Audit Manager Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the audit manager job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

K Howe

Kaitlin

Howe

2240 Denesik Extensions

Los Angeles

+1 (555) 424 6365

2240 Denesik Extensions

Los Angeles

Phone

p +1 (555) 424 6365

Experience Experience

Detroit, MI

Audit Manager

Detroit, MI

Metz LLC

Detroit, MI

Audit Manager

Establish and develop effective working relationships with Management of business units for which incumbent has been assigned risk assessment responsibility
Working capital management - manage work in progress and billings
Perform or assist in the performance of special reviews at the request of management, including fraud investigation
Manage performance of on-site audit work and review working papers when audit lead
Delegate work to assurance team members successfully Conduct timely performance reviews and provide performance feedback/training
Performs complex execution of the area of audit work performed
Collaborate with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls

present

Chicago, IL

Audit Manager

Chicago, IL

Marvin, Hegmann and Stiedemann

present

Chicago, IL

Audit Manager

present

Manage performance of on-site audit work and review working papers with audit management
Indirectly manage a team of professional resources, actively develop, train, coach and provide feedback for performance assessments for team members
Consult, work with, and service client base to make recommendations on business improvement and process improvement and serve as a business advisor to client
Work with other managers to help ensure the proper deployment of the audit staff and assist with the career development of team members
Effectively lead and manage resources to ensure performance measures and metrics are established and met throughout the execution of the planned audit work
Identifies internal opportunities and recommends methods to improve service, work processes and financial performance, e.g. expense management
Manage, develop, train and mentor audit staff on assigned projects, and assess their performance for audit engagement review and year-end performance reviews

Education Education

Bachelor’s Degree in Accounting

The University of Texas at Austin

Bachelor’s Degree in Accounting

Skills Skills

Strong customer service attitude; team player; strong desire for knowledge; adaptability
Solid interpersonal skills, including the ability to develop good working relationships and present findings / recommendations to management; and
Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
 Hold entire team accountable for meeting deliverables, adhering to Quality Assurance criteria and utilizing consistent methodology
 Oversee or lead audit engagements from planning through reporting and produce quality deliverables to both department and professional standards
Able to be responsible for engagement profitability including billings and collections
Highly motivated, results driven and proactive professional with solid organisational and time management skills
Knowledge of statistics, risk management, and Six Sigma (or other Quality programs) desirable
Good ability of conflict-solving; and ability to collaboratively work with model owner/sponsor counterparts

Create a Resume in Minutes

15 Audit Manager resume templates

Read our complete resume writing guides

Audit Manager Resume Examples & Samples

Represents functional area to identify synergies with similar functional areas, shape future processes and tools, participate in testing of engineered solutions, provided feedback, and champion implementation
Solicit feedback from associates and provide, when appropriate, to formed working groups
Review of functional area budget reports
Responsible for adherance of functional area expenses with established budgetary norms
Performs supervisory activities, including identifying performance problems and seeking guidance for remedial action; reviewing performance; and participating in interviewing and selecting staff
Plans, assigns, monitors, reviews, evaluates and leads the work of others, including other supervisors
Coaches and mentors subordinates, identifies training needs and recommends appropriate development programs
Ensures completion of internal assessments of policies and procedures are completed on an annual schedule
Responsible for creation and maintenance of branch audit schedule and the conducting of audits within firm and/or regulatory requirements
Assigns, prioritizes and reviews the work of other supervisors and/or associates
Provides technical training and professional development to supervisors and/or associates
Assists with the prioritization of technology needs for branch audit functions
May assist in preparing and presenting operational budgets for assigned functional area
Interprets and applies organizational policies and procedures
Participates in establishing objectives and developing processes and procedures to ensure adherence to all regulatory requirements
Performs periodic reporting on compliance and operational issues as required
Ensures effective coordination occurs within assigned work group and with other work groups
Identifies, recommends and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance systems
Concepts, practices and procedures of securities industry and/or banking compliance
Rules and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or Federal Deposit Insurance Corporation (FDIC); Office of the Comptroller of the Currency (OCC); Federal Financial Institutions Examination Council (FFIEC); Office of Thrift Supervision (OTS); Federal Reserve System; and state banking regulatory agencies
Principles of banking and finance and securities industry operations
Planning and scheduling work to meet regulatory organizational and regulatory requirements
Identifying and applying appropriate compliance monitoring procedures and tests
Preparing oral and/or written reports
Investigating compliances issues and irregularities
Making rule-based and analytical decisions
Supervise, coach and mentor others
Partner with other functional areas to accomplish objectives
Work under pressure on multiple tasks concurrently and meet deadlines in a fast-paced work environment with frequent interruptions and changing priorities
Use appropriate interpersonal styles and communicate effectively, both orally and writing, with all organizational levels
Work independently as well as collaboratively within a team environment
Establish and maintain effective working relationships at all levels of the organization
Maintain confidentiality
Maintain currency in laws, rules and regulations related to compliance in assigned functional area

Audit Manager Resume Examples & Samples

Understand the audit client's industry and recognize key performance drivers, business trends, and emerging technical and industry developments
Develop people by encouraging individuals to think for themselves and take responsibility for their contributions to the assurance team
Delegate work to assurance team members successfully
Maintain an educational program to continually develop skills
Monitor the assurance team's progress against the plan and alter it when needed
Generate new audit business opportunities
A bachelor's degree an approximately 5 years of related work experience; or a graduate degree and approximately 4 years of related work experience
A degree in Accounting, Finance, or related field
Integrity within a processional environment

Audit Manager Resume Examples & Samples

Contribute to planning and development of the annual CIB, Corporate Treasury and Market Risk audit plan
Utilize relationship management skills to build business relationships with audit clients
Develop project plans that effectively incorporate appropriate risks, scope, staffing requirements, deliverables, timelines, budgets and client availability
Provide audit process and business knowledge leadership to entry and intermediate level auditors and interns

Audit Manager Resume Examples & Samples

Develop and present processes, risks, controls and audit approaches to teams
Setting clear quality expectations based on SAS standards and delivers and explains reasons for review notes
Oversee activities, providing guidance and building staff and senior audit competencies
Prepare meaningful, relevant, and well-supported audit reports
Demonstrate strong listening skills and debating issues in an open, honest and forthright manner
Create an open, flexible atmosphere among multiple project teams managed to allow for rigorous interaction and confirmation of audit issues with clients
Support internal audit change initiatives and contributes by participating in a lead role
Ability to work independently in areas of difficult or complex nature
Contribute to planning, development, and execution of the audit plan
Bachelor's degree with 9 years industry experience (with at least 7 years in audit, internal control/risk management or regulatory compliance environment)
Solid knowledge of audit principles, practices and methodologies
Strong knowledge of banking regulations
Exemplify a positive attitude, strong work ethic, team work and professionalism
Specifically seeking experience in operational and/orcompliance related functions within Consumer Banking, Wealth & Investment Management, Capital Markets, Market Risk, Commercial or Commercial Real Estate,
CIA, CRCM, or other relevant certifications
Knowledge of Securities regulations is a plus
Ability to travel 20%

Audit Manager Resume Examples & Samples

Participate in audit projects from planning to reporting with limited supervision and deliver a quality product in line with department standards and expectations
Evaluate, test and report on the adequacy and effectiveness of management controls
Finalize audit findings and employing excellent judgment to provide an overall opinion on the control environment
Effectively coach and mentor audit team mates, providing honest and constructive feedback
Effectively supervise, coach and mentor audit team mates, providing honest and constructive feedback
6 years of business experience
Three years of experience in “Big 4” public accounting
Three years of relevant financial services industry experience, preferably within Audit or risk and control
Experience in Operational and Financial Statement auditing
Ability to manage multiple tasks concurrently in an efficient and effective manner and with limited supervision
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present sensitive issues to management and influence change
Advanced degree, CPA or similar certification preferred
Experience in “Big 4” public accounting in the financial services practice
Previous experience in one or more of the following areas preferred: Investment Banking, trading, market risk, credit risk, regulatory compliance, finance and accounting
Versed in US GAAP and Financial Control risks
Six years of business experience
Excellent communication (i.e., verbal and written) and interpersonal skills, with the ability to present complex and sensitive issues to management and influence change

Audit Manager Resume Examples & Samples

Facilitate team and client satisfaction surveys; analyze and report results
Facilitate maintenance of department policies and procedures
Facilitate team workshops and roundtable sessions
Assist with other Professional Practices activities as needed, including workpaper reviews

Audit Manager Resume Examples & Samples

Coordinate the planning, execution and delivery of audits
At least seven years of experience in a financial services firm or in public accounting, with an appropriate level of exposure to and involvement with the products related to these businesses. Internal audit experience preferred
Experience and an expert proficiency in risk analysis and audit report preparation required
Strong communication and interpersonal skills, enthusiastic, self-motivated, effective under pressure and willing to take personal risk

Audit Manager Resume Examples & Samples

Bachelor’s degree required; professional certification (CRCM) preferred
Minimum 10 years of audit, and/or compliance experience
Comprehensive understanding of key fair lending regulations and key compliance priorities relevant to consumer finance businesses
Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically
Enthusiastic, effective under pressure and willing to take personal risk and accountability
Proven ability to interact with senior executives of the firm and represent the Audit Department on Committee’s and Governance forums

Audit Manager Resume Examples & Samples

At least7 -10 years of Asset Management/Investment Managementaudit or businessexperience
Knowledge of applicable investment companies and investment advisors rules and regulations
Bachelors degree in Accounting, Finance, Economics or related discipline

Audit Manager Resume Examples & Samples

Establish strong relationships with management in Card & Commerce Solutions and related control groups such as Risk Management, Compliance, and Audit colleagues
Manage and/or leadaudit engagements covering Card &Commerce Solutionsincluding risk assessments, audit planning, audit testing, directing audit staff, control evaluation, audit report drafting, and follow-up and verification of issue closure
Stay up-to-date with evolving industry changes and market events impacting the Card &Commerce Solutionschannels and products
Must have 7 years of relevant experience in internal/external auditing, or consulting
Experienceproviding feedback and coaching team members
JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/Veteran

Audit Manager Resume Examples & Samples

Lead a team of professional auditors responsible for performing full scope audits that encompass strategic, operational, regulatory compliance and financial process environments, with efficiency and effectiveness, in accordance with professional audit standards
Through in-depth understanding of the business, including changes to the regulatory and business environments, develops audit programs to ensure effective control solutions are implemented
Direct, counsel, and instruct staff assigned to the engagement and review audit plan, findings, and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with requirements
Provide support, as needed, to audits led by other audit managers and/or functional audit teams
Assist with the development and ongoing execution of the Continuous Audit program
Provide input and support for the strategic planning process and scheduling of audit resources
Certified Internal Auditor (CIA) designation (or ability to obtain within 24 months of start date)
5 years of Internal and/or External Audit experience, preferably in the Banking/Financial Services industry
Extensive regulatory compliance knowledge and experience within the Banking/Financial Services industry
Ability to interact with all levels of an organization

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Commercial Banking; technology management; project/program management; regulatory compliance or supplier management
Maintains an updated understanding of the impact of local and global regulations related to Consumer and Commercial Banking Technology and its risks
Interacts with local and global regulators to understand specific requirements related to Consumer and Commercial Banking Technology; reviewing, improving and approving the reports or sections related to technology risk that will be included in formal communications between Citi and the different regulatory instances
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Retail, Credit Cards, Loans, Mortgage products, especially those associated with the Consumer business
Working proficiency in Spanish language, in order to review documents and communications issued by local regulators, as well as to interact with local Citi IA, O&T, CCC and Business teams and regulators in the different LATAM countries where IT Audit work will be performed; working proficiency in Portuguese is a plus

Audit Manager Resume Examples & Samples

Responsibility for executing Finance audits across the EMEA region, validating the resolution of outstanding Issues, and monitoring Financial Control activities in the company,
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate) branch examinations, as well as business monitoring and governance committee reporting,
Applies recognized expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams,
Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking,
Willingness to business trips (50%),
Senior level experience in a related role with experience in business, functional with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables,
BA/BS or equivalent. Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are a plus,
Demonstrates experience managing integrated internal audit and assurance delivery within a matrix reporting environment,
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of financial services products, especially those associated with the Capital Markets and Banking business,
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views,

Audit Manager Resume Examples & Samples

PHD, MBA, or equivalent. Related certifications (CQF, CFA, CRM) are a plus
Experience in developing and maintaining technical documentation for methodologies and applications; including project plans, model descriptions, mathematical derivations, data analysis, process and quality controls
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Model Risk Management concepts, such as model governance, inventory, documentation, validation and use, especially those associated with the use of models for valuation, risk management, decision support and other purposes across all businesses. [
Experience in the preparation and delivering of training materials, presentations and reports on credit risk analytics for technical and non-technical audiences

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned Mortgage Servicing businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Manages audit activities for a component of the Mortgage Servicing product lines, functions, or legal entity at the regional or country level including a portion of the audit annual plan
Completes assigned audits within budgeted timeframes and budgeted costs. Manages small to medium sized audit teams of Internal Audit professionals. Leads the professional development of Internal Audit staff
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Consumer Banking Global Mortgage products, especially those associated with the Mortgage Servicing business

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations, and Citigroup and Citibank policies
Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function, or regional executive management partners. May negotiate internally often at a higher levels on matters which will have a major impact on the area managed
Business travels will be required

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: KAMLS for Consumer or Investment Banking businesses, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Services Industry, especially those associated with the KYC, AML , Transaction Monitoring and Sanctions
Minimum 8 years of experience in areas related to banking regulations, AML programs, local standards, and internal policies

Audit Manager Resume Examples & Samples

Analyzing and assessing technology risks assumed by the Wealth Management, IB and Global Asset Management business
University degree (Bachelor or Master Level), preferably with a technical background
Strong experience (4-7 years) in audit, compliance or internal control areas within the financial industry
Good understanding of technology, the financial market, operational aspects, as well as process flows within and between banks / counterparts, and a thorough knowledge of local regulatory requirements
Flexible and committed team player willing to travel to other UBS locations in APAC for audit assignments
Good communication skills and are able to interact with all levels of management
Fluent in both verbal and written English
Ability to speak Mandarin is highly preferred
Ideally CISA qualified

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking Businesses, technology management; project/program management; regulatory compliance or supplier management
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Financial Service Industry, especially those associated with regulatory compliance
Minimum 8 years of experience in areas related to banking regulations, local standards, and internal policies

Audit Manager Resume Examples & Samples

Develop a work plan or approach for assigned components of audit
Adherance to/ implementation of Corporate Audit methodology throughout the execution of an audit engagement
Maintain effective relationships with clients during audit engagements
Provide feedback and advice to clients on risks and controls, as appropriate, recommending process improvements that reflect best practices
Keep current with applicable laws and regulations, corporate policies, industry best practices and developments (e.g. new financial products or technology)
CSC, CFA and/or FRM enrollment or completion an asset
Able to tolerate an accelerated rate of change in business and regulatory environment
Ability to identify and examine emerging risks, in addition to the capability of assessing compliance

Audit Manager Resume Examples & Samples

A minimum of 6-7+ years direct work experience in Audit within financial services
Corporate Finance experience in/auditing a large financial services/banking institution
Knowledge of technical accounting, accounting operations, SEC/regulatory reporting, Sarbanes-Oxley, corporate finance, risk management techniques and compliance requirements specific to financial services industry
Ability to lead a team and to converse with senior audit and finance management on regarding accounting, internal control, infrastructure, risk management and process issues
Posting Date: 09/23/2014

Audit Manager Resume Examples & Samples

Specialized skills required include capital management experience (e.g. capital governance, market risk capital calculations, Basel capital calculations, economic capital calculations, or capital adequacy)
A minimum of bachelors degree and more than two years direct work experience in Audit, Finance, Compliance, Bank consulting, Corporate Treasury, Corporate Investments, Credit Risk, Operational Risk, Market Risk, Global Investment Banking, or Global Markets
Basic understanding of financial modeling from a business process perspective
An understanding of change management and risk management

Audit Manager Resume Examples & Samples

At least 10-15 years of auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Strong knowledge of Global Markets/Banking lines of business; Operations and Middle Office functions; and operational controls
In-depth understanding of key Global Markets Operations processes (focusing on back office operatons)
Strong understanding of the trading function; product control; middle office and operations
Familiarity with relevant regulatory rules, pending regulatory reforms, and industry initiatives
Ability to effectively build and manage relationships with stakeholders throughout the organization
Must have bachelors degree
Masters degree and CPA/CIA

Audit Manager Resume Examples & Samples

MUST HAVE Ten to Fifteen years of relevant work experience: Preference of Internal Audit Managemernt experiences
Have priorlarge, financial services experience
Leadership ability to present and syndicate audit review results and control issues with senior executives and the regulators
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Strong risk controls assessment of processes
Bachelor’s required (Master’s degree a plus)
Knowledge of Compliance organizations at large, complex financial institutions
Advanced degree a plus
Six Sigma Green Belt, Black Belt, Master Black Belt, Lean or DFSS a plus

Audit Manager Resume Examples & Samples

Maintaining subject matter expertise in market risk management, including: best practices, regulatory requirements and key control processes
Review and assess market risk regulatory compliance across the various jurisdictions and associated regulatory regimes in which the Bank operates, including but not limited to CRD IV requirements in Europe (ensuring all relevant Basel requirements are met) and SEC Alternative Net Capital rules for the US
Perform periodic audits of specific focus areas relating to market risk, e.g. assessment of scenarios and stress testing practices and procedures and alignment to regulatory requirements in this area (such as CCAR for US entities)
Participate in the delivery of the audit plan relating to market risk measurement and management processes to ensure the use of sound risk management controls and regulatory compliance
Execution of a program of continuous risk and performance monitoring (e.g. business developments, emerging risks and control issues)
A good understanding of market risk measurement requirements under Basel regulatory capital calculation approaches
A degree-level education (or equivalent) in a numerate discipline – post graduate/ professional qualifications within a relevant field (e.g. ACA, CFA, FRM and/ or PRMIA)
Good product knowledge (specifically derivatives and other traded products)
Strong communication skills and experience of liaising across control areas
Experience of working cross-regionally as part of a global team

Audit Manager Resume Examples & Samples

Leading a workforce that is knowledgeable about our business and AML/ATF and economic and trade-based sanctions regulations and regulatory expectations, understanding the external market, thinking about the efficiency and effectiveness of management and control processes, being seen as highly credible and using their ingenuity to add value
Develop audit discussion points that are insightful and provide a fair and balanced assessment based upon critical assessment of management and control processes Such points will be clear, concise, objective and timely in their delivery
Develop and maintain good working relations with key clients and executives at senior management levels
Maintain regular communication with SAM/Director on Division issues concerning the audit engagement
Provide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Senior Audit Manager or Director. Continue to advance the capabilities of individual teams by participating in internal / external training opportunities
Be and be seen as a knowledgeable person in business, client and audit technical matters keeping current on new thinking/practices
Undergraduate degree or equivalent with 5-7 years of direct relevant experience in an audit, consulting or AML/ATF compliance function
Graduate degree is desirable. Professional or business designation (CIA, CFE, CAMS, CAMS-Audit) is desirable
Working level planning and organizing skills with the ability to manage multiple priorities

