff
Help develop and operate monitoring tools to examine and report abnormal instance and suspicious activity from an AML perspective
Investigate reports of suspicious transactions / circumstances; prepare and submit reports to senior management
Carry out any other duties in respect of transaction monitoring and in particular Money Laundering Prevention as may reasonably be required
Assist with staff with AML/KYC related escalations
Liaison for Internal Audit and Legal department with regard to AML and department audits
5+ years experience in AML/KYC within a financial services firm
Degree in a Financial/ Business or Law Discipline is desirable
Strong background in UK and/or IRE Anti Money Laundering Standards and EU Third Money Laundering directive
Strong investigative skills
Strong analytical skills and experience in strategic planning
Ability to work independently and pay close attention to details

AML Manager, Global AML Resume Examples & Samples

Assists designated business units with the development and implementation of appropriate AML/ATF policies, processes and controls
Facilitates the periodic AML Risk Assessment activities with respect to designated business units within the Business Segment using TD’s enterprise AML risk assessment framework ensuring that the assessments are completed and communicated in a dynamic and timely fashion
Liaise with Gaml Operations on matters relating to Sanction, identification of High Risk Customers, and Enhanced Due Diligence
Assists in establishing effective oversight of AML/ATF compliance within designated business units through the development and implementation of ongoing monitoring and reporting mechanisms
Ensures that AML/ATF issues and events are reported and escalated in a timely manner
Advises on day-to-day AML/ATF matters affecting the designated business units, including, but not limited to, customer identification and due diligence, enhanced due diligence, training and compliance testing
Delivers relevant subject matter expertise and AML/ATF advice
Works with Business Segment and/or business unit management, and with internal and external business partners (e.g., Internal Audit, external consultants) to respond to regulatory requests, findings, audits and/or examinations with respect to AML components affecting the Business Segment
Monitors AML/ATF industry developments and maintains advanced knowledge of new and amended AML/ATF laws and regulations pertaining to the businesses operated by the Business Segment in all jurisdictions where the Business Segment conducts business, ensuring that updates are communicated promptly to business constituents and throughout all relevant channels
Conducts research as assigned and prepares briefs for senior management
Participates in business level projects as needed, to facilitate and oversee changes to AML processes, systems, or practices
Retail or product experience with a focus on Money In personal products/services and procedures
Knowledge of Canadian Banking policy and procedures as it relates to AML/ATF and/or Compliance background
The able to effectively interact with all levels of management
Strong Presentation and Facilitation capabilities
Experience in supporting new initiatives and projects
Strong organizational and/or industry knowledge with a proven ability to work effectively in a cross-functional, complex and often ambiguous environment
Strong relationship management skills and ability to lead and influence change
Strong collaborative skills and experience partnering with business units
Highly organized and well developed skills in negotiating and influencing with the ability to deal with conflicting points of view and to effect creative and responsive solutions
Exceptional writing skills with the ability to draft superior quality reports, executive summaries, policies, manuals, procedures, and business correspondence for an executive level audience
Effective presentation and communication skills, in particular with respect to delivering content effectively to executives and regulators
Ability to work independently, apply critical and strategic thinking, make timely decisions, and manage deadlines while multi-tasking amongst different projects and competing priorities
Strong problem solving skills and the ability to proactively identify issues and recommend solutions
Project Management skills would be an asset
ACAMS accreditation would be an asset

Senior AML Manager, Mlro-VP to Director Level Resume Examples & Samples

You will have at least 7-10 years of relevant AML experience in Hong Kong
Strong knowledge of HKMA - AML regulations
Good relevant experience in corporate banking or investment banking business
Strong presentation and communication skills in fluent English and Chinese languages

