Risk & Audit Manager Resume Samples

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E Denesik

Esmeralda

Denesik

829 Jerde Mount

Chicago

+1 (555) 444 7589

829 Jerde Mount

Chicago

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Experience Experience

Philadelphia, PA

Risk & Audit Manager

Philadelphia, PA

Hermann, Conroy and Schaefer

Philadelphia, PA

Risk & Audit Manager

Risk Management
Recommend improvements and /or changes resulting from audits
Conduct reviews of system, controls and processes against leading practice standards and frameworks
Report independently on audit findings to the management team and Board of Directors, tracking the implementation of recommended actions
Review the process framework, inherent risks within each department
Manage periodically report on the company-wide risk register
Provide risk input into operational business projects

Houston, TX

Audit Manager Market Risk

Houston, TX

Bruen, Schmeler and Hudson

Houston, TX

Audit Manager Market Risk

Working with the Lead Auditor and Audit Controller, develop training on market risk to share with Internal Audit team
Develop and maintain effective relationships with key senior Market Risk managers and staff as well as local business and supporting contacts
Drive the coverage of market risk by applying technical knowledge to all phases of the audit process, and provide coaching to team members during the audit
Work collaboratively with Internal Audit teams in the Citi matrix for all assigned responsibilities
Applies in-depth level of expertise in one or more of the corporation's businesses and leverages this knowledge into a leadership role in one or more teams
Leads the professional development of Internal Audit staff
Participate in the execution and reporting of audits performed through pro-active engagement with stakeholders

present

Philadelphia, PA

Market & Liquidity Risk Audit Manager

Philadelphia, PA

Willms Group

present

Philadelphia, PA

Market & Liquidity Risk Audit Manager

present

Serves as subject matter expert for assigned lines of business. Manages auditors-in-charge and assumes responsibility for the overall coordination and successful completion of the Securities and Funds Management teams’ audit plans
Assists Associate General Auditor Market Risk in developing and maintaining effective, mutually beneficial relationships and communication with line of business management to ensure adequate audit coverage
Maintains rapport with and assists in the coordination of audit efforts with external auditors/bank examiners to ensure prompt and efficient completion of their examination within the scope of assigned audits. Maintains effective communications with external auditors and regulatory examiners, and provides assistance/direction to them in order for them to complete their objectives effectively and efficiently. Performs special audit assignments, due diligence and ongoing mergers and acquisitions consulting
Assists in the development of a current risk profile for each line of business. Works extensively with line of business management to identify emerging risks and prioritizes audit efforts based on changing risk environment
Enhances expert business knowledge by continually monitoring trends and developments affecting each line of business. Considers the impact of these trends and developments upon audit work planned and performed. Communicates relevant information with audit teams
Superior knowledge of current securities laws and regulations as well as proposed changes to include brokerage, dealing, investment banking and investment advisory services
Participates in departmental budgeting, audit planning, corporate planning and Audit Committee reporting. In addition, makes and approves recommendations for audit personnel regarding employment, training, salary administration, performance appraisals, promotions, transfers terminations and staffing. Maintains budget and expense control in accordance with departmental and bank guidelines

Education Education

Bachelor’s Degree in Business

University of Cincinnati

Bachelor’s Degree in Business

Skills Skills

Seven years of experience as a securities and/or treasury auditor at a significant broker/dealer or financial services firm or commensurate experience as an examiner within the financial services industry
Superior knowledge of current securities laws and regulations as well as proposed changes to include brokerage, dealing, investment banking and investment advisory services
Superior knowledge of current treasury practices as well as proposed changes to include financial reform, investments, hedging techniques/strategies and operational processes
Demonstrated proficiency in basic computer applications such as Microsoft Office software products
Excellent knowledge of general banking, risk management, securities industry and audit practices
Excellent leadership abilities and decision making skill
Excellent organizational, interpersonal, communication, facilitation and negotiation skills
Ability to travel, occasionally overnight
Expert level business competency in related lines of business
Team player