Audit Manager Resume Examples & Samples

Supervise a portfolio of audits, demonstrating an ability to effectively prioritise completing commitments in order to ensure efficient delivery against agreed timeframes
Demonstrate effective risk awareness in order to ensure an appropriately targeted audit approach and emphasis of work performed
Identify key issues impacting businesses under review, presenting and agreeing with management practical recommendations and responses for the mitigation of associated risks. Identify potential solutions by exploring and analysing diverse alternatives
Maintain extensive subject matter expertise in credit risk management (AIRB approach) and measurement (Internal Model Methodology), including: best practices, regulatory requirements and key control processes
Review and assess Basel regulatory compliance across Credit risk Management to ensure all relevant Basel requirements are met
Participate in QA of self assessments covering policies and procedures framework for credit risk against regulatory provisions for: CRD IV , Basel III, CCAR and ANC relating to counterparty credit risk
Maintaining a good understanding of subject matter relating to market risk measurement and management, including review and assessment of market risk regulatory compliance across the various jurisdictions and associated regulatory regimes in which the Bank operates
Execution of a program of continuous risk and performance monitoring (e.g. business developments, emerging risks and control issues

Audit Manager Resume Examples & Samples

Drive all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, audit report drafting, work paper documentation and follow up and verification of issue closure
Perform monitoring of operational and financial related data to recognize patterns and trends with risk and control implications
Stay up to date with evolving regulatory and market events impacting the firm's Corporate Treasury unit
Minimum of a Bachelor's degree in Accounting, Finance, or a related discipline
Minimum of 5 years audit or relevant business line/risk management experience
MBA, CPA, CIA, CFA, or CFE designation preferred

Audit Manager Resume Examples & Samples

Master Degree in finance or relevant area,
Related certifications (CPA, ACA, CFA, CIA, CISA or similar) are an advantage,
Senior level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables,
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of banking products,
Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment,
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style,

Audit Manager Resume Examples & Samples

Develops and executes a robust Branch Exam Plan, by reviewable entity, for assigned branches in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Delivers on time high quality branch exam reports, Internal Audit and Regulatory issue validation
Directs complex branch exam activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan
Proactively advances integrated auditing concepts and use of technology. Closely follows latest trends in own field and adapts them for application within own job and the business
Participates in major business initiatives and pro-actively advises the business on change initiatives
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Retail products and services, especially those associated with branches
English and Spanish skills. Portuguese will be a plus

Audit Manager Resume Examples & Samples

At least 7+ years of audit and/or wealth management experience. Fiduciary and broker-dealer audit experience is a plus
Excellent verbal and written communication skills to present complex and sensitive issues to senior management in a persuasive manner
Proven ability to be able to multi task and adapt to changing priorities

Audit Manager Resume Examples & Samples

College degree with a minimum of 4 years of IT audit experience
Knowledge of US Regulations such as the FFIEC Handbook or NIST
CIA, CPA, CISA or CISM, designations are desirable
In-depth interpersonal, relationship management and communication skills
In-depth planning and organizing skills with the ability to manage multiple priorities

Audit Manager Resume Examples & Samples

Lead audit projects from planning to reporting with limited supervision and deliver a quality product in line with department standards and expectations
Effectively manage teams audit engagement teams, performing timely review and providing honest and constructive feedback
CPA certification required
Minimum 7 years of experience in banking in public accounting or in internal audit
Relevant financial services industry experience, preferably within Audit or risk and control functions
Well versed in GAAP including recent accounting pronouncements. Working understanding of SEC and Regulatory Reporting
Previous experience in one or more of the following areas preferred: Regulatory compliance, finance and accounting, investment banking

Audit Manager Resume Examples & Samples

Provide the Director/SAM with meaningful insights on efficiency opportunities observed within client functions
Provide timely and insightful support to Director and/or SAM
Ensure that all audit procedures executed are conducted to the high standards set out by the Division, adherence to which is confirmed through the Division’s Quality Assurance program and/or regulatory examination results
Effectively execute sections of the audit as assigned by the Director and/or SAM
Conduct such projects as may be assigned by Director and/or Senior Audit Manager
Demonstrate high quality work consistent with a “strong” audit function,
Provide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Director or Senior Audit Manager
Undergraduate degree or equivalent with a minimum of 5 years of direct relevant experience in an audit function or business / corporate function
Graduate degree would be desirable
Professional or business designation like CA, CMA, CPA with audit experience is required
Knowledge of trends and best practices in Internal Control and the assigned LOB

Audit Manager Resume Examples & Samples

Plan, manage, oversee and conduct audit work based on established audit plans in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Demonstrate a strong understanding of current business activities and related risks, and contribute to the audit risk assessment & evaluation of design and operational effectiveness of practices
Protect the interests of TDBG by maintaining awareness of emerging issues, regulatory requirements and assess potential impacts to the enterprise
Prepare and present audit results and reports to audit management and client management as appropriate
Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team and Audit Division
Provide coaching and on-going, constructive performance feedback to team members

Audit Manager Resume Examples & Samples

Lead the risk assessment process and provide expertise on regulatory issues to identify key risks, oversee the completion of the overall audit process, including development and application of appropriate audit programs, on-going client communications, reporting and post-audit procedures
Oversee audit work based on established audit plans and manage the audit in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Execute audits of complex projects being undertaken by the business
Oversee and execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with established standards
Represent Audit on internal/external committees and provide subject matter expertise to internal clients and Audit Division relating to policies, procedures and processes
Contribute to the strategic direction of the Corporate Audit group by participating in the development of the annual audit plan and identifying emerging trends, issues and/or developments in the external environment and the departments that we audit
Demonstrate strong understanding of auditees’ business activities and related risks as well as emerging risks to adequately assess business and audit related impacts and provide recommendations for developing new audit approaches and/or appropriate controls to mitigate these risks
Indirectly manage a team of professional resources, actively develop, train, coach and provide feedback for performance assessments for team members
Contribute to, and promote positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team, internal and external business partners; and
Support Corporate Audit Group management and other team members in the achievement of individual, divisional and team goals

Audit Manager Resume Examples & Samples

Proactively identify changing strategies, tactics, risks and initiatives continuously following the appropriate audit and investigative services with the appropriate focus. Meet with key client management periodically to ensure an understanding of strategies, tactics, objectives and initiatives
Providing fair and balanced insights into current, emerging and potential issues, trends and opportunities that will enhance efficiency and effectiveness of management and the enabling control processes. Develop audit discussion points that are insightful and provide a fair and balanced assessment based upon critical assessment of management and control processes such points will be clear, concise, objective and timely in their delivery
Provide timely and insightful support to Director and SAM
Demonstrate high quality work consistent with a “strong” audit functionProvide proactive leadership and direction to Audit Analysts and Associates as may be required, supporting performance assessments by the Director/Senior Audit Manager
Graduate degree desired
Professional or business designation is required, i.e., CIA, CPA

Audit Manager Resume Examples & Samples

Planning and delegation for Audit team
Preparation and presentation of new client proposals
Advising clients on sale of business
Design and implementation of audit plans
Audit of companies across a variety of business sectors
Lead role in advisory and business planning arrangements

Audit Manager Resume Examples & Samples

Minimum of 1 years experience at Audit manager level
Previous experience as an Audit Manager is highly desirable
Client focused with strong commercial expertise
Experience of managing client relationships
Demonstrate excellent interpersonal and communication skills
Excellent business development and cross-selling skills
Ability of working to deadlines and within budgets on each assignment
Self-motivation with the necessary ability to manage, develop and mentor staff
Involvement in training of Audit trainees

Audit Manager Resume Examples & Samples

Management of a number of key client relationships and audit of companies across a variety of business sectors
Ensuring completion of audit assignments within appropriate budget and time-frame
Presentation of new client proposals
Support role in advisory and business planning arrangements

Audit Manager Resume Examples & Samples

Current or recent CPA firm audit experience
Proficient with Excel and other Microsoft Office tools
Exposure to royalties and royalty audit
Business management experience

Audit Manager Resume Examples & Samples

CFA / CPA
3+ years of experience with Internal or External Audit or relevant specialty area
Experience in managing audits of Enterprise Risk Management, Capital Planning or Basel Advanced Systems (i.e. Credit IRB, Market, or Ops Risk - AMA)

Audit Manager Resume Examples & Samples

CPA firm audit experience working with real estate clients
Knowledgeable in tax
Strong GAAP
Commercial, Residential and Retail experience
Audits and tax basis compilations experience

Audit Manager Resume Examples & Samples

5+ years of recent or current experience with a CPA firm
Experience with Audit (Financial) GAAP, and GAAS
Ability to manage to budget

Audit Manager Resume Examples & Samples

Oversee the efforts of multiple client engagements in the Healthcare industry
Maintain active communication with clients to manage expectations, ensure satisfaction, and lead change efforts
Consult, work with, and service client base to make recommendations on business and process improvement
Understand and manage Firm risk on audits and proposals
Identify and communicate to management suggestions to improve client internal controls and accounting procedures
Manage, develop, train and mentor staff on projects and assess performance for engagement and year-end reviews
Actively participate in recruiting talent for the Firm
Thorough knowledge of GAAP and GAAS
5+ years of CPA firm experience or relevant internal audit or private accounting experience
Significant experience in the Healthcare industry or technical expertise in financial reporting

Audit Manager Resume Examples & Samples

5+ years of experience providing attest services with a Professional Services firm; 2+ years of Supervisory experience
Experience with Audit (Financial), Financial Statement Preparation, and Internal Controls
Demonstrated experience performing GAAP/GAAS audits of not-for profit entities, OMB Circular A133, and/or audits of higher-education institutions

Audit Manager Resume Examples & Samples

5+ years of recent work experience within a CPA firm or other industries such as middle-market or asset management (including hedge and private equity funds), real state, employee benefits, government or not-for-profit organizations
B.S. Accounting / CPA
Solid organizational skills with demonstrated ability to multi-task
Strong dedication to teamwork
Proficient with MS Office and Lotus Notes

Audit Manager Resume Examples & Samples

7+ years of audit experience with a mid-sized CPA firm and has worked on Restaurant clients
Tax-Compliance
Supervise Others
Client Service
Audit-Operational, Audit-Financial

Audit Manager Resume Examples & Samples

7+ years of experience with a public firm with diverse industry exposure
Degree in Accounting
Experience with Audit - Financial & Operational

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards , relevant government statutes and regulations, and Citigroup and Citibank policies
Reviews and approves business Monitoring Quarterly Summaries
Senior level bank or audit experience in Retail business or a related control function role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Have excellent knowledge of product management/operations/compliance in corporate and/or retail banking. In-depth understanding of the relationship between branch operation and support units within a financial institution, impact on the overall control environment and audit approach

Audit Manager Resume Examples & Samples

Undergraduate degree required
5–7 years of experience in the financial industry
Prior audit experience desired but not required

Audit Manager Resume Examples & Samples

4 to 8 years of experience
Financial services skills
Strong applications experience
Background out of a big 4 advisory or competitor firm

Audit Manager Resume Examples & Samples

Education in finance or accounting
8+ years of banking or auditing experience
In-depth knowledge of business and key finance functions of sales and trading and corporate and investment banking businesses, capital markets businesses and functions, auditing principles and techniques, U.S. GAAP and international accounting standards, complex accounting, auditing standards, business processes, and technology
Credit, market, and model risk management experience a plus
Understanding of the global regulatory environment and key compliance issues impacting banking institutions a plus
An understanding of management principles that enable recognition and evaluation of materiality and significant deviations from good management practices

Audit Manager Resume Examples & Samples

To manage a portfolio of clients (worth circa £0.6m to £0.8m fee income) and to carry out work to a high technical standard in a commercially beneficial manner
To effectively recruit, promote and develop talent within the team
To be part of the management team and develop the client portfolio

Audit Manager Resume Examples & Samples

7+ years of experience in internal audit required in Corporate Banking, Capital Markets and the Broker Dealer Industry
Advanced knowledge of the US banking and broker/dealer regulatory requirements
Ability to develop risk based audit procedures for BSA/AML and other regulatory requirements
Microsoft Excel proficient (Pivot Tables, V-Look Ups, Macros)
Professional certification (CPA, CRP, CIA, CFSA)
Good understanding of the BSA/AML regulatory framework and AML specific qualifications ACAMS/AMLCA
AML/Sanctions audit experience

Audit Manager Resume Examples & Samples

Operate independently as a QA Partner across the ICG product lines in LATAM, forming partnerships with Audit Controllers and Audit Leads
Liaise across the QA team to coordinate on QA global reviews and interactions during QA reviews
Producing effective communication tools – briefing notes, newsletters, QA and Methodology updates
Assist the QA Director in the review and improvement of global Internal Audit methodology and practices through
Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank
Candidates should have at least 5-7 years of diversified financial management experience, ideally including experience in audit or a related field
H/She must be proficient in risk and control analysis and audit concepts for a full range of products and specialized areas and will be skilled at analysing root causes of problems and anticipating ‘horizon’ issues
Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential
This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, the ability to work effectively at the highest levels of the organization, and will display highly effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility
A proven track record in delivery is essential
Spanish language skills required and Portuguese language skills advantageous

Audit Manager Resume Examples & Samples

Successfully planning, executing and completing audits according to a risk-based approach, recommending internal control improvements that may include operational enhancements or efficiencies, and preparing audit reports
Demonstrate knowledge of financial and operational internal control methodologies and terminologies; process and control industry standards; risk management practices and techniques; and internal audit process, technology and tools for planning, design, performance, testing and reporting
Manage complexity, multi-task and work independently in non-routine situations

Audit Manager Resume Examples & Samples

Ability for travel to serve clients
Minimum 5+ years of health care audit experience in public accounting
Currently located or willing to relocate to Jackson, Mississippi
Bachelor’s or master’s degree in accounting required

Audit Manager Resume Examples & Samples

Provide audit and business advice to a variety of clients from small, fast growing clients to large corporate entities
Provide on site co-ordination role for audit clients including planning, day to day control, liaising with clients and completing audit assignments
Identify, anticipate and resolve technical issues within the context of the client’s business
Contribute to engagement/project management to meet engagement project objectives and budget
Takes day to day responsibility for the outputs and activities of your team
Explain to staff members how their assignments contribute to meeting the objectives of the engagement/project as well as their career development. Uses delegation and assumes the role of a mentor where appropriate
Take appropriate responsibility for the quality of your team’s work meeting compliance and risk

Audit Manager Resume Examples & Samples

Knowledge of regulations impacting the banking industry related to OCC, FRB, CFPB, etc
Ability to understand and apply concepts in enterprise and/or operational risk management
Possess critical thinking and analytical skills
Ability to conduct and support audits of a complex nature
Ability to manage multiple assignments to established deadlines
5 - 7 years related audit, finance, accounting, compliance or operational risk management experience at a major banking organization or other financial institution

Audit Manager Resume Examples & Samples

Oversee and assist with division and Enterprise Risk Management audits
Review of key business processes and systems
Assist with timely completion of department initiatives
Strengthen internal controls
Enhance cash flows
Lead the audit planning processes
Identify key risk areas
Coach and develop staff for their next career opportunity
Bachelor’s in accounting/finance required
Master’s preferred
CPA/CIA/CFA/FMLI preferred
Supervisory experience a must
5+ years experience in audit required
Public/Big 4 preferred

Audit Manager Resume Examples & Samples

Plans, leads and ensures execution of the audits of various company business functions
Leads Sarbanes-Oxley compliance reviews
Perform business monitoring per the audit cycle demands
Assess the effectiveness of controls, determines the potential impact of any control failure and recommends corrective actions to the business
Produce Audit reports
Monitors the status of existing corrective actions and schedules validation of completed corrective actions
Ensures that all parts of each audit are completed and monitors and reports on time incurred versus time budgeted
Prepares periodic monitoring reports
Train and develop staff
Reviews workpapers to determine completion and adherence to standards
5-8 years of work experience in audit and public accounting
Property casualty business experience required

Audit Manager Resume Examples & Samples

Identify risks and manage
Produce reports highlighting issues and providing potential solutions
Active engagement with senior staff to gain a good understanding of the business
Supervise, coach and develop junior members of staff within teams
Ensure compliance with internal (audit methodology and risk management) and external (regulatory) requirements

Audit Manager Resume Examples & Samples

Engagement planning: plan all aspects of assigned audits/areas including the development of a thorough understanding of the business, risks and processes, emerging issues and develop a detailed audit plan as required
Audit execution: execute assigned audit activities independently and evaluate the adequacy of system design and the internal control framework
Problem identification: identify and assess the materiality of control weaknesses, including the identification of underlying causes and the provision of practical recommendations for resolution
Reporting: Clear reporting of audit findings and the summation of findings in a draft audit report
Proven ability to coach and provide effective feedback to others
A high degree of flexibility to adapt to a variety of tasks as well as deadline and scheduling changes
Strong interpersonal, communications (written and oral) and relationship management skills to effectively manage the work of others as well as sensitive and confidential information
The ability to liaise comfortably with internal contacts, including senior management
Attention to accuracy and detail is a must

Audit Manager Resume Examples & Samples

Ideally 5 years + accounting experience in a large accountancy firm
Qualified Chartered Accountant (ACA or equivalent)
Significant experience in, and proven ability to offer our clients your expertise in a range of Audit services
Business acumen and insight to be an effective business advisor to clients
Outstanding communication - both spoken, written and people skills
Be a motivated self-starter, with ambition to continue successfully progressing your career

Audit Manager Resume Examples & Samples

Developing and executing a robust Audit Plan for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Delivering on time high quality audit reports, Internal Audit and Regulatory issue validation and branch examinations, as well as business monitoring and governance committee reporting
Managing audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan

Audit Manager Resume Examples & Samples

Professional Designation - CA, MBA, MMF or similar and/or equivalent undergraduate degree with financial services background
Risk Management or Financial Analysis designation such as CFA, FRM, or CERA highly recommended
Audit related designation such as CIA, CRMA or CFSA to be obtained within 24 months of joining IAS. Good understanding of capital markets and risk management is required while understanding of Basel regulations is also desired
Within approved financial plan and as outlined in Delegation of Authorities
Document findings and ability to assess general impact on potential consequences of recommendations
Supports WM, Insurance, PBB, as well as IT Audit and Fin Audit on issues related to Capital Markets
Execute annual audit plan for Capital Markets
Supports other Internal Audit groups in execution of their audit plans where required

Audit Manager Resume Examples & Samples

Assist in the development and execution of a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer and Investment Banking, project/program management, regulatory compliance
Develops effective mid-line management relationships and has a strong understanding of the businesses
Partners with SVP and Directors to develop approaches for addressing broader corporate emerging issues
Prepares, validates or re-validates Entity Risk Assessments
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Risk Management concepts, especially those associated with Integrated Risk Management framework
Strong negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style
8+ years of Internal Audit experience, preferably in Financial Services Industry