AML Manager Resume Examples & Samples

Customer focused leadership: The BMO Way expert (model customer focused behaviours)
Consultative value added advisor to peers, superiors and employees (the “coach/mentor”)
Builder of strong professional relationships
Solution oriented: customer, employee and colleague, even in conflict situations
Bridging gaps between regulatory and client facing demands
Strong performance management orientation
Partner with other AML business units to develop value-added strategies
Collaborate with Relationship Managers, TPS personnel and other Bankers to foster a culture of compliance with AML while promoting the business success of the Bank
Collaborate with business units, P&C US AML and other risk areas to define and implement enterprise requirements and compliance related controls. Collaborate with P&C US HQ leaders to ensure AML risks are understood and considered in decision making
Bachelor’s Degree in a finance or accounting related field
At least 10 years relevant experience in professional risk management, compliance, accounting or auditing in banking or financial services, 5 of which include management and/or service leadership
Service Management - Expert
Business Acumen and Financial Literacy - Expert
Decisiveness - Expert
Performance Management - Expert
People Development - Expert
Customer Focus / Intra-bank Communication / Relationship Building / Personal Effectiveness - Expert
Risk & Compliance Management - Expert
Process coordination and management - Expert
AML Banking Compliance - Expert
Analytical Thinking - Expert
Problem Solving - Expert
Organizational Understanding - Expert
Resource Planning - Working
Change Management - In depth
Understanding of banking product risk - Expert
Understanding of business trends - Expert
Knowledge of AML gaps - Expert
Knowledge of banking industry AML best practices - Expert
Business writing skill - Expert
SharePoint - Working

AML Manager Resume Examples & Samples

To write and advise on new AML policies and procedures across the group's Financial Crime team
To perform risk assessments on the business and also conduct money laundering reporting when needed
To take part in a PEP management program across multiple jurisdictions
Liaising with senior stakeholders at both local and global level regarding a broad range of AML initiatives
Candidates must have detailed advisory experience across a broad variety of AML issues
Cross border policies and procedure work is essential
High calibre AML reg knowledge (Multiple jurisdictions are advantageous)
Articulate nature and communications skills

Global AML Manager Resume Examples & Samples

Ensures all AML/ATF issues and events, results of testing, regulatory exams, internal audits, policies, processes, new business initiatives, and other relevant matters are the subject of ongoing monitoring and are reported on in a timely and comprehensive manner
Develop strong relationships and work collaboratively with key business level stakeholders who are responsible for providing the information that forms the subject matter of reporting and escalation
Develop strong relationships and work collaboratively with key business partners in AML Shared Services, Compliance Shared Services, Risk, Internal Audit, Legal, and others to keep abreast of matters that require reporting and/or additional communication or feedback
Proactively identify matters that are subject to reporting that require additional attention, a change in status, or further escalation or review, and liaise with the appropriate Deputy GAMLO compliance officer to rectify same
Prepares all reporting for the Deputy GAMLO, other than routine emails or other documents, including the preparation of summaries, briefs, reports, and power point presentations (decks) for the delivery of periodic updates to Senior Executives, regulators, other internal or external stakeholders so as to ensure that consistent, coherent, high quality reporting are always delivered
Coordinates with other AML/ATF partners and business compliance partners to ensure consistency in the application of AML/ATF programs and standards across the enterprise
Ensures relevant AML programs align with TD corporate philosophy and strategic direction
Lead a team of Compliance Officers
Strong leadership skills and ability to lead and influence change
Ability to work effectively in an extremely fast paced and evolving environment
Well developed skills in negotiating and influencing with the ability to deal with conflicting points of view and to effect creative and responsive solutions
People management experience and proven leadership with the ability to coach and guide a team(s)
Exceptional writing skills with the ability to draft superior quality reports, policies, manuals, procedures, and business correspondence for an executive level audience
Ability to work independently, apply critical and strategic thinking to issues, make timely decisions, and manage deadlines while multi-tasking amongst different projects and priorities
Exceptional interpersonal skills, relationship building skills, and superior judgment
Proficiency with Microsoft Word, Excel, and PowerPoint