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Audit, Risk Operations Manager Resume Examples & Samples

Coordinate risk audit operations processes and infrastructure driving consistent practices, enabling strong management reporting and driving seamless connections across internal audit teams
Support the continuous risk assessment process across the Americas group, annual risk assessment process and lead the design and aggregation of monthly and quarterly reporting of key process and risk indicators at the Americas level
Support the Risk leader in the group's budgeting process, manage the tracking of actuals against plan and development of cost and time-based efficiency and performance metrics for audit execution
Drive the Audit Risk Team relationship management program including the development of impactful meeting materials
Serve as liaison with Audit's Professional Practices Group on audit standards and group training requirements to ensure dissemination and bilateral feedback
Work closely with audit leaders, Compliance, and Technology audit teams and Corporate Audit Staff, to ensure coordinated, effective, risk-focused, and efficient coverage
Develop, own and manage audit risk management reporting for functional audit area for external and internal stakeholders
Provide requested information to regulators and work to assess and close examiner findings
Bachelor's Degree in Business or Finance or High School/GED and 8 years of progressive related experience
Minimum of 4 years' experience in audit or related function; including regulatory exams preferred
Experience working with Excel and PowerPoint; and other Microsoft Office products preferred
Must apply via COS (internals) or through www.gecareers.com (externals) to be considered for this position
Must be willing to comply with pre-employment screening, including but not limited to, drug testing, reference verification and background check
Must be willing to travel approximately 10% of the time. This role is eligible for a Referral bonus award that is 4X the current eligibility amount. The 4X Special Incentive Referral Bonus Program begins as of June 1st and runs through November 30th. Referrals will only be eligible for the 4X special incentive referral bonus payout based on date of referral submission during SPIF program eligibility dates. All other guidelines under the WDYK program are applicable
Strong oral and written communication, presentation, interpersonal, and facilitation skills
Excellent analytical, decision-making and time-management skills
Mature planning, organizing and directing skills
Experience in financial services
Basic understanding of Risk function
Awareness of financial services regulatory requirements and/or prior regulatory interactions (FRB, OCC or FDIC)
Certified Internal Auditor (CIA) or related certification

Audit Manager Credit Risk Audit Resume Examples & Samples

Execute assigned activities independently in accordance with the Department Standards ensuring the nature and extent of testing is appropriate to support the audit opinion
Provide assistance to the OIC (Officer in-charge) and other audit team members on a variety of audit tasks
Reporting
Draft audit findings for business line management
Provide input on the audit report for assigned sections
Ability to write clear, concise audit reports as well as internal and external communication
Knowledge of credit risk processes and risk management practices