Audit Manager Resume Examples & Samples

Manages a complex and critical unit within Internal Audit, including a small to medium sized team of Internal Audit professionals. Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer Banking, regulatory compliance, technology management, project/program management and supplier management
Analyzes reporting findings; recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems
Senior level (8+ years) experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Specific subject matter expertise regarding consumer regulatory compliance control disciplines and a solid business understanding of Mortgage, Credit Cards, Retail and Unsecured Lending products and services businesses
Demonstrates experience in managing teams and managing integrated Internal Audit and assurance delivery within a matrix reporting environment

Audit Manager Resume Examples & Samples

Responsible for managing multiple auditing and accounting projects and client engagements
Responsible for planning and executing the full scope of audits for a variety of non-profit clients
Prepare, review and analyze financial statements
Train & develop staff
Experience with Non-Profit and Benefit Plan assurance audit for a CPA firm
Experience with A-133 compliance
5-9 years current CPA firm experience
Audit Manager experience

Audit Manager Resume Examples & Samples

Responsible for planning, scoping and delivering medium size complexity audits identified in the audit plan in compliance with the Group Audit standards
Ability to operate with minimum supervision on certain more complex assignments, subject to guidance as required
Provision of controls, risk and governance counsel to the business as required within areas of knowledge
Relevant professional qualification
Previous experience of an Audit Manager role within financial services business or experience gained in public accounting firm
Capable of developing and maintaining influential relationships with the business
Use analytical and logical approach to identify priorities and challenge the business

Audit Manager Resume Examples & Samples

Oversees the effective and timely completion of assigned portions of the audit plan. Leads and coordinates the audit with business. Performs complex execution of the area of audit work performed. Supervises and leads assigned audits and presents results of audit to business leaders and reviews audit plan with the business
Provides highly proficient knowledge and subject matter expertise in the risk rating for the annual audit planning process and definition of audit entities. Conducts an efficient and effective risk assessment with high complexity
Responsible for formal audit planning. Performs ongoing review and adjustments of audit plan to ensure audit activities are focused on risk areas and provide value to customers. Provides input into the annual audit plan, including risk rating and audit entity definition
Bachelors degree focused in Finance/Accounting or related field of study
Exposure to the financial services industry

Audit Manager Resume Examples & Samples

Demonstrate an understanding of professional and industry standards and practices; keep abreast of latest developments and ensure professional development through ongoing education
Serve as the client’s trusted advisor, identify client issues and conflicts and proactively communicate solution options to the client and team
Exhibit excellent interpersonal, analytical, research and project management skills
Think independently and problem solve in a results driven team oriented environment

Audit Manager Resume Examples & Samples

Serve as client’s trusted advisor and demonstrated knowledge of industry trends, identify client issues and conflicts; proactively communicate solution options to client and team
Manage staff on engagement deliverables (such as financial statements, tax returns, work papers, etc.); complete technical and strategic reviews as a member of the final engagement review team to ensure quality control standards are met; ensure on time delivery and on budget
Demonstrate proficient technical skills for handling all client responsibilities, including knowledge of trends, industries, alternatives, etc
Understand the client’s organization, procedures and internal policies
Responsible for new client development in partnership with upper management; participate in client meetings, presentations and proposal development and meet individual cross serve goals
Manage and retain multiple client relationships, engagements and special projects
Develop overall engagement budget
Consistently meet charge hour goals
Responsible for billing and realization on assigned clients; explain variances
Foster a team environment; demonstrate support of management and decisions to build a positive culture
Participate in practice development activities that lead to the generation of new business and the opportunities for cross-serves
Bachelor’s degree in Accounting required; Master’s degree in related field preferred
6 years of experience in public accounting or related field
3 year supervisory experience
Must have active CPA certification
Ability to manage all aspects of client engagements

Audit Manager Resume Examples & Samples

Manage all phases of Audit Engagement including planning, staff supervision and ensuring timely delivery of audit services on budget
Serve as client’s trusted advisor, demonstrate knowledge of industry trends, identify issues and conflicts
Evaluate internal accounting controls, audit documents prepared by the staff
Oversee the preparation of management letters and other reports
Actively maintain regular contact and communication with assigned clients and supervisors
Participate in the training, development and coaching of staff
Actively work to retain and attract new clients
Participate in client meetings, presentations and proposal development and business development activities
Participate in recruiting activities and initiatives
BA or BS in Accounting, Finance or Business or relevant field
MSA or equivalent strongly preferred
6+ years in public accounting with a minimum of 5 years in Audit
Staff supervisory and development experience required
Demonstrated ability to coordinate efforts, prioritize and effectively manage staff and multiple engagements
Ability to effectively present information, listen and respond to questions from clients and other staff members
Ability to travel as required by business

Audit Manager Resume Examples & Samples

Manage all phases of audit engagements including planning, staff supervision and ensuring timely delivery and quality outcomes for our clients
Serve as client’s trusted advisor, demonstrate knowledge of industry trends, accounting and business developments impacting each organization
Evaluate client systems, practices, and internal controls as well as audit evidence assembled by the staff
Oversee the preparation, quality and value added focus of management letters and other reports
Actively maintain regular contact and communication with assigned clients and staff
Participate in supporting practice infrastructure related to the not-for-profit and education practice including training, development and coaching of staff
Participate in client meetings, presentations and developing of proposals for prospects
Previous attainment or expected near term attainment of audit manager status at another accounting firm or 6 years of experience
Extensive experience with Not-For-Profits and/or education audits or responsible financial leadership within such an organization
Excellent analytical, research, interpersonal, written and oral communications skills
Ability to coordinate efforts, prioritize, effectively manage staff and multiple engagements simultaneously
CBIZ Tofias is a leading provider of tax and consulting services. Mayer Hoffman McCann P.C is an independent CPA firm that provides audit and other attest services. Like other national firms, our tax/consulting and audit practices are organized as separate and independent legal entities that work seamlessly together to serve our clients

Audit Manager Resume Examples & Samples

Responsible for leading multiple audit engagement teams and co-ordinating with teams and clients
Develop and maintain strong working relationships with client personnel, particularly executives, throughout the year and continuously improve clients satisfaction by identifying and addressing their needs through inquiries, listening to their response, and suggesting action that may involve introducing services provided by the firm's practice units to the client
Business development and management of tendering process for new business
Serves as a trusted business advisor by providing client management value-added advice related to the client's needs

Audit Manager Resume Examples & Samples

Responsible for planning and executing basic to complex portions of the Risk & Control Services plan including audit activities and SOX/MAR compliance activities. Completes risk assessments in conformance with department standards, generally in moderately complex areas. Presents work objectives and results focusing on impact of control deficiencies
Supervises and leads assigned projects. Provides indirect leadership to peers and others as needed in the work assigned. Manages the scope, schedule and deliverables of assigned work
Experience in financial services industry. Specifically Insurance and Annuities

Audit Manager Resume Examples & Samples

Adhere to the highest degree of professional standards and customer confidentiality
Prepare the annual budget and audit plan
Review quarterly risk assessment results and develop an audit schedule, ensuring all significant areas of risk are identified and assessed
Monitor changing circumstances within external, third parties and TAN-Career Agency field operations and producer agents, making appropriate adjustments to the audit plan and departmental resource allocations to meet business needs
Provide senior and field leadership/management with insightful, accurate information regarding the condition of controls and improvement opportunities; and, provide internal controls consultation by participating on corporate or divisional projects, facilitating training, participating in regional or field office meetings, etc
Ensure timely planning, including development of risk assessment and audit program
Ensure all audit program steps are adequately addressed; and audit testing is documented clearly and concisely
Ensure well-written audit reports are issued timely
Ensure projects are completed within negotiated budgets and due dates; and provides timely status updates to the Director of Audit and other appropriate personnel
Assist staff members in defining performance objectives and standards that are acceptable and support the goals and strategies of the department, and the staff member’s long-term growth. Provide continuous coaching and feedback to staff members which include but are not limited to, formal written project evaluations after each project; and, annual performance evaluations that clearly communicate the relationship between performance and compensation
Bachelors degree in accounting, finance, business administration or related area required
Graduate degree or Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE), Certified Public Accountant (CPA) or related certification(s) required
Ten or more years of audit or related business experience required
Technical auditing and/or accounting skills required with experience auditing external, independent parties (TPAs, MGUs, etc.) preferred
Effective verbal and written communications, analytical problem solving, organization and planning, assertiveness, team building, tolerance of ambiguity, commitment to task, leadership and presentation skills required
Ability to handle confidential information and exercise discretion required
Five or more years of prior management/supervisory/lead experience required
Ability to travel approximately 25% of the time required
Ability to work more than 40 hours per week, as needed, due to project deliverables

Audit Manager Resume Examples & Samples

Recommends changes to process, methodology and audit approach as appropriate
Bachelors degree or equivalent
Degree focus in Accounting, Finance, or related

Audit Manager Resume Examples & Samples

Proficient with reconciliation and journal entry processes,
Known for the quality of their work,
Organized,
Excellent communicators,
Analytical in their thinking, and
Proficient with technology

Audit Manager Resume Examples & Samples

Demonstrate deep, up-to-date knowledge of the financial services sector / secured lending market / regulations and communicate related risks effectively with all ranges of Home Lending staff
Demonstrate controls expertise through delivery of value-added, commercially aware audit actions
Maintain detailed knowledge of GE Home Lending leadership structure, financial metrics, change programmes and emerging risks
Deep Home Lending and/or UK Financial Services Industry experience and a good understanding of the regulatory & control expectations (incl. FCA, OFT, ICO)
Commitment to personal development. Willing to learn new audit skills / potentially study for an Institute of Internal Auditors Qualification
Demonstrated a sound understanding of the importance of effective risk management to an organisation
A controls champion, demonstrated through a personal commitment to improving controls effectiveness
Sound understanding of financial reporting rules impacting Home Lending
Proven communication & presentation skills – ability to deliver complex information to all levels of audience
Clear thinker – communication of complex ideas and technical analysis to senior stakeholders
Integrity in the face of conflicting pressures
Adaptability – Ability to quickly become knowledgeable in a wide range of topics and deliver meaningful recommendations across all Home Lending functions
Drive & Focus
Organisation / Time Management – managing diverse workloads and working to deadlines
Attention to detail – delivery of high quality products suitable for external readers
Business partnering experience – building relationships and knowledge
Qualified auditor / accountant / relevant business degree
Previous external and/or internal auditing experience (preferably with a Big 4 firm)
Effective working knowledge of IT tools incl. Computer Assisted Audit techniques (IDEA), Advanced Excel, Powerpoint and Access
Wide range of risk management experience would be beneficial –compliance (focus on conduct risk), financial, IT, Operational, Regulatory; Change Management, 3rd party suppliers, customer-facing etc
Flexibility - Ability to work as both individual contributor and as part of a team

Audit Manager Resume Examples & Samples

Examining profit forecast on potential fund
Auditing listed mutual fund
Training and implementing of IAS39/IFRS 9: preparing training materials, being speaker, providing accounting advice
Leading audit teams; monitoring, supervising, and controlling auditing staff
Other activities as required
6 – 8 years of experiences in management level in auditing field
Certification as a Certified Public Accountant (CPA) is preferable
Strong interpersonal skills, including developing and maintaining relationships
Team player. Experience of leading, supervising and coaching members of staff
Analyzing and presenting recommendations

Audit Manager Resume Examples & Samples

Servicing a portfolio of key indigenous and multinational clients
Building and leading teams effectively, ensuring service levels and standards are maintained
Review and approve all financial statements, reports and other deliverables for clients
Provide high level technical support and business advisory to clients where appropriate
Manage billing, collections, and profitability per assignment
Maintaining and developing existing client relationships, and contributing to the development of new business opportunities
Proactively support and assist the firm's efforts in ensuring on-going development of technical knowledge and expertise across the firm
Will have at least 5 years accounting experience in a large or mid-tier accountancy firm
Will be a qualified Chartered Accountant (ACA or equivalent)
Will possess a proven track record of outstanding client performance and business skills
Has In-depth knowledge of IFRS and Irish GAAP (Knowledge of US GAAP an advantage)
Will have business acumen and insight to be an effective business advisor to clients
Will be experienced in managing and leading teams effectively
Will have outstanding oral and written communication skills
Will be a motivated self-starter with ambition to continue progress their career

Audit Manager Resume Examples & Samples

Understanding each clients business and operations including identify key performance indicators and highlighting potential risks from analytical review of initial results and market data
Critically review and appraise financial statements including notes and disclosures to ensure they fully meet company law and financial reporting requirements
Researching and resolving complex accounting and audit issues
Audit/Managing audit of financial statements for group and statutory reporting
Managing, organising and reviewing activities of audit engagement teams
Development of detailed work programmes and audit instructions
Application of the relevant accounting and auditing standards
Supervising and training of junior staff
Completion of project & banking work will be a key aspect of this role
Working closely with the Partners at all times
Qualified accountant with 2-3 years PQE, ideally in a medium or large practice environment
Committed to a practice career
Experience of managing relationships with clients particularly in the SME sector
Excellent organisational and planning capabilities
Ability to provide guidance to others
Strong technical background
Ability to work to deadlines and deliver under pressure
Excellent computer-literacy skills

Audit Manager Resume Examples & Samples

Experience directing several engagements while training staff and maintaining contact with assigned clients Managers must be
Technically proficient and possess outstanding leadership, mentoring, supervisory and business development skills
6+ years' experience
Prior experience in a CPA Firm

Audit Manager Resume Examples & Samples

6-12 years of recent CPA experience auditing Financial Services Clients
Strong Supervisory Skills
Tax Experience helpful

Audit Manager Resume Examples & Samples

Global technology infrastructure
Information Security & business continuity
Payment processing & cash management
Shared service centers & procurement
Customer contact centers
Software & application development
QA partner to Regional Technology, Change & Third Party (TCTP) Audit Lead
Liaise across the QA team to coordinate inputs from Product and Regional QA Partners, to support pro-active interactions during QA reviews TCTP projects
Must have first-hand experience managing IT and/or Third Party audits in a top tier Investment Banking / Capital Markets firm
Candidates should have at least 8 years of diversified financial management experience, ideally including experience in audit or a related field. Experience in working with international operations and teams. H/She should have a thorough knowledge of operations and control systems as well as an understanding of best-in-class audit methodologies. H/She must be proficient in risk and control analysis and audit concepts for a full range of products and specialized areas and will be skilled at analyzing root causes of problems and anticipating ‘horizon’ issues. Related certifications (CISA, ACA, CPA, CFA, Sigma 6 or CIA) are a plus
The Quality Assurance & Methodology Manager must be a strong, energetic individual with a proven track record in managing high-performance teams
Spanish language skills required

Audit Manager Resume Examples & Samples

Managing client portfolios
Planning audit roles from start to completion
Managing a team of 5
Reporting findings to partners
Presenting at industry events
ACA or ACCA qualified or equivalent
Experience of managing staff

Audit Manager Resume Examples & Samples

5+ years of experience in the Banking industry within a Treasury or Credit Risk Management function and/or Internal Audit function
Bachelor's Degree in Accounting, Business Administration, Economics, Finance, and/or related field
Knowledge and experience in Control Theory and professional Auditing practices
Extensive background in Financial Risk Management and Consumer Finance
Advanced Degree in Risk, Finance, Business, or related field

Audit Manager Resume Examples & Samples

8+ years of public audit experience
Prior experience within Tax function
Professional and willing to grow
Ability to manage staff and engagements

Audit Manager Resume Examples & Samples

Bachelor’s degree in Accounting required; CPA designation required
5+ years of recent public accounting experience; management experience preferred
Demonstrated proposal development experience
Exceptional research, technical, and organizational skills

Audit Manager Resume Examples & Samples

5+ years of experience in a regulatory compliance role or a compliance internal audit role in the Financial Services/Banking Industry
BA or BS in Accounting, Finance, Business, or equivalent degree
Knowledge and appreciation of regulatory, accounting, and financial industry guidance and best practices relevant to the business, including technology implications
Advanced degree in Accounting or related field
Professional certification (CAMS, CIA, CPA)

Audit Manager Resume Examples & Samples

Review of daily, monthly, quarterly and annual financial reports for management and the Board prepared by the financial reporting staff
Preparation and review of quarterly and annual obligated group financial statements, covenant calculations, and required disclosures
Preparation and review of annual audited financial statements
Remain current with GAAP required accounting and financial statement disclosures. Conduct accounting guidance research and prepare accounting memos to document new procedures
Continually review processes and procedures for improvement for functions both within and outside the financial reporting team that will improve the control environment, increase efficiencies and accuracy in financial reporting to management
B.S. or B.A. in Accounting
3+ years of management
Will pay more for Big 4 Accounting experience

Audit Manager Resume Examples & Samples

Partnering with Audit Directors in assessing business risks and developing risk based audit plans
Managing and overseeing the completion of audit projects ( assurance audits, SOX 302 & 304 compliance, special investigations, etc
Evaluating appropriate internal controls within various business operations
A more detailed list is available for interested candidates
Bachelor's degree in Accounting with CPA or CIA
6+ years of auditing experience with multi-national or Big 4 public
Strong technical, analytical and problem-solving skills