FIU AML Manager Resume Examples & Samples

Provides direct management, feedback, instruction, guidance and direction to a large staff of compliance professional, from analysts to supervisors
Ensures direct report(s) are proactively developing and implementing standards, processes, methodologies, metrics and internal controls to support organizational objectives and mitigate exposure
Executes strategies and holds direct reports accountable for mitigating exposure by escalating activity to other areas where appropriate
Ensures staff is well trained and knowledge able by developing and providing training on relevant topics
Identifies policy and procedural enhancements based on business challenges and BSA, AML, Government Sanctions, including OFAC, requirements
Develops Indicators AML Key Risk and Key Performance
Enhances management reports, metrics' reports and operational reports to include Key Risk Indicators, Key Performance Indicators, trends and analysis
Supports and leads the development and/or enhancements affecting systems utilized for alert analysis
Presents reports to Senior Management and other key stakeholders
Ensures proper process controls are continually identified and implemented to mitigate operational risk
Serves as a subject matter expert (SME) for the department as well as on a variety of projects related to new products and services
Keeps abreast of important and relevant AML issues, laws and regulations that impact the business. Identifies trends and opportunities to further improve the company's AML compliance program
Establishes and maintains close working relationships with industry experts, regulators and law enforcement officials to understand current expectations
Conducts continuous analysis to ensure senior management understands AML trends and news in order to mitigate risks
3 to 5 years Broker Dealer experience
Professional certification (i.e., ACAMS) strongly preferred
Minimum of 4-6 years of experience in a BSA/AML/OFAC compliance department
Ability to prioritize and handle multiple activities simultaneously in a fast-paced and dynamic financial services environment
Strong subject matter knowledge of compliance risks and issues for a financial institution in BSA/AML/OFAC regulations
In-depth Knowledge and understanding of BSA/AML/OFAC compliance practices and methodologies, including risk assessment, monitoring/surveillance, testing activities and project management
Mantas experience preferred
Working knowledge of Anti-Money Laundering rules and regulations
Demonstrated experience making independent critical fact based decisions while understanding the appropriate escalation points
Strong judgment and excellent written and oral communication skills with the ability to present information in differing degrees of details and form depending on the audience
Experience supporting strategic improvements and delivering measurable change
Comfortable working with all levels of management
Strong analytical skills, problem solving, good critical thinking and decision making skills
A high level to detail and quality assurance
Proven ability to build strong partnerships with colleagues, desire to learn quickly, be flexible and think strategically.Ability to multi-task, work well under pressure with commitment to deliver under tight deadlines
Self-starter, capable of working under minimum supervision
Results oriented team player

GRA FCC AML Manager Resume Examples & Samples

Coordinate between FCC Compliance, Regulatory Compliance, Global Change Delivery, Technology, Internal Audit, and Legal, and others as appropriate
Foster positive and professional working relationships within FCC, Global and Regional GRA and other senior managers throughout the Group
Be accountable for monitoring and assisting the delivery of the FCC AML Global TM strategy
Lead, motivate and develop an effective team through support, management and communication. Cultivate an environment that supports diversity and reflects the HSBC brand, thereby delivering high employee engagement and motivation
Ensure development activities are a core priority and enable all team members to take reasonable time for learning and developmental activities
Maintain and develop positive and professional working relationships with senior business managers at the Group and Regional levels
Establish employee performance objectives and criteria within Business Analysis function
Ensure communication and understanding of functional objectives and goals within GRA
Provide strong team performance management and direction for direct reports
Support personal development for direct reports and influence the development of the wider global GRA team by leveraging their system and analytics expertise and knowledge to coach and mentor
The position provides the key interface between Group GRA Analytics, group TM systems and Compliance peers and management
The position is responsible for ensuring compliance coverage of TM systems
The role will be given minimum supervisory guidance
Minimum of six years proven and progressive experience in financial services data analysis and/or application development; AML Compliance specific experience preferred
Minimum of a Bachelor's degree in a numerate or computer science, MIS, related field or equivalent experience
Strong analytical skills required to organize and analyze multiple, complex data sets as well as strong interpersonal, organizational, communication and creative thinking skills
Strong database skills, including working with advanced data sets, pivot tables, advanced database and statistical functions and methods. Strong technical skills with experience using SAS, Oracle, MS SQL Server, MS
Access and MS Excel (advanced functions)
General understanding of market place AML issues and AML suspicious activity transaction monitoring systems, data mining/analytical tools, and KYC automated solutions is helpful
Strong communication (both verbal and written) and presentation skills
Sound judgment and problem solving skills, ability to think laterally
Keen sense of urgency - able to achieve results quickly
Able to manage numerous tasks with continual re positioning and prioritization
Ability to establish and maintain strong collaborative partnerships across HSBC
High level of professional and personal integrity
Demonstrable track record in top-tier global bank
Good understanding of the financial markets
Good quantitative and qualitative analytical skills
Ability to undertake in depth review of industry, competitors, client and products and provide a high quality analysis
Proven people and line management experience of large analytics teams