Market & Liquidity Risk Audit Manager Resume Examples & Samples

Directs and coordinates team audit activities to ensure all assigned responsibilities are performed in a high quality manner and on a timely basis. Responsible for planning and organizing audit activities within the framework established by the department's policies, process universe and frequency guidelines. Provides input to refine, enhance and/or develop effective and efficient audit processes and procedures. Ensures prescribed schedules, operating policies and procedures are followed; allocates work, sets priorities and deadlines. Assists the Associate General Auditor – Market Risk in developing and monitoring risk assessments through interaction with and analysis of responsible lines of business
Serves as subject matter expert for assigned lines of business. Manages auditors-in-charge and assumes responsibility for the overall coordination and successful completion of the Securities and Funds Management teams’ audit plans
Reviews and evaluates existing systems, processes and controls to determine the adequacy of operating procedures, the effectiveness of internal controls, the reliability of financial information reported on the bank's general ledger and compliance with laws and regulations and corporate policies. Recommends appropriate procedural changes to management which will facilitate the safeguarding of assets, reduce costs and improve operating efficiency
Supervises and coordinates special audit assignments, to include merger and acquisition activities, special investigations, support of other audit functions and customer inquiries/complaints. Assist Associate General Auditor in the maintenance of current risk profiles for each line of business. Ensure annual Sarbanes-Oxley required control evaluation and testing is performed in a timely, complete and quality manner
Provides leadership in development of staff and self, taking responsibility for ensuring staff is given the opportunity to develop within the area of responsibility. Enhance expert knowledge by continually monitoring trends and developments in the auditing profession, banking industry and securities industry. Serve as coach for areas of securities industry questions. Pursue continuing education and additional professional certifications, as appropriate
Proactively develops and maintains mutually beneficial relationships with Funds Management, International, Mortgage and Financial Services Management. This is accomplished by gaining a clear understanding of their mission and goals, informing them of the services provided by Audit Services, ensuring Audit participation on critical projects/task forces, ensuring Audit projects deliver added value and obtaining meaningful feedback from Audit clients. Be a client service champion by consistently modeling world standard client service delivery
Assists Associate General Auditor Market Risk in developing and maintaining effective, mutually beneficial relationships and communication with line of business management to ensure adequate audit coverage
Maintains rapport with and assists in the coordination of audit efforts with external auditors/bank examiners to ensure prompt and efficient completion of their examination within the scope of assigned audits. Maintains effective communications with external auditors and regulatory examiners, and provides assistance/direction to them in order for them to complete their objectives effectively and efficiently. Performs special audit assignments, due diligence and ongoing mergers and acquisitions consulting
Assists in the development of a current risk profile for each line of business. Works extensively with line of business management to identify emerging risks and prioritizes audit efforts based on changing risk environment
Enhances expert business knowledge by continually monitoring trends and developments affecting each line of business. Considers the impact of these trends and developments upon audit work planned and performed. Communicates relevant information with audit teams
Sets clear objectives for audit teams and monitors progress toward those objectives with a focus on high quality results and employee accountability. Participates in the delivery of feedback to the audit team. Coaches and advises audit team members on specific training needed
Participates in departmental budgeting, audit planning, corporate planning and Audit Committee reporting. In addition, makes and approves recommendations for audit personnel regarding employment, training, salary administration, performance appraisals, promotions, transfers terminations and staffing. Maintains budget and expense control in accordance with departmental and bank guidelines
Assists in the development of Audit Services’ Mission Statement, Corporate Goals, Audit Committee and regulatory reports. Makes recommendations for assigned personnel regarding employment, training, performance ratings, salary changes, promotions, transfers and terminations; resolves personnel problems; and assists in preparing the annual budget
Bachelor’s degree in accounting, business or related field or equivalent education and related experience
Seven years of experience as a securities and/or treasury auditor at a significant broker/dealer or financial services firm or commensurate experience as an examiner within the financial services industry
Superior knowledge of current treasury practices as well as proposed changes to include financial reform, investments, hedging techniques/strategies and operational processes
Extensive leadership/management experience in banking, financial services or auditing of these areas
Excellent leadership abilities and decision making skill
Excellent organizational, interpersonal, communication, facilitation and negotiation skills
High imitative and demonstrated support for the BB&T Values
Demonstrated proficiency in basic computer applications such as Microsoft Office software products

Internal Audit Risk Manager Resume Examples & Samples

Will oversee all internal audit and SOX projects
Ensures compliance with established internal control procedures by examining records, reports, operating practices, and documentation
Perform and control the full audit cycle including risk management and control management over operations’ effectiveness, financial reliability and compliance with all applicable directives and regulations
Oversee the planning, coordination, and execution of all internal audit and SOX-404 projects (financial, compliance, operational and IT audits), effectively utilizing the outside resources to assure proper controls exist and are functioning and risk is appropriately mitigated
Manage and supervise diverse risk-based audit engagements including performing risk assessments, drafting scoping memos, planning, executing fieldwork and data analysis, presenting/reporting results to management, and monitoring management action plans
Experience in Big 4 or similar
Minimum ten years of related experience
MBA and CPA/CIA/CISA/CMA or other certifications desired