Audit Manager Resume Examples & Samples

Direct and coordinate team audit activities to ensure all assigned responsibilities are performed in a high-quality manner and on a timely basis. Establish an effective dynamic audit plan. Responsible for planning, scoping and organizing audit activities within framework established by the department's policies, process universe and frequency guidelines. Provide input to refine, enhance and/or develop effective and efficient audit processes and procedures focused on management of identified risks. Ensure prescribed schedules, operating policies and procedures are followed; allocate work, set priorities and deadlines. Assist the Market, Liquidity Risk and Financial Services Audit Manager in developing and monitoring risk assessments through interaction with and analysis of responsible lines of business (LOBs)
Directly manage the risk reviews conducted by the Securities audit team. Provide comprehensive evaluation of the adequacy and effectiveness of risk management strategies, management oversight and monitoring methods and processes. Set clear objectives for Securities audit associates with a focus on high-quality audits. Deliver feedback, coach and advise the Securities audit associates. Ensure adequate staffing with qualified associates
Serve as subject matter expert for assigned LOBs. Manage auditors-in-charge and assume responsibility for the overall coordination and successful completion of the Securities team’s audit plans
Lead regular aggregation, correlation, and analysis of a robust program of business monitoring activities designed to identify potential changes impacting the risk profiles of LOBs within the Securities team’s scope of responsibility. Regularly evaluate monitoring activities in relation to assessments of risk and ensure risk assessments as well as audit plans and scopes are adjusted when appropriate
Supervise and participate with audit teams in planning of audit engagements within Securities areas of responsibility. Co-approve Audit Engagement Planning Memos after ensuring audit plans and scopes are established based on current assessments of risks, incorporate results of business monitoring program, and assess actual or potential risk impacts related to management’s business strategies (e.g. business growth/decline) and actual or potential emerging risk areas
Co-approve audit reports, including assignment of Audit Ratings, after ensuring reports are well-written and conclusions communicate themes, are balanced, provide context and perspective, and are aligned with ratings while also communicating the basis for conclusions
Review and evaluate existing systems, processes and controls to determine adequacy of operating procedures, effectiveness of internal controls, and reliability of financial information reported on the Bank's general ledger and compliance with laws and regulations and corporate policies. Identify and evaluate risks present in LOB coverage areas. Recommend appropriate procedural changes to management which will facilitate safeguarding of assets, reduce costs and improve operating efficiency
Supervise and coordinate special audit assignments, to include merger and acquisition activities, special investigations, support of other audit functions and customer inquiries/complaints. Assist Market, Liquidity Risk and Financial Services Audit Manager in maintenance of current risk profiles for each LOB. Ensure annual Sarbanes-Oxley required control evaluation and testing is performed in a timely, complete and quality manner
Provide leadership in development of staff and self, taking responsibility for ensuring staff is given the opportunity to develop within area of responsibility. Enhance expert knowledge by continually monitoring trends and developments in the auditing profession, banking industry and securities industry. Serve as coach for areas of securities industry questions. Pursue continuing education and additional professional certifications, as appropriate
Proactively develop and maintain mutually beneficial relationships with senior leadership members of Capital Partners, BB&T Securities, International, Sterling and BB&T Investment Services. Accomplished by gaining a clear understanding of mission and goals, ensuring Audit participation on critical projects/task forces and that Audit projects deliver added value. Obtain meaningful feedback from Audit clients. Act as client service champion by consistently modeling world standard client service delivery
Assist Market, Liquidity Risk and Financial Services Audit Manager in developing and maintaining effective, mutually beneficial relationships and communication with LOB management to ensure adequate audit coverage
Participate in risk management committees, steering committees and strategic project committees related to areas of audit coverage. Obtain meaningful information to improve business monitoring
Maintain rapport with and assist in coordination of audit efforts with external auditors/bank examiners to ensure prompt and efficient completion of examinations within scope of assigned audits. Maintain effective communications with external auditors and regulatory examiners, and provide assistance/direction in order to complete objectives effectively and efficiently. Perform special audit assignments, due diligence and ongoing mergers and acquisitions consulting
Assist in development of a current risk profile for each LOB. Work extensively with LOB management to identify emerging risks and prioritize audit efforts based on changing risk environment
Enhance expert business knowledge by continually monitoring trends and developments affecting each LOB. Consider the impact of these trends and developments upon audit work planned and performed. Communicate relevant information with audit teams
Bachelor’s degree in Accounting, Business or related field, or equivalent education and related training
Ten years of experience as a securities and/or treasury auditor at a significant broker/dealer or financial services firm or commensurate experience as an examiner within the financial services industry
Appropriate professional certification such as Certified Internal Auditor, Series 7
Superior knowledge of current securities laws and regulations as well as proposed changes to include brokerage, dealing, investment banking and investment advisory services
Superior knowledge of market and liquidity risk management trends and regulations as well as proposed rules related to market and liquidity risks affecting covered LOBs
Expert level business competency in related LOBs
Excellent leadership abilities and decision-making skills
Excellent knowledge of general banking, risk management, securities industry and audit practices

Audit Manager Resume Examples & Samples

Develop and manage a comprehensive audit assurance program of consumer regulations (e.g. Bank Secrecy Act (BSA), Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC)) for BB&T, subsidiaries and lines of business (LOBs)
Manage audit staff in execution of audit compliance engagements including detailed tests to evaluate policies, procedures and processes of second line of defense, LOBs and affiliates for compliance with laws and regulations
Serve as subject matter authority for audit compliance engagements. Enhance knowledge by continually monitoring trends and developments in the auditing profession, banking industry, and area of specialization
Oversee audit engagements and business monitoring activities ensuring enhancements to products, training and policies and procedures are in compliance with regulations and Bank policies
Work with LOBs to ensure processes are monitored for effectiveness in adhering to applicable laws, regulations, policies and procedures
Proactively identify emerging risk issues
Oversee the completion of compliance-related risk assessments
Assist in preparation of annual audit plan and manage its execution. Assist in the development of Audit Services’ mission statement, corporate goals, audit committee and regulatory reports
Manage staff to ensure proper execution of assigned duties and professional development
Participate in regulatory compliance examinations
Supervise and oversee appropriate aspects of the Audit Services budget to ensure adherence to the overall department objectives
Ten years of financial institution experience with significant history involving regulatory compliance/ risk related issues
Professional certification (CIA, CPA, CISA or CRCM), or other relevant compliance designation
Expert knowledge of state and federal consumer banking laws and compliance regulations related to areas of responsibility
Ability to communicate complex issues to a variety of audiences
Attention to detail, accuracy and the ability to manage multiple tasks and deadlines
Strong analytical, organizational and time management skills
Ability to identify issues for escalation to management as necessary
Strong leadership and decision-making skills
Master’s degree in Business or Juris Doctor

Audit Manager Resume Examples & Samples

Responsible for managing a key client base
Responsible for ensuring clients receive a top quality level of service
Develop and maintain strong client relationships and always look to identify any potential opportunities to increase income and client satisfaction

Audit Manager Resume Examples & Samples

Uses excellent communication and co-ordination skills to influence a wide range of internal audiences including respective product, function, or regional executive management partners and external audiences including regulators and external auditors. Frequently engages in both internal and external negotiations which will have a major impact on the function, and possibly on the organization as a whole
Assist audit activities supporting a sub set of a product line, function, or legal entity at the global or regional level, in accordance with IA standards, Citi policies, and local regulations. Responsible for providing valued and timely independent assurance on the design and operating effectiveness of a sub set of a product, function, or legal entity at a global or regional level
Co-ordination of entity structure development, risk assessment and planning across the GLOBAL COMPLIANCE audit team
Track and co-ordinate the timely delivery of high-quality comprehensive regulatory and internal audit issue validation, and where determined appropriate issue validation on other remediation actions, including issues arising from the external auditors, consultants and other parties
Track and co-ordinate management of the GLOBAL COMPLIANCE IA budget, working with the Business Manager and Regional Directors to manage cost management and allocation and providing regional and global leads with analysis of expenses
Assist in delivery learning and development programs of GLOBAL COMPLIANCE team
Works closely and collegially with the Business Manager and other IA colleagues and with line management and control functions to ensure efficient and effective provision of independent audit assurance
Collaborates across businesses and functions to improve the identification, quantification, measurement, management, reporting and controls in governance, risk management and internal control environments

100

Audit Manager Resume Examples & Samples

Candidate must have a minimum of 10 years’ experience in the legal/compliance/regulatory fields
Experience in consulting (if not auditing) in legal/compliance/regulatory matters
Familiarity with market behavior and client conduct
Understanding of the current financial services regulatory environment
Solid communication skills and experience in liaising across departments and teams
Ability to operate autonomously, to drive a project / task forward and produce an end state product that can be presented to senior management with minimal required revision
Ability to present compliance and regulatory risk concepts and issues in a simple and concise way to diverse groups

101

Audit Manager Resume Examples & Samples

Be ACA or similarly qualified
Have experience of management of the audit from planning to supervision and review of the process
Have flexibility in your approach to meeting goals as part of the team
Have the ability to communicate clearly with colleagues and clients at all levels
Have a proven track record of establishing and maintaining strong relationships
Take a proactive approach to problem solving and delivering client solutions

102

Audit Manager Resume Examples & Samples

7+ years of current or recent CPA firm experience
Previous Audit (Financial), Financial Statement Preparation, GAAP, GAAS, Internal Controls, and Tax (Partnership) experience
Varied commercial client experience
Some Business Tax exposure

103

Audit Manager Resume Examples & Samples

4+ years of audit experience preferred
Bachelor’s degree in Business preferred
Strong PC skills

104

Audit Manager Resume Examples & Samples

Oversee the efforts of multiple client audit engagements in a wide variety of industries, with the ability to manage the audit engagement to the budget
Maintain active communication with all clients to manage the clients' expectations, ensure satisfaction of audit service, and lead change efforts effectively
Consult, work with, and service assigned client base effectively in order to make recommendations on business improvements and process improvements and consistently serve as a trusted business advisor to assigned clients
Understand and manage the firm's risk on all audits and proposal opportunities
Manage, develop, train and mentor all assigned audit staff on client projects, and assess their performance for both engagement review and year-end performance reviews
Play a key role in future business generation by identifying new business opportunities through networking
Actively participate in the efforts to recruit audit talent to the firm
Attend professional development, networking events and training seminars on a regular and consistent basis
Bachelor’s degree in accounting or a business related field is required. Advanced degrees (e.g. MBA, Masters, etc.) is a plus
Minimum of 5 years audit experience in public accounting, professional services firms or the equivalent is required. Big 4 audit experience is a plus
Excellent analytical, technical and auditing skills, including proficiency in US GAAP, GAAS, and PCAOB rules and standards is expected
Demonstrated successful experience in practice development and business development opportunities is expected
Ability to work additional hours as needed and travel to various assigned client sites as required is expected

105

Audit Manager Resume Examples & Samples

Assist in the preparation of annual EMEA Audit plan and EMEA Audit Universe, in collaboration with key stakeholders across the Group as appropriate
Planning and completion of internal audits including issue of final audit reports, in accordance with Institute of Internal Audit (IIA) standards, departmental policies and methodologies
Agreeing cost effective and practical action plans on risk mitigation and improvements in internal control with opco management; and collation of responses into final report
Collation of management responses and issuance of internal audit follow-ups
Management of IA staff, external consultants and guest auditors on assignment
Liaising with other assurance and risk management providers internally and externally
Assistance with Enterprise Risk Management (ERM) initiatives where required
Completion of ad-hoc projects and reviews as required
Support the Audit Director EMEA recruit, develop and retain Internal Audit resource/skills
Development and motivation of other team members by conducting regular appraisals and providing recognition, feedback, support and guidance
Responsible for administrative duties including basic office administration, travel arrangements, manage costs, annual leave submission etc
Professional designation completed (CPA, CA, CMIIA, CIA, CIMA, CISA, CMA, CFE, CISSP, CIPP, ACA, ACMA, ACCA)
Experience at a large accounting firm and/or large public company internal audit department
Good practical judgement and decision-making skills
Strong organisational skills, including the ability to handle multiple assignments simultaneously, and deliver to deadlines
Strong relationship-building skills with a client service focus
Strong communication skills both written and oral
Leadership abilities and strong team building skills
Adheres to the ‘Code of Ethics’ (Integrity, Objectivity, Confidentiality and Competency) from the Global IIA
Good understanding of latest risk management and internal audit techniques
Good understanding of accounting policies (including IFRS) and their application
European language skills
Exposure to the use of data analytics and automated audit techniques

106

Audit Manager Resume Examples & Samples

Contribute to a team culture, fostering effective communication, and maintaining positive working relationships with other audit teams/staff
Ensure a high level of collaboration and cooperation relative to integrated audits
Lead, motivate and direct team by providing the necessary guidance for superior quality audits
Continuously seek to improve audit techniques and methodologies promoting and initiating value added change within Internal Audit Services (IAS)
Complete assessments on team members providing valuable input into Performance Enablement assessments
Detailed knowledge of Computer Assisted Audit Tools and Techniques (CAATTs) such as ACL and IDEA
Working knowledge of SQL and databases would be an asset
Prior experience in data extraction, manipulation, analysis and reporting
Undergraduate degree in Information Technology, Finance, Management or other relevant discipline from a recognized tertiary institution
Accounting, Financial or Audit designation (ACCA; CIA, CISA, CISSP) or equivalent professional designation
Post graduate degree in business, finance, Information Technology or related discipline would be an asset
Minimum 5 years of relevant Internal and/or External audit experience, preferably in the Banking/Financial services industry
Sound knowledge of banking policies and procedures
Extensive exposure to Operational (including IT) and Credit Risk Management
Willing, able and having the flexibility to travel to overseas locations to perform/lead audit engagements
Sound analytical, planning and organizational skills
Good communication skills (verbal and written)
Ability to interact at all levels in the organization
Team oriented/player
Continuous improvement driven
Ability to coach and develop others
Strategic business sense

107

Audit Manager Resume Examples & Samples

Complete assessments on team members providing valuable input into performance assessments
Undergraduate degree in Finance, Management or other relevant discipline from a recognized tertiary institution
Accounting, Financial or Audit designation (CA; ACCA; CFA; CIA) or equivalent professional designation
Post graduate degree in business, finance or related discipline would be an asset
Extensive exposure to Operational and Credit Risk Management

108

Audit Manager Resume Examples & Samples

Maintaining a good understanding of subject matter relation to either Investment Banking or Private Banking & Wealth Management, including best practice, regulatory requirement and key control processes
Demonstrate an ability to effectively prioritise competing commitments in order to ensure efficient delivery against agreed timeframes
Demonstrate the ability to proactively manage relationships with auditees, maintaining lines of communication and fostering on-going interaction with the business
Involvement in a program of continuous risk monitoring (e.g. business development, emerging risk and controls issues)

109

Audit Manager Resume Examples & Samples

Maintaining a good understanding of subject matter relating to Private Banking & Wealth Management related topics, including: best practices, regulatory requirements and key control processes
Participate in the delivery of audit plan relating to Private Banking & Wealth Management to ensure the use of sound risk management controls and regulatory compliance
Execution of a program of continuous risk monitoring (e.g. business developments, emerging risks and control issues)

110

Audit Manager Resume Examples & Samples

Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations), as well as business monitoring and governance committee reporting
Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas during audit planning and execution
Develops effective senior line management relationships and a strong understanding of the businesses
Serves as lead reviewer for all types of audits, including the most complex ones

111

Audit Manager Resume Examples & Samples

Through the development of portfolio management analytics, you will be actively involved in the development and implementation of audit programs to access the effectiveness of controls within the Wholesale / Commercial Credit portfolio
As a strategic thinker, you will be collaborating with the audit group to develop audit strategies which will result in creating added value for our RBC, for the audit practice and for the audit group
Act as a subject matter expert / resource person by staying abreast of changes to Regulatory and Economic Capital and relevant or emerging Government / Supervisory regulations impacting wholesale audits
Assist in drafting each audit plan. Through the use of CAATTs, analytic audit techniques and analysis, access the businesses top risks and identify and test the Key Control Processes to support the issuance of the overall opinion on internal controls and risk management practices to senior management
Oversee and manage engagement projects, including identifying adequate audit resources / skill sets to manage an audit team while maintaining and adhering to Internal Audit Standards, in the audit planning, execution and audit reporting
Participate in complex and confidential / special audit projects enterprise wide as requested by senior management of the Bank
Ensure the quality of Commercial Banking Credit Underwriting Standards and Borrower Risk Rating methodologies are being followed
Work with the business to develop and implement continuous assurance processes
Build and maintain an effective working relationship with key stakeholders ensuring they get maximum value from our engagement work
Provide consulting, advisory services or lead audits in an area of specialization that is consistent with our role to evaluate and improve the effectiveness of risk management, controls, and governance processes, providing the services do not represent a conflict of interest or detract from our mandate
Lead by example in promoting teamwork across IAS
Strong background in Portfolio Risk Analytics, Database Management, Commercial Credit analytical and decision making skills
MBA, CA or equivalent degree
5+ years of Commercial / Capital Markets Account Management or portfolio management experience
Strong Risk Management experience /exposure
Ability to work effectively at all levels in an organization
Intermediate SAS, SQL

112

Audit Manager Resume Examples & Samples

ACL or other data mining software
Knowledge of the Retail Industry
Knowledge of Visio

113

Audit Manager Resume Examples & Samples

Proven experience in exercising Independent in judgment, strongly self-motivated with the ability to appropriately challenge and be challenged while maintaining the highest levels of professionalism, integrity, and ethics
Must be familiar with CCAR, Basel III and EU Directives
Must have proven team and people management
Must have demonstrated efficient management of resources to support audit plan delivery

114

Audit Manager Resume Examples & Samples

Delegate work to assurance team members successfully Conduct timely performance reviews and provide performance feedback/training
Use technology to continually learn, share knowledge with assurance team members, and enhance service delivery Maintain an educational program to continually develop skills Maintain cooperative relationships with other assurance teams
A bachelor's degree in accounting, business or finance and a minimum of five (5) years of related work experience; must possess experience working as an auditor for a Big 4 public accounting firm
Experience serving clients in the asset management industry which may include mutual fund complexes, hedge funds, private equity funds, or other investment vehicles
A dedication to teamwork and leadership, and integrity within a professional environment

115

Audit Manager Resume Examples & Samples

A bachelor's degree in accounting, business or finance and a minimum of 5 years of related work experience; must possess experience working as an auditor for a public accounting firm
Strong experience serving clients in the insurance industry which may include life, health, property and casualty, reinsurance, or similar institutions
A dedication to teamwork and leadership

116

Audit Manager Resume Examples & Samples

2+ years of previous experience with US AML Compliance, Auditing as a regulator or internally, and working under tight time frames
CAMS or CRCM certification and familiarity with OCC and/or FRB regulatory expectations
Microsoft Office/Suite (MS Word and MS Excel)

117

Audit Manager Resume Examples & Samples

Responsible for planning and risk assessment processes for audits
Manage key client relationships
Prepare and present new client proposals

118

Audit Manager Resume Examples & Samples

Responsible for choosing and planning audit team and programs for various audits
Responsible for participating in staff hiring, training, and development, and evaluations
Participates in operational and financial audits of the administrative functions of the company
Develops recommendations for bringing programs and operations into compliance with goals and objectives, and writes reports documenting findings
Performs special projects at the request of management

119

Audit Manager Resume Examples & Samples

Help develop, build and manage client relationships
Assist in managing, developing and coaching professional audit associates
Recognize problems and propose sensible solutions, with appropriate balance between clients’ needs and the firm’s risk
Meet assigned deadlines or budgets and provide advance warning of variances
Exhibit effective communication and listening skills

120

Audit Manager Resume Examples & Samples

Proven ability in managing, developing and coaching professional tax staff
Effectively delegate responsibilities to others, monitoring efforts of engagement teams
Proficiently use technology tools in regular assignments and demonstrate commitment to improving work processes through use of technology
Excellent supervisory and time management skills
Focus and dedication to client service
Solid technical audit and accounting knowledge
Attention to detail without losing sight of the big picture
Anticipated travel up to 25-50%

121

Audit Manager Resume Examples & Samples

Leading and managing and audit team
Overseeing audit assignments including assessing control
Tailor audit programmes to suit client business environments
Work closely with the partner in the planning and conduct
To monitor the progress of jobs versus budget

122

Audit Manager Resume Examples & Samples

Auditing listed mutual fund or leasing company, hire-purchase company, asset management company or else
2 -3 years of experiences in management level in auditing field. Experience in banking/ hire purchase/ leasing industry is preferable
Strong analytical skill and presentation skill