AML Manager Resume Examples & Samples

Conduct an Annual BSA/AML Risk Assessment for related Business Units
Conducts and or reviews Enhanced Due Diligence (EDD) on existing high risk entities, including a comprehensive review of customer information via public records and the bank’s internal systems to determine appropriate risk rating
Works closely with supervisor to recommend closure of high risk relationships and communicate with Line of Business partners regarding risk mitigation, exit strategies, and additional action steps
Monitors changes to SunTrust Enterprise and LOB specific AML/BSA policies and procedures and provides feedback to FIU regarding changes and ensures materials changes are communicated to the impacted parties
Composes and maintains all relevant desktop procedures to support activities performed
Makes policy interpretation and answers questions specific to the AML/BSA policies and procedures
Stays up to date on Bank Secrecy Act regulations and Office of Foreign Assets Controls regulations
Self motivated with strong communication, analytical, influencing, negotiating, and relationship building skills
Ability to drive execution and meet deadlines
Able to focus, interpret information logically to solve problems, and answer questions appropriately
Sort priorities and manage time to meet regulatory, corporate, and departmental deadlines and targets
Experience with MS Office applications and other tools to enable efficient evaluation of data provided in spreadsheets, specifically Word, Excel, and Access
Ability to retrieve data from databases (Access, SQL)
Bachelor’s degree in Business, Economics, Finance, or Accounting, or an equivalent combination of education and work experience
12 years of work experience including audit, operations, process engineering or risk management
Solid knowledge of SOX and other industry-related regulatory requirements, and operational risk concepts
Strong Professional communications both written and verbal, presentation skills and relationship management skills
Demonstrated leadership and influencing skills
MBA or advanced degree; Consulting experience at a corporate level, Professional certification or license
Knowledge of related industry or division

AML Manager, Global AML Resume Examples & Samples

Act as the Relationship Manager for designated businesses and assists business units with the development and implementation of appropriate AML/ATF policies, processes and controls
Liaise with GAML Operations on matters relating to Sanction, identification of High Risk Customers, and Enhanced Due Diligence
Advises on day-to-day AML/ATF matters affecting the designated business units, including policy requirements, customer identification and due diligence, enhanced due diligence, training and compliance testing
Works with business units, internal regulatory and oversight partners, to respond to regulatory requests, findings, audits and/or examinations with respect to AML components affecting the Business Segment
Monitors AML/ATF industry developments and maintains advanced knowledge of new and amended AML/ATF laws/regulations and assists the business in implementing new requirements (as required)
Conducts research as assigned and prepares briefs for executives
Retail branch experience with knowledge of key AML/KYC procedures and controls
Knowledge of AML/ATF processes/controls in TDIS and Personal Banking Operations (PBO)
Experience working in a corporate control or risk function
Knowledge of Canadian AML/ATF requirements
Strong relationship building and management skills with the ability to impact & influence
Strong leadership skills with the proven ability to be collaborative and team-focused
Critical thinker who is able to solve complex problems and bring forth proactive solutions or recommendations

AML Manager Resume Examples & Samples

Responsible for the setting and achievement of specific Team performance targets and objectives to any direct reports
Oversee the Transfer Agency AML team along with managing key priorities on a daily basis, planning team work, managing team resources including recruitment of new staff
Build and maintain client relationships through regular meetings, forums, ensuring effective communication and client satisfaction
Perform AML/KYC due diligence on a range of institutional clients types with different legal structures, in all jurisdictions, to support businesses across various product groups including Real Estate Private Equity Funds
Manage, coach and develop team members, ensuring all staff is performing in line with competency standards and development potential is being identified and promoted

KYC / AML Manager Resume Examples & Samples

Assess each client On-boarding scenario and apply the appropriate level of Customer Due Diligence to ensure complete documentation and its obligations under relevant AML regulations and guidance
Ensure 100% compliance - approve cases within own delegated authority or for cases that exceed delegated authority submit for further approval
Research and analyze background of new and existing clients. Communicate and explain any reasons for rejection to brokers or requestors in course of research
Perform regular periodic reviews of client accounts based on set review dates
Review and approve changes to Client Data Maintenance, and update data into Client On-boarding systems, update systems and other workflow tools as necessary
Identify and escalate to the Legal, Compliance or MLRO (Advisory), based on escalation matrix, any issues, risks or control weaknesses in On-boarding process, workflow systems and controls and suggest possible solutions
Keep abreast of regulatory and legal initiatives, highlighting significant AML/KYC/sanctions compliance issues and advising on implications of changes in regulation to the On-boarding process
4 years+ of professional experience in client On-boarding in financial markets
Experience working with external clients and supporting internal teams
Understanding of AML and KYC documentation requirements and structure of trading counterparts