Risk & Audit Manager Resume Examples & Samples

Lead and conduct audits of the internal company controls
Conduct reviews of system, controls and processes against leading practice standards and frameworks
Facilitate and manage 3rd party auditors as required
Recommend improvements and /or changes resulting from audits
Report independently on audit findings to the management team and Board of Directors, tracking the implementation of recommended actions
Manage periodically report on the company-wide risk register
Prepare and maintain an assessment of operational risk and process / policy gaps
Analyse potential risks, determining mitigating actions and ownership, following up on completion of these
Identify risks within technology applications, architecture and processes
Provide risk input into operational business projects
Review the process framework, inherent risks within each department
Complete adhoc reviews of compliance to external and policies and standards

Audit Manager Credit Risk Audit Resume Examples & Samples

Commercial/corporate banking/credit risk management experience in a Financial Institution is desirable
Post graduate degree or professional designation (CA/CFA) desirable
Strong analytical skills necessary to assess risks of various products and operational processes, including financial statement analysis
Ability to write clearly and concisely for both internal and external communication
Strong knowledge of MS Word, Excel, and audit software tools

IT Risk / Audit Manager Resume Examples & Samples

Ideally extensive client facing experience in the provision of IT Risk services
Ability to manage a number of projects, meet deadlines and manage stakeholder expectations
Desire to work in a constantly changing environment
Strong technical skill-set across various technologies and platforms including Operating Systems (Windows, Unix, Linux); Databases (Oracle, SQL etc) and enterprise wide applications (SAP, Oracle eBusiness Suite etc)
Experience with Sarbanes Oxley as it relates to IT
Strong problem solving and communication skills

Credit & Country Risk Audit Manager Resume Examples & Samples

Partner with other risk groups within Audit (Investment Bank, Asset Management, Commercial Bank, Consumer Bank, Technology, etc.) to ensure the delivery of a seamless program of audit coverage across the firm
Establish and support a culture that encourages integrity, respect, excellence, and advancement
At least 4 years of experience in a Financial Services, consulting, or public accounting firm, with an appropriate level of exposure to and involvement with Risk Management particularly Credit Risk. Market Risk and Model Risk considered a plus
Excellent communication and interpersonal skills with ability to present complex and sensitive issues to senior management