123

Audit Manager Resume Examples & Samples

5+ years of Audit experience (Financial and Operational)
Expertise regarding technology application control disciplines and a solid business understanding of Global Markets products, especially those associated with the FX and Rates business
Experience in managing teams and managing integrated internal audit and assurance delivery within a matrix reporting environment
Related certifications (CPA, ACA, CFA, CIA, CISA or similar)

124

Audit Manager Resume Examples & Samples

Integrity
Excellence in client service
Innovation that achieves tangible results for our clients
Performance that means we deliver on time to the standard expected by our clients
Close collaboration and teamwork

125

Audit Manager Resume Examples & Samples

Lead the risk assessment process and oversee the completion of the overall audit process, including development and application of appropriate audit programs, on-going client communications, reporting and post-audit procedures
Contribute to the strategic direction of the Global Finance and Corporate Functions Audit group by participating in the development of the annual audit plan and identifying emerging trends, issues and/or developments in the external environment and the departments that we audit
Support Global Finance and Corporate Functions Audit Group management and other team members in the achievement of individual, divisional and team goals
Minimum 5 years of relevant experience in internal or external auditing (financial services industry preferred)
Professional designation/certification in internal audit or financial services would be an asset
Strong interpersonal and relationship management skills to facilitate working with auditors and senior management at all levels
Effective time management and organizational skills to meet tight timeframes as well as flexibility to adapt to changing priorities
Multi-tasking skills as the job requires managing of several tasks concurrently; and
Ability to take initiative and work independently with limited direction from Senior Management

126

Audit Manager Resume Examples & Samples

Managing and overseeing the completion of audit projects (e.g., core assurance audits, Sarbanes Oxley 302 & 404 compliance activities, special investigations, ad-hoc projects, etc.) included in the rolling annual audit plan within budgeted timeframes and in line with professional and department standards
Assisting the Internal Audit Directors in assessing key business risks and controls and in developing risk based audit plans, which are responsive to audit priorities and emerging risk activities
Evaluating the adequacy of the internal control environment within select company business operations. Communicating audit findings and recommendations to improve the overall effectiveness of the company’s internal controls to business unit management. The Audit Manager is also primarily responsible for preparing rated audit reports on the condition/adequacy of the company’s control environment
Providing a first or second level review and approval of workpaper documentation to ensure the retained documentation supports the audit work performed and satisfies audit objectives
For assigned areas of audit responsibility, monitoring the status of management corrective action plans to ensure that significant process and control issues have been remediated. The Audit Manager is also primarily responsible for updating the various management reports sent to executive management and the Audit Committee regarding the status of open control matters
As assigned, assisting the Internal Audit leadership team on department/corporate-wide initiatives and ad-hoc special projects, as well as supporting other audit offices
For assigned audit staff, providing the necessary supervision, coaching and training as well as providing regular performance feedback
Developing a strong knowledge base and level of expertise in the operations of assigned lines of business or functional areas
Substantial knowledge of and experience in Aon operations (e.g., insurance brokerage, reinsurance, consulting, etc.) or comparable industry experience
Possesses the required work experience and professional certifications in the audit field. (See Minimum Work Experience and Professional Education below.)
Strong interpersonal skills and the ability to interface with all levels of management within the company
Strong organizational and multi-tasking skills
Ability to develop and maintain effective business relationships with internal and external constituencies and customers
Proven supervisory and leadership skills in being flexible, creative, team-oriented and results-driven
Strong knowledge and understanding of internal auditing standards and techniques
Knowledge of generally accepted accounting principles and financial reporting requirements
Knowledge of industry regulatory requirements

127

Audit Manager Resume Examples & Samples

Correctly perform audit engagement procedures in a timely and professional manner
4+ years of public auditing experience, preferably with experience in Not-for-Profit and Governmental
Excellent organizational and interpersonal skills
Ability to prioritize and work independently in a fast-paced environment

128

Audit Manager Resume Examples & Samples

Managing and overseeing the completion of audit projects (core assurance audits, Sarbanes Oxley 302 & 404 compliance activities, special investigations, ad-hoc projects, etc.)
Assisting the Internal Audit Directors in assessing key business risks and controls and in developing risk based audit plans
The Audit Manager is also primarily responsible for preparing rated audit reports on the condition/adequacy of the company’s control environment
Providing a first or second level review and approval of documentation to ensure the retained documentation supports the audit work performed and satisfies audit objectives
The Audit Manager is also primarily responsible for updating the various management reports
As assigned, assisting the Internal Audit leadership team on department/corporate-wide initiatives and ad-hoc special projects
Providing the necessary supervision, coaching and training as well as providing regular performance feedback

129

Audit Manager Resume Examples & Samples

Contribute to the overall audit process by execution of the audit plan, development / completion of audit programs, on-going client communications, reporting, and post-audit procedures
Plan, manage, oversee and conduct audit work in accordance with established standards ensuring completion within prescribed budget, time and scope parameters
Demonstrate a strong understanding of current business activities and related risks, and contribute to the audit risk assessment and evaluation of design & operational effectiveness of practices
Contribute to and promote positive working relationships by effectively communicating and regularly sharing information, issues / points of interest, learnings and knowledge with the team and Audit Division
Provide coaching and on-going constructive performance feedback to team members

130

Audit Manager Resume Examples & Samples

Leadership/Teamwork
On certain engagements, lead a team of professional auditors and be
Responsible for all aspects of an audit
Ldentify competent and sufficient resources, with relevant skill sets to
Meet each audit
Manage staff assigned to the engagement and review audit work for
Sufficient scope and for accuracy
Co-operate with other audit groups to effectively plan and execute

131

Audit Manager Resume Examples & Samples

7+ years of audit experience or 7+ years of work experience which included audit skill sets of control testing or control and risk identification or analysis
2+ years of leadership experience
Professional audit related certifications such as CIA, CISA, CPA, CAMS, or CRCM
Recent and progressive audit, regulatory compliance, or risk management experience in the financial services industry
Excellent written and oral communication skills; Must be able to communicate effectively, exhibiting organizational astuteness, sound judgment and diplomacy, while quickly and decisively reacting to changes, to influence change for the Bank’s benefit
Strong organizational, project and time management skills to manage multiple and sometimes competing priorities
Excellent reputation for partnering with stakeholders and achieving results across multi-functional teams
Skilled working in dynamic and demanding environments while responding appropriately to rapid change and imperfect information

132

Audit Manager Resume Examples & Samples

Managing and continually improving the Learning & Development ("L&D") Strategy
Refreshing division learning map, and coordinate tailoring learning maps for each audit group
Managing the L&D liaison program and coordinating related meetings
Supporting Audit Executive Leadership team with ad-hoc training requests
Executing a skills assessment for the Global Audit Division, analyzing results, and assisting with incorporating new training opportunities identified into the L&D program
Identifying opportunities to create more efficiency and effectiveness with existing L&D processes/activities
Liaising with Human Resources to maximize use of bank-wide training resources
Developing and continually refreshing a valuable onboarding program for new hires of all levels
Developing and continually refreshing the Skills/Knowledge/Competency Model for the Global Audit Division with the assistance of HR partners
Assisting with coordinating division-wide training days
Assisting with facilitating training sessions on targeted and recurring topics, as needed
Provide backup support for training database maintenance and administrative requirements as needed by ADLD team members
Developing relationships within the Internal Audit practice to better understand the work performed and potential training gaps
Support Senior Manager in other ADLD initiatives and broader Audit Strategy initiatives, as needed

133

Audit Manager Resume Examples & Samples

Previous experience with US AML compliance
Previous audit experience
CAMs or CRCM certification

134

Audit Manager Resume Examples & Samples

A recognized professional designation (e.g. CISA, CISSP) specifically related to technology auditing
Successfully completed the necessary work period and examination
Excellent knowledge of Outsourcing and Sourcing for technology and review of service auditor reports
Excellent knowledge Cryptographic techniques and PCI-DSS experience
Excellent knowledge of RDBMS database design or DBA experience (including Oracle SQL Server and Sybase)
Exposure to data extraction and analytical tools (CAATS), including Audit Command Language (ACL)

135

Audit Manager Resume Examples & Samples

Internal Audit is a global organization of over 1000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries
Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi’s numerous regulators globally
Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe
Develops and executes a robust audit plan, by reviewable entity, for assigned businesses in accordance with Internal Audit Standards, relevant government statutes and regulations and Citigroup and Citibank policies
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation (where appropriate) branch examinations as well as business monitoring and governance committee reporting
Manages audit activities for a component of a product line, function or legal entity at the regional or country level including a portion of the audit annual plan
Recruits staff, develops talent, builds effective teams and manages a budget
Applies a broad and comprehensive knowledge of high risk areas including investment banking, technology management project/program management regulatory compliance or supplier management
Uses excellent communication skills in order to influence a wide range of internal audiences including respective product, function or regional executive management partners
May negotiate internally often at higher levels on matters which will have a major impact on the area managed
Consulted often by others for advice and opinions and recognized as a leadership role model
Audit or related experience required
Senior level experience in a related role with experience in business, functional and people management
With proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of markets, investor services and custody technology and applications especially those associated with the ASPAC region
This individual must be an articulate and effective communicator, both orally and in writing
With an energetic, charismatic and approachable style

136

Audit Manager Resume Examples & Samples

6+ years of Audit experience in Public Accounting or related field; 3+ years of Supervisory experience
Solid analytical, research and audit project management skills
Master’s Degree in Accounting, Taxation or related field
Middle market experience
Knowledge of Caseware

137

Audit Manager Resume Examples & Samples

Transfer pricing
Valuations
Accounting policy
Financial Operations
8–10+ years of related experience, including experience with large, complex financial institutions
Ability to interact and communicate effectively with senior leadership, regulators, and staff at all levels

138

Audit Manager Resume Examples & Samples

Manage a team of junior members' of staff or coordinating a number of audit teams i.e. multi-project management and delivering direct to the client through junior staff
Job holders will be manage their own portfolio and using wider knowledge and skills to do more than statutory audit i.e. 'special work' e.g. due diligence assignments
Responsibility for audits up to sign off stage
Bring solutions to table and resolving issues with clients
Time management, delegation, use of initiative, and assertiveness are skills required for this level of management
Involvement in delivery of technical training
Work towards departments strategic goals and objectives
Technically and professionally qualified and expected to have competent management skills and behaviours
A strong awareness of the new accounting framework (FRS 102) and legislative updates (Companies Act 2014) is essential together with a comprehensive knowledge of International Standards on Audit (ISA)
Assist Director/Partner in specialist work
Have an understanding of the market/commercial awareness
Be aware of time constraints and working within hours budgeted
Communicate budget requirements to junior members of staff
Continuously develop overall business awareness and basic commercial awareness

139

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Universe, and Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, government statutes and regulations, and Bank Handlowy policies
Leads the business monitoring and governance committee reporting related to the Risk Management areas in Bank Handlowy
Directs complex audit activities of the audit annual plan
Senior level experience in a related role with experience in risk, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables

140

Audit Manager Resume Examples & Samples

The Internal Audit Department plays a pivotal role in safeguarding the Banks control framework, seeking at all times to deliver insightful and value-adding audits that help improve the way the Bank runs its business. We are currently seeking an exceptional candidate to take on a newly created role for an Internal Audit Manager - Credit Risk and Counterparty Credit Risk (CCR) Subject Matter Expert. This role is based in New York, although the individual will participate in audits on a global basis
Assist the Head of Audit, IB Wholesale Credit Risk in the execution of the global credit risk program including: strategic planning, risk assessment, audit delivery, continuous risk and performance monitoring (e.g. business developments, emerging risks and control issues
Maintaining subject matter expertise in credit risk management or counterparty credit risk management, including: best practices, regulatory requirements and key control processes
Assessment of the bank's compliance with banking rules and regulations including; FINMA (Basel) , PRA (CRD - Capital Requirements Directive IV), and Fed (IHC and CCAR) across Credit Risk Management or CCR to ensure all relevant regulatory requirements are met in jurisdictions where the bank operates

141

Audit Manager Resume Examples & Samples

5+ years of Financial Services experience
Expertise in technology application control disciplines
Solid business understanding of Lending, Underwriting and Financing products
Senior level Market Originations experience

142

Audit Manager Resume Examples & Samples

Direct and review the activities of the audit project team and work collaboratively on audit reports
Provide overall leadership to the team in connection with performance of the work and personal development and growth
Plan and conduct effective meetings with staff and internal clients
Participate in more complex audits and/or subject matter and deliver industry expertise and perspective to the team and management
Evaluate risks, controls, policies, and procedures and how management monitors, communicates, and mitigates risk
Follow-up on identified issues and recommend corrective actions to ensure problem resolution
Maintain effective working relationships at all levels of management in client organizations
Develop and maintain peer relationships with auditors to share best practices
Perform other tasks as necessary
7-10 years of audit, audit-related or relevant business line experience
Advanced knowledge in local regulatory requirements
Demonstrated technical abilities for: Access control software, Business process mapping, Security architecture and administration, Security policies and standards, Operating systems (Windows NT, UNIX/Linux, MVS), Database platforms (SQL, Oracle, DB2), System Development Life Cycle
Professional audit certifications
Knowledge of PeopleSoft, Fidessa Trading System, Fircosoft, and Actimize

143

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses
Delivers on-time, high quality audit reports, Internal Audit and Regulatory issue validation and branch examinations
Manages audit activities for a component of a product line, function, or legal entity at the regional or country level
Applies in-depth level of expertise in one or more of the corporation's businesses
Manages a complex and critical unit within Internal Audit
Applies an in-depth understanding of the inter-relationships of business
Participates in other assignments
5+ years of public accounting experience
Anti-Money Laundering experience

144

Audit Manager Resume Examples & Samples

Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Retail products, especially those associated with the Personal Wealth Management business
Previous experience in Broker Dealer, Private Banking and Personal Wealth Management is expected
Certifications in the investments industry, such as SIFMA auditor or even FINRA licenses are a plus

145

Audit Manager Resume Examples & Samples

Perform/Lead execution of all phases of the audit in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions
Develop strong understanding of the businesses audited and the role of technology to support the business processes, as well as the third party supplier relationships and change projects impacting the location
Consistently produce quality workpapers evidenced by minimal review notes, no quality assurance concerns and no post review notes
Responsible for the relationship with the technology audit clients in Korea, as well as maintain the risk assessment profiles of the audit entities in Korea
Working knowledge of banking services and supporting systems
Excellent written and verbal skills with demonstrated ability to clearly articulate issues and facilitate the definition and implementation of solutions
At least 8-10 years of experience of technology audit and/or core IT management processes (application development, change management, information security, computer operations, business continuity and related risks and controls

146

Audit Manager Resume Examples & Samples

Ensures monthly, quarterly and special reports are completed in an accurate and timely manner as requested by Director of Internal Audit, COO and Board Audit Committee
Performs other responsibilities and special projects as assigned
Bachelor’s degree required,
Major in Finance, Accounting, Business preferred,
Five years (5) years of related bank auditing experience,
Minimum of two (2) years audit supervisory experience required
Audit related Certifications beneficial
Effective/strong written and verbal communication skills
Ability to establish and maintain interpersonal relationships
Ability to read and interpret general business periodicals, professional journals, and governmental regulations
Strong analytical skills and knowledge of accounting processes and FASB standards
Ability to analyze information and produce cost/benefit analysis
Ability to add, subtract, multiply, and divide in all units of measure, using whole numbers, common fraction, and decimals
Ability to compute rate, ratio, and percent and to create and interpret graphs
Strong skill set in the use of the following software applications: Microsoft Excel, Word, PowerPoint, Access, and Outlook
Experience with Fiserv/ITI systems desired

147

Audit Manager Resume Examples & Samples

Developed working knowledge of the regulatory environment that governs the Bank, specifically the Bank Act, OSFI guidelines, IIROC regulations, and have in-depth knowledge of Canadian Anti-Money Laundering regulations. Certified Anti-Money Laundering Specialist (CAMS) designation would be an asset
Well-developed influential skills sufficient to resolve situations when there can be distinct differences of opinion between the client and auditor concerning policy interpretation and course of action. In addition there is the need to negotiate mutually satisfactory compromises regarding audit findings with clients when there can be multiple interests and underlying concerns to be interpreted and dealt with. Obtaining the client's acceptance of the audit recommendations is essential to conclude an audit
Well-developed verbal and writing skills sufficient to prepare and communicate audit reports dealing with facts and concepts for presentations to client management and external auditors. Skill in clearly and concisely documenting and process mapping systems, processes and procedures is required
Well-developed self-planning skills sufficient to develop detailed audit plans according to general work plans
Creative skills sufficient to adapt to the requirements of an audit situation and select the most suitable approach while satisfying audit operating guidelines
Presentation skills sufficient to provide detailed explanation and interpretation of factual and conceptual information and ideas related to complex technical and conceptual issues
Working knowledge of word processing and spreadsheet software

148

Audit Manager Resume Examples & Samples

Developed working knowledge of a whole business processes, risks and controls. This knowledge includes operating policies, standards, practices, processes, and regulations pertaining to the audited operations. Comprehensive knowledge of the Bank’s operating policies, standards, practices, processes and regulations. Knowledge of CIBC'’ strategic business objectives and performance drivers
Well-developed influential skills sufficient to resolve situations when there can be distinct differences of opinion between the client and auditor concerning policy interpretation and course of action. There is a need to negotiate mutually satisfactory compromises regarding audit findings with each client, as client acceptance of audit recommendations is essential to the successful conclusion an audit
Well-developed verbal and writing skills sufficient to prepare and communicate audit reports dealing with facts and concepts for presentations to client management and external auditors. Skill in clearly and concisely documenting processes and procedures is required
Creative skills sufficient to adapt to the requirements of an audit situation, and select the most suitable approach while satisfying audit operating guidelines
Well-developed knowledge of changes in industry practice, regulations and information technology which may affect the control practices which are appropriate for CIBC; current developments in accounting and auditing standards and guidelines

149

Audit Manager Resume Examples & Samples

Apply a continuous risk monitoring approach to remain up to date with key developments and focus areas related to Operational and Reputational Risk framework implementation, embedding and operation within the Americas region (including US Legal Entity Program (LEP), Intermediate Holding Company (IHC) and Comprehensive Capital Analysis & Review (CCAR) specific deliverables). Provide an opinion, highlight concerns and factor local conclusions into Head of Audit, Operational Risk's risk assessment, Quarterly Business Review and audit planning
Act as the subject matter expert on Operational Risk & Reputational Risk framework matters within the Americas Internal Audit department, support local Head of Audit's assessment of the Operational Risk and Reputational Risk frameworks against their Risk Assessment Units and the subsequent planning and execution of their business / functional audits focused on Operational and Reputational Risk management
Establish and maintain effective working relationships with key stakeholders within the 2nd line (Operational & Reputational Risk functions) and 1st line (all other business divisions and ShS functions) in the Americas region. Represent the Americas Internal Audit department in various management forums as appropriate
Establish and maintain effective working relationships with internal stakeholders within Americas and globally (Chief Auditors, Heads of Audit, Audit Managers). Represent the Americas Internal Audit department in various internal management forums and communities of interest
Continually update awareness and understanding of the Operational Risk & Reputational Risk subject matter to maintain expertise. Participate in relevant local peer Bank and industry forums / discussions to enable benchmarking to best practices. Co-ordinate / facilitate ongoing Operational Risk / Reputational Risk awareness, education and training of Americas IAD team primarily through annual training sessions and a regional Community of Interest
Manage the local element of Operational / Reputational Risk audits, directing audit team members to ensure coverage of high risk areas in an efficient manner. Ensure effective planning, execution and clearance of audits and audit reports with senior management. Deliver high quality audit reports with value-added agreed actions