AML Manager Resume Examples & Samples

University degree related to business, finance, science, technology or equivalent experience
At least 5 years private banking experience with compliance / AML focus - KYC/EDD/CDD
Working knowledge of applicable Bank systems and procedures
Analytical thinker, problem solver with good influencing skills
Excellent verbal and written communication skills in English and Chinese languages

AML Manager Resume Examples & Samples

Wealth Management/Private Banking
Personal, Corporate, and Institutional Trust
Brokerage
Expert knowledge of FFIEC Examination Manual relative to AML, KYC, CIP, etc., US PATRIOT Act, FinCEN guidance, and other industry guidance and best practices
Ability to work on a variety of compliance and business issues within pressure and time-sensitive periods, and to work with staff and management from different cultures
Quarterly BSA AML reports and presentations to management and to the Governance Committee
Advanced degrees (MA, MS, MBA, JD), CPA certification, and CAMS or CFE certification are favorably considered
Minimum 10 years of investigative or related experience with specific emphasis on BSA/AML/OFAC at a large financial institution, regulatory or law enforcement agency
Minimum 10 years of relevant managerial experience in compliance or related risk management, data analytics or critical thinking positions
Excellent interpersonal abilities including superior oral and written communication skills with the aptitude to establish credibility and collaborative partnerships with senior business leaders and global compliance partners
Proven experience of interaction with regulators and auditors
Expertise in Wealth Management

AML Manager Resume Examples & Samples

Conduct AML transactions monitoring and AML investigation with relevant parties
Maintain and the AML policies and procedures to ensure that it is up to date and relevant to the regulatory requirements
Be responsible for the training and coaching to the relevant stakeholders
Have at least 4-5 years of relevant AML compliance experience within a FinTech/retail banking/payments environment
Have good knowledge on AML regulatory requirements

AML Manager Resume Examples & Samples

Minimum 10 years of experience with specific emphasis on Wealth Management compliance related to BSA/AML/OFAC at a large financial institution, regulatory or law enforcement agency
Expert knowledge of FFIEC Examination Manual relative to AML, KYC, CIP, etc., USA PATRIOT Act, FinCEN guidance, and other industry guidance and best practices
Ability to work on a variety of complex issues within a time-sensitive environment and drive results by promoting a strong culture of compliance
Advanced degrees (MA, MS, MBA, JD); CAMS or CFE certification are favorably considered
Understanding of Wealth Management products and services and how they may be exploited for criminal purposes, including but not limited to money laundering and terrorist financing activities

AML Manager Resume Examples & Samples

Four-year college degree or international equivalent
2-4 years’ relevant experience at professional services firm and/or bank
Ability to work both independently and within a team
Strong analytical and decision-making/critical-thinking skills
Ability to write clear and concise reports and communicate with management
Strong internet research skills

BSA / AML Manager Resume Examples & Samples

5 or more years of previous banking experience with a focus on BSA/AML compliance
3 or more years managing a team focusing on BSA/AML compliance
Intermediate knowledge of community bank operations, products, and services
Demonstratable completion of supervisory training; supervisory experience with skilled labor strongly preferred
Ability to develop intermediate to advanced knowledge of software applications used to fulfill the job, including BAM+
Working knowledge of various bank products and services including but not limited to deposit products, non-deposit products, consumer, commercial, and/or residential mortgage lending, including intermediate knowledge of the regulatory requirements applicable to Banner’s business operations
Ability to acquire and demonstrate intermediate to advanced knowledge of policies, procedures and regulatory requirements pertaining to risk management and compliance

AML Manager Resume Examples & Samples

Support WM&SS in an anticipatory posture related to the rapidly changing risk and compliance environment, while balancing process efficiencies and client experience
Lead/Manage a team of 6 to complete reporting, testing/monitoring, and exception/resolution activities
10 or more years of experience in an applicable risk management environment
AML experience, CAMS certification preferred
Proven ability to build and manage a team of Risk/Compliance/Audit professionals who have credibility and work directly with business line management
Demonstrated oral and written communication and interpersonal skills, planning and implementation skills and negotiation skills
Advanced skills at managing stressful situations

BSA / AML Manager Resume Examples & Samples

Manages the day-to-day activities of the EDD area through use of available systems, both automated (BAM) and manual, including the high-risk MSB program. Ensures timely completion of EDD reviews at onboarding and during periodic review. Responsible for working with the VP Assistant BSA AML Officer and various department heads and subsidiaries to establish and conduct high-risk customer processes, including site visits. Recommends solutions to the VP Assistant BSA/AML Officer and the FVP BSA Officer for properly risk-rating customers to ensure the bank meets critical information requirements and remains in compliance with regulations and bank policy. Escalates issues to the VP Assistant BSA Officer and the FVP BSA Officer. 60%
Manages the development and enhancement of BSA policies and procedures pertaining to Due Diligence and Enhanced Due Diligence at account onboarding and periodic review. Ensures that staff is trained on the procedures. 15%
Manages the information-gathering process for the periodic risk assessment and other reports as assigned, and participates in the BSA/AML risk assessment. 15%
Provides BSA training throughout the organization and maintains records for review by regulators/auditors. Serves as a liaison for BSA audits and regulatory examinations, including periodic compliance reviews. 10%
5-7 years’ experience of well-rounded general banking knowledge
2-3 years’ experience in BSA/AML/OFAC program
2-3 years performing high-risk EDD, 1 of which was supervising the EDD function
1-2 years supervisory experience
Excellent organizational skills; ability to multi-task
Ability to coach, mentor, and develop junior staff and review their work
Extremely analytical, especially with large groups of data; good math skills
Extremely detail oriented; high degree of accuracy
Knowledge of financial crimes and how they are perpetrated
Knowledge of Customer Due Diligence and Enhanced Due Diligence processes
Knowledge of high-risk customers
Proficiency in data entry; dexterity with keyboard
Good report-writing skills, ability to present data
Excellent computer skills with the ability to learn additional computer skills with ease

Transfer Agency AML Manager Resume Examples & Samples

Previous use of an Image and Workflow application would be preferable
Can perform and check basic system and manual functions to include
New Accounts - Maintaining AML on Shareholder Record Keeping System
Customer Checklists - Knowledgeable in how to complete / validate CDD and correspond to complete
AML Manager will be capable of imparting knowledge of the above to junior staff
Comply with all BNY Mellon corporate policies and procedures, including HR policies and procedures, applicable to BNY Mello

AML Manager Resume Examples & Samples

Compile and complete, as well as undertake periodic reviews and general monitoring, of both client and investor filesto ensure that the Luxembourg AML policies & procedures are being applied and adhered to
Perform due diligence reviews on new clients and subsequent reporting to New Client Review Committee
Identify changes to legislation, rules or industry guidance to ensure that the Company meets its statutory obligations and internal requirements in respect to the prevention of money laundering prevention and to ensure this is communicated effectively to management and staff
Perform periodic reviews and updates of procedures in line with Group standards and local requirements
Undertake monitoring of client and investor accounts for abnormal instance and suspicious activity from an AML perspective and in line with procedures
Investigate reports of suspicious transactions / circumstances, as well as prepare and submit reports to senior management and/or MLRO review
Assist MLRO with various projects, as necessary
Carry out any other duties in respect of transaction monitoring and in particular Money Laundering Prevention and Counter Terrorism as may reasonably be required
Provide guidance and assist global with staff with AML/KYC related escalations within the European time zone
Become an expert in our SS&C’s AML process and procedures, including the systems used to support this function
Liaison for Regulators, Internal Audit and Legal department with regard to AML inquiries and audits
Provide support and time to the global AML teams as and when required and ensure best practices are brought in to the Luxembourg office as required
Degree in a Financial/ Business or Law Discipline is an advantage
Proven experience in AML/KYC within a financial services firm
Strong backgroundin Luxembourg Anti Money Laundering Standards and EU Third Money Laundering directive, as well as strong knowledge in the Fourth EU AML Directive
Deep understanding of Luxembourg market, associations and sources of information relating to AML/CTF
Strong communication skills and ability to manage clients and investors proactively as well as manage up to senior management in other time zones
Ability to work in a very fast paced environment
Working language English with a fluency in French being preferable and fluency in German being an additional advantage