Credit Risk Audit Manager Resume Examples & Samples

Establish and manage a comprehensive, dynamic audit assurance program for assigned business units (BU). Direct and coordinate audit activities to ensure all assigned responsibilities are performed in a high quality manner and on a timely basis. Assist the Associate General Auditor – Credit Risk in developing and monitoring risk assessments through interaction with and analysis of assigned BUs
Directly manage team and assume responsibility for the overall coordination and successful completion of dynamic audit plans and risk reviews for assigned BUs. Responsible for planning, scoping and organizing audit activities within the framework established by the department's policies, process universe and frequency guidelines. Provide input to refine, enhance and/or develop effective and efficient audit processes and procedures focused on management of identified risks. Ensure prescribed schedules, operating policies and procedures are followed, allocate work, set priorities and deadlines
Review, evaluate and comprehensively analyze assigned auditable units’ existing systems, processes and controls to determine the adequacy of operating procedures, the effectiveness of internal controls, and the reliability of financial information reported on the Bank's general ledger. Ensure compliance with laws and regulations and corporate policies. Identify and evaluate risks present in BU coverage areas. Recommend appropriate procedural changes to management which will facilitate the safeguarding of assets, reduce costs and improve operating efficiency
Perform as an audit subject matter expert for assigned BU. Enhance expert knowledge by continually monitoring trends and developments in the auditing profession, banking industry and the commercial lending industry. Consider the impact of these trends and developments upon audit work planned and performed
Lead the regular aggregation, correlation, and analysis of a robust program of business monitoring activities designed to identify potential changes impacting the risk profiles of BUs within the commercial lending teams’ scope of responsibility. Work extensively with BU to evaluate monitoring activities in relation to assessments of risk and ensure risk assessments, as well as audit plans and scopes, are adjusted when appropriate based on changing risk environment
Effectively lead and manage resources to ensure performance measures and metrics are established and met throughout the execution of the planned audit work
Supervise and participate with audit teams in the planning of audit engagements. Co-approve Audit Engagement Planning Memos after ensuring audit plans and scopes are established based on current assessments of risks, incorporate results of the business monitoring program, and assess the actual or potential risk impacts related to management’s business strategies (such as business growth/decline) and actual or potential emerging risk areas
Supervise and coordinate special audit assignments, to include merger and acquisition activities, special investigations, support of other audit functions and customer inquiries/complaints. Assist Associate General Auditor – Credit Risk to ensure control evaluation and testing is performed in a timely, complete and quality manner
Provide leadership in development of staff and self, taking responsibility for ensuring staff are given the opportunity to develop within the area of responsibility
Serve as coach for commercial lending industry questions. Pursue continuing education and additional professional certifications, as appropriate
Proactively develop and maintain mutually beneficial relationships with senior leadership members of assigned BUs. Accomplish by gaining a clear understanding of mission and goals, ensuring Audit’s participation on critical projects/task forces deliver added value. Act as client service champion by consistently modeling perfect client experience behaviors
Participate in risk management committees, steering committees and strategic project committees related to areas of audit coverage. Obtain meaningful information to improve business monitoring. Assist in executing BASEL-related assurance activities
Maintain rapport with and assist in the coordination of audit efforts with external auditors/bank examiners to ensure prompt and efficient completion of examinations within the scope of assigned audits. Maintain effective communications with external auditors and regulatory examiners, and provide assistance/direction in order to complete objectives effectively and efficiently. Perform special audit assignments, due diligence and ongoing mergers and acquisitions consulting
Ten years of experience as an auditor or audit leader at a financial services firm or commensurate experience as an examiner within the financial services industry, commercial lending experience is preferred
Appropriate professional certification, such as Certified Internal Auditor, Certified Information Systems Auditor, Certified Public Accountant
Superior knowledge of current and proposed changes to the commercial lending industry laws and regulations
Expert level business competency in related lines of business
Excellent knowledge of general banking, risk ma... -->

Internal Audit / Risk Specialist Manager Resume Examples & Samples

Collaborating in the identification and evaluation of corporate, process, operational and/or project risks and developing/advising on appropriate management and assurance strategies
Providing independent evaluation, assessment and recommendations regarding processes, systems and controls and detail any required remedial action where weaknesses are identified
Specific financial process reviews - detailed testing and evaluation of processes used for the compilation of balance sheets and other financial reporting mechanisms
Best practice reviews - reviews of systems and/or processes with a focus on using the firm's knowledge and experience to recommend improvements and/or changes in the client's methods
Regulation or legislation driven reviews - detailed work to give clients assurance that they are in a position to meet the requirements of any new legislation, government regulation or guidance
Efficiency reviews - detailed testing and evaluation of financial and non-financial areas with an emphasis on assisting clients in meeting objectives in a more cost efficient or timely manners
5 years internal audit/ Risk and Control experience as part of a financial services internal audit and/or risk management department. Alternatively several years internal/ external audit experience of working within a professional services environment with significant financial services exposure
Minimum 2.1 honours degree
An ACA, ACCA, CIIA or other accounting qualification
Strong commitment to professional and client service excellence with a proven track record
Business acumen and insight to be an effective and trusted business advisor to clients
This role will require flexibility regarding travel

Audit Manager Market Risk Resume Examples & Samples

Lead market risk audits and other audits as required
Assist in developing the audit universe for the areas experienced, ensuring insightful and current risk assessment on an ongoing basis through business monitoring
Develop and maintain effective relationships with key senior Market Risk managers and staff as well as local business and supporting contacts
Knowledge of MS Office functions with advanced Excel, Access and Viso skills to perform data analysis/test automated controls. Knowledge of audit software (IDEA, ACL, SQL) is also beneficial
Good organizational skills and ability to work proactively without close supervision