150

Audit Manager Resume Examples & Samples

Education - Undergraduate degree; MBA or CFA desirable or Financial designation (CA, CGA, CIA or equivalent)
Audit related designation such as CIA, CRMA or CFSA to be obtained within 24 months of joining IAS
Recommends the contents of audit reports (in particular ratings & issues)
Makes recommendations to the audit customer re control deficiencies
Follows up with Management for corrective action on significant deficiencies
Recommends the content of audit issues
Develops/ recommends policy/procedures
Supports other Internal Audit groups in execution of their audit plans

151

Audit Manager Resume Examples & Samples

Review and assess Basel regulatory compliance across Credit Risk Management to ensure all relevant Basel requirements are met
Maintaining a good understanding of subject matter relating to credit risk measurement and management, including review and assessment of credit risk regulatory compliance across the various jurisdictions and associated regulatory regimes in which the Bank operates
Participate in QA of self assessments covering policies and procedures framework for credit risk against regulatory provisions for: Capital Requirements Directive (CRD) IV , Basel III, CCAR and Alternative Net Capital (ANC) relating to counterparty credit risk
Manage the delivery of audit plan relating to credit risk management processes and credit risk measurement approaches to ensure the use of sound risk management controls and regulatory compliance

152

Audit Manager Resume Examples & Samples

Apply a continuous risk monitoring approach to remain up to date with key developments and focus areas related to Operational and Reputational Risk framework implementation, embedding and operation within the APAC region (including multiple regulator's current opinion / thinking). Provide an opinion, highlight concerns and factor local conclusions into Head of Audit, Operational Risk's risk assessment, Quarterly Business Review and audit planning
Act as the subject matter expert on Operational Risk & Reputational Risk framework matters within the APAC Internal Audit department, support local Head of Audit's assessment of the Operational Risk and Reputational Risk frameworks against their Risk Assessment Units and the subsequent planning and execution of their business / functional audits focussed on Operational and Reputational Risk management
Establish and maintain effective working relationships with key stakeholders within the 2nd line (Operational & Reputational Risk functions) and 1st line (all other business divisions and ShS functions) in the APAC region. Represent the APAC Internal Audit department in various management forums as appropriate
Establish and maintain effective working relationships with internal stakeholders within APAC and globally (Chief Auditors, Heads of Audit, Audit Managers). Represent the APAC Internal Audit department in various internal management forums and communities of interest
Continually update awareness and understanding of the Operational Risk & Reputational Risk subject matter to maintain expertise. Participate in relevant local peer Bank and industry forums / discussions to enable benchmarking to best practices. Co-ordinate / facilitate ongoing Operational Risk / Reputational Risk awareness, education and training of APAC IAD team primarily through annual training sessions and a regional Community of Interest

153

Audit Manager Resume Examples & Samples

5+ years of experience in Business, Functional and People Management
Strong project management, organizational and reporting skills
Experience with preparing and monitoring the management information and reporting necessary to coordinate large projects with multiple work streams

154

Audit Manager Resume Examples & Samples

Ability to travel to serve clients – Anticipated travel in the 0-10% range (virtually all local)
Prior staff supervision and development experience
Minimum 5 years of recent audit experience in public accounting required

155

Audit Manager Resume Examples & Samples

A Master’s or PH.D degree in Mathematics, Statistics or Quantitative Finance is a prerequisite
Advanced understanding of quantitative techniques used in developing and validating Credit Risk models: PD, LGD and EAD
Computing development skills, particularly mathematical, statistical and database modeling tools would be a definite asset
Comprehensive knowledge of auditing practices, processes and standards would be an asset
Understanding of markets risk management modeling would be an asset
A strong level of awareness around emerging industry issues (e.g. Basel II and III)
Good ability of conflict-solving; and ability to collaboratively work with model owner/sponsor counterparts

156

Audit Manager Resume Examples & Samples

Develop and maintain productive relationships with audit clients/ management
Establish expectations of value/ services to be delivered for the client
Collaborate to plan engagement objectives. Develop and implement an audit strategy that complies with professional standards and appropriately addresses risk
Develop people – conducting timely reviews and providing feedback to team members, lead engagement team sessions, and participating in recruiting efforts
Participate in client pursuits and develop proposal content
A minimum of 5 years of related work experience or a graduate degree and 4 years of related work experience
A valid US Certified Public Accountant (CPA) license
Experience working with US GAAP
Prior experience auditing US public companies is desired
Approximately 3 years of recent experience with public accounting firm preferred
Prior audit experience with US public companies preferred

157

Audit Manager Resume Examples & Samples

Insurance experience, including statutory basis audits
6+ years of audit experience
Bachelor's Degree in Accounting or higher
Property and casualty experience

158

Audit Manager Resume Examples & Samples

6+ years of progressive audit experience in a public accounting firm and/or internal audit department
At least 2 years of experience with the title of manager and with actual employee management and related departmental responsibilities
Media, Entertainment or Technology industry experience
Experience with audit administration and GRC software including TeamMate, Archer GRC, etc

159

Audit Manager Resume Examples & Samples

Maintain and enhance professional relationships with clients, stakeholders
Either act as an individual contributor on audits or as the Auditor in Charge (AIC), managing the planning, execution and reporting of Technology Infrastructure Audit engagements. This includes client relationship responsibilities
CISSP or CISA certifications would be an asset
In-depth knowledge of PKI and Cryptography
In-depth knowledge of Windows, UNIX and Networking would be an asset
Participate or manage the audit execution of technology related audits within the portfolio and NIAP’s. Ensure the audit engagements maintain thorough and high quality results within defined audit plans and budgets. Provide leading edge audit services, and ensure identification of emerging risks
Where acting as an AIC, manage audit teams to deliver quality audit reports to IA Executives within the defined time period. Review and finalize audit reports prior to signoff by IACS Executives such that management fully understands the nature and extent of the risks and control gaps and is supportive of the need for action plans. Raise or escalate difficult issues appropriately that need to be addressed by higher-level management
Maintain professional and effective client relationships by promoting mutual understandings of expectations, audit process, risks, controls, issues and trust. Communicate effectively to people at all levels of the organization
Assist audit teams to meet the requirements from external auditors and regulators in Canada and other countries
Maintain awareness of IT infrastructure trends, technology, and regulations that could impact operations
Ability to anticipate technology and security requirements and identify sound controls for systems, processes and organizations. In-depth knowledge technical and security controls on projects and experience in the following areas: compliance, infrastructure security skills including SIEM, Log Management, Data Loss Prevention, Endpoint Security, Network and Security Monitoring

160

Audit Manager Resume Examples & Samples

A minimum of 5 years of related work experience
IFRS and Romanian GAAP knowledge
Advanced English written and verbal communications skills

161

Audit Manager Resume Examples & Samples

Perform internal audit procedures and ensure compliance with policies and controls
Identify both operational and financial risk areas
Occasional travelling to PRC is required

162

Audit Manager Resume Examples & Samples

Participate in audit execution of standalone or integrated audits as a core team member or project manager
Bachelor's degree with 8+ years industry experience (with at least 5 years in audit, internal control/risk management or regulatory compliance environment)
Working knowledge of audit principles, practices and methodologies
Specifically seeking experience in operational and/or compliance related functions within Mortgage and Consumer Banking
Ability to travel 10%

163

Audit Manager Resume Examples & Samples

7+ years of previous Audit experience (Financial and Operational)
Experience with Employee Benefits plans and Commercial Clients
Previous experience with Budgeting / Forecasting / Planning, GAAP, and General Ledger

164

Audit Manager Resume Examples & Samples

A challenging position for an experienced audit manager with a responsibility to conduct audits
Monitor the progress and resolution of outstanding audit observations and agreed mitigating actions
Demonstrate the ability to proactively manage the department's relationship with key business stakeholders through maintaining lines of communication, delivering on communicated timeframes and fostering on-going interaction with the business
Coordinate coverage with the external auditors, ensuring that each party is not only aware of the other's work but also well briefed on areas of concern
Together with the relevant Head of Audit develop and execute a program of continuous risk and performance monitoring
Participation in the Bank’s related working groups of key initiatives

165

Audit Manager Resume Examples & Samples

Responsibility for a varied and diverse portfolio of clients
Manage client relationships and provide general business advice to clients
Responsible for audit scheduling, planning, staffing and structure
Reviewing audit work papers and finalising financial statements
Responsible for ensuring timely completion of projects and high level of client service
Liaising with directors and partners
Assisting in managing a group of seniors and trainees
Monitoring the development of seniors and trainees and participation in the delivery of training courses to staff
General administration, including working capital management

166

Audit Manager Resume Examples & Samples

Oversee the execution of tests for data validation and control framework for the FED Stress test report submissions
Prior CCAR/DFAST or regulatory reporting experience preferred
Strong team work and communication skills, commitment to meeting deadlines
Excellent workpaper and report writing skills
Strong analytical skills and practical application in complex scenarios

167

Audit Manager Resume Examples & Samples

Prior Audit or SOX experience
Knowledge of SAP, Microsoft Visio, and Internal Controls
Cross-functional communication and negotiation

168

Audit Manager Resume Examples & Samples

5-14 years of consumer credit experience
Solid business understanding of credit products, mortgage and municipal security products
Exceptional auditing skills

169

Audit Manager Resume Examples & Samples

5+ years industry experience (specifically audit, internal control/risk management)
Positive attitude and strong work ethic
CIA, CRCM or other relevant certifications preferred

170

Audit Manager Resume Examples & Samples

Set clear quality expectations based on SAS standards and deliver and explain reasons for review notes
Support and actively participate as needed in internal audit change initiatives
Apply relationship management skills to build business relationships with audit clients
Bachelor's degree with 8+ years industry experience (with at least 5 years in audit, internal control, risk management or similar)
CPA, CIA, or other relevant certifications
Ability to travel 20-25%

171

Audit Manager Resume Examples & Samples

Serve as auditor-in-charge for high-risk, complex audit assignments by
Develop and maintain communications with management in areas of specialization to ensure effective working relationships. Assist management in establishing internal controls by consulting in the implementation of new systems, processes and changes to existing systems, standards and procedures. Assist other departments in their periodic compliance reviews
Six years of banking, auditing or other relevant experience, preferably in a role similar to Senior Internal Auditor
Demonstrated leadership ability and decision making skills
Strong understanding of risk management and process concepts
Strong analytical, facilitation, interpersonal and decision-making skills

172

Audit Manager Resume Examples & Samples

Industry Specific experience with local and state governments is required. Experience with non-profits is desired
Proven ability to lead and develop Audit Staff and Seniors
Integrity, dependability, and trustworthiness
Track record of ability to multi-task and complete assignments within required time constraints and deadlines
Minimum of 5 years experience in public accounting
Proficiency with personal computers including spreadsheet software programs, general ledger packages, computerized audit applications, and web search capabilities. Experience Engagement is a plus

173

Audit Manager Resume Examples & Samples

8+ years of experience in a related role with experience in business, functional and people management,
Specific subject matter expertise regarding consumer regulatory compliance control disciplines
Solid business understanding of Mortgage, Credit Cards, Retail and Unsecured Lending products and services businesses
CPA, ACA, CFA, CIA, CISA, CRCM or similar

174

Audit Manager Resume Examples & Samples

Produce high quality complete client files in accordance with the firm's compliance requirements
Manage tax compliance issues related to client assignments
Assist in the mentoring of staff and staff development appraisal meetings
Manage the portfolio WIP, billing procedures and debtor control
Be aware of current legislation and changes, proactively relating them, where necessary, to client assignments

175

Audit Manager Resume Examples & Samples

Managing a varied portfolio of audit clients
Report directly into Senior Managers, Directors and Partners whilst also have team members report directly to you
Providing training to aid in the development of the junior team in your team

176

Audit Manager Resume Examples & Samples

Minimum 10 years (AVP level at a minimum 6 yrs) experience in audit - at least 3-4 yrs experience working in a bank or worked as an external auditor and has banks as clients
CISA, CISSP, CISM certification
(IT Infrastructure Audit) - Experience is any infrastructure domain - servers, network, data centre, OS, middleware, messaging, security
(Data Analytics Audit) - Some experience in data analysis within audit. Must have strong experience in banking domain/process
(Data Analytics Audit) - Experience in using any analytics tools such as SAS, Qlikview, Tableau, SQL, Excel. Must have hands-on experience in using ACL

177

Audit Manager Resume Examples & Samples

5+years of audit experience
Bachelor’s Degree in Finance, Accounting or equivalent
CIA, CISA, CPA certifications

178

Audit Manager Resume Examples & Samples

Plan, execute and manage audit assignments of Wealth Management business including identifying controls, designing audit steps and performing their testing. These audits will typically involve several business processes or business lines operating at a single location or multiple locations
Advise Audit management and clients of best practices and promote compliance with CIBC policies and procedures, accounting standards, control policies and relevant regulations and legislation
Update status and follow up on deficiencies arising from audits managed. Identify deficiencies that require Audit Executive attention and escalation where agreed upon action plans are not met
Keep abreast of process, product and structural changes in CIBC; changes in industry practice, regulations and information technology which may affect the control practices which are appropriate for CIBC; current developments in auditing standards and guidelines

179

Audit Manager Resume Examples & Samples

Manage the Audit Department
Manage client engagements from start to finish (manage budget, plan, execute, direct staff, and complete financial statements and audits)
Day-to-day execution of internal audit engagements and projects in line with firm risk management practices
Running multiple client audit and due diligence engagement
BS/BA in accounting or related field
4-6 years of Audit experience
Ability to be “hands on” in both completing and reviewing audits while providing guidance to the team

180

Audit Manager Resume Examples & Samples

Creates the audit procedures and steps including internal analysis of internal records, examining and verifying accounts, procedures, and processes
Assists in the preparation and maintenance of the Internal Audit Policy and Procedures Manual
Assists in developing, testing, and obtaining Executive management approval for the Operations reports in accordance with Takeover Requirements
Serves as principal officer with responsibility for ensuring Xerox adherence to the FI Contract’s Internal Audit provisions
Oversees all auditing functions and controls
Ensures the Contractor’s adherence to the FI Contract’s Internal Audit provisions
Conducts comprehensive audits to verify contract compliance
Reviews and appraises the soundness, adequacy, and application of accounting, financial, operating, data processing, and administrative controls
Promotes effective controls and recommending operating improvements
Ascertains the extent of compliance with established company policies, procedures, plans, and appropriate government regulations, and recommends changes and corrections
Plans, coordinates, and conducts financial audits in accordance with generally accepted industry standards
Provides liaison support to state, federal, third-party, and Xerox auditors
Conducts Department-requested reviews
Minimum two years previous experience in internal audit functions working for a government or private sector health care payer or two years MMIS experience in a large state ensuring and maintaining that various medical programs served by providers are properly administered and are in compliance with the laws, rules, and regulations governing the respective programs
Knowledgeable of claims processing, third party liability, quality management, electronic data processing, MMIS regulations, financials, and compliance
Excellent verbal, written and presentation communications skills
Bachelor's degree in Business Administration/Management or related field. Additional relevant management experience may substitute for the degree on a year for year basis

181

Audit Manager Resume Examples & Samples

Model review, independent validation and re-performances
Review of model validation documentation
Assessment of logic designed to monitor model behaviour for robustness and completeness
Independent validation of model input data for availability, quality and completeness and assessing testing frameworks
Review of process relating to model parameter choices, either model-driven or trader marked
Quantitative support for other internal audit teams including independent logic validation of quantitative approaches identified during audit work, development of routines for independent data sourcing from trading systems for audit work and risk report generation
Investigation work relating to potential product valuation issues and quantitative process issues
Validation of non-model based valuation approaches including analysis of appropriateness of trader marks of infrequently traded products and model parameters
Experience in the implementation of a risk-based audit methodology using the COSO Framework preferred
Strong interpersonal and communication skills required for the candidate to interact with senior members in the Corporate Audit Department and throughout The Bank and to build consensus on identified control deficiencies and appropriate remedial actions
Experience in people management preferred
Minimal travel

182

Audit Manager Resume Examples & Samples

5+ years of experience providing Attest Services in a professional services firm
Demonstrated technical experience in the Nonprofit industry
Master's or Advanced Degree in a related feild

183

Audit Manager Resume Examples & Samples

Provide subject matter expertise on Capital Adequacy Principles and Dodd-Frank Stress Testing regulatory requirements, project management of audits and strong communication with Business and Audit management
Manage teams responsible for audit strategy by defining audit scope, audit program & audit test procedures in CCAR
Coaches & trains associates within team
Assess current state, desired state and build the organization including structure, roles, processes and routines
Anticipate issues and exercise critical thinking and judgment to effectively influence business management and peers and act as a catalyst. Provide strong leadership to the Audit team. Recruit, hire, retain and develop top talent within the function. Coach and train associates within team and across audit
Influences business partners to balance their business strategies with appropriate risk management controls from a business perspective
Interacts with regulatory agencies, external consultants and others in coordination with Senior Audit Management
Define, document, implement, and track departmental operating procedures and performance metrics ensuring the appropriate coordination, integration and reporting of audit activities globally
Must have a minimum of 7-10 years experience in Audit, Risk, Compliance, Finance, and/or Operations
Must have experience in Stress Testing/CCAR related processes
Familiarity with capital adequacy components and regulatory requirements; working knowledge of treasury and liquidity risk, and financial instruments/structures
Demonstrated management experience; demonstrated ability to lead and coach teams
Ability to navigate in a highly complex or matrixed organization and operate effectively in a changing environment
Strong organizational, oral and written communication skills
Analytical Abilities/Financial Acumen/Problem Solving
Ability to successfully communicate and influence management on all levels in regards to risk reduction in both strategic and tactical initiatives
Experience in evaluating regulatory requirements and guidance to understand impacts, and ensure audit programs and risk routines are adjusted accordingly
BS/BA Degree Required
Prior testing experience with emphasis on regulatory requirements
Strong Business Acumen
Green or Black Belt certification
Prior Project/Program Management experience- managing program and body of work
Audit automation or computer automated testing experience

184

Audit Manager Resume Examples & Samples

Experience in the third line with a substantial exposure to Internal Audit of counterparty credit risk, or risk review focused on Credit Risk
Understanding of US Banking rules and regulations, with a focus on processes and controls, a knowledge of global credit regulations would be a positive
Knowledge of credit risk management gained through experience as a credit risk analyst/ approver or working in risk review function at a major investment/ commercial bank
Understanding of Risk Analysis and Ratings assignment processes and rating models and the associated control requirements
Advanced understanding of Credit Risk measurement requirements and methodologies and approaches
Understanding of Credit Risk mitigation approaches and rules
Comprehensive understanding and knowledge of Credit Risk regulation for key jurisdictions
Excellent analytical and quantitative skills
Highl organized

185

Audit Manager Resume Examples & Samples

2-4 years of public accounting audit experience, preferably working with Financial Institutions
Current CPA license preferred, must have at least 2 sections completed
Bachelor's or Master's degree in accounting required
Proficient in MS Office Suite- Word, Excel & PowerPoint

186

Audit Manager Resume Examples & Samples

Regulatory knowledge impacting banking industry (OCC, FRB, CFPB, etc.)
5 - 7 years related audit, consumer banking, accounting, compliance or risk management experience at financial or advisory institution
Practical experience in compliance, enterprise risk, operational risk, audit, or regulatory examinations

187

Audit Manager Resume Examples & Samples

8+ years of related Public Accounting experience within a Financial Services industry
Internal Audit background with large complex Financial Institutions
Experience overseeing the full Credit lifecycle of analysis, underwriting, approval, monitoring/reporting, Accounting and Compliance
Strong understanding of Basel III/Advanced Approaches, including Advanced Internal Ratings Based A-IRB approach
Ability to manage (in-charge) and execute the full life cycle of an audit, from planning to audit close

188

Audit Manager Resume Examples & Samples

May contribute to completion of the annual RAP and Annual Audit Plan for assigned area(s)
Ensure resources are effectively utilized to achieve target utilization rates
Accountable for promoting recognition in the team and division
Familiar with the use and benefit of Computer Assisted Audit Techniques (CAATs) in analyzing large volumes of data to search for anomalies. Have data analysis skills in Microsoft Excel or Access
4 Year Degree - Advanced degree preferred
Project Audit Experience a plus
Advanced critical thinking
Risked based decision making, problem solving and conflict resolution skills
Advanced analytical skills
Escalate issues and delays quickly
Advanced awareness of laws and regulations governing the banking industry that impact assigned area
Advanced functional audit knowledge and skills
Relevant certification required
Adapt, promote and champion change
Lead and manage small to medium sized teams
Assume ownership and promote accountability
Banking experience preferred
Advanced skills in building and maintaining relationships within, and external to, audit
Consult assigned lines of business (trusted advisor) for audit
Deliver CSI and follow up as appropriate
Manage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team members

189

Audit Manager Resume Examples & Samples

Participate or Oversee the completion of the overall audit process, including execution of the audit plans, development of appropriate audit programs, on-going client communications, and audit report writing. Actively manage, schedule and plan the audit work
Provide regular performance and development feedback to staff
Work effectively with integrated audit teams that may include Credit, IT and/or Market Risk audit specialist

190

Audit Manager Resume Examples & Samples

Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Corporate or Investment Banking, technology management; project/program management; regulatory compliance or supplier management
Recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems
Expected Travel between 30-35%
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Corporate Lending, Loan Syndication, Equity / Debt Underwriting and Structured Finance products, especially those associated with the Corporate and Investment Banking and Capital Markets Origination business

191

Audit Manager Resume Examples & Samples

Establish and develop effective working relationships with Management of business units for which incumbent has been assigned risk assessment responsibility
Develop a good understanding of business strategy, plans, products, processes performance, risks and issues, and communication of these to Audit Management via risk-based assessments
Implement the strategic audit plan by leading, performing or supporting, as appropriate, the planning, fieldwork, and reporting of internal audit engagements to deliver agreed assurance objectives to established standards and timelines

192

Audit Manager Resume Examples & Samples

Responsible for SOX program and risk assessment of company's financial statements
Prepares internal control audit schedules and conducts internal audit of the financial system policies and procedures for integrity and reliability of information
Evaluates internal control systems and processes for compliance with policies, procedures, laws and regulations
Reports SOX audit results to management and makes recommendations for implementing controls where appropriate
Trains staff in auditing policies, procedures, theories and reporting requirements
Acts as liaison between the company and external auditors
BS/BA degree in accounting and advanced degree preferred
7 years of relevant experience
Strong verbal and written communication skills and ability to communicate virtually, to multiple functions, cultures and to different levels of management
Generates new and innovative solutions to complex problems, and proposes improvements to processes
Ability to multi-task and manage multiple priorities and projects simultaneously
CPA designation preferred

193

Audit Manager Resume Examples & Samples

Understands the roles of teams across RBC and how teams need to work together by managing diverse opinions constructively to make the most of a collaborative experience
Manages the inherent tension between collaboration and individual accountability
Debates issues with passion and builds mutual support with stakeholders across RBC, leveraging relationships to achieve objectives quickly
Works toward resolving differing views in a constructive manner by applying appropriate escalation practices
Gains the position of trusted advisor with colleagues and business partners by providing
Undergraduate degree in relevant discipline from a recognized tertiary institution
MBA or post graduate degree in finance or related discipline is desirable, OR
Financial designation (CA; ACCA; CIA) or equivalent professional designation
In depth knowledge of Banking products and services
Ability to quickly understand the risks associated with new services and/or routines, products and to formulate practical audit procedures to adequately monitor new risk
Understanding of management principles that enable recognition and evaluation of materiality and significant deviations from good management practices
Knowledge of auditing standards, business processes and regulatory requirements
Understanding of regulatory environment of Banking
Working knowledge of the RBC Financial Caribbean Policies/Procedures and good understanding of RBC Group policies and procedures
Working knowledge of Internal Audit Services practices, policies, procedures and systems
Minimum 5 years Banking /Audit /GRM experience

194

Audit Manager Resume Examples & Samples

5+ years of Market Risk audit experience
Senior-level experience in a senior role
Solid business understanding of Market Risk products, especially those associated with Market Risk

195

Audit Manager Resume Examples & Samples

Responsible for drafting reports and memorandums addressed to group Auditors abroad
Supervise one or two junior professionals and report to partners of the firm
Participate in special assignments (consulting, financial due diligence, internal audit, etc.) and play a role in certain internal initiatives (marketing, compliance, training, etc. ) at local and sometimes regional level
Think strategically on client needs by understanding their business and key risks
Maintain high technical and professional standard
6-10 years experience in audit at a large accounting firm
JCPA / USCPA
Prior experience in financial industry
Other relevant certification ACA / CTA / CFE / CIA etc
Experience dealing with overseas

196

Audit Manager Resume Examples & Samples

Identifying client needs and new business opportunities within client organisations
Project management - take responsibility for managing a large and varied portfolio of clients
Supervise and train junior members of the team to ensure that Grant Thornton's standards are maintained throughout the entire audit process
Prepare and present business tenders in order to develop and grow your client portfolio
Working capital management - manage work in progress and billings
Client fee negotiation
Take full responsibility for managing and reviewing the work of the audit team; and
Cross-business unit liaison with other teams such as tax, advisory etc
ACA/ACCA qualified
Minimum 5+ years' experience
Strong technical skills (Irish GAAP and auditing standards. IFRS experience an advantage but not essential)
Electronic auditing experience (preferable but not essential)
Ability to motivate and manage staff under tight deadlines
Ability to make professional judgements based on findings
Portfolio management experience
Strong attention to detail and analytical assessment
Experience working as part of a team supporting others
Be commercially aware
Experience gained in a Big 4 accounting firm would be advantageous; and
Candidates currently working in Industry, with the necessary experience, and who would like to return to practice will be considered for this role

197

Audit Manager Resume Examples & Samples

Adherence to/ implementation of Corporate Audit methodology throughout the execution of an audit engagement
Meet and exceed client value expectations and be recognized as knowledge experts in risk assessment, internal control and audit as it relates to the Capital Markets/Investment Banking Group/Corporate Treasury/Market Risk Management
Candidate will have 4-7 years’ experience in audit, with a formal accounting designation (CPA, CA, CMA, CGA) and/or relevant business experience within Capital Markets (front, middle or back offices)
Strong understanding of capital markets products (Equity, Fixed Income, Derivatives, Options, Money Market, and Foreign Exchange) would be considered an asset

198

Audit Manager Resume Examples & Samples

Meet operational budgets - ‘no surprises’ re overruns
Ensure productive use of resources (self and others)
Support the Team Leader throughout the project to manage the expectations of the business, and maintain an effective working relationship with the key business contacts
Audit messages and recommendations are clear, focussed on risk and root cause
Contribute to the achievement of GIA service standards
Conduct research and fieldwork on components of an assigned work area within a business, working towards a clear understanding of the business drivers and risk profiles of the business
Critically analyse the appropriate use and / or effectiveness of internal controls within that area
Create clear and concise working documents, addressing key risk areas with appropriately drawn conclusions, and demonstrating clear traceability of findings
Complete small compliance type audits or sub team lead components of medium to large projects under the supervision of the Team Leader or Senior Audit Director or Specialist Senior Audit Manager. Lead internal audits or initiatives of low complexity as required
Ensure senior members of the team are aware of progress as required and that, where identified, broader business issues that impact areas outside the assigned work are appropriately escalated
Act as an informal mentor to junior members of the GIA team and new joiners
Develop, agree and implement annual development plan which develops skills and experience. Provide feedback regarding the performance of Team Leaders, and reflect on own performance, by completing assignment appraisals as required at the conclusion of each audit
Ensure effective teamwork approach at all times
Tertiary qualified, ideally having completed, or working towards completion of Professional (CPA/CA / CIA) or Post Graduate qualifications
Good verbal and written communication skills, as well as good listening and interpreting skills
Develops good relationships with stakeholders on audits. Communicates sometimes difficult messages with courage and overcomes resistance to audit work and recommendations

199

Audit Manager Resume Examples & Samples

Credit reporting
Credit committee presentations and/or reporting
Credit monitoring
Business analysis
Credit risk management
Credit origination
Credit underwriting
Credit regulations
Advanced data analysis techniques: regression analysis, statistical analysis, hypothesis testing, distribution analysis, correlation, variance, multi-variate analysis, Monte Carlo simulation, etc
Demonstrated ability to master an understanding of credit-related business processes and integrate necessary data analysis technology solutions to assess effectiveness of controls within those processes
Demonstrated ability to provide insights and observations on the commercial credit portfolio in relation to risk, liquidity, and stability
Ability to provide and enhance credit risk reporting provided to executive management
Advanced proficiency in MS Excel, MS Access, Sharepoint
Exposure to one or more of the major BI Reporting tools such as Business Objects
Exposure to and working knowledge of one or more of the major database platforms: IBM Neteeza, Oracle, DB2, etc
Experience building and/or supporting continuous audit programs
Expert analytical and system thinking skills

200

Audit Manager Resume Examples & Samples

Assists with the development and management of the Audit Plan and Schedule
Manages/leads audit teams in the performance of financial and operational audits and special projects along with resolving complex business issues
Develops audit programs based upon assessed risks, internal controls, bank policy/procedures and applicable legal and regulatory requirements
Prepares formal reports of audit results
Conducts risk assessment activities including scope surveys, risk assessment matrices and flowcharts of key controls
Manages outside consultants and assist external audit providers in completing audit projects
Bachelor’s Degree, preferably accounting, finance or other business related discipline
Minimum of eight years internal audit experience including at least four years of financial institution experience
CPA, CISA, CIA, CFSA, CFE or Master’s degree preferred
Excellent knowledge of generally accepted accounting standards, internal audit principles and report writing techniques
Proficient in MS Office Suite, and electronic workpapers
Strong oral and written communication skills in order to work well with all levels of the organization
Multi-task and prioritize projects

201

Audit Manager Resume Examples & Samples

Assist in performing company-wide annual risk assessments and preparation and execution of the annual audit plans
Will travel to locations throughout the U.S., Mexico and Canada
Performing project management duties including planning, scheduling, coordinating, reviewing and reporting of audit results
Manage assignments related to operational auditing, financial auditing, and SOX compliance
Maintain Corporate Audit independence and objectivity in all assignments
Participate in special assignments
Ensure that recommendations reflect an understanding of the business and are clearly presented
Minimum of seven years auditing and/or accounting experience with a public accounting firm or Fortune 500 Company
Minimum of three years SOX and/or risk assessment experience
Prefer a public combo

202

Audit Manager Resume Examples & Samples

Plan and implement successful audits by
Assessing risk factors, key controls activities, and other pertinent information
Identifying timelines and managing resource allocations to meet requirements and insure timeliness, and
Supervising all phases of audit projects including audit team, planning, field work, reporting and other project communication
Coordinate and drive the audit process utilizing innovative and continuous improvement techniques
Perform portions of audits and document results
Manage certain administrative functions such as development and maintenance of the Audit website; customer service surveys; and audit performance evaluations
Assist in the development and mentoring of auditors by sharing information and knowledge among the Audit group, and instructing/guiding as appropriate
Ensure compliance with audit department standards and guidelines for each assigned audit
Remain current and increase knowledge in the areas of auditing, accounting, business, company products and company information through self-study and/or continuing education efforts
3-5+ years of demonstrated work experience in related field
A BS/BA degree in related field
Strong knowledge of Generally Accepted Accounting Principles (GAAP) and Generally Accepted Auditing Standards (GAAS)
Strong knowledge of operational and compliance auditing
Advanced level of PC skills with office applications (spreadsheet, database and word processing programs)
Demonstrated leadership and supervisory skills
Ability to travel domestically and internationally for 2-3 weeks monthly in periods up to 30% of the year
Willing to relocate to Dublin, Ireland

203

Audit Manager Resume Examples & Samples

Oversees the effective and timely completion of assigned portions of the audit plan. Leads and coordinates the audit with business
Performs complex execution of the area of audit work performed
Supervises and leads assigned audits and presents results of audit to business leaders and reviews audit plan with the business
Provides highly proficient knowledge and subject matter expertise in the risk rating for the annual audit planning process and definition of audit entities
Conducts an efficient and effective risk assessment with high complexity
Responsible for formal audit planning
Performs ongoing review and adjustments of audit plan to ensure audit activities are focused on risk areas and provides value to customers
Provides input into the annual audit plan, including risk rating and audit entity definition
5 years of experience
Degree focused on Finance/Accounting or related
Experience and/or solid understanding of Asset Management processes

204

Audit Manager Resume Examples & Samples

Responsible for planning andcarrying out risk assessment processes for audits
Manage key client relationships and devleoping the client portfolio
Develop techncial expertise - both functional and industry

205

Audit Manager Resume Examples & Samples

5+ years of related audit experience
Proficiency with computer platforms and applications, particularly Excel
Prior experience in Financial Services
Professional certification (CPA, CIA, CA)

206

Audit Manager Resume Examples & Samples

Assist in managing, developing and coaching professional staff
Adequately identify audit risks and problems through review to ensure audit engagements are completed with defendable files and documentation
Actively develop referral sources
Strong organizational and communication skills, both written and verbal
Excellent client relationship skills, time management and project management skills
Minimum 5 years of audit experience in public accounting
Bachelor’s or master’s degree in accounting, finance or related field
Current CPA designation

207

Audit Manager Resume Examples & Samples

Assist in updating and provide input to Corporate Audit methodology to ensure compliance with IIA standards and increasing industry and regulatory standards
Assist with the consistent implementation of Corporate Audit methodology across the division
Continually work with the Director of Methodology to simplify methodology
Ensure the workflow tools (PAWS and MetricStream) embed current methodology and reporting capabilities
Provide support to the Professional Practice Centre with regards to financial management of Corporate Audit including plan, reforecast and performance monitor assistance
Provide support on various projects undertaken within the division to drive efficiency and to deliver a greater customer experience
Operational Flow
Demonstrated strong critical thinking and ability to clarify/simplify complex concepts
Highly curious and creative
Acts independently and decisively within the scope of authority
Able to focus on both short and long term goals, at the tactical level
Good interpersonal and relationship management/building skills (collaboration, respect, influencing, conflict resolution, managing complex and sensitive issues, understanding dynamics)
Highly analytical skillset
Process improvement/re-engineering
Change management
Strong client service delivery
Excellent Team player

208

Audit Manager Resume Examples & Samples

Internal Audit is a global organization of over 1500 professionals covering Citi's global businesses and service to clients and customers in over 180 countries
Recruits staff, develops talent, builds effective teams, and manages a budget. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Investment Banking, technology management; project/program management; regulatory compliance or supplier management
Frequently involved in matters that require complex judgments and solutions based on sophisticated analytical thought such as identifying solutions for a variety of complex and novel audit control issues Analyses reporting findings

209

Audit Manager Resume Examples & Samples

Plans , performs moderately complex audits related to Markets and other products/functions in accordance with corporate methodologies, professional standards and local regulations, including drafting of audit reports, presenting issues to the business and discussing practical solutions
In his/her capacity as deputy HoA, support the HoA in making and delivering the audit plan, increasing the quality of the audit and reporting processes and ensuring the adequate audit coverage. Also works with the Regulators, External Auditors, Audit Committee and other control functions and Senior Management, on an assignment basis, in improving the risk and control environment and ensuring adherence to IA standards
In his/her capacity as deputy HoA, ensure that MIs of IA Turkey is prepared accurately; Audit Committee secretariat is done in accordance with the local regulations and group standards
Support the HoA in making and delivering the audit plan, increasing the quality of the audit and reporting processes, ensuring the adequate audit coverage
Maintain an appropriate, pro-active, constructive, and solutions-driven relationship with key stakeholders. Support the Chairman of the Board and the Audit Committee in the fulfilment of their responsibilities and in respect of governance, risk management and internal control
Support the HoA in team management, providing support , supervision and oversight to the other team members, when and if needed
Support the HoA in ensuring that IA Turkey is staffed adequately. Arrange the first interviews with the candidates, if needed. Also ensure that new team members are on-boarded smoothly, through his/her coaching and supervision
Deputise the HoA during his/her absence and when needed
Keeps abreast of new laws, rules, products, technologies and applications
Execute and oversights investigations in Citibank Turkey as directed by the Head of Audit
At least 7 years of diversified experience in audit
Proficient level experience in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise and a solid business understanding of Markets; or having a potential to build sufficient level of expertise in this area rapidly
Proficient in risk and control analysis and audit concepts for a number of products and specialized areas and will be skilled at analyzing root causes of problems and anticipating 'horizon' issues
Having strong team management and problem solving skills and track record in working within a matrix organization,

210

Audit Manager Resume Examples & Samples

Undergraduate Business degree or equivalent
7-10 years of relevant experience that spans retail lending and business purpose lending to companies with annual revenues under $25 million, or credit risk management covering those lending segments
Working knowledge of retail lending in one or more of the following disciplines: residential mortgages, home equity, indirect auto, consumer credit cards, or business credit cards
Working knowledge of business purpose lending to companies with annual revenues under $25 million
Specific knowledge of all phases of retail lending and business purpose lending covering effective credit administration, policies and procedures and analytical practices, and problem credit identification and management
Good knowledge of internal controls and risk assessment
Solid knowledge of US Banking Regulations