Audit Manager Credit Risk Audit Resume Examples & Samples

Draft audit findings which clearly report the extent, cost and risk of error, including the impact of those issues on achievement of control objectives, operations processing, financial reporting and regulatory compliance
Provide guidance and mentoring to less experienced staff and assist in team development by training, guiding and monitoring development of staff
Maintain effective communication with auditees and line management including appropriate handling of conflicts and issue resolution

Manager, Risk, Internal Audit & Controls Resume Examples & Samples

Commercial Excellence and Contract Risk
Information Security
IT Assurance
SAP GRC
Supporting and leading proposals and bid teams
Develop industry profile of themselves and the team through publications, events, briefings
Monitor and manage client engagement budgets
Creating a positive learning culture - you will develop junior team members and help them to develop through effectively supervising, coaching, and mentoring
LI-MANUAL-POST-JOB*
Candidates must be currently working in a Big 4 firm (Essential)
Experience conducting risk-based Internal Audits (Essential)
Internal controls experience (including regulatory compliance & strengthening the internal controls framework, covering treasury, finance, reporting & compliance function) (Essential)
Track record of testing strategies to assess the design and effectiveness of the controls (Essential)
Team management experience, including mentoring and coaching staff (Essential)
Ability to manage multiple stakeholder communities with varying levels of experience
Experience of developing propositions and sales collateral that are current and relevant to our clients (Essential)
Demonstrate business acumen - Compile information quickly, and accurately, testing data and assumptions as you do so
Familiar with the quality and risk management and financial management requirements of managing projects

Audit Manager Credit Risk Audit Resume Examples & Samples

Execute assigned activities independently in accordance with the Department Standards ensuring the nature and extent of testing is appropriate to support the audit opinion
Ensure internal control weaknesses have been identified, errors have been quantified as appropriate, problems and associated impact are properly defined, documented and provide practical recommendations as to how they can be mitigated
Knowledge of credit risk processes, analytics and risk management practices

Global Audit & Risk Manager Resume Examples & Samples

Giving independent assurance over the quality of Diageo’s management of its key risks to the Audit Committee and to Executive management
Supporting Diageo to enforce clear standards on governance, risk management controls and compliance and maintain excellent management assurance processes; and
Supporting the Audit Committee and Executive management understand Diageo’s key risks and risk management capability
Being a part of a truly global diverse team of about 60 individuals based across a number of hubs including London, Norwalk, Miami, Budapest, Shanghai, Singapore, Lagos and Nairobi
Providing independent assurance over all Diageo operations including Demand companies; Supply operations; and Global Functions on the effectiveness of risk management and control procedures across the business and to highlight any particular risk areas
Enabling GAR to achieve our strategic goals of being the ‘Best Audit & Risk Team in its Peer Group’ and the ‘Best Place to Build a Career&#8217
Significant travel (50%) will be required to fulfill the role requirements

Audit Manager, Counterparty Credit Risk Resume Examples & Samples

Delivering sometimes complex audits on time and to budget, and to an excellent standard
Leading the production of high quality written reports which detail any issues identified
Assisting on non-Counterparty Credit Risk audits, including model build and validation, market risk, stress testing, ICAAP and Pillar 3 reporting
Building and developing key relationships at senior levels in the organisation
Familiarity with current counterparty credit risk practices and credit risk mitigation techniques, such as potential future exposure (PFE), Credit Valuation Adjustment (CVA), stress testing and back testing
Strong understanding of traded products and the associated credit risks
An understanding of how credit exposure numbers are used for internal risk management as well as how regulatory capital calculations are made
Experience leading teams in delivering complex projects – audit or otherwise – while keeping a firm hand on budget, schedule and quality
Strong interpersonal, verbal and written communication skills, including excellent report writing

Enterprise Risk & Audit Manager Resume Examples & Samples

Assist with implementing a corporate-wide risk management process to effectively capture and report on enterprise risks to the organization. This involves
Bachelor Degree in business, computer science or information technology
5+ years of professional experience in audit or risk
Experience with the Archer structure or other GRC tools desired but not required
Certifications such as CISSP, CISA, CSSLP or CISM desired
Experience setting up an enterprise Governance Risk and Compliance Framework within Archer for one or more fortune 500 companies a plus
Experienced, confident presenter to all audiences
Ability to prioritize and to multi-task in a fast paced environment, manage several projects simultaneously, meet deadlines, and communicate potential conflicts to manager
Ability to be an effective team member and display initiative and flexibility in team goal orientation in a fast pace, ever changing environment
Ability to be flexible and change with environment, industry, and business demands

Audit Manager, Credit Risk Resume Examples & Samples

This Audit Manager role will see you play a significant part in mitigating any risks across our Credit Risk function
Working with teams within the wider Audit function – such as Markets and Technology – to ensure our credit risk assurance is defined and effective
Contributing to managing the discussion with key business stakeholders, leading to final issue acceptance and remediation
Experience of successfully leading teams in delivering complex projects – audit or otherwise – while keeping a firm hand on budget, schedule and quality
The ability to support and supervise your team through coaching, feedback and development, taking a proactive approach towards identifying and promoting talent

Audit Manager, Enterprise Wide Risk Resume Examples & Samples

This Audit Manager role will see you play a significant part in mitigating any risks across our Enterprise Wide Risk function
You'll provide robust challenging insight and assistance on audits covering high profile activities including integrated stress testing, Internal Capital Adequacy Assessment Process, risk models, and risk reporting
You can make a tangible difference to the bank’s future, while gaining invaluable experience in a large and complex organisation, and working alongside well-respected industry figures

Audit Manager, Counterparty Credit Risk Resume Examples & Samples

Helping to manage discussion with key business stakeholders, leading to final issue acceptance and remediation
Familiarity with credit risk mitigation techniques, such as potential future exposure (PFE), Credit Valuation Adjustment (CVA), stress testing and back testing
Strong management stakeholder skills, and ability to support and supervise your team through coaching, feedback and development

Audit Manager, Market Risk Resume Examples & Samples

You'll confidently deliver large scale audits and help us to embed a culture of proactive and responsible risk management
This important role will place you at the heart of the bank’s third line of defence, providing independent, objective testing and assurance
You'll have the opportunity to work as part of a vital team, developing your specialist knowledge in this area
This role will be advertised from 22/03/2017 unil 19/04/2017

Audit Risk & Controls Manager Resume Examples & Samples

Provide training and guidance to FMA business line managers and issue owners
Prepare periodic open issue management (OIM) reporting for Financial Management of the Americas for review by the Business Unit Risk Manager and senior management in preparation for Executive of Committee of the Americas
Manage quality assurance related to open issues management reporting
Establish strong working relationships with FMA Business Unit Risk Manager and the SF/LA/Tempe team
Manage relationships with 1st line of defense business managers across Financial Operations of the Americas and other Business Unit Risk Management teams
Build relationships with 2nd line of defense colleagues of the Risk Management of the Americas organization
7-10 years demonstrated experience in financial services risk and controls related function such as Internal Audit, Operational Risk, SOX
Strong knowledge and experience in financial processes risk and controls
Experience performing independent review and challenge of audit issues (e.g. root cause, remediation evidence, validation)
Extensive knowledge of financial services including core processes of a finance organization
Extensive knowledge of evaluating control environment including tests for design and operating effectiveness
Familiarity with finance, treasury and accounting business processes, IT and systems, and end user computing controls supporting finance processes

Risk & Audit Controls Manager Resume Examples & Samples

Seven to ten years of experience in an applicable risk management environment
Applicable professional certifications
Knowledge in auditing, reporting and analysis
Knowledge of banking regulations and Information Security Services Policies
Ability to manage multiple tasks/projects and deadlines simultaneously
Ability to plan agendas, schedule and conduct meetings and track deliverables
Ability to work as a team leader
Excellent computer skills, especially Microsoft Office applications
Foster a sense of collaboration and work effectively within the team as well as with partners across the company
Demonstrate flexibility, versatility and ability to prioritize work
Ability to manage multiple concurrent priorities to completion, seeking guidance as necessary