211

Audit Manager Resume Examples & Samples

Strong relationship management skills
Required to perform a detailed scoping exercise to determine the parameters of an audit project, (i.e. what will be included or excluded, who the key players are, and what the value chain is) in order to provide a thorough analysis of business processes/systems/transactions and the associated risks and controls in place
Required to gain buy-in from the Chief Audit Officer that the scope is adequate and will meet the audit objectives – and ensure the Chief Audit Officer is updated on the progress of the project at all times
Pro-actively and effectively manage any disconnect in opinions that might arise between key parties during the audit
Responsible for allocating work streams from the scoping document to the audit team, monitoring their progress against plan and ensuring they meet their performance targets

212

Audit Manager Resume Examples & Samples

5+ years of Audit experience with a Technical proficiency in Certified Financial Statement Audits and Reviews
Significant Nonprofit experience with A-133
Solid client relationship skills

213

Audit Manager Resume Examples & Samples

Manage assurance engagements by defining the audit strategy in consultation with the senior manager/partner, and execute it in compliance with EY's policies and protocols. When required, you'll personally execute complex audit procedures and lead teams or parts of teams on engagements, depending on the size of the engagement
Understand the audit client's industry and recognize key performance drivers, business trends, and emerging technical and industry developments. Stay informed of general business/economic developments and their impact to the audit client
Must have a Bachelor's degree in Accounting, Finance, or a related field, obtained CPA Singapore qualification
At least 5 years of related work experience

214

Audit Manager Resume Examples & Samples

Tertiary qualifications ideally having completed or working towards completion of Professional (CISA/CISM/CIA / CPA/CA), or Post Graduate qualifications
Preferably with experience in designing technology audit fieldwork, executing fieldwork to high quality standards, and drafting and communicating key audit messages and recommendations effectively
Work experience in delivering a risk internal audit methodology, or similar experience, such as external audit or risk. Preferably with experience in designing fieldwork, executing fieldwork to high quality standards and drafting and communicating key audit messages and recommendations effectively
Constantly delivers on assigned goals and strives to better these goals despite obstacles, set backs or uncertainty

215

Audit Manager Resume Examples & Samples

Actively assist in the design and implementation Tactical and Operational Procedures (TOPS) to establish the GAAM infrastructure
Ownership in documenting the Audit Universe, using the BuD (Business understanding Document) and/or other approved and aligned with GAAM approaches
Determine and discuss the annual Risk Based audit plan for AAM, be prepared to be challenged over the plan by the CAE, share the plan with colleagues. Ensure that proper, systemic and accessible documentation is maintained of all audit plans
Apply the Group Methodology for the execution of planned and/or ad hoc audits
Execute audit planning, audit performance, reporting and follow-up in own area of attention, including new projects under development
Execute audits by gathering, documenting and analyzing information and evidence on the existence of risks and the effectiveness of control measures
Initiate, review and approve the work of auditors through all audit phases. May lead audit teams (if applicable)
Develop and maintain audit programs, risk control matrices and other documentation
Monitor new projects and advise project management from a risk management perspective about project management and quality of project result
Execute special projects (e.g. fraud investigations, due diligence, advisory, etc.) and audits abroad
Contribute to continuous development of the audit department and the audit function in general
A minimum of 10 years of internal audit experience; preferably in an internationally operating Internal Audit Department in Banking, Asset Management, Private Wealth Management or similar financial (banking type) of industry
In-depth knowledge (both theoretical and practicable) of: auditing, process control, management/strategic control, risk management, organization, change management and information technology
Experience working across a variety of cultures, people and styles. Having a “global mindset”
Knowledge of Regulatory and Compliance developments in the industry preferred
Knowledge of (basic) IT controls (integrated auditing) relevant for the industry preferred
Post graduate degree preferable. Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA) or related certifications preferred
Travel 15-25%

216

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and Basel regulations and Citigroup and Citibank policies
Develops subject matter expertise in the proposed and final Basel regulations and relevant BCC guidance and interpretations
Delivers Basel Assurance strategy across all the risk-stripes. Provides input on overall Basel annual assessment to the audit committee
Delivers on time high quality audit reports, Internal Audit and Regulatory issue validations, business monitoring and governance committee reporting. Manages audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual plan
Specific subject matter expertise in Basel III Regulations and a solid understanding of the technical implementation of Basel III end-to-end framework

217

Audit Manager Resume Examples & Samples

6+ years of recent or current CPA firm audit experience working with commercial clients
Ability to manage multiple engagements
Prior Tax exposure

218

Audit Manager Resume Examples & Samples

You will have at least 10 years of Audit experience
Reorganize Internal controls
Experience with Asset Management
MBA is preferred
You will have prior experience auditing internal controls

219

Audit Manager Resume Examples & Samples

Demonstrated auditing skills
Comfortable working independently
Prior experience with Consumer Goods

220

Audit Manager Resume Examples & Samples

Manage all aspects of an audit engagement, including: planning, fieldwork, wrap-up and billing
Work with team to identify engagement and operating problems and provide timely solutions and consultation directly to partners and senior management
Market professional services to companies, develop referral sources and develop business for the team
Identify opportunities for improvement on assigned engagements
Communicate complicated accounting literature in a manner that partners and senior management will comprehend and understand
Proficient in MS Office suite—Word and Excel
Minimum of five years of audit experience in public accounting required
Knowledge and experience with audits within Insurance Services highly preferred

221

Audit Manager Resume Examples & Samples

Prepare the audit reports and report in a timely matter to the Head of Internal Audit for reporting
Ensure that audits are completed within the department’s KPIs
Report all significant changes in the company, industry, and regulations
Perform periodic risk based testing
Must have minimum of 5 years of Financial Services experience with recent experience within Asset Management

222

Audit Manager Resume Examples & Samples

10+ years of experience in internal auditing in Financial Services with experience in Investment Management processes and/or specific experience in financials models, portfolio risk models or illiquid securities/complex products/derivatives pricing
Strong quantitative knowledge
Demonstrated ability to deal effectively with all levels of management and staff
Proficiency in Microsoft Office products
Experience in conducting integrated operational audits and/ or reviewing IT application controls

223

Audit Manager Resume Examples & Samples

Manage 2 or more audits at a time each consisting of 1-4 auditors per engagement
Assess risk of key business processes resulting in the preparation of audit plans and specific audit programs
Present audit conclusions and recommendations to senior management
Assist regional directors in various special projects addressing specific risks identified throughout the organization

224

Audit Manager Resume Examples & Samples

Performs Business Monitoring Quarterly Summaries
Up to 25% travel activity within the year
Work collaboratively on assignments with Internal Audit teams in Citi and keep abreast of evolving Polish regulations on Risk management and ensure that these are appropriately addressed in Internal Audit’s risk assessment and audit planning processes
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of technology infrastructure products, especially those associated with the banking and financial business

225

Audit Manager Resume Examples & Samples

Lead the CVRs ensuring that documentation is of appropriate quality and standard including managing the team and their output preformation
Review automated audit work papers, prepared by audit staff, ensuring sound audit theory and compliance with the department's risk based audit methodology
Ensure that audits are completed in compliance with the Corporate Audit Department standards
Solid AML experience within financial services
Qualified External or internal Auditor
ACAMS (or UK equivalent) qualified
Excellent analytical, written communication, interpersonal, organizational and presentation skills; Excellent relationship management skills; Detail and deadline oriented; Ability to multi-task in a fast paced environment
Ability to interact with senior managers

226

Audit Manager Resume Examples & Samples

8+ years of previous Audit experience
Management background
Thorough knowledge of Public Accounting and Audit practices, procedures and Reporting standards
Extensive knowledge of U.S. GAAP, U.S GAAS and IFRS standards
Comprehensive knowledge and exposure to the common issues facing non-publicly traded companies in the Manufacturing, Distribution and Services industry, including but not limited to: mergers and acquisitions; entrepreneurship; funding requirements; growth objectives; and, exit strategies

227

Audit Manager Resume Examples & Samples

Responsiblity for a portfolio of clients
Build relationships with clients at senior levels
Develop a strong commercial understanding of clients businesses
Complete assignments within agreed budgets and timescales
Ensure assignments are adequately staffed
Ensure that the firm's risk management and quality control procedures are adhered to
Identify and recognise business and sales opportunities with new clients
Recruit new employees
Sector experience
Experience with listed clients
Experience auditing international clients

228

Audit Manager Resume Examples & Samples

Adapt the audit approach to the changing client environment. Demonstrate a thorough understanding of complex accounting and auditing concepts with focus to commodities and apply them to client situations
You will work with some of the world’s leading commodity trading companies and help us to grow our dynamic practice through the development of trusted client relationships and high performing teams
Coach Swiss-based audit teams on commodity trading and auditing matters and provide internal and external trainings
You will work on multi-service line projects and support EY’s sector driven growth strategy
EY supports your education to become a certified CAS Commodity Professional
Furthermore you will develop people through effectively delegating tasks and providing guidance to staff. You will provide performance feedbacks and trainings, and conduct performance reviews

229

Audit Manager Resume Examples & Samples

Oversee the external audit process and coordinate with external auditors
Oversee the bank reconciliation team as well as the senior auditors
Oversee all internal control evaluations
Support and enforce company accounting policies to ensure compliance with federal, state and local regulations
Report internal audit findings to the accounting management team
Minimum 5 years of relevant experience

230

Audit Manager Resume Examples & Samples

Minimum 3years PQE
Competent management skills and behaviours
Technically and professionally qualified including knowledge of FRS100 to FRS102
Strong market/commercial awareness

231

Audit Manager Resume Examples & Samples

Articulate and drive Corporate Audit’s data analytics strategy and execution
Leverage, train, support and lead others in the use of data analytics
Delegate accountability to an individual, empowering them and giving them latitude to make independent judgments, within broad parameters, including desired business outcome

232

Audit Manager Resume Examples & Samples

5 to 7 years of recent experience with a public accounting firm
Experience working with clients in the commercial services or government sector required
Candidate must be a licensed CPA in the state of Kentucky or must be able to be licensed in Kentucky
Experience supervising engagement team members and instructing them on completing assigned task
Strong technical skills in accounting and auditing

233

Audit Manager Resume Examples & Samples

Experience working with dealership clients preferred
Candidate must be a licensed CPA in the state of Ohio or must be able to be licensed in Ohio
Strong accounting and auditing skills

234

Audit Manager Resume Examples & Samples

5 - 6 years of recent public accounting firm experience
You’ll need Retail Dealership experience for this position
You must be a licensed CPA in the state of Illinois or must be able to be licensed in Illinois

235

Audit Manager Resume Examples & Samples

5 plus years of recent continuous experience with a public accounting firm
Experience with oversight of financial statement audits of healthcare entities (acute care hospitals or long term care) or property and casualty insurance audits preferred
Candidate must be a licensed CPA in the state of Connecticut or must be able to be licensed in CT
Strong skills in maintaining great client service with proven sales skills
Strong project management skills, sales and marketing skills, ability to lead others

236

Audit Manager Resume Examples & Samples

5 to 7 years of recent continuous experience with a public accounting firm
Candidate must be a licensed CPA in the state of Texas or must be able to be licensed in Texas
SEC experience preferred

237

Audit Manager Resume Examples & Samples

4 to 7 years of recent continuous experience with a public accounting firm
Experience working with manufacturing and distribution clients preferred
Candidate must be a licensed CPA in the state of New York or New Jersey must be able to be licensed in NY or NJ

238

Audit Manager Resume Examples & Samples

Experience working with insurance clients required
Property and Casualty experience required
Experience with insurance company audits and reporting under GAAP and statutory reports
Candidate must be a licensed CPA in the state of Tennessee or must be able to be licensed in TN

239

Audit Manager Resume Examples & Samples

Plan, direct, oversee and conduct audits and ensure they are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters
Assess business risks and processes and develop, update and execute related audit programs
Keep abreast of emerging issues, evolving regulatory requirements, and assessing potential impacts across the audited business units and ensure issues are communicated to Management
Manage the ongoing audit communications and the reporting process with the client, senior management and external auditors
Represent Audit on internal/external committees and provide subject matter expertise to internal clients and Audit Division relating to policy, procedures and processes
Contribute to the strategic direction of the group by participating in the development of the annual audit plan and identifying emerging trends, issues and/or developments in the external environment and the departments that we audit
Develop strong understanding of Retail product strategies and business activities and related risks as well as emerging risks to adequately assess business and audit related impacts and provide recommendations for developing new audit approaches and/or appropriate controls to mitigate these risks
Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, and knowledge with internal and external business partners
3-5 years of relevant experience in internal or external auditing (financial services industry preferred)
In-depth knowledge of the retail process and of the organizational structure for Retail related business units (including Product Groups, Operations, Branch Banking and Direct Channel functions) is an asset
Demonstrated time management and organizational skills to meet tight timeframes as well as flexibility to adapt to changing priorities

240

Audit Manager Resume Examples & Samples

Exhibit strong skills in maintaining great client service while understanding the specifics reporting requirements for companies that are subject to SEC reporting requirements
Must have skills related to supervising engagement team members and instructing them on completing assigned tasks
Time management skills to adequately manage multiple engagements with multiple teams
5 plus years of experience in public accounting

241

Audit Manager Resume Examples & Samples

Maintaining great client service
Supervising engagement team members and instructing them on completing assigned tasks
Must possess time management skills to adequately manage multiple engagements with multiple teams
Must also exhibit strong technical skills in accounting and auditing
5 or more years of audit experience, primarily within public accounting
Must be a licensed CPA in the State of Illinois or able to be licensed in the State of Illinois
SEC experience would be considered a plus

242

Audit Manager Resume Examples & Samples

Plan, manage, and review client assurance and attest engagements, accurately, within budget and under high production demands
Take ownership for drafting reports and delivering all the services the client has purchased or needs
Proactively work closely with Senior Managers and Partners and participate in client meetings and proposal processes to learn by observation the process of client relationship management and new business development
Interact with state and federal representatives to complete project tasks and deliverables
Develop Senior Associates and Associates through coaching and mentoring; maintain high colleague morale throughout the engagement
Begin billing clients and monitoring realization for small engagements
Build a network of references from existing clients through providing exceptional client service
Assist in the preparation of training materials and staff development

243

Audit Manager Resume Examples & Samples

3+ years' experience in public accounting
Ability to work within a team
Technological proficiency

244

Audit Manager Resume Examples & Samples

Contribute to the strategic direction of the Governance, Risk & Compliance Audit group by participating in the development of the annual audit plan and identifying emerging trends, issues and/or developments in the external environment and the departments that we audit
Support Governance, Risk & Compliance Audit Group management and other team members in the achievement of individual, divisional and team goals
Operational audit experience, preferably in areas of financial institution regulatory compliance or risk management
Strong understanding of risks in Financial Services industry coupled with high business acumen and excellent judgement to be able to evaluate complex issues and assess risk/challenge the status quo
Effective time management, multi-tasking and organizational skills to meet tight timeframes as well as flexibility to adapt to changing priorities
Well-developed written and verbal communication skills including strong influencing skills

245

Audit Manager Resume Examples & Samples

On a project by project basis, manages a small to medium sized team of Internal Audit professionals. Possesses a broad and comprehensive understanding of different Internal Audit standards, policies and local regulations; applies a broad and comprehensive knowledge of high risk areas including: Consumer or Investment Banking, technology management; project/program management; regulatory compliance or supplier management
Develops effective senior line management relationships and has a strong understanding of the Markets businesses
Develop knowledge of key financial standards and regulations that influence audit scope
Advance integrated auditing and increase the efficiency of the audit process by utilizing computer assisted auditing tools and techniques (CAATTs) in sampling retrievals
Specific subject matter expertise regarding technology application control disciplines and a solid business understanding of Global Markets products

246

Audit Manager Resume Examples & Samples

Develops and executes a robust Audit Plan in accordance with Internal Audit standards, relevant government statutes and regulations, and Citigroup and Citibank policies
Directs audit activities for a component of the AML/Compliance audit plan at the regional or country level
Prepares Business Monitoring Quarterly Summaries as well as Risk Assessments
BS/BA degree or equivalent combination of education/experience. Related certifications (CPA, ACA, CFA, CIA, CISA, ICA or similar) are a plus, while a CAMS certification is a strong plus
Specific subject matter expertise regarding AML and Core Compliance disciplines and a solid business understanding of banking products and their related AML and regulatory related risks
Education Level: Bachelor's Degree
Primary Location: Mumbai, India
Job Category: Audit
Schedule: Full-time
Shift: Day Job
Employee Status: Regular
Travel: Yes, 25 % of the Time
Salary Grade: C13
Relocation: No

247

Audit Manager Resume Examples & Samples

7-12 years of public accounting experience from a middle market CPA firm
Prior Tax experience
Proven Financial Audit skills
Strong Microsoft Excel knowledge

248

Audit Manager Resume Examples & Samples

Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and the overall business
Performs moderately complex risk based audits over the retail branch network, credit initiation, account opening, and mortgage business in accordance with corporate methodologies and professional standards, including drafting of audit reports, presenting issues to the business and discussing practical solutions. Experience in assessing technology applications is a plus
Develop a strong understanding of the branch environment and the use of computer assisted auditing tools and techniques to increase efficiency of the examination process
Recommends appropriate and pragmatic solutions to investment and Retail related risk and control issues
10 or more years of experience auditing consumer banking business, functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables, excellent analytical ability and strong decision-making skills to identify issues and underlying root causes
Intermediate level experience in a related role with experience in business (Mortgage preferably), functional and people management, with proven abilities in taking responsibility for issuing to stakeholders high quality deliverables according to strict timetables
Specific subject matter expertise regarding Mortgage Business control disciplines and a solid business understanding of Banking Products and local regulation

249

Audit Manager Resume Examples & Samples

Applies an in-depth understanding of the inter-relationships of business and support units throughout the Bank and how they impact the overall control environment and the audit approach
Collaborates effectively with other TCTP and business audit teams and helps support them in achieving their objectives
Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery (or equivalent projects) within a matrix reporting environment
Strong interpersonal skills for interfacing with all levels of Internal Audit, business management and external stakeholders (e.g. external audit and regulators)

250

Audit Manager Resume Examples & Samples

Deliver business unit as well as Group wide audits that provide assurance to management and the Audit Committees
Deliver the audits in a way that acts as a catalyst for change and improve the governance and control environment
Identify value add and improvement initiatives through audit observations

Download Audit Manager Resume Sample as Image file

Related Job Titles

Internal Audit Manager Resume Sample

Senior Audit Manager Resume Sample

Audit Senior Manager Resume Sample

VP / Audit Manager Resume Sample

IT Audit Manager Resume Sample

Budget Manager Resume Sample

Senior Manager Audit Resume Sample

Risk & Audit Manager Resume Sample

Manager IT Audit Resume Sample

Audit Lead Resume Sample

Audit & Risk Management Resume Sample

Quality & Audit Resume Sample

Browse More

Audit Manager Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Audit Manager resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

Audit Manager Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume