Senior IT Auditor Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the senior it auditor job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

B Konopelski

Bridgette

Konopelski

2537 Angelo Passage

Philadelphia

+1 (555) 143 2965

2537 Angelo Passage

Philadelphia

Phone

p +1 (555) 143 2965

Experience Experience

Chicago, IL

Senior IT Auditor

Chicago, IL

Luettgen-Kuhlman

Chicago, IL

Senior IT Auditor

Planning: Utilize a risk-based approach to planning and performing audits
Outstanding technical and analytical abilities, including familiarity with application and IT general controls, technical environments and emerging IT trends
Performing ad hoc projects and responding to emerging IT risks and management requests
Assessing design effectiveness of existing controls
Performing end to end walkthroughs on key IT and assigned finance business processes
Updating business process narratives (as necessary) and agreeing revised business process narratives with process owners within the agreed timeline
Identifying and testing the operating effectiveness of key controls within significant IT systems based on agreed scoping and test plans

present

Philadelphia, PA

Senior IT Auditor

Philadelphia, PA

Bins, Ebert and Gleichner

present

Philadelphia, PA

Senior IT Auditor

present

Working knowledge of technology of both banking and investment banking related laws and regulations (such as GLBA, FFIEC, FINRA, etc.)
Having day to day contact with the audit clients; responsible for keeping the client informed of the progress of the audit and any issues that arise
Working with the financial audit team to perform testing of automated and the system-related portion of IT dependent manual controls
Auditing network operating systems (i.e Windows Active Directory)
Developing and implementing a risk-based IT Audit plan
Preparing and maintaining an up-to-date IT audit universe
Reporting: Ensure quality and accuracy in concise reporting and consistency across audits

Education Education

Bachelor’s Degree in Computer Science

Emory University

Bachelor’s Degree in Computer Science

Skills Skills

Strong knowledge of software and hardware systems and the ability to learn new systems applications quickly
Proficiency in a financial system (PeopleSoft Financials highly desirable)
Attention to detail and ability to consistently turn out high quality work products is key
Strong organizational skills, including an ability to manage activities with concurrent deliverables
Professional Skepticism. Ability and inclination to tactfully yet forcefully pursue understanding and verification to the point of reasonable assurance
Highly motivated with the ability to meet deadlines and to ensure quality in every aspect of internal audit work
Extensive knowledge of system development life cycle concepts, with an ability to quickly learn a complex, distributed computing environment
Quick adaptability to new environment and curiosity to learn and develop new skills/knowledge
Demonstrate strong project management skills and the ability to multi-task on deliverables
Show a great ability to listen, a critical mind, a good analytical sense as well as capacity for synthesis

Create a Resume in Minutes

15 Senior IT Auditor resume templates

Read our complete resume writing guides

Senior IT Auditor Resume Examples & Samples

Drive the innovative use of audit analytics through direct participation in all phases of audits (i.e., business monitoring, planning, fieldwork, reporting)
BS/BA degree or equivalent combination of education/experience
Excellent technical and programming skills. Knowledge of SAS, SQL, VBA, IDEA, ACL, MS Access, Business Intelligence, or Visualization tools will be beneficial
Ingenuity in enhancing client support through innovative use of analytics
At least 3 years of business / audit experience in providing automated solutions to business needs

Senior IT Auditor Resume Examples & Samples

Comprehensive risk assessment and engagement planning. This entails obtaining an in-depth understanding of business functions and applications being audited, identification and assessment of risks and preparing documentation (Workpapers, Planning Memorandum and Audit Program)
Design and execute control testingin a team-based environment, interacting closely with various levels of management throughout the Bank. The work typically includes assessmentofgeneral and application IT controls, and typically involves reviews of system architecture and configuration settings, application functionality, system development approaches, underlying system administration and support processes, and data analysis techniques. Responsibilities also include performing certain IT infrastructure audits
Communicate audit results to management through verbal discussions and written audit reports. Work closely with management to develop agreed upon actions to remediate risks identified
Participating in special projects as delegated by Department Management
Developing and maintaining relationships with Bank Staff and Management to facilitate proactive assessment of the Bank’s risk profile and career development. Requirements
5+ years of related audit experience (e.g. public/Big 4 accounting, internal audit experience with a financial services organization preferred)
Integrated audit work experience liaising together with financial auditors during integrated reviews
IT-related experience a plus (e.g. programming, systems analysis, data analytics, etc.)
Project management experience a plus, but not required
Strong organizational, oral and written communication and interpersonal skills with a high regard for punctuality and good time management
LI-SA2* *LI-SA2*

Senior IT Auditor Resume Examples & Samples

Manages business partner relationships for areas of responsibilities
Anticipates and exercises critical thinking and judgment to effectively influence senior business management & peers and acts as a catalyst
Helps business partners balance their business strategies with appropriate risk management controls from an enterprise perspective
Responsible for multiple projects simultaneously. Utilizes sound, seasoned analytical skills and possesses product, business, and technical expertise to execute assigned responsibilities
Leads analysis of control deficiencies as well as expansion and refinement of documentation for complex control deficiencies to drive actionable business impact, influences management on sufficiency of correctives actions, recommends audit rating
Implements risk based audit strategy
Exercises judgment and critical thinking to influence business partners. Identifies control trends in assigned business areas as well as impact to the business and to the Bank overall by applying deep and broad business acumen. Coaches/trains team in execution of the audit
Work will include issue validation for the Global Technology Operations areas
MUST HAVE a minimum of 3+ yrs of working knowledge of technology (infrastructure, network, internal/external threats, application controls- mainframe/midrange/web-based; information security, etc.) and the regulatory environment and identification of control weaknesses
Experience in auditing infrastructure and database technologies. Specific areas include but are not limited to application/database/operating system logical security, security over data transmissions, web-based technology controls, change management, problem management, disaster recovery, performance and capacity management, change management/project management experience, business continuity and disaster recovery controls, vendor management controls
Solid understanding of distributed operating systems (Unix, Linux, Windows, etc.), databases and supporting tools (Oracle, Sybase, UDB, MSSQL), and mainframe / mid-range technologies
Solid understanding of application controls, SDLC, database controls, data management principles, segregation of duties principles, application configuration and interfaces
Understanding of best practice control frameworks such as CoBIT, ISO, ITIL and COSO
Working knowledge of technology of both banking and investment banking related laws and regulations (such as GLBA, FFIEC, FINRA, etc.)
Strong organizational, analytical, oral and written communication skills are a must as well as a track record of influencing management and leading change
Strong Information Security technical knowledge on control, tools, and threats
Strong interpersonal and teamwork skills
Leadership ability to present and syndicate audit review results and control issues with management
Self Starter, desire to learn and able to teach others, high energy, positive attitude, exhibits flexibility
Certification such as CISA or other IT Audit / Risk /Security Certification

Senior IT Auditor Resume Examples & Samples

Executing integrated audit programs including planning, client coordination, fieldwork, issue vetting and reporting
Assisting with or leading risk assessments and audits of IT general controls and controls over technology processes
Driving quality, timeliness and budget management across multiple, simultaneous audits
Building relationships with both IT and business personnel through regular conversations, proactive engagement in client projects and offering valuable insights both formally and informally
Strong verbal and written communication to people at different levels and with different technical experience
Applying technology audit skills including experience applying FFIEC, COBIT, ITIL, ISO and PMI standards in planning, executing and presenting results for audits
Experience auditing technologies supporting mortgage and/or consumer banking business processes
3-7 years of technology audit experience
A current certification in at least one of the following: CISA, CPA, ITIL, CISSP, CISA
A Master's degree in Information Systems, Computer Science or related discipline

Senior IT Auditor Resume Examples & Samples

Execute all aspects of risk based audit for IT integrated and infrastructure audits
Assist Internal Audit Management in preparing materials for the quarterly Audit Committee meetings
Accomplish department goals and strives to implement innovative ideas
Provide support to Deloitte and CohnReznick during SOX, interim, and year-end testing
Assist with IT Global Risk Assessment efforts with IT Senior Management
Bachelor’s Degree in Computer Science, Accounting or Finance. CISA, CIA, CISSP, CPA, or MBA preferred
Minimum of 4 years audit experience in IT, infrastructure, and integrated audits with a minimum of 1 year experience as an In-Charge auditor. Experience in a retail environment is highly desirable
Experience in auditing business application infrastructures, processes, and interfaces
Experience in auditing distributed, database and mainframe environments
Ability to partner with Financial Auditors and work as a team
Experience with data analysis using data mining tools such as ACL
Possesses strong intellectual curiosity and business acumen. Must be a self starter
Up to 20% international travel
Spanish, French, German, Mandarin Chinese, or Japanese language skills are desired but not required

Senior IT Auditor Resume Examples & Samples

Ability to work mostly independently in managing projects from end-to-end, with little day-to-day supervision
3-5 years of experience
CISA or other related certification

Senior IT Auditor Resume Examples & Samples

8+ years of experience in conducting integrated IT audits within the financial services industry
Experience in auditing application general controls (e.g., change management, backup and recovery, interfaces, data processing and access administration, system development,) and infrastructure (e.g. Microsoft Windows, UNIX, database management systems, middleware, and networks)
In-depth knowledge of investment products and services
Undergraduate degree in Computer Science or Information Systems
Experience with Data Analysis using data mining tools and CAATs
Understanding of IT and its impact on the asset management business
Strong oral and written communication skills as well as strong interpersonal skills, including the ability to challenge
Demonstrated ability to work effectively with all levels of management and staff
Outstanding organizational and time management skills
Ability to manage multiple assignments and projects with varying deadlines
CISA, CISSP or similar certification
Investment Management/Investment Advisory industry experience

Senior IT Auditor Resume Examples & Samples

3-10 years of experience with IT audit - public, private or combo
Familiarity with a heterogeneous environment, including mainframe, client server and PC platforms
Knowledge of potential threats to data security (fraud and abuse, error and loss, natural or man-made disasters)
Knowledge of the risks associated with the digital communication and information systems (on-line databases, intranet, internet, e-commerce, computing cloud, etc.)
Big 4 experience
CPA and/or CISA certification

Senior IT Auditor Resume Examples & Samples

4+ years of Audit and Technology experience
Understanding of full technology life cycle
Previous experience auditing Property & Casualty insurance operations including: Underwriting, Premium Billing, Claims, Reinsurance, and Auditing t large and complex business processes

Senior IT Auditor Resume Examples & Samples

Bachelor's degree in accounting or information systems with approximately 3-8 years of public accounting firm or private industry experience
CISA, CISSP, or CPA required
Proficiency in a financial system (PeopleSoft Financials highly desirable)
Proficiency in MS Word and Excel

Senior IT Auditor Resume Examples & Samples

Ensure execution of all audit activities in the planning, testing, reporting and wrap up phases are in compliance with the Audit DivisionÆs methodology /standards and within the timeframes to support department metrics
BachelorÆs degree required; Computer Science or Management Information Systems preferred. MasterÆs degree preferred. Other related academic majors (e.g., Accounting or Audit) should be accompanied by relevant work experience in IT or IT Audit
CISA Preferred. At a minimum, candidates should be actively pursuing CISA certification, and/or related professional certifications such as CISSP, CPA or CIA
3+ years Fifth Third IT Audit or large public accounting firm IT Audit experience; or 5+ years general industry IT audit experience required. Must be experienced in performing audits within a multi-platform, networked environment. Ideal candidate would have performed audits within the following environments: Windows, UNIX, and Mainframe. Experience in auditing Financial Services/Banking applications and business processes is preferred
Proficient with MS-Windows and other related PC applications. Possess the desire and ability to learn mainframe applications and automated data analysis tools and techniques. Ideal candidate has working knowledge or expertise in one or more of the following: operating system technologies; database technologies; web/internet middleware; application development; data analysis; or networking technologies
Excellent written and oral communication skills required
Demonstrates coaching, leadership and project management skills
Ability to work within a team environment and maintain professional composure in a dynamic work environment that often requires management/completion of multiple tasks
Must be able to adjust to multiple demands, shifting priorities, and rapid change
Must be results and goal oriented, possess sound judgment and ability to apply logical/critical thought processes when developing business solutions
Demonstrates ability to display a positive business presence and sound judgment with management and external personnel
Must be able to maintain independence and objectivity in all aspects of position

Senior IT Auditor Resume Examples & Samples

Plan, develop, and execute an audit program to adequately identify and assess risks. Lead other audit team members in their responsibilities to ensure quality of work and compliance with internal audit standards
Assist with special projects, contracted services and other agreed upon procedures requested of the Internal Audit department
Develop and maintain productive client, staff, and management relationships through individual contacts and group meetings
Audit work paper documentation, preparing report draft findings, and recommending / coordinating findings with management of functional business areas reviewed
Knowledge of and skill in applying internal auditing principles and practices required
Knowledge of the International Professional Practices Framework (IPPF) promulgated by the Institute of Internal Auditors required
Direct experience in the transportation field preferred
At least 2-4 years experience in public accounting or internal audit required

Senior IT Auditor Resume Examples & Samples

Technical audits of UNIX, Windows, Mobile technologies, ERPs, Firewalls, Routers, databases, etc
Documentation of control design, test plans, report issues and other work papers
Data analysis to support audit scoping and fieldwork execution
Strong leadership and management skills
Entertainment industry experience a plus

Senior IT Auditor Resume Examples & Samples

3+ years of Public Accounting and/or Internal Auditing experience
Bachelor’s Degree related to Information Systems or Accounting
Strong Information Systems background, including experience with the requirements of Sarbanes-Oxley
Solid negotiation and influence skills
MA / MS / MBA
Professional designations-CPA, CISA, CFE, CRMA, and CIA
Multi-national pharmaceutical experience
International experience
Finance exposure
Foreign language

Senior IT Auditor Resume Examples & Samples

Ability to lead and manage audit project work streams in system security, controls or information security environment, specifically with knowledge in one or more of the following information security domains: o Security Architecture and Strategy (Integrated Risk Management) o Identity & Access Management o Data Leakage Prevention; Focus on Data Flow, Encryption o Large Complex Program Execution/Implementation o Security Function Design and Governance o Incident Management o Security Infrastructure
Basic understanding of cloud computing concepts and cloud infrastructure technologies
Advanced knowledge in audit testing, documentation techniques and business processes
Excellent communication skills (oral and written) and the ability to adapt communication to the audience to ensure that technical and business risks are clearly understood
Applies company strategy and established policies and procedures to recommend improvements to a wide range of issues in practical ways
Ability to apply varying leadership skills and traits that create solutions and results to unexpected situations
Ability to successfully work and promote inclusion in small groups
Bachelors degree or equivalent experience in information technology, accounting or qualified discipline
5+ years of related audit and/or IT Security Management experience
Seasoned, experienced professional with a full understanding of information technology industry best practices and process improvement concepts
Should have achieved or is working towards professional certifications such as CIA, CISA, or CISSP

Senior IT Auditor Resume Examples & Samples

Coordinate the planning and performance of internal audits and special projects
Prepare planning documentation (i.e., narratives, flowcharts, interviews)
Assist with defining audit scope by supporting risk ranking activities and preparation of the risk matrix and planning memo
Contribute to audit program development
Execute audit test programs to determine the adequacy and effectiveness of internal controls and compliance with regulations
Review test results for completeness and accuracy
Develop solutions to a variety of complex issues, validate completeness and accuracy of the root cause and make recommendations for inclusion in the final audit report
Coordinate with executives and other stakeholders to present audit findings and recommendations with confidence in business language
Travel to company locations to complete audit
Provide the staff training and support on the use of internal audit tools
Minimum four years of experience in IT, IT audit, IT project management, engineering or other related field (2 years with an advanced degree) Experience with international investments
Windows Server 2003-2012, Solaris, HP-UX, RHEL
ACL, IDEA, Thomson Reuters GRC, SAP, Oracle, PeopleSoft, Deltek Costpoint, Lotus Notes, Hyperion, Tableau, JMP, proficiency in MS Office applications
SQL, Java, VBScript, C/C++, Unix shell scripting
Cisco PIX, Cisco IOS, Check Point
Ability and desire to excel in team settings and a dynamic work environment
Plans, schedules and arranges activities to achieve objectives
Effective verbal and written communication and presentation skills
Experience in internal audit, preferably in a medium to large organization
Experience with Aerospace & Defense industry and government contracts
Able to create innovative solutions to issues and apply intermediate Six Sigma, data analytics and change management expertise
Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), Certified Public Accountant (CPA) or desire/ability to obtain certification
Knowledge of COBIT, COSO, ISO 27001 and other frameworks

Senior IT Auditor Resume Examples & Samples

4-7 years progressive audit experience within the financial services and/or Information Technology industries. Required
7-10 years financial services and/or Information Technology industry, with an emphasis on audit Preferred
4-7 years Technical understanding of General IT Controls, IBM i, Windows/VM, Linux, Oracle, SQL, network protocols. Required

Senior IT Auditor Resume Examples & Samples

Undergraduate degree in Technology, Accounting, Finance or related discipline
Experience Preferred: 3-6 years of internal or external technology auditing or related area experience. Experience preferred in public accounting with a Big 4 or a national CPA firm and financial services (e.g. Broker/Dealer or RIA)
Preferred: Pursuing or attained one applicable audit designation (e.g. CISA, CPA, CIA) or other related certification
General to advanced understanding of internal control and the demonstrated ability to evaluate and determine the adequacy of controls by considering business, IT and infrastructure risks
Strong written and verbal skills and demonstrated ability to present complex issues to management

Senior IT Auditor Resume Examples & Samples

Plan and perform integrated financial audits, systems reviews, and pre/post implementation reviews, and special audit projects, in collaboration with financial auditors
Develop an effective approach for testing application and general computer controls for annual Sarbanes Oxley review; conduct/oversee testing and document results
Provide training to the audit team and IT and business personnel regarding the IT documentation and testing to be conducted in connection with SOX
Collaborate with other members of the audit team to plan and develop audit programs, risk assessments, and other planning documents
Prepare and edit audit reports and present observations and/or recommendations to senior management
Develop and execute data analytics procedures using Computer Assisted Auditing Techniques (CAATs) and tools and act as the data analytics subject matter expert supporting the internal audit team
Identify risks and controls for business processes, technical infrastructure systems, and key IT systems development initiatives
Assist in the development and execution of the annual Corporate Audit Plan
Work independently under general supervision
Domestic and International travel, approximately 15 – 20%
BS/BA in Computer Science, Information Systems, or Business Related Discipline
7 to 10 years internal IT Audit, IT Consulting, IT SOX experience
Big 4 Financial Audit and/or IT Audit Experience a plus
Professional Certification - CISA, CISSP preferred; CPA, CIA a plus
Knowledge of auditing standards, 2013 COSO Framework, PCI DSS, SOX, and COBIT
Strong understanding of Information Technology General Computer Controls (e.g., change management, security operations, and technology operations), System Implementation Reviews, Business Continuity, Application and Infrastructure controls
High degree of proficiency with Microsoft Office, including Access
Strong knowledge of IT Security, including Windows Active Directory, Internet Security, AS/400 iSeries
Experience developing computer assisted auditing techniques (CAATs) using tools such as ACL or Hyperion Interactive Reporting
Extensive knowledge of System Development Life Cycle concepts with an ability to quickly learn a complex, distributed computing environment
Ability to translate technology issues into business risk and impact
Strong interpersonal skills; must work well in teams and develop relationships with IT, Finance and operational management
Strong understanding of financial statements and financial auditing
Strong communication skills (verbal and written), facilitation, presentation, and interpersonal skills, with the ability to present complex and sensitive issues to senior management, and influence change for the benefit of the company
Proven ability to multi-task, complete projects on time and on budget and adjust to changing priorities
Knowledge of BPCS or S2K MRP systems, retail POS systems, Oracle Financials, Hyperion Financial Management a plus

Senior IT Auditor Resume Examples & Samples

Planning, executing and concluding on IT SOX compliance assessments and special projects in accordance with professional standards to assist in the evaluation the effectiveness of the design and operating effectiveness of internal control over financial reporting
Identifies, develops, and documents audit issues and recommendations using judgment concerning areas being reviewed and ensure the recommendations are being appropriately implemented
Communicates or assists in communicating the results of audit and advisory projects via written reports and oral presentations to management
Work with management to create action plans with specific deliverables, owners, and due dates
Participate in enterprise-level risk assessment activities; assist the SEC Reporting & SOX Compliance Manager in developing the annual SOX compliance plan
Effectively interact with the Company personnel to properly evaluate operations and to increase understanding of zulily and its processes
Develop contacts in various departments and maintain an informal presence throughout the Company
Work closely with the external auditors and provide assistance as needed with respect to specific IT audit engagements. May direct and review the work performed by co-sourced resources
Collaborate with IT personnel to ensure full understanding of data flow, integrity, and system security
Minimum 4 years of progressive experience within accounting, audit, and/or finance required, with an emphasis in IT general controls, including big 4 public accounting and public company exposure/experience
Bachelor’s degree in accounting or business required
Comprehensive knowledge of COBIT, GAAP, COSO 2013, PCAOB, risk and controls standards, business process best practices and risk assessment practices
Comprehensive understanding of IT general controls and integrated audits
Strong familiarity with systems and information technology controls required
Solid working knowledge of audit planning, documentation and reporting
Excellent written and verbal communication skills with the ability to interact with all levels within an organization in a variety of settings
CPA or CISA strongly preferred

Senior IT Auditor Resume Examples & Samples

Assess the proper accountability of assets by conducting inventories
Analyze data and review results to identify mitigating factors and develop plans for correction
Bachelor’s degree in Accounting, Finance, Business, or IT field
Minimum three years’ related experience
Ability to travel domestically and internationally required
Fluency in Spanish required
Professional certification such as CPA, CA, CIA, CFE, CISA, or CMA or advanced degree such as an MBA
Enthusiastic person who will develop and maintain strong relationships

Senior IT Auditor Resume Examples & Samples

Plan and execute assigned audits and projects in accordance to the audit plan. All audits must be of superior quality, completed accurately and in a timely manner
Proactively identify technology risks and develop recommendations for improvements to mitigate risks and bring programs and operations into compliance with the goals and objectives of Internal Audit
Interpret policy and procedure and apply professional principles and standards (i.e., IPPF, COBIT, COSO, ISO, and NIST) to test and evaluate corporate technology systems and related operational processes
Identify and analyze root causes of inefficient practices and propose alternatives by partnering with management to develop achievable solutions
Maintain effective relationships with business/technology groups at OCC and support a partnership with management in achievement of goals
Maintain an understanding of technology applications, policies and standards to effectively identify potential risks or creative alternatives to mitigate risk exposure
Keep current on best practices and emerging risks in the audit and technology field or within the financial services industry, making recommendations for improvements as necessary
Serve as a liaison with external auditors and regulators to help facilitate timely and efficient external reviews, knowledge transfer, and controls and process education
Lead engagements as assigned, monitoring either internal or co-sourced teams in the performance of normal or special request audit assignments
Perform other duties as assigned
Ability to communicate clearly and effectively, both orally and in writing, including the ability to handle potentially sensitive situations and discussions
Ability to work independently or as a team, prioritizing multiple audit assignments to simultaneously complete each in a timely fashion

Senior IT Auditor Resume Examples & Samples

5+ years of risk-focused internal audit experience, with strong ability to understand and review both financial and automated risks and controls within business processes in an integrated fashion
Prior experience in technology auditing to include applications development, technology infrastructure
Knowledge and experience in performing audits of technology projects and programs
One of the following certifications or intention to acquire
Project Management Professional (PMP)

Senior IT Auditor Resume Examples & Samples

Conducting audits of IT operations and IT projects including analysis of business data and business systems in conjunction with finance auditors
The Senior Corporate IT Auditor may be designated as the lead auditor for an audit and will be responsible for supervising a team of 1or more auditors (including contract resources)
Co-ordinate and work with finance audit teams on audit planning, execution and reporting
Oversee the audit planning and audit report writing process for IT audits
During the audit execution, provide effective recommendations and solutions to identified issues; ensure business agreement, and follow-through
Review audit work papers and reports, along with providing staff auditors with coaching
Provide concise and meaningful updates to Internal Audit management including the IT Audit Manager, IT Audit Director, Executive Audit Directors and/or Vice President of Audit during audit engagements
Provide leadership on project teams to deliver improvements in audit department procedures and results
The Senior Corporate IT Auditor is expected to be a member of and achieve professional certifications in CISA, CISSP or other IT audit related professional organizations during the tenure in Corporate Audit Group
Senior Corporate IT Auditor is expected to become proficient in the usage of IT audit and Six Sigma tools and methodologies during the course of audits. (I.e. ACL, Six Sigma Tools, etc.)
Multi Language skills: Preference Chinese and/or Spanish
Knowledge of Network Security, IT Administration and IT Operations
Experience with general Information Technology controls reviews
Be willing to travel at least 65%, including international travel to Europe and Asia
Possess the drive to gain quickly good knowledge and understanding of the policies and procedures of Tyco
Have Infrastructure skills, project management experience, JD Edwards experience and/or SQL skills are desired, but not required
Possess BA/BS in Computer Science, Computer Engineering, IS Management, Engineering or Business. CISA, CISSP certification desired, but not required
Strong written and verbal communication skills / multi-lingual skills preferred
Strong coaching and leadership skills and ability to work in a team and multi-cultural environment
Strong presentation skills and ability to communicate effectively with executive leadership
Have strong, proficient analytical skills
Have demonstrated experience on project management

Senior IT Auditor Resume Examples & Samples

Execute integrated IT audits of technology application and configuration controls. Leverage expertise of highly technical and complex areas which may include; database, operating systems, IT operations, enterprise security, architecture, governance, network infrastructure, and service management
Participate in scoping, coordinating, executing, and reporting on technical IT risk and control assessments
Work with other team members, including guest technology specialists and/or co-source providers, to complete assessment work / projects
Communicate effectively verbally and in writing to synthesize complex concepts into common business terms
Skillful at allowing for thorough discussion of complex topics while still meeting deliverable dates
College degree - major preference of Computer Science, Information Systems, or Accounting
1-3 years of IT and/or Technology Audit experience

Senior IT Auditor Resume Examples & Samples

Perform SOX 404 documentation and testing of IT general controls and application security controls for in-scope systems and processes
Review Service Organization Control (SOC) reports to evaluate service provider control processes that support the Crocs’ control environment
Recommend and advise process owners on action plans to remediate identified deficiencies
Establish and foster relationships with all levels of IT and the business as a trusted governance, risk, and controls advisor
Facilitate audit requests, meetings, and other audit activities with external auditors and management as needed
Understand financial, operational, and compliance risk and be able to formulate solutions to mitigate risks in the information environment
Provide IT audit and compliance support on operational and financial audit engagements as well as other advisory projects as needed
3 – 5 years of IT audit and compliance experience specifically with SOX 404
Bachelor’s degree in Information Systems, Computer Science, Accounting, or other business-related degree
CISA, CIA, or CISSP preferred
Technical acumen and experience assessing IT controls at all layers of prevalent technology including Windows, Linux/UNIX, Oracle, and SAP (highly desirable)
Experience assessing application controls and IT general controls for a global retail organization is highly desirable
Demonstrate an ability to convey technical issues succinctly and clearly to non-technical personnel
Strong project management skills and the ability to quickly adapt to changing business needs
Attention to detail and ability to consistently turn out high quality work products is key

Senior IT Auditor Resume Examples & Samples

Act as the in-charge for selected IT audit projects, conducting the audit planning, overseeing the execution of the audit, and leading all closing activities. Supervision includes assessing project status and results and overseeing timely completion, including work paper review and report preparation
Provide reports to technology managers on the effectiveness of their business unit's internal control structure along with recommendations that improve the effectiveness, efficiency and economic value of a control or process
Interact with Audit project team members in working towards Departmental goals. Demonstrate ability to resolve team conflicts and to bring the group together to enhance project results through group planning, feedback and development skills
6-8 years of IT internal audit experience, preferably with a large financial institution or Big 4 firm
CISA and / or CISSP certification highly desirable
Demonstrated experience executing audits within a complex operational and regulatory environment that includes mainframe, distributed and network platforms

Senior IT Auditor Resume Examples & Samples

Strong Audit and Technology background
Understanding of full Technology life cycle
Financial Services background and knowledge
Good understanding of Financial Markets and Products
Previous experience auditing Property & Casualty Insurance Operations, including: Underwriting, Premium Billing, Claims, Reinsurance, and Finance/Accounting

Senior IT Auditor Resume Examples & Samples

Plan, lead, and execute IT audit projects and the IT portion of integrated audits (other financial, operational, and compliance projects with an IT sub-focus)
Leads or assists in the execution of SOX compliance auditing of the IT General Controls , including the evaluation of the design of these SOX controls, the completion of SOX walkthroughs, and testing the effectiveness of SOX controls
Provide appropriate guidance during the course of project work
Bachelor's degree in Accounting Information Systems, Management Information Systems, Computer Science, or other related Business degree AND either

Senior IT Auditor Resume Examples & Samples

Perform assigned audit projects in accordance with approved audit program and the International Standards for the Professional Practice of Internal Auditing
Review IT operations of the company against best practices and general computer controls to determine the adequacy of internal controls and compliance with company policies and procedures
Complete audit programs, work papers that document work performed and conclusions reached, and report drafts for review and approval by lead auditor
Bachelor’s Degree, preferably in Information Systems, Computer Science, Business, Accounting, or Finance
2+ years of IT audit and/or IT risk management experience, and/or internal audit experience
Able to openly, positively and clearly communicate with a variety of personnel , from staff to executives
Pursuing any of the following certifications: Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), or Certified Internal Auditor (CIA)
Demonstrated critical thinking and analysis
Demonstrated ability to build strong relationships through trust, respect and high integrity
Excellent organizational skills and the ability to handle multiple projects simultaneously

Senior IT Auditor Resume Examples & Samples

3-6 years of public or private accounting experience
Prior IT audit experience
Ability to communicate with all levels of staff
Strong knowledge and understanding of accounting principles

Senior IT Auditor Resume Examples & Samples

3+ years of experience in auditing large and complex business and technology process
Strong audit and technology background
Experienced in audits of financial products and Risk Management
PMP, CISA, and/or a CPA

Senior IT Auditor Resume Examples & Samples

Prior experience in auditing general application controls including change management, information security, and disaster recovery
Experience in developing computer assisted audit techniques and using data analysis software (e.g. IDEA, ACL)
Ability to effectively and confidently discuss audit issues with management and develop business-focused recommendations to strengthen controls is essential
Certification including one or more of: CPA, CIA, CISA, CISSP, CISM are a plus, but not required

Senior IT Auditor Resume Examples & Samples

3+ years IT Audit experience out a Public Accounting and/or Private Industry
Bachelor's Degree in Accounting and/or Information Systems
Strong understanding of fundamental Information Technology and Business risks and their correlation with key controls
Microsoft Excel proficient (Pivot Tables; Macros; V-Look Ups)
CISA, CIA, CPA, and CFA

Senior IT Auditor Resume Examples & Samples

Responsibility for IT audit engagements
Information technology risk monitoring in compliance with the plan and the targets of Internal audit department
Perform IT audits of critical processes, applications & infrastructure. Consider key and emerging risks (internal and external) and capture stakeholder input for regular risk assessment updates. Delivery of IT controls assurance services and their effectiveness
Execution of the audit engagements
Consultations for more junior and non-IT team members
Continuous risk monitoring in IT and IT-related area
Responsibility for audit engagement scoping, execution and reporting to various stakeholders
Monitoring of the remediation actions related to particular audit findings to assure their completeness and risk mitigation
Coordinate execution of IT audit plans to optimize audit speed and effectiveness
Deliver audit plan on time to reasonable quality. Drive audit scoping; deliver/review workpapers, audit reports to ensure quality work performed
Build and enhance relationships with internal partners as appropriate (IT, IT Governance Risk & Control, Operational Risk, Compliance, etc.)
Prepare & present IT audit findings to a cross-functional audience. Synthesize controllership themes and root cause of breakdowns
Drive Management actions and attention when facing lack of controls that could result in financial/reputational loss, or exposure to legal/compliance issuess Ensure management's remediation of issues is complete and sustainable through timely and rigorous validation
Ensure process efficiencies are considered in performing audit work; document and present efficiency opportunities with business managements
Demonstrate domain expertise, use technology subject matter expertise to enhance shared IT audit programs
Foster a culture of continuous improvement
Bachelors’ or masters’ degree in computer science, information technology, engineering, business information systems, or related discipline
At least 5 years IT audit experience, preferably at team leader role
Strong subject matter knowledge in critical areas of information technology, information security, and technology service processes (e.g. network and infrastructure, operation systems, programming languages, applications)
Fluent in Czech and English (both verbal and written communication)
Advanced knowledge of MS Office suite and MS Access
Ability to act independently
Strong analytical and logical thinking
Flexibility, adaptability to changes
Experience with financial institutions processes (bank, leasing, consumer finance) * Knowledge of standards such as COBIT, ITIL, PRINCE, IIA, ISACA, ISO/IEC * Familiar with IT / IT security related risks (infrastructure, outsourcing, change / release management, etc.) * CISM, CISA or CIA certification * Knowledge of audit tools such as ACL or AuditWorks Would you like to know more? https://www.gemoney.cz/en/about-us

Senior IT Auditor Resume Examples & Samples

Planning, staffing, executing and writing up audit plans related to information technology and systems
Identify, evaluate, and strengthen controls around IT systems and workflows
Use SAP, ACL, Access, and other software packages to perform data analysis projects and provide meaningful insight to business leaders
CPA / CIA / CISA / CISSP / CRISC certification
A minimum of two years’ experience performing similar audits in public accounting, or in an Internal Audit department
Excellent communication, organization, and project management skills

Senior IT Auditor Resume Examples & Samples

Professional certification (CISA, CISM, CIA, CISSP, etc.) or advanced degree required
Prior experience auditing IT Systems (i.e., SAP, PeopleSoft, Oracle, UNIX, etc.) and operational processes a plus
Prior Six Sigma, process improvement, and/or data analytics experience a plus
Strong Information Technology experience and background required
Working knowledge of COSO, COBIT and SOX Compliance requirements desired

Senior IT Auditor Resume Examples & Samples

Planning and performing IT audits in various departments of the bank
Assessing risks related to IT processes, products & technologies
Determine operational audit objectives and scope, together with other team-members
Systematically recording the activities carried out
Drawing up reporting in a clear way
Prepare, discuss and follow-up practical recommendations with our audit client

Senior IT Auditor Resume Examples & Samples

4+ years audit experience or 4+ years in one of the following: technology risk management, information security, IT program management, technology governance, availability management
Must have 4+ years internal and/or external IT Audit experience working within an audit department
CISA preferred

Senior IT Auditor Resume Examples & Samples

Lead and perform SOX testing in accordance with established policies
Lead engagements relating to IT, project monitoring, and security
Manage audit teams, work with external auditors and senior management
Identify and assess risk in coordination with the audit team
BS in Accounting or Finance, IT, or related field
7-10 years of practical experience in public accounting or internal audit in investment. IT, insurance, or financial services industry
5 years of experience in a supervisory capacity
CISA, CFE, and / or CIA preferred

Senior IT Auditor Resume Examples & Samples

Ensure execution of all audit activities in the planning, testing, reporting and wrap up phases are in compliance with the Audit Division's methodology /standards and within the timeframes to support department metrics
Bachelor's degree required; Computer Science or Management Information Systems preferred. Other related academic majors (e.g., Accounting or Audit) should be accompanied by relevant work experience in IT or IT Audit
2-3 years Fifth Third IT Audit or large public accounting firm IT Audit experience; or 3-4 years general industry IT audit experience required. Must be experienced in performing audits within a multi-platform, networked environment. Idealcandidatewould have performed audits within the following environments: Windows, Mainframe, Database and exposure to cyber security, risk manager's governance, ITIL, architecture and infrastructure concept preferred. Experience in auditingFinancialServices/Banking applications and business processes is preferred
Proficient with MS-Windows and other related PC applications. Demonstrated ability to learn mainframe applications and automated data analysis tools and techniques. Ideal candidate has working knowledge or expertise in one or more of thefollowing:operating system technologies; database technologies; web/internet middleware; application development; data analysis; or networking technologies

Senior IT Auditor Resume Examples & Samples

Using Internal Audit techniques for information gathering, risk assessment, fieldwork and issues reporting
Conducting first-level reviews of audit work to ensure departmental standards are met
Participating in major new system implementations and business initiatives to proactively advise the business on change initiatives
Executing and documenting testing associated with the field work phase of the audit to ensure that audit program steps are adequately satisfied, appropriate conclusions reached and issues are documented
Effectively completing both the audit planning and risk assessment phases of audits, inclusive of process narratives, flowcharts, audit programs and issue drafts
Structuring and writing major sections of audit reports and other outputs intended for audit customers along with supervising review/project teams including mentoring and coaching assigned staff to ensure quality of audit outputs
Performing ad hoc audit projects and responding to emerging IT risks and management requests
Assessing controls as to overall impact on financial results while adhering to divisional and other external, professional auditing standards (e.g., IIA professional standards)
3 - 7 years of internal and/or external IT audit experience either from Insurance/FS or large corporate experience
A proven track record within the internal / external audit environment evidencing strong performance in conducting high quality audit work
Effective interaction with members of senior management in managing project relationships which evidence leadership and strong negotiation skills
Knowledge of fundamental technology processes, including general and application controls and business process audits
Knowledge of US GAAP, SEC, Sarbanes-Oxley Act [ in particular S404 ] and other statutory reporting requirements
Preferred certifications include: Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA) or other related designation
BA/BS degree in Computer Science, Accounting, Auditing or related business field

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree in Accounting, Computer Science, Information Systems, or related field required
Master’s Degree preferred
Two to three years of experience with internal audit, SEC reporting, and risk or fraud assessment required, at least one of which at a supervisory level
Experience within a public accounting environment
CPA, CISA, CISSP, and/or CFE preferred

Senior IT Auditor Resume Examples & Samples

Responsible for executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR/FDICIA compliance activities. Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas. Presents results to various levels of client management
Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations
Availability to travel
1-3 years in IT audit experience, information security consulting experience and/or network security/administration experience
Standard desktop computing skills
Experience in financial services industry

Senior IT Auditor Resume Examples & Samples

Seven (7) or more years of technology and audit experience (general technology controls, application, and pre/post implementation system development reviews) within a public accounting, and/or internal audit function
Five (5) or more years of experience with SOX 404 compliance and internal controls evaluation that followed a controls framework, i.e. COSO, COBIT, ITIL,including all phases of IT audit planning, evaluation, documentation, testing and remediation. +
Oracle and SQL database administration
Security Administration and auditing ofOracle e-Business Suite (a plus)
Ability to think analytically, communicate complex issues, and develop control recommendations
Demonstrated track record of integrity, effective communication, commitment to teamwork, innovation, and excellence

Senior IT Auditor Resume Examples & Samples

Prepare planning memo in order to provide final documentation on audit cycle risk assessment, scope allocation, logistics, and resource allocation
Conduct in-person interviews with client (i.e., company, customer, or vendor) personnel at all levels of the organization in order to construct process maps/narratives of the individual business processes
Gather reports, designs, records, bill, or invoices in order to test key control attributes
Inspect overall internal control processes to evaluate efficiency and effectiveness of processes, procedures, and internal control systems
Document audit results (e.g., written narratives, spreadsheets to test results, completed work programs) in order to justify and support results, and provide guidance for future audits of that area
Write draft audit comment that summarizes audit findings and recommendations and discuss the validity of the comment with the responsible client employee
Participate in client (i.e., company management, customer management, vendor management) status meetings to discuss preliminary audit findings and recommendations
Update audit comments based on feedback from status meetings, the client responsible, audit team members, and audit manager
Prepare written audit report provided to client and senior management that incorporates the individual audit comments and summarizes the scope, significant issues, and overall audit ranking
Participate in client Final Results/Closing Meetings to discuss the audit report
Control Environment. Ability to assess current controls to ensure that assets are safeguarded and that transactions are authorized, recorded, and reported. This may include designing and implementing cost-effective systems and procedures properly
Data Collection. Knowledge of data collection methods. This includes obtaining information through reading, interviews, observations, and surveys
Auditing Standards. Knowledge of relevant professional auditing standards including auditing standards of the American Institute of Certified Public Accountants (AICPA), Institute of Internal Auditors (IIA), Committee of Sponsoring Organizations (COSO), Information Systems Audit Control Association (ISACA), and International Organization of Standards (ISO)
Professional Skepticism. Ability and inclination to tactfully yet forcefully pursue understanding and verification to the point of reasonable assurance
ACL and SAP Extraction Software. Knowledge of how to use ACL and SAP computer software packages in order to extract necessary data to perform data analyses

Senior IT Auditor Resume Examples & Samples

Relevant professional qualifications such as CISA, CISSP, etc
Extensive experience of Technology Audit and/or Core IT management processes
Understand Business issues associated with Data Management, IT processes, and related risks and controls
Excellent communications skills (written and verbal)

Senior IT Auditor Resume Examples & Samples

Prepare scope documentation, pre-audit document request list and ensure requested documents are in place before the audit by explaining to unit management the detail of the requested document prior to the audit
Perform fieldwork under the direction of the IT audit manager or alone
Document work performed in workpapers/TeamMate and drafts audit report
Prepares and presents oral briefings of findings to IT audit management
Draft follow up documents upon unit management’s response
Support development of data analytics using specialized audit software (ACL, SQL, Tableau)
Identify areas where GIA can be of assistance
Liaise with unit management, secretary and travel agent to arrange team travel arrangements and all necessary admin tasks involved in the team
Expect to travel between 40-45%
Bachelor's degree in accounting/finance/IT/business with a heavy focus on IT
Professional designation completed (CISA, CMA, CFE, CISSP,CIPP)
3-5 years at Big 4 firm and/or large public company IT internal audit department, preferably in publishing
Progressive experience in IT, applications development, networking, IT infrastructure, accounting, risks and controls and business process improvements in a client facing role
Ability to execute the fundamentals of auditing
Ability to understand the company’s operational policies & procedures, key business processes and overall company objectives
Strong administrative skills, including the ability to multi-task
Ability to see project through to completion and take ownership
Leadership potential and good team building skills

Senior IT Auditor Resume Examples & Samples

Technical IT controls reviews
IT risk and control audits
SOX control testing as
Identify and assess IT issues. Establish IT processes and ensure they align with organizational
Minimum of three years experience in audit (Financial, Operational and/or IT required)
Public accounting experience (Big 4 Audit highly desired)
CPA, CIA, CISA, CFE, CISM, or CISSP certification
Proficiency with MS Excel, large ERP system and systems implementations
ISO, COBIT, ITIL, etc. Experience

Senior IT Auditor Resume Examples & Samples

Experience in auditing general application controls including information security, disaster recovery, or change management highly desired
Experience working with Distributed Environments (Windows, UNIX), Mainframe Applications, Relational Database Management Systems (mainframe and distributed), Web Applications, Network Administration (Firewalls, Routers/Switches), and Information Security
Network engineering, UNIX Security, firewall administration, Windows Active Directory, and DBMS, experience is a plus
Knowledge of risks associated with logical security, general and application controls, and systems development methodology
Understanding of the COSO framework, risk assessment, control analysis and audit methodology
Strong data analysis and experience leveraging audit technology such as IDEA and/or ACL is a plus
Certification including one or more of: CISA, CISSP, CISM or a CIA is preferred

Senior IT Auditor Resume Examples & Samples

Risk assessment of IT, operational, vendor and compliance issues
Improvement and development of processes and controls
Collaboration with outside consultants
Develop and execute all phases of IT audit projects
CPA and / or CIA preferred
Strong verbal, written and communication skills
Experience with a large ERP system (Oracle, PeopleSoft, Hyperion, etc.)

Senior IT Auditor Resume Examples & Samples

Creates and coordinates IT/business audit risk assessments; develops and executes IT/business audit testing plan; discuss results with Management and provides guidance on control issues and concerns
Evaluate control environment as it relates to emerging information technology trends (cloud computing, social media, BYOD, etc.)
Evaluate information system design and implementation processes against project management and system development life cycles
Identify opportunity for use of computer assisted audit techniques in effort to increase coverage and efficiencies for audit projects
Documents and summarizes findings, recommendations and action plans in an audit report; reaches consensus on findings and recommendations with IT and business management; presents reports to audit management, business management and the Audit Committee
Tracks and manages audit issues to completion; ensures that management responses are received in a timely fashion, are in line with recommendations, and have a reasonable estimated completion date
Serves as a department resource for questions and guidance on technical matters; extracts and provides data to other auditors for analysis
Prepares and submits requested documentation and reports for external audits and regulatory examinations
Performs other job related duties or special projects as assigned
Advanced knowledge of IT practices, network and application vulnerability assessment, change control, business continuity, data privacy and risk assessment practices
Varied audit experience at key layers of IT such as applications, databases and operating systems
Strong technology skills including Strong/Intermediate proficiency with Microsoft Office and database applications (Access, SQL)
Strong project management and organization skills with high attention to detail
Inquisitive, critical thinker with business risk awareness, professional skepticism, and sound judgment
Ability to research, assimilate information from both IT and business functions, apply strong problem solving and analytical skills, and influence issue resolution
Ability to manage multiple responsibilities and projects
Strong interpersonal skills; ability to build consensus across diverse teams and achieve results through the effort of others
Working knowledge of industry recognized auditing standards, such as Institute of Internal Auditors (IIA) Standards and Guidelines and ISACA IS Audit and Assurance Standards and Guidelines
4-6 years in either IT auditing or information technology role with significant exposure to internal controls and risk assessment practices
Strong experience with data mining tools such as ACL, IDEA, SQL or MS Access
Experience in performing IT audits in a lead role preferred
Experience with such technologies as virtualization, replication, multi-factor authentication, vulnerability scanners, SQL and .net applications preferred

Senior IT Auditor Resume Examples & Samples

Develops an understanding of business processes and operational procedure through inquiry and communication with business process owners
Understands risks and policies with regards to information systems via walk-throughs; prepares process narratives
Tests, analyzes, and makes observations to develop conclusions about the risks and operating effectiveness of internal controls
Works with business process owners to develop action plans to improve internal control processes
Reviews the work of staff IT auditors

Senior IT Auditor Resume Examples & Samples

Bachelor's Degree in Accounting, Finance, or related field
5+ years of experience in Internal Auditing or other relevant positions in Risk Management
Experience in auditing, testing or otherwise assessing model risk management frameworks, with a strong control perspective
Familiarity with bank regulatory requirements for model risk management
Strong working knowledge of market activities, products, and processes
Experience auditing or assessing general trading processes
Familiarity with banking industry best practices for model risk management

Senior IT Auditor Resume Examples & Samples

Strong technical skills in understanding the IT infrastructure and network environment
Perform assigned IT technical audits such as: Linux, SQL,Novell, Windows, Network Security, z/OS, CICS and RACF
Perform pre-implementation reviews of new IT applications to determine whether adequate controls and audit requirements are incorporated and recommend any required changes
Analyze and evaluate IT general and application controls
Participate in special assignments such as conversions to new applications
Evaluate findings and provide meaningful recommendations to enhance the IT control environment
Communicate findings and recommendations to IT management through meetings
Provide assistance to Financial Auditors by preparing requested analytical and user access reports. Utilizing audit software such as Easytrieve to extract information from the mainframe and ACL to develop the required analytics of the information
5-7 years related IT Audit experience preferably in financial services
Certified Information Systems Auditor

Senior IT Auditor Resume Examples & Samples

Supports execution of a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit
Standards, relevant government statutes, regulations and policies
Delivers on time input to high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate)
Branch examinations, as well as business monitoring and governance committee reporting
Participates in audit activities for a component of a product line, function, or legal entity at the regional or country level
Including a portion of the audit annual plan
Uses excellent communication skills in order to influence a wide range of internal audiences including respective
Product, function, or regional executive management partners
Possesses strong project management and interpersonal skills, provides valuable input to sound decisions, exhibiting initiative and intuitive thinking

Senior IT Auditor Resume Examples & Samples

Working knowledge of COBIT and IIA/ISACA best practices (prior audit and SOX experience required). Knowledge and experience in Sarbanes-Oxley IT general control and application systems control assessments
Working knowledge of risks, internal controls, and Standards for the Professional Practice of Internal Auditing. Prior experience with audit report writing with distribution to senior management
Working knowledge of operating systems, applications, networks, security, change management, and SDLC required
Effective project management skills required, including working on multiple projects with varying priority. Ability to manage time, meet deadlines, work in a team environment, and manage/mentor/train audit staff. Able to work independently from the Audit Manager and comfortable with some decision making
Strong analytical and verbal and written communication skills. Proficient in word and excel to compile information, perform analysis, and document work
Ability to think critically, make assessments, and develop conclusions. Ability to learn complex processes quickly, establish credibility with people, and gather required information
Have passion for facts and figures, demonstrates strong operational/analytical skills and creative problem solving abilities
Working knowledge on the nuances of retail operations
Ability to perform work with a sense of urgency
Domestic travel is required
Lead operational and technology audits throughout the Company with minimal supervision to assess overall risk to the business unit and Company. Review the adequacy of the design and operational effectiveness of internal controls on complex projects and offer suggestions to improve internal controls, work processes, and problem solve. Provide information and assistance to management in the design of control and process improvements outside of the audit process
Build relationships with management and perform advisory functions as the auditor gains knowledge of industry and business units in conjunction with audit techniques. Assist management with the development of controls in an advisory capacity with final decision and implementation being the responsibility of management
Act as point person on special projects (SOX, Risk Assessment, advisory projects, internal department projects, etc) while also managing operational/IT audits. Participates on cross-functional teams
Perform extensive background research on the audit area, define the audit scope and objectives, and develop a detailed understanding of the activity under audit, including risks and controls, within a limited time period. Document this understanding through a flowchart/narrative illustrating risks and internal controls strengths and weaknesses
Assess risks and internal control strengths and weaknesses. Create new audit work programs outlining the testing and audit evidence required to meet the audit objectives. Perform audits with an integrated audit approach
Manage team to execute work as outlined in the audit work program. Perform tests and analyses, gather audit evidence, evaluate results, and develop conclusions about the adequacy of internal controls. Document the work performed and conclusions using established workpaper formats
Discuss the results of audit tests and conclusions with management and obtain agreement on facts. Write observations and recommendations to include in the audit report to management and discuss solution options with management. Influence auditees to adopt solutions recommended by the auditor. Establish credibility with management by presenting relevant findings and corrective actions
Coach, train, and monitor audit staff assigned through each step of the audit. Review the work of staff for sufficiency of scope, accuracy and completeness. Ensure compliance with the Standards for the Professional Practices of Internal Auditing, Company Internal Audit Standards, and Company Policies and Procedures. Perform an evaluation of all staff at the end of each audit/project. Identify needs for formal training with staff and present to the Audit Manager/Director
Maintain an understanding of the audit budget. Monitor activities for compliance with the budget and notify the Audit Manager of budget overruns and the reasoning. Monitor staff and self to ensure work is performed efficiently and effectively to maximize use of time
Research and share best practices, professional trends, and personal expertise with the audit team to improve audit core competencies

Senior IT Auditor Resume Examples & Samples

Assist in the development of the annual Audit Plan, including risk assessment and impact on the information technology environment
Critically assess risk and concerns, interpret and validate results, and provide recommendations
Perform and support IT focused control testing and coordinate with external auditors engaged in IT audits
Assist in performing IT focused strategic, compliance and operational audits and consultations
Bachelor’s degree in Information Systems, Finance or related field of study
Minimum of 3 years of relevant experience
Experience with auditing IT environments, including general and application controls, testing of databases, networks and operating systems
Knowledge of IT standards and best practices such as ISO, ITIL, COBIT, NIST
Familiarity with large ERP Systems, preferably Oracle

Senior IT Auditor Resume Examples & Samples

Responsible for executing less complex portions of the Risk & Control Services plan, including audit activities and SOX/MAR compliance activities. Presents results to various levels of client management
Provides input into risk assessments in conformance with department standards, generally in less complex areas
Participates in the annual audit planning process and assists other team members in accomplishing their objectives
Completes SOX 404 independent testing
Assists clients in reviewing proposed solution to close control deficiencies
Availability to travel (up to 15%)
Degree in Accounting, computer science or MIS

Senior IT Auditor Resume Examples & Samples

Main purpose/objectives of role: * Leads audit fieldwork through development and execution of IT audit programs. Assess assigned areas of audit to ensure conformance with relevant regulation/legislation, company policies, and industry leading practices. Proactively manages relationships with auditees to establish key partnerships and build Internal Audit’s brand within the business. Role will include working as part of an audit team, sole auditor, or in charge/lead auditor
Lead audit planning by preparing scope documentation, risk assessment, pre-audit document request list, ensuring requested documents are provided timely, and preparing travel plans when necessary
Lead Audit fieldwork by conducting walkthrough meetings, managing testing of controls
Document work performed in workpapers/audit file system
Prepare Audit and follow-up report drafts
Support development of data analytics using specialized audit software (SQL, Tableau)
Establish relationships with audit partners to identify areas of risk where Internal Audit can assist the business
Expect to travel between 25-30%
Professional designation completed or in -process (i.e., CISA, CMA, CFE, CISSP, or CIPP)
Progressive experience in IT, applications development, networking, IT infrastructure, security, accounting, risks and controls and business process improvements in a client facing role. Experience with data privacy and business continuity and disaster recovery, would be a plus

Senior IT Auditor Resume Examples & Samples

5-8 years of IT internal audit experience, preferably with a large financial institution or Big 4 firm
Demonstrated experience executing audits in some or all of the following technology domains: mobile payments, tokenized services, cloud-based and virtualized environments, mainframe, distributed and network platforms in a multi-national environment
Demonstrated ability to plan and execute IT audits focusing on General Computer Controls, including Information Security, Information System Operations, Vendor Management, Business Continuity, Networks, Database, System Software, Hardware, and Application Development controls in both agile and non-agile development environments

Senior IT Auditor Resume Examples & Samples

Three (3) or more years of technology and audit experience (general technology controls, application, and pre/post implementation system development reviews) within a public accounting, and/or internal audit function
Three (3) or more years of experience with internal controls evaluation, ITGCC, and SOX 404 requirements including all phases of planning, evaluation, documentation, testing and remediation
Demonstrated proficiency of technology auditing control disciplines including thorough and general knowledge in two more relevant areas of technical specialization (security, application development, change management, or operations)
Auditing knowledge of
Oracle e-Business Suite auditing
SQL and Oracle Database security
Windows Operating System and Active Directory Security including Users and Groups, Group Policy, Domain Structures
UNIX / Linux Operating System Security, including Users and Groups, System Configurations, File Permissions, Privileged Accounts, Password Controls, Security and Auditing
Experience with using ACL (a plus)

Senior IT Auditor Resume Examples & Samples

Conduct or assist in conducting all phases of IT-related internal audits including planning, scheduling, field work, writing audit reports, issue tracking, and consulting with management to resolve issues
Document and test IT general computer controls over financial reporting, coordinating with external auditors to minimize duplication of effort
Conduct follow-up regarding deficiencies noted during IT-related audits
Develop or revise audit programs as needed based on the risk assessment conducted. Includes researching technology processes within Great Western Bank
Monitor practice and changes within the IT industry. Be able to respond and adapt to new regulatory expectations or emerging risks
Proactively interact with management to gather information, resolve problems, and make recommendations for process and control improvements
Degree in IT or Business related field
Prefer professional certification, such as CISA, CISSP, CRISC or CIA
Five or more years of IT Audit or IT/operations experience. Internal control documentation and testing experience preferred, such as Sarbanes-Oxley 404
Less than 10% travel if located in Sioux Falls, SD. Must be willing to travel up to 30% of the time if located remotely
Proficient in MS Excel and data analytic tools

Senior IT Auditor Resume Examples & Samples

Exemplify and exhibit the highest quality of character and ethics
Value-driven approach
Strong knowledge of corporate auditing practices, procedures, principles, COBIT and COSO
Strong interpersonal skills - a relationship builder that relies on collaboration with auditees to develop practical solutions and to solicit important information to help develop our audit plan
Excellent project management, organizing and planning skills; desire to lead projects and drive them to conclusion
Strong experience with IT auditing and assessing integrated systems risk
Strong analytical and problem solving skills; ability to analyze IT/business activities/identify issues and opportunities and create solutions
Strong analytical skills. Knowledge and use of ACL a plus
Has the ability to engage others, instill confidence and earn trust and support; provide a collaborative, patient and advisory demeanor
Well-organized, detail-oriented and accurate
Ability to conduct technical research and identify salient points
Experience as Senior IT Auditor preferred
Proficiency with Microsoft Office applications
SAP audit experience (ECC, BW, BCS, PI)
Data mining and analysis experience

Senior IT Auditor Resume Examples & Samples

Assist management in the development of the annual IT audit plan including the annual risk assessment
Perform all activities within assigned projects including communicating with the technology team, establishing project milestones and deadlines, monitoring the progress of audit fieldwork, reporting progress to audit management, and proposing modifications to current procedures to improve audit effectiveness and efficiency
Conduct test procedures, compile audit findings, document and communicate remediation plans, and complete work papers in compliance with established standards
Obtain and review evidence, ensuring audit conclusions are well-documented and based on a complete understanding of the process, circumstances, and risk
Identify and communicate issues raised, offering recommended solutions relevant to business and risk
Review controls, records retention practices, documentation, and back-up to insure that computer systems are functioning properly, have adequate controls to detect problems, and are properly documented; that records are retained for emergency reconstruction and that back-up is adequate
Make oral or written presentations to management during and at the conclusion of the audit, discussing deficiencies and recommending corrective action to improve operations and reduce costs. Perform follow-up on the status of outstanding internal audit issues
Provide recommendations regarding potential improvements to existing processes and controls
A Bachelor's degree or an equivalent combination of education and experience from which comparable knowledge and abilities can be acquired is necessary
At least 3-5 years of Financial Audit and IT General Computer Controls experience. C.I.S.A., C.I.S.S.P., C.I.S.M., C.I.A
Intermediate-level knowledge of IT general controls (security, change management, computer operations), system development lifecycle methodology, database design and operations management

Senior IT Auditor Resume Examples & Samples

Prepare working papers that are accurate, complete and well-documented ensuring adherence to applicable Department and professional standards at all times
Provide timely updates to team leads and / or audit management on engagement progress and audit issues ensuring all deadlines are consistently achieved
Knowledge of SAP, SQL, UNIX, Windows/Active Directory, Linux, AS/400, DB2, and Oracle databases strongly preferred
One or more relevant professional certifications (e.g. CISA, CISSP, CISM, CRISC, CPA, CIA, CFE, Chartered Accountant)
Knowledge of the Company’s business operations or external manufacturing experience preferable the Consumer Packaged Goods industry (CPG)
Strong collaboration, team player, interpersonal skills

Senior IT Auditor Resume Examples & Samples

Contribute during planning, field work and presentation of findings in area assigned
Gain deep understanding of the Businesses and technologies under review
Manage workload to ensure efficient delivery against agreed timeframes
Assist in a variety of bank-wide high level initiatives and special projects

Senior IT Auditor Resume Examples & Samples

Develops audit findings including recommendations for improvements in policies, procedures, and methods
Evaluates business risks and the effectiveness of internal control and operating practices within affiliates and operating companies, including the safeguarding of assets and the economic and efficient use of company resources
Perform audits to evaluate computer controls throughout a wide range of Information System functions
Plan and execute IT audits focusing on Information Security and System Operations. Lead engagement planning and scoping activities, working directly with senior client leaders and oversee the execution of all phases of the audit
Coordinate with outside consultants, as well as internal and external auditors to ensure sound application of Sarbanes Oxley governance
Develop audit tools, techniques and audit programs in technical areas
Maintain business relationships with appropriate levels of management to ensure that the Audit group is aware of changes in business activities and objectives and a necessary Audit response is developed. Coordinate and lead the execution of selected complex projects in areas of specialization and expertise

Senior IT Auditor Resume Examples & Samples

3-6 years of IT audit experience
CPA / CISA
Experience extracting, manipulating and analyzing data in a variety of formats

Senior IT Auditor Resume Examples & Samples

Independently conduct IT and IT-related audit projects, including analyses of business data and company systems
Coordinate and work with other Senior Auditors to support IT-related needs for financial and operational audits
Communicate audit findings to management in well-written audit reports
Manage follow-up on open audit issues and facilitate agreement with business process owner to ensure timely closure of action plans
Lead or participate in cross-functional efforts to improve company operations. This includes, but is not limited to: project task forces, internal control committees, corporate-wide initiatives, process excellence teams, or other cross-functional efforts
Experience with system implementations, change management, back-up and IT security-related processes
Understanding of internal control concepts and experience in applying them to plan, perform, manage and report on the evaluation of various business processes/areas/functions
Ability to work independently, with limited direction and guidance, and provide appropriate direction to other internal audit project team members
At least 3 years of experience in IT auditing or in IT-related position. Additional experience in financial and operational auditing preferred
Experience with Oracle, LINUX, Network environments as well as SDLC/change management-related processes and controls
Bachelor's degree in Computer Science, Computer Engineering, IS Management, Accounting, Finance or Business Administration

Senior IT Auditor Resume Examples & Samples

Professional designations/certifications (CPA CA, CIA, CISA, CRISC or other relevant IT designation) with IT knowledge/experience preferred
Minimum of 3 cumulative years of experience in conducting IT application audits/assessments/reviews
Working knowledge of trends and best practices in internal control, business processes, segregation of access, and automated workflows supporting the assigned LOB
Working experience with the use of data analysis tools such as ACL or MS Access/Excel to support audits along with general software programming skills would be an asset

Senior IT Auditor Resume Examples & Samples

Plan and perform audits including all phases of planning, fieldwork, and reporting. Develop objectives, audit programs, and the appropriate scope and procedures to assist with completion of assigned work
Identify relevant IT, operational and financial risk associated with the development, operation and use of IT
Identify IT risks and help to evaluate the efficiency and effectiveness of the IT infrastructure including general, application, operation, and security controls as well as IT related risks within individual audit areas
Perform reviews/audits of IT general controls, application controls, information security, operating systems, systems development life cycles, database structures and functions, Local Area Networks (LANs), telecommunications, pre- and post-implementations of application systems, corporate business continuity processes, and disaster recovery plans
Review completed audit reports and analyses for completeness of preparation and conformance with audit program guidelines and professional auditing standards
Obtain and review evidence ensuring audit conclusions are well-documented. Identify and communicate issues raised, offering recommended solutions relevant to business and risk
Attend meetings and communicate effectively with departmental officials or officials in external organizations, as needed. Represent the department in outside meetings and conferences, as needed
Participate in decisions relating to changes in auditing policies and procedures within the Department
Create and maintain detailed work paper including internal control documentation, flowcharting, and test work

Senior IT Auditor Resume Examples & Samples

2+ years of relevant IT Audit experience in the areas identified within a Public Accounting or large company IT Internal Audit function
Bachelor’s Degree in Information Systems, Accounting or related field required
Technical knowledge in Network Technology in one or more areas (e.g. Windows Operating System, Windows security, firewalls, routers, switches)
Previous experience with Sarbanes Oxley
Advanced Degree and/or Professional certification (CISA, CISSP, CISM)
Working knowledge and experience in new system implementations, Sarbanes-Oxley Testing and IT Audit practices
Experience in a Manufacturing environment or Defense Contractor companies

Senior IT Auditor Resume Examples & Samples

Assists in planning and conducting complex IT audit and consulting projects, including the preparation of an objective risk-based assessment and an effective audit approach
Directs and trains IT auditors assigned as assistants
Serve as a technical advisor to financial/operational auditors on IT aspects of functions and activities reviewed
Evaluate the adequacy of internal control and develop creative and realistic recommendations that add value to the organization
Audits the activities of various IT departments for compliance with plans, policies, and procedures prescribed by management
Audits the IT operations of various departments, divisions, and locations of the organization in order to verify general computing controls are designed and operating effectively
Determines proper technical and security configuration of technical systems and operations in infrastructure and IT
Prepare and submit reports on the results of audits. These reports should be clear, concise and insightful to provide IT and the business practical solutions
Cooperates with outside auditors in any undertaking that may expedite their work
Develop and maintain an appropriate level of understanding of current technologies and IT best practices to help in the completion of difficult assignments

Senior IT Auditor Resume Examples & Samples

Consult with process owners to understand current state systems, processes, and/or controls and assess risk with minimal oversight and supervision
Evaluate design and operating effectiveness of audit areas, including efficiency, effectiveness, mitigating controls, and procedures to remediate gaps
Prepare audit reports on findings and recommendations; discuss strengths and weaknesses and develop effective solutions
Plan, develop, and lead projects including work plans
Review deliverables, audit work papers, and other supporting process documentation for quality
Prepare and communicate project status reports, budget to actuals, and staff performance
Ensure timely completion of assigned project phases within a provided budget
Direct supervision of team members, serving as both a role model and trainer in helping them to develop technical and professional competency

Senior IT Auditor Resume Examples & Samples

The Internal IT Audit position will focus on ensuring attainment of audit objectives by prioritizing and executing test plans in accordance with the department’s policies and procedures under the direction of the audit engagement leader and managers
Senior IT auditor will be assigned to audits on a quarterly basis, with opportunities to complete audits domestically in the US and/or internationally
Appropriately plan and execute each audit in accordance with the department’s policies and procedures. This includes prioritizing work areas, monitoring progress and providing a timely review to meet audit objectives within the scheduled time frame
This position will work closely with Internal Audit Managers and Directors to formally document, confirm, and obtain management responses for audit findings
The Internal Auditor will be expected to maintain a positive working relationship with all team members and clients, keeping management informed of audit progress, respond timely to management inquiries, understand the business objectives and risks, and perform professionally at all times
Internal Auditors are responsible for staying up-to-date on the latest audit techniques, standards and best practices through participation in professional organizations and maintaining the continuing professional education requirements

Senior IT Auditor Resume Examples & Samples

A minimum of three (3) years IT and/or IT Audit experience in a corporate environment (can include internship experience), or with a Big 4 firm is required
A strong understanding of IT processes and technology, with demonstrated proficiency in one or more of the following areas is required: ERP systems (SAP, JD Edwards), information security, program/project management, and/or infrastructure services (operating systems, databases, network)
Experience in the assessment of internal controls and communicating findings and recommendations to others clearly and accurately in non-technical terms is preferred
Experience with Sarbanes-Oxley compliance is preferred
A professional security, audit, or control certification, control-related professional certification, such as CISA, CIA, or CISSP is preferred
Willingness to travel domestically and internationally is required (up to 40%)

Senior IT Auditor Resume Examples & Samples

Plan the development of IT audit scope, objectives and audit program; determine audit procedures to be used. Supervise staff associates
Assess operating processes and develop conclusions about their effectiveness; identify key IT control points of systems
Develop risk assessments for critical IT business processes; prepare appropriate audit plans
Prepare oral presentations and/or written reports supporting results of audit examination, conclusions, and recommendations
Conduct post-audit follow up to determine adequacy of corrective actions taken
Supervise audit staff on projects and provide performance feedback
Undergraduate degree in Computer Science, Accounting, Engineering, Business or equivalent degree
Five to eight years experience in an IT Auditing position or related field
Professional accreditation, e.g. CIA, CPA, CISA, CISSP

Senior IT Auditor Resume Examples & Samples

Assignments are broad in nature and usually require originality and ingenuity
Thorough understanding of general business and IT operations and processes
Bachelor's Degree in Management Information Systems (MIS), or similar computing science and business degree OR Accounting, Finance, Business with computing experience
5-7 years of audit experience or equivalent business experience
Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified Internal Auditor (CIA), or related certifications
Knowledge and experience in Information Technology, particularly distributed computing technologies, IT security, system development, computer operations, business continuity management, application software, telecommunications, disaster recovery and risk assessment

Senior IT Auditor Resume Examples & Samples

Interfaces with our project clients to identify and understand potential risk areas
Based upon client audit interviews and research, contributes to the definition of final project scope
Prepares high-quality audit narratives, walkthroughs, test matrices, and other audit documentation and provides recommendations to Internal Audit and business management
Analyzes documentation, process information, technical configurations, or other client provided information and documents the results of conversations and analysis
Clearly articulates the status and results of work performed, both orally and in written form, to internal management and the project client
Researches new technologies, understands existing processes, and references recognized standards and frameworks
Develops staff auditors in audit methodology, the understanding IT process and controls, and direct some staff activities
Identifies opportunities for continuous improvement
Participates in special projects and performing other duties as assigned
Minimum of 3-5 years of working experience in the fields of IT Security, Privacy, IT Infrastructure, IT Operations, IT Project Management, or IT Audit and Consulting
Foundational understanding of IT infrastructure, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and basic networking concepts
Foundational understanding of Information technology risks and controls
Strong interpersonal skills, including: written and verbal communications, willingness to assist in areas outside of direct assignments when necessary, and commitment to self-improvement and completion of team objectives
Professional certification (e.g., VCP, CCTP, CISSP, PMP, CompTIA, CDCMP, CCNA/P, ITIL, Microsoft, UNIX, CRISC, and CISA) is a plus

Senior IT Auditor Resume Examples & Samples

Team player and great level of integrity
Robust analytical skills to relate IT risks with potential business exposure
Quick adaptability to new environment and curiosity to learn and develop new skills/knowledge
Organized and autonomous with the ability to deliver quality work within committed deadlines
Good communication skills and ability to interact with management as well as operational staff
Fluent command of English, with good report writing and presentation skills

Senior IT Auditor Resume Examples & Samples

Demonstrate strong project management skills and the ability to multi-task on deliverables
Stay abreast of current business and industry trends relevant to Expedia's business; and
Bachelor's degree and approximately 3 - 5 years of related work experience; or a graduate degree and approximately 3 years of related work experience
Degree in accounting, finance, computer science, business or a related field
Excellent communication skills in both written and verbal forms; previous experience in writing internal audit reports, preferred
Successful candidates must be available to travel domestically and internationally (up to 30%)

Senior IT Auditor Resume Examples & Samples

Lead assigned audits to identify and evaluate the efficiency and effectiveness of the internal control environment over various systems and processes
Assess risks and controls over operating systems, databases, infrastructure, applications and centralized processes
Coordinate with management to plan, scope and deliver audit engagements that address key risks, evaluate controls, and seek process efficiencies as a way to meet audit’s objectives, while delivering value to the stakeholders we serve
Mentor staff auditors in completing assigned audit test plans and perform initial review of audit deliverables (e.g., detailed test plans, testing results, final reports and other formal deliverables)
Ensure adherence to internal department quality assurance standards, internal metrics, and the Institute of Internal Auditors (IIA) and Information Systems Audit and Control Association (ISACA) professional practices and code of conduct
Keep current on relevant technologies and possess a desire to continuously learn via coursework, self-study, certifications, or knowledge transfer from peers
Bachelor’s degree in Accounting, Information Systems, or related operational field
Minimum of 4 years’ experience in audit, risk, or compliance
Other related certifications a plus
Experience auditing one or more of the following technologies: Windows Server, UNIX, LINUX, SQL / Oracle database, and ERP systems
Impeccable written and verbal communication skills to drive crisp communication
Strong leadership skills in dealing with stakeholders, peers, and team members to lead by both thought and example
Solid knowledge of internal control concepts, evaluation, and testing techniques
Familiarity with controls and leading frameworks, methodologies and standards (e.g., COBIT, COSO, ITIL, NIST, etc.)

Senior IT Auditor Resume Examples & Samples

Assist with the planning and execution of detailed audit programs that address engagement/project risks
Perform testing of IT General Controls and Application Controls over IT applications and infrastructure to comply with SOX 404 requirements
Assist in providing management consulting services to the organization (e.g., pre- and post-system implementation controls reviews)
Utilize data analytics tools and techniques to increase testing coverage and high quality audit results
Ensure audit procedures are performed and documented in accordance with professional audit standards and Stryker IA policies
Review the work of staff auditors and/or consultants during the execution of IT audit projects
Track and manage to engagement budgets for time and expenses
Keep current on emerging IT risks, IT relevant topics and audit techniques
Review SSAE16 (SOC1) reports for key 3 rd party service providers
CPA, CIA or CISA is preferred for senior level candidates
Minimum one year of IT Audit experience in an internal audit department or in an external audit firm. Big 4 experience is preferred
Solid understanding of IT General Controls or General Computing Controls and the impact on financial reporting
Experience in application controls and related testing approaches for ERP systems (Oracle, JD Edwards or SAP)
Experience with Data Analytics tools like ACL or IDEA or advanced knowledge of Excel
Knowledge of Information Security processes and best practices highly preferred

Senior IT Auditor Resume Examples & Samples

Executes projects related to IT General Controls (ITGC), Payment Card Industry, Data Privacy, and other laws and regulations governing the corporation
Executes specific projects established in the annual audit plan, develops scope and objectives of IT audits while ensuring alignment with audit standards, guidelines, and best practices
Develops audit objectives, scope, audit plan, and procedures
Contributes ideas and opinions to the internal audit team
Ability to communicate and align well with key stakeholders
Solid knowledge of IT audit methodologies and control frameworks of IT platforms, processes, systems and controls, including areas such as network security, logical access and change management controls at an infrastructure and application level, databases and systems maintenance

Senior IT Auditor Resume Examples & Samples

Prepare and present audit findings to senior management
POSITION REQUIREMENTS
Bachelor’s degree and minimum three to five years of work experience obtained with a top-tier consulting or public accounting firm required
Experience in one of the following two areas required
Execution of Information Systems audits, including Application, Platform (AS400, UNIX, Windows) or General IT Controls; or
Implementation of large-scale ERP packages, including SAP, Oracle and other similar systems
Strong interpersonal and communication skills required
20-50% travel to Abbott's International and Domestic locations required
Technical experience with SAP (Purchase to Pay, Order to Cash) and/or various other financial and business critical applications preferred
Manufacturing and/or international business experience desirable
Foreign language skills and/or professional certification (CISA, CPA, MBA) are a plus
Excellent time management and project management skills and the ability to work effectively with people at all levels on a one-to-one basis
Strong interpersonal and written and oral communication skills

Senior IT Auditor Resume Examples & Samples

Conduct IT audits efficiently including analysis of business data and systems in conjunction with financial auditors and/or as standalone technical reviews
Identify and clearly define the root cause of control issues. Review and evaluate the adequacy of internal controls, and compliance with IT security policies and procedures. Provide recommended solutions to identified internal control concerns
Provide supervision and coaching to less-experienced team members
3-8 years of related IT or audit experience
Big 4 or Fortune 500 experience a plus
Possess a high energy level and strong work ethic with a commitment to continuous improvement in a dynamic environment that strives to exceed expectations
Experience in SAP ECC 6.0 security or functional reviews a plus
Possess strong interpersonal skills to effectively interact with senior management, peers, and other business contacts in a multi-cultural environment
Excellent analytical skills and capabilities to assess complex business processes
Willingness to travel internationally up to 30%

Senior IT Auditor Resume Examples & Samples

Evaluate IT risks and assist with development of audit plan and audit programs
Lead and perform all phases of IT audits including planning, scoping, fieldwork, reporting and performing subsequent follow-up procedures
Identify control weaknesses and be able to communicate audit findings effectively to members of management in an objective and persuasive manner
Assist with Sarbanes-Oxley Section 404 control testing and compliance
Assist with external audits as necessary
Participate in special IT projects as assigned

Senior IT Auditor Resume Examples & Samples

Analyzes moderate to complex information systems and information security processes representative of IT General Control frameworks
Continuously assesses opportunities to improve the IT internal control environment
Develops and maintains productive team-oriented client and IA team relationships through individual contacts and group meetings
Maintains awareness of significant changes across the organization and the potential impact on the established control environment
Pursues professional development opportunities, including external and internal training, and shares information gained with co-workers
Demonstrates knowledge of IT audit risk assessment and control testing methods, including work paper documentation and evidence gathering
2 - 4 years experience with internal or external auditing of Information Systems, Information Technology controls, Information Security, IT compliance, or regulatory standards
Bachelor's degree, from an accredited college or university, preferably in Computer Science, MIS, Business Administration, or related field
Demonstrated ability in planning and project management, and in maintaining composure under pressure while managing multiple assignments and priorities
Working knowledge of internal audit testing techniques and procedures
Demonstrated work successes utilizing project plans, issues logs, risk/mitigation strategies, governance risk controls (GRC) tools
Ability to apply business knowledge and practical experience to the identification, analysis, and solution process
Excellent oral, written, and presentation skills
Demonstrated problem resolution skills
Demonstrated skills in researching, collecting and analyzing complex data, evaluating information and systems and drawing logical conclusions
The position may be required to travel 10%
Public accounting firm experience with IT General Computer controls and/or information security controls auditing
Experience with any of the following compliance areas is a plus - AML, HIPAA, State and Federal Privacy laws, PCI
Experience with the Pre-Paid or Stored Value Payments industry is beneficial but not required
Professional designation, such as CISSP, CIA, CISA beneficial
Knowledge of COSO's Internal Control - Integrated Framework
This position is eligible for the Employee Referral Bonus Program

Senior IT Auditor Resume Examples & Samples

Work with IT Process Owners to identify/improve and document detailed controls and test procedures for key application, security and infrastructure components
Conduct the preparation, planning and execution of organization wide IT SOX control tests for IT General Controls including change management, user access/security, and computer operations as well as controls over key reports
Partner with all levels of IT management, SOX PMO and Internal and External Audit to ensure that SOX testing is conducted in a cooperative, timely and efficient manner with value added reporting and cost effective recommendations being provided to management to strengthen controls
Prepare reports on findings and recommendations for policy, procedure and internal control improvements
Monitor remediation plan execution through ‘deficiency closed’ phase
Provide assistance to CBS internal and external auditors in completion of the annual audit and quarterly reviews
Participate in the preparation and execution of an IT focused SOX Training initiative
Other assignments or special projects as requested by management
EDUCATION/CERTIFICATIONS
Professional Certification is preferred (CISA, CPA, or equivalent)

Senior IT Auditor Resume Examples & Samples

Develop and implement audit objectives and scope
Perform IT and integrated audits by documenting and evaluating audit objectives, developing timetables and schedules, and preparing or adapting audit programs
Evaluate the effectiveness and efficiency of IT internal controls and operating practices
Develop audit findings that include practical recommendations for improvements to controls, policies, procedures and operating methods
Document audit findings using technology-based processes and work papers
Deliver audit results that provide meaningful insights, drive action and really make a difference to stakeholders
Support external auditors by coordinating information requirements and participating on selected audits led by the external auditor
Provide support on issues relating to Sarbanes-Oxley, internal controls, remediation assistance, information assurance and other compliance areas, as requested
Assist with the development and implementation of training programs in areas such as risk, ethics and anti-fraud
Conduct audit walkthroughs and detailed evidential control tests; evaluate and summarize audit results; complete audit documentation; provide and receive quality assurance on deliverables through peer feedback
Write audit reports; communicate audit observations and recommendations to both technical and non-technical audiences
Assist department with data analytics
Bachelor’s degree in computer science, management information systems or related field and three to five years of Audit or relevant experience
Must have working knowledge of internal control requirements, operating work flows, information technology procedures and controls, including system application controls
Ability to work effectively with representatives from other departments and functions is required
Strong analytical skills and ability to consider / develop alternative solutions – “think outside of the box” and ability to focus on what really matters
Ability to present to and facilitate meetings with clients (both technical and non-technical) from all areas of the business to frequently include senior management
Exceptional written and verbal communications skills that demonstrate an ability to speak the language of the business and IT not just ‘audit speak&#8217
Ability to be persuasive and defend complex positions effectively
Proven ability to handle confidential and sensitive matters
Demonstrated attention to detail
Demonstrated ability to handle multiple assigments, meet deadlines and work under pressure
Able to travel up to 30 percent of the time to both domestic and international (limited, but potential) field locations
Motivated to work independently and complete responsbilities with little supervision, yet work well and promote team oriented culture
Strong project manager and proven project management skills
Highly proficient with Microsoft Word, Excel, Outlook and Visio
Experience in one or more of the following areas: program/project management, ERP systems (SAP), information security, and/or infrastructure services (operating systems, databases, and network)
Demonstrated high degree of ethics and strong sense of business judgment, and able to operate within NRG’s published core values
Experience working within a COSO Framework, COBIT, NIST, ITIL and / or other leading business and IT controls frameworks
Experience in the energy industry and with Sarbanes Oxley regulation preferred
Additional training or degrees preferred
Familiarity with Computer-assisted audit techniques (CAATs) data analytical tools such as such as ACL or IDEA
Certification in one of the following is preferred: CISSP, CRISC, CISM, CISA, CPA, and CIA

Senior IT Auditor Resume Examples & Samples

Conducts audits and/or special reviews of the Company’s controls and procedures over the Company’s Information Technology (IT) infrastructure, systems development and business applications in accordance with the annual risk based audit plan for design and operating effectiveness of internal controls, including Sarbanes-Oxley related controls
Supervise, coach and provide on-the-job training and when assigned as the “In-Charge”, time spent supervising increases
4-year degree bachelor’s degree required, in related field of study (e.g., Management Information Systems, Information Technology, Computer Science)
Professional certification preferred (i.e., CISA, CISSP, CIA)
2-3 years of relevant prior work experience required, with related industry work experience preferred
Effectively communicate with individuals at various levels of Company
Strong written and verbal/interpersonal communication skills are necessary to negotiate and to present audit findings in a clear and professional manner
Must have above average mathematical skills, including the ability to compute rates, ratios, and percentages
Ability to work with mathematical concepts such as probability and statistical inference
This position requires the ability to work independently, demonstrate excellent judgment, professional skepticism, and a strong learning aptitude to understand the Company’s business processes
Strong analytic and problem-solving ability is required, with the ability to review and complete a risk based overview and evaluation of an IT operation’s overall control environment

Senior IT Auditor Resume Examples & Samples

Assist in the preparation of Risk Based IT audit plans and programmes of work to support the delivery of an Audit Opinion to the board
Assist in the management of the resolution of agreed exceptions with the business areas and stakeholders within agreed timetables
The underlying technologies that support key banking processes
Dealing with Business & IT management and building effective relationships without compromising independence
The Financial Services Regulatory environment; key risks associated with the banking industry; and application of internal audit methodologies
For this role, there is a preference for candidates with Information Technology experience. For example experience could include working in one or more of the below areas
For this role, there is a preference for professionally qualified candidates who hold a 3rd level I.T. degree/diploma/certificate or an appropriate level of industry experience
Ideally CISA/CISM/CISSP/CRISC. (Candidates should be either undergoing or willing to take one or more of these exams)
Ability to display an understanding and experience of key banking systems and development and support processes
Minimum of three years technology experience in financial services or IT audit
Please refer to Information Technology/ IT Audit specific criteria listed below
Audit – Acts as a source of expertise on specialist I.T. topics for the audit team
Results Focus – Goes beyond focusing on agreed goals to create new and stretching challenges, and learns from mistakes
People Management – Creates joint responsibility for personal development and delivery of performance objectives, setting challenging goals, coaching results
Problem Solving & Decision Making – Appropriately analyses issues, drawing on expert advice, consulting and collaborating, taking decisions
Communication & Influencing – Communicates with confidence and competence to positively influence the outcome of decisions and gain commitment

Senior IT Auditor Resume Examples & Samples

Prior infrastructure experience
Demonstrated understanding of technology
CISA, CPA, or IA

Senior IT Auditor Resume Examples & Samples

Relevant professional certification required as a Certified Internal Auditor (CIA), or Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA)
Solid communication, organizational, planning, problem solving skills
Experience working in the healthcare field, exposure to not-for-profit and faith-based institutions
Masters degree
Six Sigma certification

Senior IT Auditor Resume Examples & Samples

Identify potential risks and controls, and assist in developing scope and work programs Evaluate internal controls design and effectiveness
Identify control weaknesses and suggest appropriate remediation
Build relationships with peers and clients within organization Act as a leader and role model and continuously improve self and department
Five or more years of IT internal or external audit or risk management experienc
Experience with the financial industry and related markets, and related regulatory bodie
Strong understanding of Technology
Understanding of IT general controls or other IT controls as indicated in COBI
Sound organizational, analytical, oral and written communication skills - Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives
Other skills as required in assigned areas of responsibility

Senior IT Auditor Resume Examples & Samples

Use technical, business and problem-solving skills to provide in-depth audit and consulting services for information technology risks and controls
Manage audit and non-audit projects to meet deadlines and project budgets
Effectively use audit management software and related tools
Write clear, concise audit issues, reports and other deliverables
Demonstrate understanding of financial accounting concepts and controls, project management controls, general computer controls, COBIT or ITIL and SDLC frameworks
Plan, execute and document testing of IT controls over financial reporting for SOX compliance

Senior IT Auditor Resume Examples & Samples

Provide a variety of IT advisory services related to internal control, risk management, IT controls and related standards (Sarbanes-Oxley, FISCAM, FISMA, NIST, COBIT)
Understand clients business environment and basic risk management approaches
Actively participate in decision making with engagement management and seek to understand the broader impact of current decisions

Senior IT Auditor Resume Examples & Samples

Excellent customer service orientation and understanding of organizational needs
Advanced knowledge of compliance technology and business software applications
Perform IT related sox testing
Develop and follow through with implementation of creative, value adding solutions to the most complex issues

100

Senior IT Auditor Resume Examples & Samples

Write and present comprehensive audit reports or develop presentations that clearly describe objectives, scope, conclusions, and findings and provide value added recommendations to both internal and external stakeholders. Conduct draft review meetings
Partner with clients to help provide guidance on internal control structures, information security, information privacy, process efficiencies, policy and procedures development and re-engineering initiatives as well as other complex business subjects
Ensure work-papers fully support conclusions and conform to departmental and professional standards
Assist audit staff and consults with client organizations with respect to the design and implementation of automated controls and/or automated testing of controls
Partner with clients to assess their business risks on new and/or complex subjects. Use this knowledge to provide input to audit management in development the Annual Audit Plan and Audit Universe
Plan, develop, conduct and frequently lead new or previously reviewed IT related audits of complex Company systems, operations, processes, functions and activities. These include information systems audits and special investigations requiring the application of specialized auditing principles and practices
Accumulate pertinent data, organize material, use sampling techniques and software analysis tools, make detailed analysis of existing conditions
Perform and may lead Sarbanes-Oxley IT controls testing
Research and prepare position statements on proposed and existing professional audit standards, management concerns, and regulatory decisions
Work effectively with personnel at all levels internally and externally such as outside accountants, MPSC, FERC, IRS, management consultant firms, etc. Provide mentoring, training, and direction to new IT Auditors
Provide management support for the Audit Services organization as needed, particularly with respect to Audit Services’ IT needs and systems
Provide varied desktop support for the remainder of the Audit organization, e.g. assistance with desktop tools, data retrieval, Auditing LAN upgrade projects
Ability to read, evaluate and analyze various programming languages including SQL. Design, develop, and implement CAATs. Provide CAAT and software analysis tool assistance to other auditors and clients

101

Senior IT Auditor Resume Examples & Samples

Plan and effectively complete assigned audit projects and serve as the lead auditor when performing reviews with other audit personnel
Conduct audits of the administrative, general, and application controls governing information systems and telecommunications in accordance with the annual audit plan
Conduct audit work in compliance with the professional standards promulgated by the Institute of Internal Auditors and the information Systems Audit and Control Association, and departmental policies and procedures

102

Senior IT Auditor Resume Examples & Samples

A bachelor's degree or an equivalent combination of education and experience is required
2+ years of IT audit experience is required. Big 4 IT audit experience is strongly preferred
CISA certification is strongly preferred
Must be an expert in all phases of information systems auditing
Must have strong verbal, written, and interpersonal communication skills
Must be able to travel 15 - 25% of the time
Prefer strong general knowledge of information systems and experience with SAP in a manufacturing environment

103

Senior IT Auditor Resume Examples & Samples

Execute projects and audits within the domains of: Application & Infrastructure lifecycle management
Bachelor's Degree in Computer Science, MIS, Engineering, Information Security, or a related
Foundational understanding of infrastructure components, including: servers, operating systems, data

104

Senior IT Auditor Resume Examples & Samples

Obtain understanding of the business areas and information systems, performing risk assessments and evaluating critical business and IT processes
Perform process mapping, audit test design and execution
Plan, scope, set requirements, schedule, execute and document audit effort and results with advice and guidance from the Senior Manager
Collaboratively work with relevant stakeholders in proposing recommendations and appropriate corrective actions to address any areas of concern
Provide control support to external auditors during quarterly and year-end reviews for the financial statement and Sarbanes Oxley audits
Other general audit projects and work as assigned
Flexible and open to change and new information; adapts behavior and work methods accordingly
Grasps the essence of new information; recognizes own strengths and weaknesses; pursues self-development; seeks feedback
Exhibits integrity though fair and ethical behavior toward others and a demonstrated sense of corporate responsibility and commitment
Treats colleagues and partners with respect: considers and responds appropriately to the needs, feelings, and capabilities of different people
Can be relied upon to ensure that projects within areas of specific responsibility are completed in an appropriate and timely manner and acknowledges mistakes, learns from those events and is able to move forward productively
Identifies and analyzes problems; distinguishes between relevant and irrelevant information
Ability to balance time to market with a solution and make the right trade-offs along the way
Strong analytical skills: understands and utilizes metrics relevant to role
Clear communication through expression of facts and ideas in a clear, convincing and organized manner
Good business judgment when making decisions and always considers the relevance/impact of each decision on the business

105

Senior IT Auditor Resume Examples & Samples

Able to demonstrate an ability to effectively prioritise competing commitments in order to ensure efficient delivery against agreed timeframes
Take appropriate audit risks by driving a more risk-based approach on audits while maintaining current levels of audit efficiency
To help build Technology audit presence in the India BDC and provide coaching and feedback to audit staff members as audit fieldwork progresses

106

Senior IT Auditor Resume Examples & Samples

4+ years relevant experience in areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, or application infrastructure, including actual "hands-on" experience with the technologies; experience should also include areas such as implementation, project, program management, and audit practice experience
Functional/audit/consulting experience with technical areas such as data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, application infrastructure; with experience demonstrating increasing responsibility in subject area
Strong analytical, execution and presentation skills
Familiarity with tools and technologies including a combination of the following: SAP GRC, Approva, SQL programming, ETL technologies and supporting processes, cybersecurity capability design tools and processes, python programming, Tableau, ACL and SpotFire that support data analytics, cybersecurity, cloud computing, SAP, Oracle, mobile technology, and application infrastructure
Fluent in English

107

Senior IT Auditor Resume Examples & Samples

Demonstrated knowledge of auditing principles and techniques, especially as it relates to government accounting and information technology
Demonstrated knowledge of industry regulatory requirements such as the Health Insurance Portability and Accountability Act (HIPAA) Privacy and Security Rules and Payment Card Industry (PCI) Security requirements
Demonstrated knowledge of key information technology areas including information security, asset management, network security, vulnerability management, physical security, access management, and backup and recovery
Experience in analyzing organizational problems and determining effective management processes, policy development and training procedures
Experience in using Microsoft applications
Demonstrated knowledge of good business practices
Demonstrated knowledge of concepts and methods utilized in the total quality improvement process
Experience in problem solving and decision making
Demonstrated knowledge of approaches and techniques to solve difficult problems with multiple variables
Evidence of effective verbal and written communication skills
Experience in establishing and maintaining effective working relationships
Evidence of certification as CPA, CIA, CISA, CFE, CISSP and/or CGFM

108

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree, preferably in accounting, computer information systems, business or related field
Minimum 4 years of information technology audit experience (such as general controls, application controls, and new system implementations)
Certification in at least one of the following: CPA, CIA or CISA
Big Four public accounting experience desirable
Excellent verbal and written English communication and presentation skills
High ethical standards, level of commitment and ability to cope with complexity and change
Exhibits outstanding leadership, prioritization, and time management skills
Proficient in Microsoft Office Suite; TeamMate exerience a plus
Must have data mining or Computer Assisted Audit Techniques (CAAT) experience utilizing Audit Command Language (ACL) software or similar auditing tool
Must have knowledge of auditing standards, principles and techniques
Experience auditing iSeries, Windows and AIX environments is desirable
Must have the ability to manage the collection, compilation, analysis of data
Must have the ability to gain cooperation and confidence of audit customers
Must be able to establish good working relationships with audit staff and audit clients
Must adhere to Company’s Code of Business Conduct and Ethics, and professional auditing standards & ethics
Demonstrated ability to plan, organize and supervise other professionals
Must be available to travel domestically or out of the country as required
Must be eligible to obtain a Las Vegas Gaming Control Board license
Ability to read and communicate effectively in standard English in written and oral business communications
Regular and reliable attendance is an essential function of the job
Proof of authorization to work in the United States

109

Senior IT Auditor Resume Examples & Samples

Bachelor’s or master’s degree, preferably IT related
At least 9 – 10 years of Financial Services experience a minimum of 1-2 years audit management experience or equivalent
Willingness and ability to travel to other CS locations (<20%, mostly in APAC)

110

Senior IT Auditor Resume Examples & Samples

Leads or executes internal financial and/or system audits and risk assessments within established business process controls
Tests and documents more complex financial and computer system records for information system integrity and transaction accuracy
Reports discrepancies
Preparation of less complex audit plans or assists with more complex plans
Prepares formal written reports to communicate audit results to management, and makes recommendations as appropriate
Leads onsite audit process including contracted audit staff to perform internal audits and risk assessments within established business process controls
Intermediate relevant professional work experience in the field of study required
Design and execute audit programs, operational process reviews and review of system implementations, applications and other IT-related risk areas
Communicate with and educate process owners on the importance of controls, an effective control environment, and the role of Internal Audit
Experience in one or more of the following areas: financial processes and systems, privacy, cybersecurity, Payment Card Industry (PCI) data security standards, Personally Identifiable Information (PII) data security standards, Oracle E-Business Suite, large project systems integration (e.g. ERP) or data analytics
Ability to take charge, confidence to interact with all levels, set objectives, drive results, and be a team player
Excellent communication and interpersonal skills with the ability to work with a wide variety of departments and global areas of operation
CISA/CISSP/CIA/CPA or related experience preferred

111

Senior IT Auditor Resume Examples & Samples

Execute IT and integrated internal audits, including
Bachelor degree in Information Systems or equivalent
Deep and broad technical knowledge
IT Auditor at a Public Accounting Firm (Big 4 preferred)
Demonstrated experience auditing PeopleSoft Financials
Demonstrated understanding of IT security, including emerging risks and security solutions
Working knowledge of Data Query tools (ACL, MS Access, etc.)
CISSP or CISM a plus
Strong internal control background, understanding of COBIT/ITIL methodologies
Experience in the following areas/technologies
Network Architecture/Security
Attack and Penetration Testing
Linux, Z/OS Operating Systems
E-commerce and digital platforms
Oracle/SQL Server Security
Data Center Management
RACF/ACF2
Payment Card Industry Data Security Standards
Web Server Security
Content Management Systems
Media and/or Publishing industry experience
MBA or other relevant advanced degree
CIA designation

112

Senior IT Auditor Resume Examples & Samples

Prepares planning activities for IT audits, ad hoc projects, as assigned. Develops audit objectives for the conduct of IT audits. Prepares / reviews audit programs necessary to fulfill the audit objectives. Assists with Department’s risk assessment and audit plan development process
Conducts and leads all aspects of the end-to-end IT audit process to include engagement planning, coordination, scope determination, risk and control identification, design of audit program procedures, testing, and evaluation and analysis of results. Prepares adequate documentation (workpapers) supporting all audit work performed to support the preparation of a written report to Management
Prepares comprehensive, well-written Internal Audit Reports summarizing the review results. Conducts closing meetings and presentation of IT audit results. Follows-up on status of prior IT audit recommendations to insure that report recommendations are implemented on a timely basis
Provides support to the IT Audit Manager and IT Audit Director
Participates in an integrated Audit environment with IT and non IT Auditors, responsible solely for the IT portion of the audit
Dedication, above all, to caring for patients suffering from chronic kidney failure across the nation
Four-year college degree, preferably with a major in Information Technology, Computer Engineering, or related field
A minimum of Five years of experience in Information Systems auditing field, preferably with a national public accounting firm or Fortune 500 Company
Candidate must have excellent English communication skills, both written and verbal
Familiarity with the following systems and technological environments and software tools

113

Senior IT Auditor Resume Examples & Samples

Assist in the assessment of risks and development of a risk based audit plan and
(3-7)+ years of experience in an IT audit function
Must have the ability to establish exceptional relationships and credibility with internal clients
Familiarity and practical application of IT Security and control frameworks (e.g. HiTRUST, FFIEC IT Booklets and Cyber Security Framework, COBIT, etc
Technical proficiency in four or more of the following areas
Big 4 or Regional Audit/Consulting Firm experience in a Risk Assurance and/or Risk Advisory capacity
IT Internal Audit Experience
CISA, CISSP, CISM, Security +, CEH and/or other Certifications a plus (CIA, CFE, etc.)
Financial services experience, including working in regulated environments
Knowledge of HiTRUST, COBIT5, ISO 27001, ITIL, NIST, FFIEC Standards

114

Senior IT Auditor Resume Examples & Samples

Execute projects and audits within the domains of: Emerging infrastructure technologies (e.g., cloud, mobile, unified communications, hyperconverged infrastructure, and ‘operational intelligence), Traditional infrastructure platforms (e.g. network, UNIX/Linux, Db2, Oracle, Windows server, end-user computing), Infrastructure services (e.g. ITIL processes, performance / capacity management, data center management / technology resilience, service oriented infrastructure, and network segmentation)
Research new technologies, understand existing processes, and reference recognized standards and frameworks Interface with our project clients to identify and understand potential risk areas
Contribute to the definition of final project scope
Pursue continuous professional development through company paid internal/external training, certifications and/or continuing education Identify opportunities for continuous improvement
Minimum of 3-5 years of experience, with 3+ years of recent experience in data center environments operations
Strong foundational understanding of infrastructure components, for instance, servers, operating systems (e.g. z/OS, Linux), data storage (e.g. SANs, databases such as Oracle, SQL Server, DB2), directory services (Active Directory), and basic networking concepts
Working experience and/or technical knowledge of virtualization/cloud/mobile concepts and technology (e.g., VMware, OpenStack, AWS, IaaS, PaaS, SaaS, and MDM platforms)
Professional certification (e.g., VCP, CCTP, CompTIA, CDCMP, CCNA/P, ITIL, Microsoft, UNIX, and CISA) is a plus

115

Senior IT Auditor Resume Examples & Samples

I.S.A., C.I.S.S.P., C.I.S.M., C.I.A. and/or M.B.A preferred
Special Skills knowledge and practical experience in dealing with: Databases, Operating Systems, UNIX, Windows, Active Directory, Oracle, SQL, SaaS applications, Workday, Oracle EBS
Generally requires up to 25-35% travel to Company locations. Special projects (acquisitions/investigations) may warrant additional travel. Weekends after hours work may be necessary

116

Senior IT Auditor Resume Examples & Samples

The Senior IT Auditor position will focus on ensuring attainment of audit objectives by prioritizing and executing test plans in accordance with the department's policies and procedures within the scheduled timeframe
Assist in planning of the audit approach and scope, preparation of risk and control matrix, and determination of the testing strategies
Gain an understanding of client risks, controls, and areas of operational improvement Prepare internal control documentation, including walk-throughs and process flows/narratives, to identify risks and key controls
Obtain, analyze, and appraise evidentiary data in order to evaluate the adequacy and effectiveness of internal controls
Identify internal control gaps and deficiencies, as well as efficiency and effectiveness opportunities
Provide recommendations for improved and enhanced controls and business efficiencies to clients
Assist in development of draft reporting and deliverables
Keep current on the latest audit techniques, standards and best practices through participation in professional organizations and maintaining the continuing professional education requirements

117

Senior IT Auditor Resume Examples & Samples

Execute audits with a focus on business processes and their supporting IT processes, including: system mapping, data flow and interfaces, key report validation, application controls, IT general controls, and supporting IT infrastructure
Minimum of 3-5 years of experience, with recent experience in consulting, internal audit, compliance or other internal control functions
Familiarity with common technology, project management, and control assessment frameworks (e.g., ITIL, NIST, and COBIT)

118

Senior IT Auditor Resume Examples & Samples

Planning: Utilize a risk-based approach to planning and performing audits
Fieldwork: Perform testing of identified areas in line with professional standards. Manage audit work to ensure timely completion
Reporting: Ensure quality and accuracy in concise reporting and consistency across audits
Methodology: Perform duties in accordance with JCI audit standards and procedures. Use Internal Audit applications as required and to their full potential (MetricStream, Sharepoint, etc). Aid in analyzing the audit process to improve efficiency and effectiveness
Communication: Provide frequent audit status updates and present audit results to the business stakeholders. Understand the importance of partnership with the business
Staff: Train and coach staff to further staff's advancement and support recruiting and hiring new staff in support of the audit plan. Provide input in performance evaluations of staff
Bachelor’s degree in Management Information Systems, Accounting, Finance or equivalent
Professional certification such as CISA, CISM, CISSP, CIA, or CPA is preferred
Minimum 2 years of experience as an information systems auditor (in public accounting or industry)
Experience with integrated ERP systems (preferred: SAP, Oracle, QAD MfgPro, Baan or iScala)
Excellent task management and organization skills
Ability to work effectively with people even under challenging circumstances

119

Senior IT Auditor Resume Examples & Samples

Audits the Company’s IT activities to determine adherence to established plans, policies, procedures and best practices
Participates in an integrated audit environment with IT and non IT Auditors, leading the IT portion of the audit
Prepares planning activities for IT audits and ad hoc monitoring projects, as assigned
Develops audit objectives for the conduct of IT audits. Prepares audit programs necessary to fulfill the audit objectives. Assists with Department’s risk assessment and audit plan development process
Conducts and leads all aspects of the end-to-end IT audit process to include engagement planning, coordination, scope determination, risk and control identification, design of audit program procedures, testing, and evaluation and analysis of results. Prepares adequate documentation (workpapers) supporting all audit work performed to lay the groundwork for the preparation of a written report to Management
Prepares comprehensive, well-written Internal Audit Reports summarizing the review results. Conducts closing meetings and leads presentation of IT audit results. Follows-up on status of prior IT audit recommendations to insure that report recommendations are implemented on a timely basis
Completion of CISA, CIA or CISSP or equivalent or willingness to sit for an exam within first year of employment
A minimum of five years of experience in Information Systems auditing field, preferably with a national public accounting firm or Fortune 500 Company
Ability to travel approximately 25% of work time, including domestic and international travel
Advanced knowledge of auditing processes/procedures
Experience in developing audit plans based on identification of expected controls
Experience in conducting integrated audits alongside operational and financial auditors
Ability to share and impart knowledge
Ability to balance detail with departmental goals/objectives
Ability to work independently and to determine own methods to accomplish objectives within the department’s methodology
Complex investigative, analytical and problem solving skills

120

Senior IT Auditor Resume Examples & Samples

Utilize a risk-based approach to planning and performing audits. Plan and supervise international and domestic audit engagements and assurance assignments of Catalent entities. Assignments could include financial, operational, technology and other internal control reviews such as SOX, transaction and account balance testing. Duties include evaluating and assessing business and audit risk, audit planning and audit execution, including, assigning of audit areas, management of budgets, and review of test work and performance of selected audit areas
Perform testing of identified areas in line with IT Audit professional standards. Manage audit activities to ensure timely completion of all deliverables. During assignments the senior is expected proactively partner with the client to identify control deficiencies / gaps, process improvement opportunities and propose solutions for issues / gaps identified
Ensure quality and accuracy in concise reporting and consistency across audits. Document assignments and findings in formal written communications clearly and concisely. Clearly and thoroughly documents all audit work and conclusions via a well-organized set of work papers. Ensures audit recommendations are tracked and implemented in a timely manner
Perform audits in accordance with Catalent’s audit standards and procedures. Use Internal Audit applications to their full potential (Workiva, Sharepoint, etc.). Aid in analyzing the audit process to improve efficiency and effectiveness. Audits include, but are not limited to, the following: Pre/Post-implementation reviews for applications and supporting infrastructure, integrated audits (IT and finance), cyber security, special projects and compliance activities such as Sarbanes-Oxley attestations
Provide frequent audit status updates and present audit results to the business stakeholders. Understand the importance of partnership with the business
Other Projects: Lead and execute special audit and assurance projects that may include investigations, legal audits, system reviews, agreed upon procedures, risk assessments, etc

121

Senior IT Auditor Resume Examples & Samples

Analyze business processes and controls to identify risk areas to be considered for internal audits or projects that could increase effectiveness and efficiency of operations or reduce vulnerability
Prioritize work in order to staff jobs effectively and in accordance with the audit plan
For complex areas, plan, organize and conduct information systems audits covering identified risk areas
Ensure that audits and other projects, performed on a wide variety of computing environments and computer applications, are competently and efficiently performed and accurately interpret results against defined criteria; consideration must be given to the relationship between computer controls and financial impacts
Track and report the status of audit projects
Assist external auditors and regulators in conducting their work at Alliance Data Systems to minimize disruption to operations and to achieve meaningful results
Communicate issues and status of the project to senior management and/or auditees
Develop lasting relationships with line of business and seeking to further these relationships through quality service delivery and the successful execution of projects
Generate innovative ideas and challenge the status quo
Work under the direct supervision and guidance of a Manager
Bachelor's Degree in Computer Science, Accounting, or IT related field
2 or more years in Information Technology Audit, Public Accounting, or other relevant experience
Solid understanding of Information Technology Regulation such as Gramm-Leach-Bliley Act Section 501(b), Sarbanes Oxley Section 404 and Payment Card Industry Data Security Standard (PCI-DSS)
Knowledge of Information Technology Frameworks such as COBIT, ISO, ITIL
Project oriented self-starter with the ability to work independently, highly motivated
Ability to manage multiple projects and multi-task responsibilities
Strong project management and supervisory experience
Familiarity with administration of NT, UNIX, MVS 390, DB2, Web applications and other common mainframe and application level systems
CISA, CISM, or CISSP
Ability to provide holistic vision (“Big Picture Thinking”)
Experience leading technical audit teams
Clear understanding of Information Security Policies covered under ISO
Experience with auditing general networking controls (i.e., firewalls and remote access)
Strong proficiency with the logical security of Windows and UNIX
General knowledge of Oracle and SQL database security
Understanding of general audit controls covering Physical Security, Change/Problem Management, Disaster Recovery/Business Continuity, Project Management

122

Senior IT Auditor Resume Examples & Samples

Plans, organizes and performs information systems audits worldwide within cost and time budgets
Develops accurate and complete audit work papers that adequately support audit findings and documents work
Timely prepares audit issues summarizing findings and recommendations and discusses them with the auditor
Performs internal control testing and documentation in compliance with Sarbanes-Oxley requirements
Timely prepares draft audit reports for Supervisor/Manager review and Director issuance to management
Reviews and ensures that audit findings are representative and work papers are comprehensive and fully supported
Develops cost effective solutions to control weaknesses or inefficiencies noted
Coaches and trains auditors on an as needed basis
Participates on special projects and investigations on an as needed basis
Travels 10% of the time. Handles special projects, as assigned
Bachelor's Degree in Information Technology or Computer Science or equivalent
5 years’ experience in internal or external auditing, and/or relevant experience
Certification required (e.g. CISA or CISSP)
Strong knowledge of IT audit procedures, including planning, techniques, test and sampling methods is required
Technical experience is required: use of Windows, Active Directory, Firewalls and SAP, Oracle & Unix is a plus
Experience writing Audit Programs/controls is required
Public accounting experience and certification desired (e.g., CISA, CISSP)
Advanced PC skills, including Word and Excel
Strong technical, analytical and decision making skills
Self-motivated. Able to work independently
Good interpersonal skills with excellent oral and written communication skills
Able to interact with all levels of management
Commitment to customer service and ability to work in team-oriented environment
Good judgment - fair and objective
Commitment to BHI Core Values

123

Senior IT Auditor Resume Examples & Samples

Develop and provide controls, standards, process improvement recommendations, technical guidance and awareness for information technology compliance
Research, interpret, develop, maintain, and apply compliance regulations and control descriptions for information technology audits such as ISO 9001 (Quality Management System), ISO 27001 (Information Security Management System), Sarbanes-Oxley (SOX), Payment Card Industry (PCI), Service Organization Control (SOC), Policy, etc
Execute on all aspects of information technology audit efforts including planning, preparation, audit reports, field work, and follow-up activities
Participate in risk mitigation sessions for new projects or processes and ensure that all significant regulatory risks are identified and accounted for appropriately
Evaluate remediation plans and provide consultative support as to the interpretation of regulations and their implementation
Maintain position as a subject matter expert in current and new information technology compliance laws and best practices
Respond to inquiries about the Company’s compliance status and controls
Improve the organization’s information technology compliance awareness and understanding of business impact
Bachelor’s degree required or higher in Information Technology or any relevant fields
CISA (Certified Information Systems Auditor) preferred
5+ years related work experience, including 3+ years in Information Technology and 1-2+ years in IT Audit
Technology, personal effectiveness and organizational skills
Familiarity with audit and standards processes including ISO, PCI, Sarbanes-Oxley, and SOC 1/2/3
Practical experience with the identification and remediation of compliance and security vulnerabilities
Thorough knowledge of technology platforms, products and services
Ability to communicate at all levels in the organization
Demonstrated strong problem-solving skills
Personal responsibility, in partnership with management, for career and development goals
Exhibited leadership in the knowledge and application of compliance initiatives
Ability to set project scope, delegate tasks and deliver quality results
Position requires frequent contact with senior management, external auditors, software engineers, product development groups and technology operations
Some travel required (up to 5 weeks per year)

124

Senior IT Auditor Resume Examples & Samples

Participates in and may lead or coordinate information technology audit projects to identify and resolve complex processes /issues
Oversees the effective execution and documentation of testing associated with the field work phase of the audit, including ensuring audit program steps are properly performed
Appropriately structures and writes major sections of audit reports and other outputs intended for audit customers
Ensures initial audit findings are reviewed for quality purposes and shared with management responsible for audited processes in a timely and efficient fashion
Performs and/or ensures that all relevant audit work findings are reviewed, approved and filed as required
Provides analysis, interpretation and advice to management regarding audit projects
Provides guidance to less experienced audit staff
Strong knowledge of corporate auditing practices, procedures and principles as well as solid knowledge of the insurance industry, the organization and departmental functions and operations
Strong knowledge of GAAP, statutory and other complex accounting principles, practices and procedures which may include an accounting specialty area
Strong knowledge of software and hardware systems and the ability to learn new systems applications quickly
Strong interpersonal, presentation, verbal and written communication skills with the ability to effectively interact with internal and external business partners
Thorough knowledge of the organization's systems with the ability to modify or develop new systems
Strong knowledge of Microsoft Office Suite, accounting systems and applications, and other business-related software systems
Bachelor's Degree, preferably in computer science, accounting or finance, or equivalent. Advanced degree or professional designations preferred
Typically a minimum of three to five years of related experience
LI-MR1*TMJ-MR1

125

Senior IT Auditor Resume Examples & Samples

Assesses IT risks through control auditing practices
Bachelor's degree (B. A.) from four-year college or university in Audit, Computer Science, or Management Information Systems
3 + years experience in IT Audit or IT Risk Management
Extensive knowledge of the IT Governance Institute’s Control Objectives for Information and related Technology (COBIT) framework for IT governance
Extensive knowledge of the Sarbanes-Oxley Act of 2002
Possess a proven track record in the preparation/development of documentation and testing of internal controls and systems
Ability to communicate effectively with internal management as well as external firms
Disciplined self starter who can work with minimal supervision
Familiarity with the IBM AS/400 security environment
Familiarity with auditing ERP applications
Preferred

126

Senior IT Auditor Resume Examples & Samples

Evaluate IT general and application controls
Contribute to IT control evaluation projects
Provide IT controls guidance with respect to client information systems, technology architecture, and security
Review and prepare work papers and presentations
Prepare audit reports and communicate issues to management
Participate in strategic and tactical initiatives related to new product offerings and services
Perform research on technology products/trends and professional standards as it relates to IT controls and the IT audit profession
Identify additional client service needs

127

Senior IT Auditor Resume Examples & Samples

Professional designation in, or ability to begin or complete a program to achieve, one or more of the following certifications within 180 days: CIA, CISA, CPA, CISSP, PMP, or Graduate Degree
Strong experience in technology auditing to include applications development, technology infrastructure (such as databases, operating systems, networks), information security, change management and business continuity planning & disaster recovery
Knowledge and experience in performing audits of technology projects and programs (SDLC reviews)
Strong knowledge of risk management principles
Experience with IT concepts, business applications and related controls
Proven ability to design and execute audit plans, procedures and testing for control compliance and core operational / financial audits
Experience assessing the adequacy of the internal control environments through the identification of inherent risks in the business and key controls designed to mitigate those risks

128

Senior IT Auditor Resume Examples & Samples

Working with the IT Audit Manager to perform walkthroughs and testing associated with IT general controls for SOX, compliance audits and/or other operational audits
Drafting key deliverables including audit reports and metrics
Working with the financial audit team to perform testing of automated and the system-related portion of IT dependent manual controls
4+ years of performing IT risk assessments and audits
Specific experience with IT general controls for SOX auditing frameworks and requirements
Working knowledge of Windows/Linux OS, MS SQL/MySQL DB and Agile, DevOps and CI/CD concepts; ability to read program code is a plus
Experience in software development and eCommerce environments preferred
Working knowledge of and experience with Microsoft Excel, Access, PowerPoint and Visio; VBA and MS SQL are a plus
Excellent verbal and written communication, internal customer service, analytical and interpersonal skills
Ability to thrive in face paced, constantly changing environment

129

Senior IT Auditor Resume Examples & Samples

Bachelor’s Degree required in Computer Science and/or Accounting preferably; Master’s Degree desired
Certified Information System Auditor (CISA) preferred; and other professional certifications considered include CIA, CISSP or CISM; and CRISC a plus
2+ years of progressive IT Audit experience in public accounting and/or internal audit/compliance role with a proven track record of accomplishments
Experience auditing ERP Application Controls, Systems Development Life Cycle (SDLC), Information Security Assessments, Cloud Computing, and IT General Controls
Working knowledge of SAP Application and Basis controls (e.g., FI, CO, MM and SD modules), a plus
Understanding of Operating Systems, Relational Databases and Network Infrastructure components required
Experience performing complex data analysis using Excel, Tableau, Audit Command Language (ACL) or IDEA is preferred
Strong computer skills using Microsoft application suite (Word, Excel, and PowerPoint). Process mapping and flowcharting experience using Microsoft Visio, are a plus
Experience leading and supervising a team of professionals to complete projects on time and within budget, preferred
Ability to travel 20% of the time. Able and willing to travel internationally at least twice per year
Continuing education in IT systems, IT audit techniques, and/or data analysis desired; as well as exhibit strong desire for continuous learning and improvement
Demonstrated ability to organize, schedule, and manage multiple projects
Proven flexibility to supervise audit teams and perform audit procedures
Excellent written and verbal communications skills to interact with all levels of management
Strong detail orientation with ability to multi-task and prioritize

130

Senior IT Auditor Resume Examples & Samples

Works with the project team to optimize the design and structure of subcontracts
Ensures all subcontracts entered into by CWC are on terms and conditions and where appropriate at prices acceptable to CWC
Manage subcontract risks
Negotiates subcontracts with suppliers
Manages subcontract claims and variations received/issued by CWC
Develops appropriate reporting and subcontract management processes for projects
Interacts with all levels of the organization
Provide advice and guidance to business as required
Further education, A-Level minimum or equivalent and/or ability to demonstrate competence to successfully carry out the requirements of the role
Exceptional negotiation and influencing skills
Leadership -- a demonstrated ability to lead people and obtain results through others
Flexible, as some out of hours and weekend working may be required. Some domestic and foreign travel may also be required

131

Senior IT Auditor Resume Examples & Samples

Participates in the evaluation and assessment of significant functions and new or changing systems, processes, operations, and control processes coincident with their development, implementation, and/or expansion. Executes field work and also reviews testing completed by staff (or consultant IT Auditors) in conducting audits for the organization to assess effectiveness of controls and efficiency/effectiveness of IT operations. Responsible for assisting with the performance of project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of IT audit staff (or consultant IT Auditors). Performs detailed audits, and detail review of, information technology infrastructure, applications and processes to determine the adequacy of control design and evaluate control operating effectiveness in accordance with SOX 404. Researches issues and makes recommendations to improve processes or procedures accordingly. (65%)
Audits the implementation, execution, and adherence of IT Governance policies and processes. Utilizes CAATs and audit tools to assist in data mining and the analysis/evaluation of business data integrity. Benchmarks audit activities to industry standards and best practices. (20%)
Prepares reports of findings and recommendations for management. (10%)
Assists with Internal Audit’s risk assessment and planning process. (5%)
Strong interpersonal skills – a relationship builder that relies on collaboration with auditees to develop practical solutions and to solicit important information to help develop our audit plan

132

Senior IT Auditor Resume Examples & Samples

Perform information security assessments including technical and business process aspects
Assist in developing processes, tools, and techniques to enhance the performance of technical network security audits
BS degree (or equivalent) and minimum of 8 years of IT, information security or technology audit related experience; including
Solid knowledge and experience in integrated IT audit practices, techniques, and tools
Solid knowledge and experience in information security related practices, techniques, and tools
Security or system administration related experience in multiple network and host platforms, monitoring and analysis, as well as vulnerability and architectural assessments. Application security design or vulnerability assessment experience is a plus
Strong knowledge and experience in Information security, systems administration or IT auditing
Strong communication skills with the ability to interface with both technical experts and senior level management. Able to articulate technical issues in terms of business risk
Organization and management experience a plus
CISSP, CISA, CIA, CISM or similar certification a plus

133

Senior IT Auditor Resume Examples & Samples

Master’s Degree and/or related certification such as CPA, CISA, CISSP or CISM
Knowledge of external regulations such as HIPAA, FERPA, PCI Standards and GLB
Higher Education and/or healthcare audit experience
Experience with ACL, SQL or similar audit data mining applications as well as automated work papers
Experience in maintaining servers (including virtual), installing software upgrades, and performing tests of backup/recovery procedures
Experience using IT forensics tools

134

Senior IT Auditor Resume Examples & Samples

Ability to communicate succinctly and effectively with management
Strong analytical, deductive and problem solving skills
Ability to meet commitments, deadlines, and schedules
Demonstrated ability to use technology to improve the effectiveness of assignments, increase efficiencies, and quickly complete work objectives
Ability to successfully manage multiple assignments and projects simultaneously
Bachelor’s degree in Management Information Systems, Computer Science or related degree
3-4 years of experience in public accounting, or 4-5 years of experience in an internal audit department of a large corporation, with a focus on information technology audits
Ability to travel 20 - 40%
Familiarity with information technology frameworks, including but not limited to COBIT, ITIL and ISO 27002
Practical knowledge of processes, risks and internal controls
PC proficiency in MS Office applications (Excel, Word, etc.)
Experience using ACL or comparable software to perform various audit techniques and analytical procedures
Current designation and maintenance of a Certified Information Systems Security Professional (CISSP), Certified Information Systems Auditor (CISA) or similar certification
Understanding of manufacturing and/or consumer products industries
Experience with auditing SAP (ECC and BW)
Working knowledge of CCH TeamMate Audit Management Software
Multiple language skills (written and spoken)

135

Senior IT Auditor Resume Examples & Samples

University education (MSc, e.g. Information Management, Business Informatics,Business Economics), preferably complemented by a Postgraduate IT audit degree and/or CISA title
3 to 7 years relevant working experience in IT audit, risk management, consulting, information technology management, or retail IT
Preferably: experience in project management and/or project assurance, ERP systems, data privacy, and data analysis
Strong analytical skills, broad interests and intrinsic curiosity
Fluent in English. Ability to speak Dutch, Greek, Serbian, or Romanian is a plus
Willingness to travel, including international of 20-30%

136

Senior IT Auditor Resume Examples & Samples

Experience in analyzing organizational problems and determining effective processes, policy development and training procedures
Experience in using Microsoft Office Suite
Experience in problem solving with the ability to apply strong critical and logical analysis to business scenarios in the context of technology and data architecture
Experience in clearly articulating to all stakeholders
Experience in managing, supervising and evaluating assigned staff
Experience in working effectively in an environment subject to changing priorities, sensitive/confidential information and short deadlines
Experience in developing and maintaining cooperative working relationships both within and across
Organizational areas
Demonstrated knowledge of stimulating changes in individual, institutional, and corporate behaviors to create a more sustainable environment
Experience in leading by example in communicating, participating and encouraging support of the institution’s sustainability programs
Demonstrated knowledge of industry regulatory requirements such as Health Insurance Portability and Accountability Act (HIPAA), Privacy and Security Rules and Payment Card Industry (PCI) Security Requirements
Demonstrated knowledge of Information Security Control Frameworks and Control Standards such as COBIT, NIST and ISO
Experience in using advanced Excel skills

137

Senior IT Auditor Resume Examples & Samples

Perform risk evaluation of audit area to identify key controls for review. Assist in the drafting of the audit program and audit scope
Able to identify key control issues and develop them into report comments with appropriate recommendations for resolution
Having day to day contact with the audit clients; responsible for keeping the client informed of the progress of the audit and any issues that arise

138

Senior IT Auditor Resume Examples & Samples

1) Client facing personality and presentation
2) 2-4+ years of IT Audit w/ in public accounting, must have supervisory experience
3) CISA, CISSP or some other cert highly preferred

139

Senior IT Auditor Resume Examples & Samples

Minimum two years of experience in public accounting or internal audit required (Big 4 or large regional public accounting experience preferred)
International and manufacturing experience a plus
Superior relationship management skills, including written and verbal communication skills
Consensus builder especially where opinions diverge
Ability to interact and communicate with all levels of management, including staff, managerial, and senior level personnel in IT and business roles
Capable of working independently with minimal supervision
Ability to operate effectively in a matrix organization, working with other internal audit managers and directors as needed
Exhibit a strong appetite for continuous learning and improvement
Strong understanding of information technology controls and IT control frameworks such as COBIT, ITIL, and ISO
Working knowledge of COSO, generally accepted auditing standards, and generally accepted accounting principles
Understanding of Operating Systems, Databases, and Network Infrastructure components, including the ability to identify key application controls
Demonstrated project management skills, including the ability to meet deadlines, prioritize multiple tasks, manages priorities, and prepare timely updates of project status
Ability to review, analyze, and develop practical recommendations for control deficiencies or process improvement opportunities noted during the course of fieldwork
Ability to effectively evaluate management responses and action plans to mitigate risks
Strong understanding of the Microsoft Office Suite (Excel, Word, PowerPoint, Access and outlook)
Experience with audit/data analysis tools such as ACL a plus
Experience with Oracle, AS400, Mainframe, and MS Dynamics a plus

140

Senior IT Auditor Resume Examples & Samples

Serve as a fieldwork leader by directing progress of fieldwork, informing supervisors of engagement status, and managing staff performance
Collaborate with other internal audit team members and clients to plan, identify and address key technology-related controls within engagements
Use knowledge of the current IT environment and industry IT trends to identify business risks, and communicate this information to the Internal Audit team and client management through written correspondence and verbal presentations
Demonstrate and apply strong project management skills, inspire teamwork and responsibility with Internal Audit team members, and use current technology and tools to enhance the effectiveness of deliverables and services
Build and cultivate strong personal relationships with peers in the organization and the business community
A minimum of 5 years experience working as an IT auditor or IT risk adviser for a public accounting firm, a professional services firm, or within industry
CISA, CISSP, CISM, CIA, CPA or CFE certification is desired; non-certified hires are required to become certified to be eligible for promotion to Internal IT Audit Manager
Knowledge and understanding of IT audit and risk management
Significant experience in applying relevant technical knowledge in the following areas: IT general controls, applications controls, and system development control methodologies
Strong project management skills along with excellent leadership, teamwork and client service skills
Ability to communicate effectively to technical and non-technical audiences, in both written and verbal formats
Ability to adhere to and enforce strict workpaper quality standards which includes ability to gather objectives, evidence to reach conclusions, and document findings
Familiarity with the financial services industry and/or financial regulators (e.g. FFIEC, OCC, SEC, FINRA, etc.) is desired

141

Senior IT Auditor Resume Examples & Samples

Bachelor's Degree in Business, Computer Science, Computer Information Systems or a related field, and familiarity with COBIT and ISO 27001
3+ of IT audit experience, with a CISA, CISSP or other related certifications
Ability to identify/assess business and IT risks, design appropriate audit steps and plan, execute and wrap up audits independently
Proficient in IT general controls, application controls, business process reviews, and IT infrastructure security and control reviews, such as Windows/UNIX/LINUX servers, Oracle and MS SQL databases, networks (WAN, LAN and wireless), web applications and workstations
Experienced in the use and review of common IT audit tools, such as Microsoft Baseline Security Analyzer and Qualys
Good written/verbal communication, client service and project management skills
Team-oriented
SAP audit experience

142

Senior IT Auditor Resume Examples & Samples

Conducts or assists in the conduct of studies of limited-to-moderate complexity to assess the soundness, adequacy, compliance, and cost-effectiveness of the enterprise's operational, financial, and information systems' controls
Reports on findings to business management and assists in compiling reports for senior management
Devises and recommends remedies to faulty systems and procedures; to the extent possible, assists in their implementation
May participate in projects, completing assigned tasks and responsibilities within the assigned budget and timeline
May assist clients in developing actions to resolve audit issues; may assist audit management in communicating findings to business clients; maintains a positive working relationship with auditees; maintains an ongoing relationship with key business contacts
Performs other related duties as assigned or required
3-5 yrs. relevant business experience
Working towards CISA, CIA, CPA, CISM or CISSP designation
Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.); system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
Possesses fundamental understanding of IT control concepts (application controls, separation of development, test, and production environments, testing methodologies, etc
Possesses intermediate understanding of data analysis tools such as ACL, and application of financial and operational analytics; knowledge of risk-based analytics of business finances and operations, and data sources that drive the analytics
Possesses intermediate-level understanding of Generally Accepted Audit Standards, IIA standards, accounting and auditing sampling and testing methodologies, Sarbanes-Oxley requirements, risk management, and SEC and statutory reporting; also intermediate-level understanding of the financial services industry

143

Senior IT Auditor Resume Examples & Samples

Working towards CISA, CIA, CPA, CISM or CISSP designation. Possesses intermediate-level understanding of IT general controls (security, change management, disaster backup recovery, data center, etc.); system development lifecycle methodology, operating system and database platforms (mainframe, client/server, Web services, Windows, UNIT, AS400, DB2, etc.)
Strong written and verbal communication skills, including listening and interviewing skills
In order to post for this position, you need the proper work authorization to work in the country where the position is located and not require relocation assistance
Investments audit experience is highly preferred

144

Senior IT Auditor Resume Examples & Samples

Reviews of IT and Investments-related integrated processes for compliance with MetLife Policy and controls standards, regulatory requirements, leading practices, and procedural efficiency and accuracy
Identification, drafting, and communication of audit issues and audit reports as well as review of management’s proposed mitigation plans for appropriateness
Recommendations and implementation of changes to the control environment or operating processes
Support integrated systems pre- & post-implementation audits on major systems transformations
A combination of technical depth of IT risks in cloud computing, data governance, mobile applications, and eBusiness platforms is a plus
Minimum of 3–5 years audit or financial services industry experience, public accounting experience preferred
Certified as, or working towards a CIA, CPA, CISA or FLMI designation
Competent knowledge of financial services / IT operations, procedures and policies. Strong familiarity with appropriate business processes and transactions
Intermediate understanding of
IT general controls (e.g. security, change management, disaster backup recovery, data center, infrastructure, etc.)
Operating system and database platforms (e.g. mainframe, client/server, Web services, Windows, UNIX, AS400, DB2, etc.)
IT governance processes (IT Policies and Standards, ET Road Map)
IT Risk Management’s assessment processes (e.g., Security Assessments, Vendor Reviews, Risk Assessment)
IT application control concepts (e.g. application processing controls, system reconciliations, matching, workflows, etc.); and
COBIT principles, Generally Accepted Auditing Standards, Sarbanes-Oxley requirements

145

Senior IT Auditor Resume Examples & Samples

Assist in executing against the annual IT audit plan based on an assessment of S&P Global’s goals and objectives
At least 3-5+ years IT industry/IT Audit experience. Big 4 experience a plus
CISA is highly preferred
Understanding of general IT and application controls
4 Year College Degree in Computer Science, Information Technology or related major
Knowledge of information systems, including Oracle, preferably large modern systems utilizing UNIX, Windows, Networks, Messaging technology, enterprise Database, and emerging technologies, e.g. mobile, cloud, BYOD
Must be able to communicate effectively (orally and written) with professionalism and possess strong presentation skills among all levels of management
Travel will be limited

146

Senior IT Auditor Resume Examples & Samples

Plans, leads, manages, directs, and performs audits and evaluations of risks and controls. Analyze relevant objectives, risks, business processes, and controls to ascertain whether significant risks have been adequately and effectively mitigated and managed. Provide business partners and the Manager of Internal Audit with comprehensive analyses, reports, observations, and recommendations and perform follow-up audits to ensure that prior recommendations have been implemented in a timely manner
Assist the Audit Manager(s) with identification of risks and auditable areas and help develop the annual audit plan, budget, and assisting with the risk assessment process
Build good working relationships with all levels of management and educate management on the benefits of effectively controlled operations and of the need for the development and ownership of effective controls within the Company
Coordinate work efforts and communications with external auditors as needed
Coach, train, and monitor audit staff assigned through each step of the audit. Review the work of staff for sufficiency of scope, accuracy and completeness. Perform an evaluation of all staff at the end of each audit/project
Seek out opportunities with management to perform advisory services for new or existing processes
Perform extensive background research on the audit area, define the audit scope and objectives, and develop a detailed understanding of the activity under audit, including risks and controls, within a limited time period
Support annual Sarbanes-Oxley management assessment process by testing and evaluating business process and/or IT controls
Degree or equivalent in Accounting, Finance, Operations, Business Management or Information Systems, MBA or MSA preferred, but not required
Professional Certification/designation in accounting (CA or CPA) or auditing (CISA or CIA) preferred. Committed to self-improvement and education that will affect future audits
3-5 years of professional work experience in, IT, or information security, public accounting preferred, but not required
Extensive knowledge of IT SOX, COBIT, and the IIA/ISACA best practices as necessary, including risks, internal controls, and Standards for the Professional Practice of Internal Auditing
Extensive knowledge of operating systems, applications, networks, security, change management and SDLC required
Ability to learn complex processes quickly, think critically, make assessments and develop conclusions. Ability to establish credibility with people and skill in collecting and analyzing complex data
High level of project management skills required, including working on multiple projects with varying priority (multitasking). Ability to manage time, meet deadlines, work in a team environment, and manage/mentor/train audit staff. Comfortable with a high level of decision making
Considerable skill in effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations. Extensive experience with audit report writing with distribution to Senior Management. Proficient in word and excel to compile information, perform analysis, and document work
Ability to develop and manage effective relationships with management including the ability to be persuasive in dealing with difficult situations, negotiating issues and resolving problems

147

Senior IT Auditor Resume Examples & Samples

Accounting Degree
Knowledge of Application Controls
3-6 years of IT audit experience out of Financial Services / infrastructure controls experience

148

Senior IT Auditor Resume Examples & Samples

The successful candidate demonstrates a thorough understanding of
Bachelor's degree is required in a related field; information systems or computer science preferred
Minimum 4+ years of relevant work experience in incident response, vulnerability assessments, penetration testing, ethical hacking, security architecture design, including supervisory experience, is required
2+ years of hands-on application and web application security experience
Certification(s) Preferred: CPTC, CPTE, GPEN, CEH, CISSP, CISM or CISA
Must have a willingness to learn and support IT internal audit, SSAE16 - SOC 1 Type II and Sarbanes-Oxley projects
Strong experience in performing application penetration testing, as well as using techniques and tools such as Cenzic, Wireshark, Kali Linuz, NMAP, Burp Suite, etc
Must be able to articulate complex and technical information to a technical and non-technical audience
Ability to understand IT risks and implications to the business, identify weaknesses and recommend solutions
Self-directed, with the ability to thrive in a fast-paced and collaborative environment

149

Senior IT Auditor Resume Examples & Samples

Participates in the evaluation and assessment of significant functions and new or changing systems, processes, operations, and control processes coincident with their development, implementation, and/or expansion
Executes field work and also reviews testing completed by staff (or consultant IT Auditors) in conducting audits for the organization to assess effectiveness of controls and efficiency/effectiveness of IT operations
Responsible for assisting with the performance of project management duties in the planning, scheduling, coordinating, reviewing and reporting of the work of IT audit staff (or consultant IT Auditors)
Performs detailed audits, and detail review of, information technology infrastructure, applications and processes to determine the adequacy of control design and evaluate control operating effectiveness in accordance with SOX 404
Researches issues and makes recommendations to improve processes or procedures accordingly
Audits the implementation, execution, and adherence of IT Governance policies and processes
Utilizes CAATs and audit tools to assist in data mining and the analysis/evaluation of business data integrity
Benchmarks audit activities to industry standards and best practices
Prepares reports of findings and recommendations for management
Assists with Internal Audit's risk assessment and planning process
In addition to the education outlined above, at least 3 -5 years of progressively responsible public accounting experience, preferably with a "Big 4", national, or large regional firm desirable, and/or significant experience in an internal audit department of a large corporation (real estate company preferred)
Experience in a Senior role preferred
Must possess strong auditing skills in compliance with Sarbanes-Oxley Act and the Public Company Oversight Board (PCAOB) Standards
Value-driven approach* Excellent verbal, written and presentation skills
Proficiency with Microsoft Office apps

150

Senior IT Auditor Resume Examples & Samples

Performs testing and QA review of Financial Compliance IT General Computer control design and operating effectiveness. Compliance activities also include key report and SOC 1 evaluations
Assist with the annual SOX scope and control rationalization and design effort
Executes and reviews IT Audit tests as directed by audit leadership
Two to three years of full-time experience in IT auditing and/or IT SOX compliance
Proficiency in information technology control concepts and systems development methodologies
Proficient at test work, workpaper organization, and understanding of internal control processes and cross-functional business risk identification
Strong computer skills, including MS Office products (i.e. Word, Excel, PowerPoint), Visio for flowcharting, and other business software to prepare reports, memos, summaries and analyses

151

Senior IT Auditor Resume Examples & Samples

Lead single audit engagements; often independently or with assistance from Staff 1 auditor(s)
Coach/mentor/develop team members to perform at a higher level by giving opportunities, providing timely continuous feedback formal (PPRs) or informal, and by communicating the expectations prior to the audit
Work with audit staff to develop/strengthen their communication, time management, decision making, organization, and analytical skills

152

Senior IT Auditor Resume Examples & Samples

3-5 + years’ experience in IT audit, information security, IT privacy & compliance, systems development, IT infrastructure design & implementation. Public accounting / consulting and multinational organization experience a plus
Knowledge of business processes and information system controls
Experience managing or directing outside resources and individuals in remote locations preferred
Communication: Ability to communicate effectively in both oral and written formats to all levels of management in formal and informal settings
Process Design and Analysis: Ability to analyze complex processes and determine the efficiency and effectiveness of the process and related controls
Systems/Computer Skills: Expertise in data analytics using ACL in a SAP R/3 environment is preferred. Expertise in SAP security, automated controls and change management is strongly preferred. Experience in SAP GRC Access Control is a plus. Understanding of key IT concepts such as Cloud Computing, Data Privacy, Cyber Security, and IT Infrastructure is necessary. Excel/Word/PowerPoint capability is required

153

Senior IT Auditor Resume Examples & Samples

Able to independently conduct a walk-through and demonstrate a strong understanding of business processes resulting in the creation of a process flow to review with the auditee
Designs unique and complex audit programs that adequately address risk and compliance with Company standards and relevant regulations
Performs testing tasks of complex difficulty, demonstrating a degree of “professional skepticism” to challenge the relevance and effectiveness of controls based on results
Successfully manages competing demands and is able to monitor that their individual work is completed timely
Can evidence leadership capabilities to facilitate change in a constructive and collaborative manner
Able to research and analyze new technologies to identify key controls and risks, and explain them to non-technical personnel
Stays current with new and emerging technologies
Understands the strategic goals of business lines and helps provide management with proactive guidance and assistance on the internal control environment
Bachelor's degree in Information Systems, Computer Science, Accounting, Mathematics, Management, or other related discipline required
Advanced degree (MBA or M.S.) desired. CISA, CISM, CRSIC, CISSP, CIA, CIPP, Network+ or Security+ certifications a plus
Minimum 3 years of public accounting, internal auditing or related experience
Experience with configuration and security features for IT Infrastructure and products including Operating Systems, Network Technologies, Database, Middleware, Batch Processing, Data Loss Protection/Prevention, Cybersecurity, Identity and Access Management, Active Directory and Data Center Operations
Solid understanding of IT strategy and governance concepts
Strong knowledge of SAP and PeopleSoft required

154

Senior IT Auditor Resume Examples & Samples

Experience with the development and execution of IT risk assessments / IT audit plan development / IT audit standards / frameworks (e.g., COBIT, COSO, ISO, ITIL, etc.), data security / privacy regulations (e.g., PCI, CPNI, HIPAA), extranet and third party connections, web applications, and wireless technology devices
Demonstrate sound project management and administration skills by executing audits and projects within the established timeline, scope, and budget, with minimal supervision
Develop and maintain business acumen to assist in offering meaningful value-add audit services
Examine and analyze audit information using logic and reasoning to identify strengths and weaknesses of alternative solutions, conclusions, or approaches to problems
Serve as a consultant to process owners, providing expertise with respect to risks and controls, analyzing the impact of process changes on the control structure, and driving solutions to process owner barriers

155

Senior IT Auditor Resume Examples & Samples

Perform compliance audit activities related to Sarbanes-Oxley (SOX) for Information Technology and Information Security processes
Provide cross-functional assistance with financial, operational, ad hoc or other IA engagements and team projects as needed
Execute all assigned audit objectives and programs as project lead, with up to three assigned team members, within the timeframe allotted
Update existing audit programs or create new programs as needed
Supervise and cooperate with any third party used to assist with IT audits
Ensure all audit work papers are properly documented and reviewed according to IT Audit Manager guidance and IA style guides, providing proper documentation of audit steps performed and evidence gathered.1
Ensure audit issues are well defined and root causes are identified
Train and coach staff auditors where necessary while meeting audit timeline commitments
Prepare and submit reports or audit findings recommending changes or improvements in policies and procedures where necessary
Develop and maintain relationships with personnel throughout the organization to ensure the understanding and acceptance of audit issues in connection with business risks and controls
Bachelor’s degree in management information systems, computer science, networking, accounting, finance, or a related field
A minimum of four - five years of IT audit experience in public accounting, private industry or one of the following: technology risk management, information security, IT program management, or technology governance
Extensive experience with Sarbanes-Oxley Section 404 testing and requirements
Strong understanding of concepts related to IT General Controls and information systems auditing including network security, disaster recovery, data privacy, change management and logical access
Experience with auditing SQL and Oracle databases; Windows, Linux/Unix operating systems; Oracle and SAP ERP; and Hyperion financial applications highly desirable
Knowledge of accepted guidance and standards such as National Institute of Standards and Technology (NIST), Control Objectives for Information and Related Technology (COBIT), The Committee of Sponsoring Organizations of the Treadway Commission (COSO 2013), ISO 27001/2, Accepted Auditing Standards, and Standards for the Professional Practice of Internal Auditing
Project management and supervisory experience highly desirable
Familiarity with Risk Based Internal Auditing (RBIA) methodology and best practices highly desirable

156

Senior IT Auditor Resume Examples & Samples

Manage all aspects of risk based audits and identify and communicate opportunities to improve IT controls across the Company’s IT infrastructure and business applications
Interview process owners and perform reviews of the IT organization (e.g., Change management, Network Infrastructure, General IT Controls, System Development Life Cycle, Application Conversions) to evaluate the effectiveness of internal controls, including Sarbanes-Oxley related controls, in reducing the organizations risk to acceptable levels
Collect and analyze data, conduct interviews of Auditee’s; document, summarize, and communicate audit results and follow up on the status of correction action plans, as needed
Communicate the results of audit projects to management via written reports and oral presentations, as well as, partner with management to develop efficient and effective corrective action plans and influence improvements to the company’s systems of IT internal control
Assist audit management with preparing the annual audit risk assessment and pre-audit planning, as well as, the execution of various special projects and corporate initiatives
Manage outsourced staff to complete all assignments within budgeted timeframe and cost, as necessary
Strong knowledge of risk based advanced IT auditing in a dynamic and changing – international SAP environment, as well as, applying appropriate IT control frameworks (e.g., COBIT) to help evaluate areas of risk
Possess the ability to work in cross-functional teams, cultivate leadership abilities and to develop IT and operational management skills
Demonstrate advanced verbal and written communication and strong interpersonal skills
Strong analytic and problem solving skills to review and evaluate a complex IT control environment
Show the ability to present complex analysis with clarity and professionalism; must be comfortable interacting with senior level management and portray a strong professional image
Possess project management skills with the focus on timely completion of tasks and the ability to identify and assess changing IT and business process risks
Be an independent self-starter with a strong work ethic, high degree of motivation and the ability to contribute to a positive team attitude; proven dedication to teamwork, leadership and integrity within a professional environment
Possess proficient understanding of data analysis tools such as ACL, and application of financial and operational analytics

157

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree, preferably with a major in MIS, Computer Science and/or Accounting
3+ years of experience conducting Information Technology audits or assessments including conducting interviews, evaluating internal controls and communicating results (including work papers and audit report writing)
Strong written and verbal communication skills with the proven ability to interact effectively at all levels within and outside the organization
Understanding of IT audit standards and frameworks (e.g., COBIT, ISO/IEC 27002, ITIL) and data security and privacy regulations (e.g., PCI, CPNI, HIPAA)
Analytic ability to identify problems and arrive at practical solutions
Experience with large public accounting firms or large corporate internal audit team a plus
Working knowledge with security for LAN, extranet and third party connections, web applications, and wireless technology devices
Knowledge of relevant technology a strong plus (e.g., SAP, ORACLE and MS SQL databases, Windows and UNIX/LINUX platforms, voice and data networks)
Relevant professional certification (e.g. CISA, CIPP, CISSP, CGEIT, CISM, CRISC, CIA, CPA) or the desire to actively work towards one
General understanding of SOX 404 Compliance; direct experience a plus

158

Senior IT Auditor Resume Examples & Samples

Work with client personnel to understand and document their business process, information technology general controls (ITGC) and IT application controls
Assist in performance of risk assessments over the IT systems and operations
Assist in and learn how to develop internal control testing plans
Learn to document the testing results to meet auditing standards
Accounting and/or information systems degree required
Have a minimum 3.0 GPA (overall)
Technical accounting and/or information technology knowledge
Effective time management

159

Senior IT Auditor Resume Examples & Samples

Plan, perform and review specific technology, project and integrated audit engagements as necessary across the WorldPay Group
Report issues commercially and strategically
Act as a source of Company reference on technology audit good practice and regulation
Maintain effective and constructive working relationships with other group risk and assurance colleagues, business customers and fellow professionals
Support and mentor other technology audit colleagues
Implement effective follow up activities to ensure a “no surprises” environment
Attending project boards as required and providing strategic challenge and advice when required

160

Senior IT Auditor Resume Examples & Samples

Familiar with financial controls and have been involved in designing or reviewing business process controls in the capacity of a business process analyst, internal or external auditor
Excellent understanding of internal control systems and have sound experience in identifying control and process improvement opportunities in key financial reporting systems
Highly motivated and resourceful, and thrive on challenges in a very fast-paced environment where quality and speed are of the essence
Familiarity with general computer controls surrounding major ERP systems (e.g., Oracle, PeopleSoft, etc.), and controls standards (Sarbanes-Oxley, COSO, COBIT)
Strong project management skills with the ability to manage multiple projects simultaneously
Flexible and self-starter possessing intellectual curiosity and creativity
Familiarity with the review of key platforms and databases such as UNIX, Windows and Oracle database
Willingness to travel and occasionally work night shift during certain audits
Typical computer application skills (Excel, Word, & Access, Project, PowerPoint, Visio)
The IT Auditor will have extensive interaction with management at all levels of the organization
The IT Auditor will work under the supervision of the Internal Audit Manager and must be able to work in a team environment as well as independently
At least 3 years of solid IT audit experience
Bachelor's degree in Accounting, Business Administration, Management Information Systems or a related field

161

Senior IT Auditor Resume Examples & Samples

3+ years Audit experience
Bachelors degree -IT, Accounting or Finance
Big 4-Highly Desired
CPA, CIA or CISA -Highly desired

162

Senior IT Auditor Resume Examples & Samples

Plan and execute IT, operational and compliance audits in accordance with Papa John's risk-based annual audit plan
Execute tests of internal controls over financial reporting to assist management with Sarbanes-Oxley (SOX) compliance and conduct specific audit procedures in support of the Company's external financial audit
Effectively use knowledge of IT risks, controls, security environment and industry trends to properly identify issues, assess the impact, develop effective solutions and summarize and communicate results to the audit team and management
Perform and lead effective and efficient audits in conformance with professional and departmental standards, budgets and timelines
Effectively use automated workpapers to properly evidence work performed and document findings
Provide timely status reports to audit management
Draft well-written audit reports to management stating findings and recommendations in regards to systems, procedures, internal controls and best practices
Review management’s responses to audit comments and appraise adequacy of corrective actions proposed
Experience using internal control frameworks, such as COSO and COBiT, to test IT General Controls
Knowledge of Sarbanes-Oxley (SOX) regulatory requirements
Strong interpersonal skills with the ability to develop and maintain effective working relationships with all levels of management
Knowledge and experience with cybersecurity frameworks (NIST CSF, CIS CSC) preferred
Knowledge and experience with SDLC concepts and auditing preferred
Experience with continuous controls monitoring/auditing, including use of data analytics software (ACL), preferred
Bachelor’s degree in Information Systems, Accounting or related field required
3+ years IT audit experience, preferable in Big 4 Public Accounting or large company IT Internal Audit function

163

Senior IT Auditor Resume Examples & Samples

Performs general and application control reviews for simple to complex computer information systems
Performs information control reviews to include operating procedures, system security, programming controls, communication controls, backup and disaster recovery, and system maintenance
Determines and recommends improvements in current risk management controls and implementation of system changes or upgrades
Understands, identifies, and evaluates key processes and related controls and identifies control gaps based on the evaluation
Executes projects in accordance with applicable standards, identifies significant control issues, and provides quality recommendations
Prepares audit memoranda and working papers to ensure that adequate documentation exists to support the completed audit and conclusions
Conducts and reports audit findings making recommendations for improving process, ensuring compliance, improving operations, reducing costs and mitigating risk
Follows up on audit findings to ensure that management has taken corrective action(s)
Manages multiple competing priorities while ensuring deadlines are met
Fosters team environment and embraces change, promoting a positive work environment
Assists the IT Audit Supervisor in preparing an audit approach that describes the planning in detail including the nature, timing, and extent of the internal audit procedures for an individual audit
Works with management team to identify key areas of risk and appropriate coverage for individual audits and builds relationships with business line stakeholders
Maintains a professional training plan to continually develop technical and professional skills consistent with the department’s requirements and philosophy
Stays abreast of IT standards, developments, and new technologies to gain an understanding of their links and impact to the assigned risk areas
Understands and applies appropriate audit methodologies, technology and tools
Education: A degree in IT, accounting, finance, or a related business discipline is required. Progress toward a professional certification in at least one IT related area (e.g., CISA, CFE, CISSP, CISM, CRISC, etc.) is expected
Experience: Three years minimum applicable IT experience, preferably relating to IT Audit. Strong knowledge of IT risks, processes, and controls in areas of focus across IT, operational and compliance perspectives. Experience in data analytics using products such as ACL, IDEA is a plus
Knowledge: Well-developed analytical, interpersonal, and communication (both written and verbal) skills. Good interpersonal skills, good computer skills, ability to read, write, speak and understand English

164

Senior IT Auditor Resume Examples & Samples

Prepares well documented work papers and reports, and effectively communicates audit findings and recommendations, tracks open audit issues, and contributes to the planning and organization of audit work
Assesses effectiveness of IT internal controls
Advises business partners regarding internal controls and process improvement opportunities
Provides assistance to external auditors where required
Executes other projects and activities, as assigned
A bachelor’s degree in management information systems, business administration, accounting, finance, computer science, or related field required
Certifications desired (any one or a combination): CISA, CISSP, CPA, CIA, GSNA or other pertinent certifications. Must be willing to meet department certification requirements and must maintain certifications
Two or more years of IT audit experience including IT application and infrastructure auditing is required
Public accounting and/or financial services industry experience is preferred. Broker/dealer, investment banking, mortgage lending, retail banking, and/or insurance experience is a plus
SOX documentation and testing experience required
Demonstrated ability to lead audits with little direct management involvement, prepare detailed audit programs, or perform IT risk assessments. Ability to evaluate the design effectiveness and operating effectiveness of IT internal controls through detailed testing
Excellent written, verbal, and interpersonal communication skills
Excellent PC skills, including word processing and spreadsheets, with adaptability to specialized programs for risk management and others in use by HTH Internal Audit, while maintaining superb attention to detail
Excellent analytical, time management, organizational and problem-solving skills

165

Senior IT Auditor Resume Examples & Samples

Undertake IT audit projects to departmental and other appropriate (e.g. IIA, ISACA) standards. Audit work will include reviews of
Strong communication skills (both verbal and written)
Good relationship management capability, including dealing confidently with senior management as this role will have lots of exposure to our leaders
Enthusiastic, confident and a team player
Flexible and positive approach to work, including willingness to undertake substantial international business travel
Able to pay attention to detail whilst combining with the ability to see the ‘big picture&#8217
Organised and able to prioritise and meet deadlines. A strong ability to self-manage will be critical given the international travel
Proven previous IT audit experience, although candidates with an operational IT background may be considered
Use of ACL within audits
Has undertaken security audits
Working in a global organisation with senior stakeholders
Risk assessment prior to undertaking an audit; and
Project/Programme assurance
Relevant auditing qualifications preferred (e.g. CISA, QiCA, ACA, IIA)

166

Senior IT Auditor Resume Examples & Samples

Previous experience Risk Reporting / Analysis
3+ years of experience in a Public Accounting and/or Big 4 setting
Previous experience with Enterprise Resource Planning packages, Customer Relationship Management packages, Data Analytics tools: Tableau, Spotfire, and ACL

167

Senior IT Auditor Resume Examples & Samples

Bachelor's degree, from an accredited college or university
3 years of experience in a hands-on technology role such as application development or related or support function
2 years relevant business or audit experience, including documentation of business processes, risk and controls identification
Excellent oral, written, listening, and presentation skills
Ability to maintain composure under pressure while managing multiple assignments and priorities
Demonstrated dedication to teamwork
Ability to operate a computer with a high level of proficiency in the Microsoft Office suite of products. Includes experience with large spreadsheets, databases and word processing
The incumbent may be required to travel up to 15%
In-depth knowledge of the threats and vulnerabilities associated with business technologies
Masters or Bachelor's degree in Computer Science, Information Systems, or related field
Bilingual in Spanish
Some exposure to working with data analytics
Demonstrated ability in planning, project management, and leading staff
Demonstrated SDLC work successes utilizing project plans, issues logs, risk/mitigation strategies, automated testing tools, cost/benefit analysis tools
Proven track record in applying broad business knowledge and practical experience to working with and managing technology risks and controls
Working knowledge of identity/authentication platforms such as Active Directory, RACF or Oracle Identity Manager
Ability and experience in translating business rules into technical definitions
Exposure to a variety of technologies that can be used to export, import, manipulate data. For example: Windows, Unix and mainframe based FTP, MS Access, MS Excel, Microsoft SQL Server
Some exposure to Accounting/Finance principles
Holds or intends to obtain related professional certification, such as CISA, CISSP, CISM, CIA
Exposure to secure application coding practices and standards

168

Senior IT Auditor Resume Examples & Samples

Conducts large and complex IT governance, infrastructure, and application audits independently and/or with a team for all divisions of FirstGroup throughout North America and the UK
Executes all IT audit activities in the planning, testing and reporting phases within the time frames as set out by the internal audit methodology
Develops audit scope and objectives, process flows, work programs, and other deliverables of audit work
Executes testing of controls to assess operational and design effectiveness in mitigating risk
Uses knowledge of risk and controls concepts and industry trends to identify control recommendations and process improvement ideas
Prepares draft audit reports, ensuring that all areas of the audit process and results have been addressed
Communicates information to management through presentations and internal audit reports
Establishes, fosters and maintains working relationships with other audit staff and management within the business to support an effective workflow and continuous communication
Delivers value to the business through completion of IT audits
Assists with annual update of the IT audit universe and carries out an IT risk assessment that aligns with the Group enterprise risks to create the IT audit plan each fiscal year
Trains and assists financial/operational auditors in applying IT audit concepts to their projects
Bachelor degree required, preferably in Management Information Systems or Computer Science. Other related academic majors (e.g. Accounting) should be accompanied by relevant work experience in IT or IT Audit
CISA or CISSP preferred
At a minimum, candidates should be actively pursuing CISA certification and / or related professional certification such as CISSP, CPA or CIA

169

Senior IT Auditor Resume Examples & Samples

Working with IT staff and audit management, leads and participates in audit activities, including identifying key internal controls, determining the scope and objectives of audits, and the development of audit budgets, timelines, and work plans, and identifies and designs effective audit tests
Develops and executes audit work plans needed to achieve scope and objectives that focus on potential risks and key controls, and prepares working papers in accordance with Internal Audit Standards; including the use of narratives, flowcharts, sampling, or computer application tools. Assesses the nature and adequacy of key IT controls that affect the security and processing integrity of information systems
Participates in the development, planning and implementation of fraud investigations involving highly confidential information. Exhibits appropriate judgment regarding issue notification, and composes audit findings and reports for review
With guidance and oversight, creates and delivers presentations to management, discusses audit findings and conclusions, and recommends corrective action to improve operations and reduce costs. Performs follow-up audit techniques with management to ascertain implementation of recommendations and assess the adequacy of the corrective action
With guidance and oversight, prepares communication with the IT organization, including written and verbal deliverables. Aids in the preparation of formal written reports for management and the Audit Committee of the Board of Directors
Performs risk assessments to assist internal audit department management in formulating risk-based audit plans, including the implementation of fraud risk assessments
Participates in the Company’s annual process for maintaining compliance with Sarbanes-Oxley Section 404 (SOX). Responsibilities may include coordinating process documentation, developing test plans, and the execution of test plans to ensure key IT internal controls are in place and are operating effectively
Reviews the work of other audit staff to ensure completeness and reasonableness of documentation on audit projects the Sr. IT Auditor is assigned to lead
Demonstrated knowledge of the audit field, and a broad expertise in information technology auditing, including the areas of logical security, network security, change management, problem management, physical security, disaster recovery and business continuity planning, data privacy, and application controls
Understanding of the COBIT, National Institute of Standards and Technology (NIST), COSO, and/or COSO ERM frameworks
Working knowledge of Sarbanes-Oxley compliance
Knowledge of key IT risks, controls, and ability to use technology-based audit techniques. Demonstrated knowledge of project management skills
Demonstrated knowledge of fraud investigative skills. Demonstrated use of statistical methods and sampling techniques
Demonstrated effective interpersonal, verbal, and written communication skills
Demonstrated ability to use computer software programs (e.g., e-mail, word processing, spreadsheet, and project management) preferred
Ability to work in a diverse work environment
NOTE: All candidates selected for employment with Alliant Energy will be required to successfully complete a drug screen and background check

170

Senior IT Auditor Resume Examples & Samples

Plan, participate in or execute assigned SOX testing and special projects
Assist in the preparation of SOX plans, scheduling and communications
Perform risk analysis of functions and activities to determine the nature of operations and the adequacy of the system of internal control to achieve established objectives
Obtain, analyze and appraise evidentiary data as a basis for an informed objective opinion on the adequacy and effectiveness of the control environment
Develop logical and organized work papers that are supportive of audit conclusions
Communicate and document on a timely basis all audit issues to IT Audit Management
Provide oral or written presentations to management during the audit and at the conclusion of each audit or special project
Prepare formal written reports for each audit as directed by IT Audit Management expressing an opinion on the adequacy of the internal control structure and its ability to support the goals and objectives of the function
Assist staff auditors in the planning and execution of audit assignments
Perform or assist with special projects and investigations as assigned by Internal Audit Management
A Bachelor's degree in Business Administration, management information systems, computer science, accounting or finance or other related field required
Three or more years of IT, accounting or business related experience with a strong preference toward public or corporate audit experience
Basic supervisory skills to act as supervisor on specific assignments
Knowledge and experience related to Sarbanes Oxley compliance efforts and activities including financial application controls, change management, information security and IT operations
Knowledge of the various system platforms and willingness to learn key aspects as necessary
Working knowledge of enterprise resource planning (ERP) systems is desired with specific experience with Oracle and SAP being a plus
Working knowledge of HP Project and Portfolio Management (PPM) is a plus
Desired certifications: Certified Information Systems Auditor (CISA), Certified Information Security Manager (CISM), Certified Information Systems Security Professional (CISSP) or other related certification if approved by Internal Audit management
Ability to work in a highly complex environment
Travel typically 10% and could be 30% - 40% depending on business conditions (international travel included)
Individual must be self-motivated and require minimal supervision

171

Senior IT Auditor Resume Examples & Samples

Executes audit work in accordance with BNPP Inspection Generale and the Bank of the West Inspection Group policies and procedures
LI-NR1
Experience and working knowledge of processes and controls supporting data management, including governance, quality architecture and metadata. Familiarity with Basel Committee on Banking Supervision (BCBS) 239 preferred
Bank Audit Activities

172

Senior IT Auditor Resume Examples & Samples

Lead the fieldwork of audits ensuring that accurate and complete testing of key controls is performed in compliance with established departmental protocols and auditing standards
Execute and communicate results in accordance with Internal Audit and professional standards
Subject matter expert on the design of information technology controls
Contribute to successful completion of the annual plan (integrated, application & IT audits)
Identify risk-based issues, apply creative solutions and deliver commercially-considered opinions to promote effective risk management
Responsible for personal and team development through enhancement of business knowledge, professional skills, and through contribution to the performance evaluation process through completing individual audit /project appraisals
Bachelors degree (graduate degree preferred)
Preferred: CISSP, CISM, CIA, CPA, CGEIT, PMP or other relevant certifications
3+ years of information technology audit and risk management experience
Demonstrated knowledge of controls for IT, applications, system development and standards for IT risk management (e.g. COBiT, ISO27001/2, FFIEC, Val-IT, ITIL and CMM)
Certifications

173

Senior IT Auditor Resume Examples & Samples

Have A minimum of 3+ years of IT Audit experience
Must have a solid understanding of IT Audit knowledge/skills
Detailed understanding of general business processes
Thorough, diligent and detail-oriented documentation skills
Strong computer skills, including proficiency with MS Office suite, query tools and databases. Advanced Access/Excel and Data Analytical Tools is desirable. Experience with Oracle and/or SAP is a plus
Self-starter with excellent organization and time management skills
Ability to work independently and collaboratively, as well as multi-task
Knowledge of governance, risk and compliance framework (COSO, COBIT, ITGC etc.)
Strong organizational and planning skills
Capability to travel 10% to 20%
CISA, CISSP, CISM or equivalent certification is preferred

174

Senior IT Auditor Resume Examples & Samples

Evaluation and assessment of signification functions and new or changing systems, processes, operations, and control processes
Audit implementation, execution, and adherence of IT Governance policies and processes
Prepares reports of findings and makes recommendations to management
Assists with Internal Audit’s risk assessment and planning process
Bachelor’s degree from an accredited college or university with a focus in Accounting, IT, Finance, or related field
At least 5 years of comparable experience
Certified Information systems Auditor (CISA) credential
SOX knowledge and experience

175

Senior IT Auditor Resume Examples & Samples

Conduct Information systems/Cybersecurity audits in the areas of Identity and access management, Change and Configuration management, Systems and Network Security, Vulnerability/Patch management and Secure Software Development processes
Perform pre and post reviews of system implementations
Develops test plan, performing internal audit procedures and preparing internal audit reports
Discuss the identified issues with the process/control owners and obtain action plans for remediation
Work with cross-functional teams across Engineering, IT, Corporate functions to conduct assurance and advisory reviews
Performs follow-up on the status of outstanding audit issues
Assist in conducting the annual IT risk assessment and preparation of the annual IT audit plan
Perform follow-up on the status of outstanding issues identified during IT audits

176

Senior IT Auditor Resume Examples & Samples

IT business processes and practices are in compliance with company policies/procedures, laws, regulations or contracts
Financial, property and information assets are properly secured and safeguarded (including controls and security over IT systems and facilities)
Financial and operational systems can be relied upon to produce accurate and reliable information
IT resources are employed effectively and efficiently
IT operations and programs are carried out as planned, and results are consistent with company goals and objectives
Perform risk assessments of IT systems, applications, networks, and associated operational areas to assist in establishing scope and developing audit plan and testing criteria
Verify the functioning of complex computer systems by performing testing of transactions to ensure application controls are adequately designed and operating properly
Conduct general computer control reviews to examine the adequacy of controls within the information systems environment, including cloud computing, change control, back-up and recovery, IT asset and software management, etc
Identify, develop and maintain continuous auditing/monitoring activities
Evaluate the operating effectiveness of system related financial reporting and disclosure controls
Perform business system and application security audits
Perform operational and compliance reviews of IT policies, standards, and procedures
Recommend corrective actions to improve controls and enhance operations for new or existing systems and business applications
U.S. Citizen or permanent residence (Green Card) status required
Bachelor's degree in Computer Science/Information Systems, Finance/Accounting or Business Administration or related, and four years of related experience, or, in the absence of a bachelor's degree, ten years of related experience
Minimum 2 years of experience in IT Auditing or a related field (required)
Experience with IT security and technical control issues (change management), database (e.g. Oracle, MS SQL) and operating systems (e.g. UNIX, Windows, Mainframe, Active Directory) environments required
IT audit/controls experience in SAP systems and supporting database/operating system environments
Appropriate certification(s) (e.g., CISA, CISSP, CIA, GIAC) preferred
Public accounting and/or internal audit experience
Familiarity with third party governance frameworks (e.g. COBIT, ITIL, COSO, NIST)
Strong leadership and analytical skills with ability to identify and assess risk across a wide variety of business and technical environments
Ability to develop and execute risk based audit programs focused of critical IT risk and control considerations
Ability to build relationships across all levels of the organization including the ability to influence and negotiate
Strong project/program management and prioritization skills

177

Senior IT Auditor Resume Examples & Samples

Documentation and evaluation of IT control environment related to complex business processes and supporting applications that have a financial impact
Test the effectiveness of IT internal controls for the reliability of financial reporting, the integrity of data and the safeguarding of company assets
Lead audits of SOX IT general controls and application controls (inclusive of an SOD review) to ensure design and operating effectiveness
Develop effective working relationship with both the external auditors and the IT organization Lead or participate in IT pre- and post-implementation reviews, IT security reviews, business continuity reviews, etc
Plan, perform, and deliver work independently per defined schedule with limited supervision on smaller engagements, specifically
Develop risk-based audit work programs to assess and test controls in accordance with the audit objectives
Complete audit workpapers in accordance with SOX standards
Identify and present internal control and business process improvement opportunities to the business
Prepare audit reports/presentation/memos to effectively communicate to senior management the scope of work, audit findings and corrective actions needed
Prioritize and manage multiple assignments within given time frame and budget, keeping manager abreast of progress and any concerns
Participate in organizing/hosting trainings for the audit team on various technology-related topicsUndo

178

Senior IT Auditor Resume Examples & Samples

Develop and administer risk-focused exams for information technology systems
Execute and properly document the audit process on a wide variety of computing environments and computer applications and accurately interpret results against defined criteria
Apply internal control concepts in a wide variety of information technology processes and

179

Senior IT Auditor Resume Examples & Samples

High degree of ethics and integrity
Solid project management capability
Strong negotiation and conflict management skills
Sound analytical and problem solving skills
Proficiency with COBIT and/or other IT governance frameworks
Ability to quickly grasp concepts, analyze data and draw conclusions based on sound judgment
Ability to apply creative and innovative thinking
Bachelor's degree in computer science, information systems or related discipline required
2+ years of IT audit experience required
CISA, CISSP or CITP professional certification preferred
Retail business experience and/or accounting firm IT audit experience preferred
Experience/knowledge in the following technologies is preferred: Oracle DB, SQL Server DB, Linux, Windows, and AS/400

180

Senior IT Auditor Resume Examples & Samples

Plans work on assigned audits, including the identification and documentation of key business processes and controls
Performs, designs, and executes tests of controls for general IT control reviews, detailed information security reviews, application operating system reviews, application IT control reviews, new system reviews and Internet application and security reviews, either independently or as part of our team
Evaluate activities in accordance with applicable regulatory, internal audit, accounting and IT standards (i.e. ISACA, IIA, GAAP, GAAS, COSO, etc.)
Identify and document control weaknesses; draft audit reports and planning manuals; discuss suggestions for correction with Management
Prepares clear and concise audit work papers that summarize scope, methodology and conclusions on the assigned audit segment and provides sufficient evidentiary data to support the work performed
Bachelor’s degree in Computer Science, Accounting or related field
Minimum 5 years of progressive IT Audit experience required
Minimum of 3 years of IT infrastructure experience preferred
Excellent interpersonal, communication, and collaborative skills; high ethical standards with demonstrated integrity, tact, and diplomacy
Banking or Financial Services experience preferred
Integrated auditing experience a plus
CISA, CPA, CIA Certification a plus

181

Senior IT Auditor Resume Examples & Samples

Develop effective working relationship with both the external auditors and the IT organization
Lead or participate in IT pre- and post-implementation reviews, IT security reviews, business continuity reviews, etc
Plan, perform, and deliver work independently per defined schedule with limited supervision on smaller engagements, specifically: -
Participate in organizing/hosting trainings for the audit team on various technology-related topics

182

Senior IT Auditor Resume Examples & Samples

3+ years of IT Audit or IT Risk Management experience
IT infrastructure and operating systems experience, such as with Windows. Microsoft Exchange, Active Directory, SQL, Mainframe, Firewall, Microsoft Office, vulnerability tools, or application controls
Strong understanding of auditing standards, regulations, compliance guidelines and IT internal controls, and a commitment to follow them
Skilled at documenting findings, generating reports and drafting manuals
Experience with conducting integrated audits
Information and Cyber Security experience a plus
Strong knowledge of commercial banking structure, policies and regulations a plus
Highly ethical with demonstrated integrity, tact, and diplomacy
Excellent communicator with great interpersonal and collaborative skills
A natural leader with the ability to motivate and develop team
Bachelor’s degree in Accounting, Computer Science, or related field
CISA or other applicable certification preferred

183

Senior IT Auditor Resume Examples & Samples

5+ years of IT or Business audit experience from public accounting (Big 4 preferred) and/or internal audit
Bachelor’s degree in business, information systems or related field
At least one professional certification required such as CPA, CIA, CISA, CISSP, CGEIT or other applicable professional certification a plus
Demonstrated analytical and critical skills
Experience with major ERP systems (e.g. SAP, Oracle)
Experience writing and reading SQL

184

Senior IT Auditor Resume Examples & Samples

Ensures compliance with the Banks policies and procedures, applicable laws and regulations, and keeps current on compliance related areas
Assists in the development of the annual lending audit plan
Manages and performs audits, overseeing several audits at a time
Minimum 5 years IT audit experience preferably in financial institutions or FFIEC member agencies; or other relevant technical experience
CISA Certification, Additional relevant certification such as CISSP, MCSE or relevant Masters degree is a plus
Working knowledge of Network Communications and Security Technology, Operating system concepts and controls, Windows Network, Mainframe processing, Web based platforms, Database management, Information Security, Business Continuity and disaster recovery infrastructure and System Development Life Cycle controls
Ability to quickly learn new information technologies and systems in order to evaluate controls, excellent verbal and written communications skills, Analytical and problem solving skills, Interpersonal skills
Technical skills in Network administration: network communications and security devices (Firewalls, IDS/IPS)
PC skills in Access, Word, Excel, PowerPoint and Access
Spanish is a plus

185

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree required; accounting, information systems or computer science preferred
CISA or CIA certification preferred
2 - 5 years of experience leading technical IT reviews
Strong technical, leadership, analytical/critical thinking, decision-making, and problem solving skills
Strong written and verbal communication skills and the ability to communicate complex technical concepts and solutions
Familiarity with controls for networks, operating systems, distributed and mainframe environments is also required to be successful in the position
Desire and ability to advance to the next level

186

Senior IT Auditor Resume Examples & Samples

Works effectively with others using a collaborative approach
Effectively delegates project tasks to enable work load balance for the team
2+ years of professional business experience, preferably in the technology industry and/or in auditing

187

Senior IT Auditor Resume Examples & Samples

Reviews of business, Information Technology (IT), Financial and Information Technology Risk and Security processes/practices to ensure compliance with MetLife Policy, use of compliant best practices, procedural efficiency and accuracy
Contributes to or prepares reports of audit findings for business managers and proposes recommendations for changes as needed; and
3–5 years IT audit experience, public accounting and financial service industry experience preferred. Experience working in technology or security operations a plus
Competent knowledge of IT and Information Security operations, policies and procedures

188

Senior IT Auditor Resume Examples & Samples

Execute an audit from planning to fieldwork to reporting phase. Independently execute on assignments, including planning, executing and reporting on the results of audit work, and completing work paper documentation, in accordance with the AIG Internal Audit Group’s Standard
Understand, identify and evaluate key risks and controls and perform data analysis to facilitate risk assessment and technology control evaluation. Collaborate with colleagues and internal stakeholders/management to perform risk assessments and develop audit programs for validating internal controls
Articulate audit issues and draft audit findings in a concise manner
Involvement in multiple audits/projects, within a team environment

189

Senior IT Auditor Resume Examples & Samples

We would expect IT Auditors joining AIG to have specific IT Audit experience in a Big 4 accounting firm or multinational financial service organisation
A relevant professional qualification such as CISA would be preferred
It would be useful to have a background in Insurance or Financial Services, with any business knowledge of commercial insurance products, operational processes (e.g. underwriting and claims) of benefit
An understanding of governance, risk management and control issues relevant to the assigned portfolio
Excellent interpersonal skills to work effectively with a range of stakeholders
Highly motivated with the ability to meet deadlines and to ensure quality in every aspect of internal audit work

190

Senior IT Auditor Resume Examples & Samples

Perform IT and integrated audits domestically and internationally
Perform risk assessment, identify relevant controls, evaluate/validate controls and compliance with internal policies and procedures, and draft audit reports
Understand the Sony organization and develop relationships to provide value-added services to management and internal clients
Represent RCD – Entertainment on company initiatives and special projects, including global IT audits and projects assisting the RCD Headquarters IT team
Assist Audit management with enterprise risk assessment and annual audit planning
Contribute to internal department initiatives, such as training, professional development and other internal projects as requested
The position requires occasional domestic and international travel

191

Senior IT Auditor Resume Examples & Samples

Bachelors in Information Technology/Science, Business, Finance, Accounting or other related area
Good understanding of auditing and risk evaluation
Ability to prioritize and work in a highly dynamic, fast paced and team oriented environment
Strong diplomacy skills and the ability to resolve conflict in a professional manner
Self-motivated with a strong drive for achievement
Masters of Information Technology/Science, MBA or relevant advanced degree
Retail, manufacturing or consumer goods industry experience
Experience of auditing large transformational business projects
Professional certification of one or more (CISA, CISSP, CFE, CIA or CPA)
Knowledge and experience auditing

192

Senior IT Auditor Resume Examples & Samples

Undertakes the auditing of software and systems to identify errors and sources of any problems
Examines IT systems for potential threats to its security and integrity; executes and documents testing associated with the fieldwork phase of internal audits to ensure that audit program steps are adequately satisfied, appropriate conclusions reached and issues are documented
Participates in major new system implementations and business initiatives to proactively advise the business on change initiatives
Structuring and writing major sections of audit reports and other outputs intended for audit customers along with supervising project teams; includes mentoring and coaching assigned staff to ensure quality of audit outputs
Performing ad hoc projects and responding to emerging IT risks and management requests
Assist external audit with interim and year-end testing of IT controls as required
Perform testing in accordance with Sarbanes-Oxley requirements (S404)
Certified Information Systems Auditor (CISA) designation is required
7+ years of Internal and/ or External IT Audit Experience in Commercial Insurance
Knowledge of Sarbanes-Oxley Act (in particular S404)
Experience in IT General Controls Reviews
Ability to travel up to 40% internationally
Familiarity with risk based and business process focused audit approach

193

Senior IT Auditor Resume Examples & Samples

Bachelor's Degree related to Information Systems or in Accounting
3-5+ years of public accounting and/or internal auditing
Strong Information Systems background
Experience with the requirements of Sarbanes-Oxley
Finance, SAP exposure
Ability to leverage technology to improve results
Negotiation and influence stills
Ability to manage vendor/vendor staff through timelines and deliverables
Demonstrated strong analytical skills
MA/MS/MBA
CPA, CISA, CFE, CRMA, and CIA

194

Senior IT Auditor Resume Examples & Samples

Supports the Corporate IT and Infrastructure Service Group in their internal and external SOX/JSOX, IT General Controls (ITGC), and IT Audit Controls (ITAC), ISO 20000/1, and other related audit activities
Acts as a single point of contact for all parties including internal audit, external audit and supporting teams
Delegates appropriate work in support of all audits and associated activities
May be asked to act as a Project Manager on special projects, as it relates to IT Audit programs
Minimum of 2 years participating, conducting, hands-on, and managing an audit program that includes but is not limited to: SOX/JSOX, IT General Controls, IT Risk Register, and Entity Level Controls
Ability to work collaboratively with Internal and External Auditors
Experience managing a small team, geographically dispersed directly or indirectly
Ability to lead, build and manage relationships effectively in a matrix environment in a global company
Ability to communicate effectively, orally and in writing
BS/BA degree in a technical or business management discipline
Proficiency with Microsoft Word, Excel, Outlook, PowerPoint, Project
ITIL certification a plus
Certified Information Systems Auditor® (CISA) ISACA license a plus
Certified in the Governance of Enterprise IT (CGEIT) ISACA license a plus
Certified in Risk and Information Systems Control (CRISC) ISACA license a plus
Experience with an SAP ERP Financial system a plus

195

Senior IT Auditor Resume Examples & Samples

Assists in planning IT and IT security related audits/reviews
Coordinates work with Risk & Compliance and with others within Internal Audit
Performs audit procedures to verify that controls are operating effectively and efficiently
Assists in preparing timely audit reports for senior management, the Audit Committee and the Board of Directors
Contributes, as appropriate, in the annual SOX audit
Bachelor’s (post-secondary degree)
CISA / CISSP or equivalent designation highly desirable
Big 4 Experience highly desirable
Proficiency in MS Office (Word, Excel, PowerPoint), Visio
Experience with ACL Analytics or other data analysis software desirable

196

Senior IT Auditor Resume Examples & Samples

Perform walkthroughs and independent testing of IT general controls (ITGC) to ensure compliance with Sarbanes-Oxley Section 404 and SOC 1 reporting
Assessing design effectiveness of existing controls
Performing end to end walkthroughs on key IT and assigned finance business processes
Updating business process narratives (as necessary) and agreeing revised business process narratives with process owners within the agreed timeline
3 - 5 years of related work experience in Information Technology internal/external audit
Certifications: CISA or other similar certification required. CISSP, CIA, Accounting qualification (e.g. CPA, CMA) or relevant degree or credits a plus
Prior experience should include significant involvement in the testing of IT General and application controls for SOX and SOC 1 audits
Demonstrated knowledge of major control frameworks including COSO 2013 and COBIT
Knowledge and experience on testing operating effectiveness of IT General controls is required
Ability to test finance business process controls which could either be manual, automated, or IT dependent manual controls
Good accounting skills (particularly US GAAP) with an eye for detail and accuracy, desirable but not required
Good project management skills
Effective influencer

197

Senior IT Auditor Resume Examples & Samples

Travels 10% of the time
Handles special projects, as assigned
5+ years of experience in internal or external auditing, and/or relevant experience
CISA or CISSP certification required - must be complete and active
Technical experience with various types of hardware configurations, operating systems and application software including SAP
Demonstrated technical experience is required: use of Windows, Active Directory, Firewalls and SAP, Oracle & Unix is a plus
Strong experience writing Audit Programs/Controls is required – must demonstrate high level technical ability with Application Audit, Implementation Audit, GCC/Network Audit, Sox Audit
Commitment to BHGE Core Values

198

Senior IT Auditor Resume Examples & Samples

Mentors and oversees IT related work of less experienced staff
Demonstrates ability to effectively use resources and produces results to solve problems or issues with minimal support
Accepts responsibility for outcomes of his/her own efforts
Designs complex audits and provides strategic direction for the design and execution of testing plans to analyze and evaluate risks and controls for business applications used to support key business operations, information security, business and operational systems, networks, general computer controls, IT infrastructure, and other systems related processes and risk areas including those related to company objectives
Partners with IT and audit team members to perform data sampling in support of audit engagements with a strong understanding of data models and databases with the ability to generate intermediate to complex SQL scripts
Coordinates the analysis of risk and controls and provides recommendations for appropriate action by IT partners
Develops related audit reporting to business partners
Uses risk knowledge and audit skills to make appropriate recommendations to Audit management for efficiencies and to enhance productivity
Conducts special studies and participates in projects
Develop and use applicable computer aided audit tools (CAAT), audit systems and analytic tools with IT audits
Remain current with existing and emerging technologies and risks based on direction from IT Audit leadership or Consulting IT Auditors
Partners effectively with IT and business management to help identify and proactively provide solutions that deliver business value
Continuously works toward broadening network and contacts in other functional areas
Ability to clearly communicate risk management and control issues identified in audit reports, proactively recommends the most appropriate/effective resolutions and presents audit reports effectively to IT and business partners
Identifies and recommends enhancements of IT Audit and internal control systems by updating audit programs and procedures including, but not limited to operational reports/dashboard, ongoing monitoring, CAAT, Analytics, and combined assurance services
Demonstrates a strong working knowledge of Unum’s products, services, technology and business processes including, his/her specific functional area, its issues and the technical skills required to support it

199

Senior IT Auditor Resume Examples & Samples

A Bachelor’s degree in Accounting, Business, Information Systems or related field
Two to five years of audit experience in public accounting and/or internal audit, preferably with a focus on technology related audits
Have obtained or have significant interest in obtaining the Certified Information Systems Auditor (CISA) certification or other relevant certifications such those from the Association of Certified Chartered Accountants (ACCA), the Certified Public Accountant (CPA) license and/or the Certified Internal Auditor (CIA) certification
General knowledge and understanding of auditing principles as described in the Institute of Internal Auditors International Professional Practices Framework or other relevant professional publications
General knowledge and understanding of the US Sarbanes-Oxley Act (SOX) Section 404, the COSO Internal Control Framework and United States Generally Accepted Accounting Principles (GAAP)
Proficient technical analytical, interpersonal, time management, research, and English language oral/written communication skills
Experience auditing Oracle and SQL server databases, UNIX and Windows operating systems, network devices, Oracle ERP and/or other ERP systems and home grown applications
Ability to work as an integral part of the internal audit team, with fellow team members located in Krakow, Poland and Denver, Colorado, USA
Ability to implement and utilize data analysis techniques with a strong interest in further developing these skills

200

Senior IT Auditor Resume Examples & Samples

A BS/BA degree or higher4+ years of experience in at least one of the following: audit, technology risk management, information security, IT program management, application development, production management, technology governance, or availability management
Experience leading (auditor-in-charge) IT audit or risk management projects
Solid problem solving skills
Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
Audit experience in the financial services industry or public accounting firm
Certification in one or more of the following: Certified Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified Internal Auditor (CIA), or Certified Public Account (CPA)
The candidate selected will be required to pass a background check including criminal, education and employment checks
This position may be filled at various levels based on candidates experience and department needs

201

Senior IT Auditor Resume Examples & Samples

Develop written work products such as Notices of Findings and Recommendations, and similar information security deliverables that require minimal editing and review from a Kearney Principal or Partner
Ability to balance multiple engagements concurrently
Strong oral and written communication skills, including presentation skills
Ability to mentor, and supervise junior security professionals
Minimum of 2 years of information assurance experience in commercial or federal
CPA, CISA, or CISSP preferred
Experience leading IT audits or IT security assessment teams

202

Senior IT Auditor Resume Examples & Samples

Assist the Director, Internal Audit with annual IT risk assessment and audit plan development
Lead or participate in IT, financial, and operational audits at the corporate headquarters location, as well as sites in North America
Execute ongoing tests of SOX IT general and application controls and coordinate procedures with the external auditors assisting with interim and year-end substantive testing
Develop risk-based audit programs to assess and test controls in accordance with the audit objectives, especially in topics of Logical Access, Network Infrastructure, Database Security, Cloud Computing, General Information Security, SDLC, Architecture, Project/Program Management, IT Operations, Change Management
Prepare audit work papers that document the work performed and support the conclusions set forth in the written audit report in accordance with professional standards
Utilize computer assisted audit techniques to perform audit analyses
Identify internal control and business process improvement opportunities and draft associated findings and recommendations
Prepare audit reports to operating and senior management which describe the scope of work, an assessment of controls in place, audit findings and corrective actions agreed with management
Perform follow-up procedures on internal audit recommendations
Assist with the preparation and update of management and Audit Committee presentations and dashboards
Assist with operational activities of the department including scheduling, budget tracking, maintaining workpaper files, and updating policy and methodology documentation
Bachelor’s degree in MIS, Accounting, Finance or Business Administration
5 or more years of IT audit experience including leading audits
Experience with Sarbanes Oxley Section 404 IT testing required
CISA Professional designation strongly preferred, CIA or CPA Professional designation a plus
Familiarity with Oracle Enterprise Applications, Oracle DB, Tableau, and ACL preferred
Must have a basic understanding of networking jargon, cloud applications and cloud storage, and multiple ERP systems required
Proficiency with Microsoft Office Suite (Excel, PowerPoint, Word)
Experience with Data Analytics software and techniques, SQL Query Capability a plus
Ability to deal with highly complex and/or sensitive issues which require substantial analysis or independent judgment and where no existing policies or precedents apply
Excellent verbal and written communication skills with the ability to interact effectively and work with team, supervisors, and management
Up to 30% travel may be required
Ability to manage multiple priorities as well as flexibility to adapt to change with new systems and methods while working in a team environment

203

Senior IT Auditor Resume Examples & Samples

Conducts assigned audit engagement tasks/areas successfully from beginning to end
May supervise other auditors assigned to engagements providing guidance and overall review of deliverables
Ensures audit conclusions are based on a complete understanding of the process, circumstances, and risk
Develops engagement specific audit programs and testing procedures relevant to risk and test objectives
Communicates status of assigned tasks to Audit Lead and Internal Audit management in a manner that is clear and concise ensuring high quality, accurate, and efficient results
Organizes personal effort to be risk-based, productive, and efficient at all times
Writes observations/findings and effectively and efficiently communicates details of observations/findings to Audit Lead and Internal Audit management
Prioritizes assignments appropriately to meet deadlines and promptly communicates ahead of time any potential problems that would prevent the team from meeting its objectives
This position may require evening and/or weekend work as required
Knowledge and understanding of system flow charts and data processing concepts
Solid knowledge of current information system related protocols and standards, including Active Directory, MS Exchange, Business Continuity, Disaster Recovery
Working experience of Windows based account provisioning and permissions
Solid knowledge of information security principles and practices
Working experience with intrusion detection systems
Working experience with system logs and log aggregators (Security Incident and Event Management – SIEM)
Understanding of advanced security protocols and standards
Experience with software and security architectures
Understanding of potential items of risk and opportunities of vulnerability in the network
Experience with security practices of Intranet and Extranet Network and other Network Segmentation activities
Understanding of day-to-day administration of various firewalls
Reliability
Ability to flourish in a fast-paced, complex environment and willing to adapt to change
Demonstrated ability to work in small teams and ensure successful results
Ability to give and follow instructions accurately and efficiently; proactive in asking clarifying questions to ensure work effort is directed wholly toward desired outcome
Ability to recognize when learned theoretical concepts should be applied
Willingness to learn and apply risk and control concepts
Ability to identify underlying cause of an issue identified
Eagerness to understand other departments in the company with risk, control, and governance responsibilities and what is necessary for successful tactical collaboration and information sharing
Good communication skills along with good or developing negotiation skills
Willingness to apply learned internal audit policies and performance standards within assigned responsibility
Ability and willingness to travel domestically and internationally (65% of time at a minimum)
Four-year university degree or college diploma required, preferably in the field of computer science or other related academic fields
A minimum of at least 4 years audit experience is required and, preferably, one or more relevant professional certifications (i.e., CISSP, CISM, CISA)
U.S. Person for access to ITAR-Controlled Technical Data

204

Senior IT Auditor Resume Examples & Samples

Identifies potential areas of risk exposure to evaluate their significance, improve system controls, reduce expenses and improve earnings
Effectively interfaces with other Audit teams to support integrated audits
Develops strong working relationships with management and regulators to actively respond to changing risks
Maintains awareness of new services, products and events that have a significant information technology and business impact
Keeps abreast of changes in the business, regulatory, and accounting control environments

205

Senior IT Auditor Resume Examples & Samples

Evaluate controls that support Sarbanes Oxley requirements, including tests of control design and effectiveness for applications, databases and the general computing environment
Perform audit planning activities, including project scheduling, interviews, documenting process maps and information flow charts, risk assessments, and development of audit program steps and procedures
Execute audit program and procedures on specific projects as assigned, with limited supervision
Identify and assess the impact of control deficiencies and/or process improvement opportunities and prepare audit work papers
Present recommendations to IT Management through status updates and closing meetings
Prepare initial draft audit reports and work with management to ensure corrective actions address root causes or process improvement recommendations are beneficial
Perform follow-up on management’s action plans
Act as technical expert for the audit team when performing integrated financial or operational projects
Support and/or lead data analysis projects
Mentor and coach the audit team in the areas of IT auditing and data analytics
Develop and maintain knowledge of emerging professional standards, regulatory initiatives, and IT and retail industry trends and threats

206

Senior IT Auditor Resume Examples & Samples

Actively leads and participates in both technology and operational/integrated audits
Planning and scoping, conducting audit opening/closing/status meetings, executing work programs, conducting interviews and testing, documenting findings, making recommendations, preparing and reviewing work papers, and writing reports
Interacts with individuals at all levels of the businesses, functions, and IT organization, including communicating observations and business insights to audit clients
Bachelor’s degree required in Information Technology or Information Systems
Working knowledge of ERP systems and/or other financial applications
Working knowledge of operating systems and database technologies (e.g., Windows, Unix, SQL, Oracle)
4+ years of experience in Internal Audit or External Audit
General knowledge of and/or experience with Sarbanes-Oxley
CISA, CISSP, or other related certification(s) are required
Ability to travel (domestic and international) – approximately 5% - 10%
Demonstrated technical knowledge of SAP (security, transaction codes, GRC, BW, etc.)
Experience with data analytics tools (e.g., Tableau, QlikSense/QlikView, ACL, IDEA)
Prefer a candidate who has manufacturing industry experience

207

Senior IT Auditor Resume Examples & Samples

Plan and develop audit programs to align with the key organizational risks
Lead and execute IT audits execution for a throughout AbbVie's international and domestic organizations while interacting with their local audit management as necessary
Coordinate efforts with internal / external audit as appropriate
Prepare and present IT audit findings to business stakeholders
Identify and communicate risk & control themes
Participate in the IT risk assessment and development of the audit plan for assigned entities and critical systems
Execution of Information Systems audits, including Data Privacy, Data Security or Network Security
Technical experience with SAP (i.e. Purchase to Pay, Order to Cash, FI/CO, etc.) and/or various other financial and business critical applications preferred
25-40% travel to AbbVie's International and Domestic locations required

208

Senior IT Auditor Resume Examples & Samples

Performing ITGC testing and key technology process documentation as part of an overall SOX 404 program
Assist with the development and execution of data analytics to support the department
Assist with the development and execution of an IT risk assessment based on the COBIT or other relevant framework/s
Assist with the development and execution of annual IT audit program
Executing or assisting other audits projects as needed
Keep abreast of new technology and security risks that may impact the company
Assisting the external audit team as needed
Five + years' experience in external or internal audit with IT and Operations auditing, risk management, IT Compliance, Information Security, IT program or project management, and/or software development
Position requires a minimum of a bachelor's degree from a four year college or university
CISA or other IT/security certification a plus
Experience with SAP as well as mainframe environments preferred
Strong PC skills (MS Office Suite)
Previous retail experience a plus

209

Senior IT Auditor Resume Examples & Samples

Provide high quality professional day-to-day management and execution of internal audit engagements and other projects, as needed
Collaborate with internal departments and partners on process improvement directives while keeping abreast of external audit and compliance requirements
Complete internal audit reports, including conducting closing meetings with business unit management, and providing practical recommendations to ensure risks are appropriately managed
Act as a value-added partner with business unit leadership to develop and implement audit and control policies and procedures which will support the growth strategies of those units
Assist in the completion of the annual internal audit risk assessment
Continuously monitor IT risks within the Company that would impact the audit plan
Coordinate with the external auditors
3-5 or more years of public accounting and/or internal audit experience required, with a preference given to experience working in the banking or financial services industries
Strong understanding of COSO principles, Sarbanes-Oxley regulations and IT audit concepts ( COBIT, ITIL)
Experience with IT assessments (PCI, SOC1/2) and business processes a plus
Previous responsibility auditing complex IT infrastructures (Networks, LANs, WANs, Security, etc.) and application platforms (Oracle and standalone applications)
Hands on professional with strong critical thinking skills and excellent leadership skills; ability to promote the department throughout the Company through excellent work and a desire to increase the value of ASG
Ability to think outside the box to audit areas that have not undergone internal audits in the past; ability to be creative in developing audit programs, apply judgment and see the big picture
Ability to develop strong relationships throughout the business and be seen as a partner
Bachelor’s degree in Information Technology, Accounting or Business (or equivalent) from an accredited college/university
CISA (or equivalent) certification preferred
As provided in NetSpend's Background Check policy, eligible candidates may be subject to drug, criminal history, and credit checks, which will be conducted and used in accordance with applicable local, state, and federal laws

210

Senior IT Auditor Resume Examples & Samples

Strong analytical, interpersonal, written and oral communication skills
Have advanced knowledge of the International Standards for the Professional Practice of Internal Auditing
Possess knowledge and understanding of IT audit concepts
Ability to identify IT risks and controls in a rapidly changing IT environment
Capable of analysis and evaluation on a range of factors
Be familiar with or have a working knowledge of various regulations affecting IT – such as HIPAA; FERPA; PCI-DSS etc
Demonstrates excellent judgment and sound decision making to obtain viable solutions
Independent and requires little supervision on all but unique matters
May recommend changes in policy or practice based on new data or situations
Self-starter with the ability to work as part of a team or independently as an individual contributor

211

Senior IT Auditor Resume Examples & Samples

Participate in the development of the annual IT SOX planning process (e.g. risk assessment, scoping, program calendar)
Lead discussions with process owners to understand key data flows with regard to SOX compliance
Update process flow diagrams, narratives, and risk & control matrixes to reflect current inscope environments
Schedule and conduct IT walkthroughs with the process owners and external auditors
Execute testing for both IT general controls (ITGCs) and IT application controls (ITAC)
Document test results and any control-related issues
Execute substantive and remediation testing as needed
Plan and execute any SOX-related implementation reviews
Perform system-based report testing used to support financial reporting
Assist with the execution of SOC1 annual assessments
Assist with requests from the company’s external auditors
Participate in the planning, execution, and reporting phases of Internal Audit’s non-SOX IT projects
Keep current of trends in IT compliance and current, best IT practices and techniques
Bachelor’s degree in Information Systems or equivalent practical experience
CISA/CISSP/CRISC or related experience
A minimum of 5 years of experience with a public accounting firm, or a public company’s Internal Audit \ SOX departments is required
A mix of operational, financial and IT audit experience preferred
In-depth knowledge of Sarbanes-Oxley; including thorough understanding of IT risks and internal controls concepts
Experience in one or more of the following areas: IT operations, system implementations, data analytics, information security, privacy, e-commerce, supply chain, financial process
Some experience with programming ACL, SQL, Java, or JSON a major ++++
Must be a team player, disciplined worker, willing to learn and have a positive attitude
The ideal candidate is a self-starter, works independently and takes on more responsibility

212

Senior IT Auditor Resume Examples & Samples

Testing of Automated Controls
Demonstrate advanced understanding of business processes, internal controls, IT general controls and related standards
Knowledge of operating systems, databases, and application related controls
Good understanding of automated controls, end user computing controls required
Understand complex business and information technology management processes
Demonstrated experience with internal controls, risk assessments, business process and internal IT control testing or operational auditing
Knowledge of Sarbanes-Oxley, COBIT and/or COSO is required
Ability to build and nurture positive working relationships with clients with the intention to exceed client expectations
Strong organizational skills, including an ability to manage activities with concurrent deliverables
Problem solving experience required
Ability to write reports and to participate in presentations
5-8 years of related technical work experience required

213

Senior IT Auditor Resume Examples & Samples

Plans and conducts routine IT internal audits based on assigned schedule
Develops methods to analyze controls, data, and business processes
Identifies potential threats and vulnerabilities observed during audit
Develops recommendations to improve controls
Presents audit findings to Internal Audit management to discuss conclusions and recommendations
Good understanding and knowledge of audit procedures, including work paper preparation and review techniques
Excellent oral and written skills
5+ years of directly related professional work experience, including two or more years IT Audit experience evaluating general IT controls, IT entity level controls, application controls, SSAE 16 reports, operating systems, and database systems
This experience also includes conducting US-SOX or J-SOX IT assessments and in the use of the COSO/COBIT framework
Bachelor’s degree in a related discipline
At least one of the following certifications is required: CPA, CIA, or CISA
Working knowledge of Microsoft Office suite and project management software to produce non-standard, creative products

214

Senior IT Auditor Resume Examples & Samples

Assists in the planning, preparation, and reviewing of company compliance with SOC reporting audit standards
Performs initial assessments of certain company operations in preparation for SOC engagements with minimal guidance and direction from audit management
Exercises professional judgment to determine materiality of findings and the adequacy of IT and business operations for effectiveness and efficiency. Recommend corrective action to improve operations
Assists company operations in preparing for initial and on-going SOC engagements, including identifying risks, controls and monitoring activities
Simultaneously manage/coordinate multiple SOC engagements with business and external audit firms
Assists in tracking external audit fees and expenses to ensure compliance with expectations
Maintains a working knowledge of general IT control processes primarily in the network and client-server environments
Familiar with operational and business process control environments
Obtains and analyzes data and results to provide an objective, informed opinion on the achievement of audit objectives in various company operations
Assists in performing SOC type internal audits for various company operations
Assists in providing training on SOC and other Third Party Assurance topics to company operations
Communicates assessment results and prepare formal written audit reports in accordance with department guidelines and discuss findings with affected management. Participate in and/or lead exit conferences
Performs post-audit reviews to determine compliance with audit recommendations
Performs special projects as assigned by management
Maintains knowledge of current technology and IT auditing practices through continuing professional education
A minimum of three to 5 years’ audit experience is required
Experience using Microsoft Access Database is preferred
Project management skills will be needed

215

Senior IT Auditor Resume Examples & Samples

Participate in the performance of risk assessment of the business process and project levels
Coordinate with management to plan, scope and deliver audit engagements that address key risks, evaluate controls, and seek process efficiencies (e.g., continuous audit, task refinement, use of CAATs) as a way to meet audit’s objectives, while delivering value to the stakeholders we serve
Lead assigned audits and special reviews to identify and evaluate the efficiency and effectiveness of the internal control environment over various systems and processes and assist in the coordination of all external audits of IT information systems operations as assigned
Assess risks and controls over operating systems, databases, infrastructure, applications and centralized processes and draft reports to management communicating the issue results of the work performed
Monitor the progress and management of corporate IT initiatives and consult on risk management and controls for new systems and/or processes associated with corporate projects, as assigned
Mentor staff auditors in completing assigned audit test plans and perform initial review of audit deliverables (e.g., detailed test plans, testing results, final reports and other formal deliverables) and utilize technology and tools to stay current on relevant technologies and possess a desire to continuously develop self and others via coursework, self-study, certifications, or knowledge transfer to and from peers
Bachelor’s degree in Information Systems, Computer Science, or related operational field
Minimum of 3 years of related professional and progressive experience within a corporate audit, risk, compliance or related assurance function or experience in a systems/programmer analyst, consulting or business advisory services role
Certified Information Systems Auditor (CISA) or demonstrable commitment to achieve certification
Other related certifications (CPA, CISSP, CISM, CIA, PMP, ITIL) a plus
2-3 years of public accounting audit experience preferred along with a solid knowledge of internal control concepts, evaluation, and testing techniques
Impeccable written and verbal communication skills to drive crisp communication to non-technical audiences
Ability to work a flexible schedule during key business deadlines
Experience auditing or working closely with one or more of the following technologies: Windows Server, UNIX, LINUX, SQL / Oracle database, and ERP systems (e.g. SAP), TeamMate or other audit work paper repository tool
Familiarity with controls and leading frameworks, methodologies and standards (e.g., COBIT, COSO, ITIL, NIST, ISO, etc.)
Unquestionable integrity, objectivity, and independence
Highly motivated self-starter with the ability to operate with minimal supervision, organized, and committed to professional development opportunities
Ability to work effectively in a team-oriented atmosphere, to take charge, and interact with personnel at all levels of the organization
Strong critical thinking and analytical skills and the ability to navigate through ambiguity, manage competing priorities and coordinate multiple project assignment simultaneously in a fast paced environment with demonstrated experience meeting project deadlines

216

Senior IT Auditor Resume Examples & Samples

Perform pre-implementation reviews to ensure compliance with SDLC procedures as well as applicable internal control requirements
Determine audit scope and objectives based on an appropriate risk assessment in conjunction with management
Develop a suitable audit program based on the risk assessment and related exposures
Perform key audit procedures (independently or with assistance from a team member)
Document all relevant Workpapers using the TeamMate audit management system
Communicate progress to Internal Audit and Client management throughout the audit (from planning to completion)
Prepare a Draft Report for Audit Management
Participate in the quarterly follow-up process to ensure that audit recommendations are properly implemented
Ensure that the audit is conducted in a manner consistent with pertinent departmental and Company policies as well as IIA Standards. Identify and document financial statement exposures, internal control design and operating deficiencies, operational inefficiencies and/or opportunities for improvement

217

Senior IT Auditor Resume Examples & Samples

Partner with the IT department in evaluating IT risks and participating in planning and development of IT-related projects (e.g. new computer systems)
Assist the Internal Audit department with audit application support and coordinate with the IT department to connect audit applications to source databases
Assist in communicating SOX program changes and training process owners and Internal Audit team members
Utilize spreadsheet, word processing, database, data analytic, and web-based software to (1) perform analyses of design of internal controls and (2) effectively support and document the results of testing of internal controls performed in accordance with the Institute of Internal Auditors’ International Standards for the Professional Practice of Internal Auditing and Committee of Sponsoring Organizations of the Treadway Commission (COSO)
Interact regularly and collaboratively with External Auditors and Internal Audit peers to ensure consistent methodologies, policies, and alignment of resources
As directed, supervise the assignments of Internal Auditors and Senior Internal Auditors and review the work papers prepared by them
Maintain accurate records and files pertaining to assignments performed

218

Senior IT Auditor Resume Examples & Samples

Perform field work related to IT, Engineering, integrated, and pre-implementation audits, and audits for our external auditors
Establish strong relationships with Corporate IT and Divisional Engineering leaders, related control groups, and operational internal auditors
Contribute to the identification of risk drivers and changes to control environment based on changing business risk profiles and proposed audit responses
Promote a business climate and culture that encourages integrity, respect, excellence, and innovation
Report to and support the Director, IT Audit
Support, on occasion, the operational auditors by assisting with operational audit work, including planning, analytics, and field work
Approximately 35%-40% travel required
Knowledge of media operations and broadcast engineering preferred (such as television, radio, publishing, or studio operations)
Strong analytical skills, particularly in assessing the probability and impact of internal control weaknesses
Proficiency in risk analysis, audit report writing, and audit work paper preparation
Excellent verbal and written communication skills, as well interpersonal skills, with the ability to present complex and sensitive issues to senior management and influence change for the benefit of the company while maintaining positive relationships with our clients
Enthusiastic, proactive and willing to take personal responsibility and accountability
Ability to independently execute an audit test program and contribute to the design of new audit tests based on risk analysis
Strong understanding of technology processes, including change management, security operations, technology operations, system implementation reviews, and business continuity, as well as application and infrastructure controls
Extensive knowledge of system development life cycle concepts, with an ability to quickly learn a complex, distributed computing environment
Experience with Active Directory security administration
Proficiency with MS Office Suite, including Word, Excel, PowerPoint, and Visio. Proficiency with ACL and TeamMate a plus

219

Senior IT Auditor Resume Examples & Samples

Supports the Head of Assignment by assisting with audit scoping, planning, evaluating, testing, and reporting
Years of functional/professional experience: Minimum years of audit, risk, information technology, and/or information security experience: Typically 6+ years
Experience and working knowledge of processes and controls supporting information technology and/or information security processes

220

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree required with a preference toward Computer Science, Information Systems, Information Security, Accounting, Finance, or Business
Minimum of five years audit experience required, with a minimum of 3 years IT audit experience
Demonstrate knowledge and experience with IT technical areas, e.g. logical security, network configuration, operating systems, change management, IT operations, cloud computing, etc
Practical IT experience helpful and may be considered in lieu of audit experience requirement
Strong understanding of payment systems and PCI Data Security Standards preferred
Professional certification preferred, e.g. CISA, CISSP, or CISM, with CIA or CPA helpful
Personal computer literacy required, e.g. Excel, PowerPoint, Word
Ability to handle complex problems and multitasks required
Strong communication skills (verbal and written) required
Conforms to acceptable standards of conduct as expressed in the employee handbook and the code of conduct for auditors as prescribed by the Institute of Internal Auditors and the Information Systems Audit and Controls Association
Must pass a successful background investigation

221

Senior IT Auditor Resume Examples & Samples

Plans, leads and/or participates on information technology (IT) and project audits of moderate to moderately high complexity. Provides well supported audit opinions and findings. Effectively communicates audit results to Senior Management. Coordinates follow-up on reported findings and ensures results are documented. Demonstrates advanced knowledge in risk and controls, planning comprehensive audits, development of business profiles, detailed risk assessments, and process mapping for new and/or significantly reorganized business areas
Maintains in-depth knowledge and serves as a subject matter expert in one or more IT disciplines, business areas or topics. Applies both specific and broad knowledge of audit principles, practices and procedures to complete audit assignments. Serves as an audit liaison to departments of moderate to high risk and serves as the liaison to one or more Branches offices
Serves as the District’s primary representative on System workgroups, competency centers, and knowledge forums. Demonstrates engagement by actively participating and/or leading strategic business projects within these workgroups and contributes regularly as it relates to their area(s) of expertise
Demonstrates an advanced level of knowledge of IT operations and IT concepts, risk assessment practices and internal control systems for assigned areas of the Bank. In addition, demonstrates advanced knowledge around General IT Controls
Information Systems
Business Operations
Proficient Desktop Computer Skills
Prior auditing experience is a must
CIA, CISA, CISSP or related certification
Recent experience as an IT Auditor within a Big 4/Public Accounting firm highly preferred

222

Senior IT Auditor Resume Examples & Samples

2+ years of Information Systems and Operational Auditing experience
Previous experience with GAAS and Internal Controls
1+ year of experience in a Supervisory capacity
CPA, CISA, CISSP and/or CFE certification
Prior experience working within a Public Accounting and/or Internal Auditing environment
Experience with performing General and Application Control Reviews
Microsoft Office/Suite proficient
Working knowledge of PeopleSoft, JD Edwards, SAP, Lawson, Oracle Financials, Great Plains, Solomon IV, MAS/90-500, UNIX, OS400 and/or ERP application software packages

223

Senior IT Auditor Resume Examples & Samples

Assist in maintaining relationships with IT key stakeholders in Japan, including providing regular updates on key IT developments which may impact the annual audit plan
Leading and acting as team member on Japan, APAC or global IT infrastructure, integrated audits and pre-implementation audits
Analyzing and assessing risks (market, credit, technology, operational, legal and compliance) assumed by the business; including key risks within IT applications, infrastructure and system processing environments
Conducting audit fieldwork in line with the determined standards
Providing practical and sustainable recommendations to IT management to address control weaknesses, providing adequate support to promote effective change and following up on remedial actions taken
Preparing reports of audit findings for AIG senior management at local, regional and global levels
Assist in the preparation of detailed reports of project status that will be shared with clients, regulators, and audit committee

224

Senior IT Auditor Resume Examples & Samples

Bachelor’s degree in Information Technology, Management Information Systems, Computer Science, Accounting, or related field
Information Technology auditing experience, or experience in IT Governance, Risk, and Compliance, or experience in IT security or systems management related field desired. Some general auditing experience very helpful for applicants with technical backgrounds
Experience in Syracuse University computing environments preferred, such as PeopleSoft
Experience with Windows Active Directory, virtualization, networking and system administration would be beneficial
Must possess or be willing to obtain (pass certification examination) one of the following certifications: CISA, CISM, CISSP, CIA, or closely related certification within two years. Other ISACA, IIA, or related certifications also desirable
Interface with front line staff, supervisors, department heads, deans, directors, as well as senior executive level personnel, developing healthy working relationships, visibility, and credibility for AMAS
Plan, conduct, and document IT related audits covering a broad range of the University’s operations and computer systems to assure that the University’s assets are protected, and to determine if functional areas are conducting IT related operations in compliance with established guidelines, policies, procedures, legal and contractual requirements, and industry best practices
Perform technical audits including databases, operating systems, application systems, networks, information security, physical and virtual server operations, change controls
Evaluate University policies and procedures to ensure the effectiveness and efficiency of existing internal controls. Make recommendations for new or revised policy and procedures as a result of evaluation
Communicate audit results to management, both verbally and in standardized formal written audit reports
Plan, document, and conduct independent Information Technology related audits covering a broad range of the University’s operations and computer systems to assure that the University’s assets are protected, and to determine if functional areas are conducting IT related operations in compliance with established guidelines, policies, procedures, legal and contractual requirements, and industry best practices. Develop audit scopes, Internal Control Questionnaires (ICQ), and perform background research to help evaluate and analyze the control environment, internal controls, security, and data integrity for areas under audit review. Develop and perform audit tests using IT audit tools, scripts/programs, analysis of vulnerability scans or penetration testing reports, data analysis and other techniques on key IT controls to determine whether they are functioning effectively and as expected. Document fieldwork/test work in standardized work papers, identify findings, develop management recommendations, communicate findings (both verbal and in standardized written audit reports) to management. Follow-up on management’s action plans
Provide IT audit support to internal financial auditors as needed to achieve a level of integrated audit activity
Participate in significant University IT projects, system implementations, and special management requests in a consultative role
Assist external auditors and outside consultants as needed
Actively participate on various University Committees
Maintain current knowledge and expertise regarding IT internal controls and current technologies by maintaining job related professional certifications and through continuing education
Account for all project time, budget vs. actual.

225

Senior IT Auditor Resume Examples & Samples

Develop the audit program, scope and objectives for the information technology audits of the company, its subsidiaries and external business partners
Complete assigned Sarbanes-Oxley compliance testing responsibilities
Participate in annual risk assessment process
Prepare internal audit report, including conducting closing meeting with auditee management and providing practical recommendations to ensure risks are appropriately managed
The candidate should have a BS/BA degree in Information Technology, Business, or Accounting
3-5 years or more IT auditing experience
Previous responsibility of auditing complex IT infrastructures (Network, Security, LANs, WANs, etc.) and application platforms (standalone applications)
Effective analytical and problem solving skills
Experience with Microsoft applications (Excel/Word); ACL, TeamMate )
CISA, CPA, CIA, CISSP strongly preferred
Travel may be up to 10%

226

Senior IT Auditor Resume Examples & Samples

Bachelors/Masters degree in Engineering/Computer Science, Accounting, or other IT related field
Minimum of 2 – 4 years experience working within IT
Prefer dual majors in accounting and computer science/ management information systems
Experience in installing and managing virtualized platforms like VCE vblock/ Vmware in cloud architecture
Recent Big 4 audit experience preferred
Firewall/ networking architecture, management or audit experience preferred
CPA, CFE, CISA, CISSP, CSSLP, CCSP, CISM, PMP or similar IT preferred
Proactive leader with the ability to work effectively across all levels and functions within the business
Knowledge and experience in business and IT controls; creative and innovative; able to identify, recommend, and implement process improvements
Strong interpersonal skills with the ability to facilitate diverse groups and work with all levels of internal and external customers
Works independently and easily adapts to change
Proven experience in a variety of IT or engineering infrastructure and application technologies

227

Senior IT Auditor Resume Examples & Samples

Assisting in risk assessment, audit planning, and audit program execution
Lead and execute IT audits by leveraging audit and IT frameworks (e.g. COSO, COBIT, ITIL, NIST and Continuous Improvement, etc.)
Obtaining and reviewing evidence ensuring audit conclusions/remediation statements are well-documented
Evaluating and recommending improvements to the company’s information systems control environment, risk management process and IT operations
Drafting and discussing audit findings with process owners and senior management
Preparing draft audit reports with analysis and recommendations in good form
Monitoring and tracking audit finding remediation
Reviewing corporate and IT policies and procedures
Manage multiple time-sensitive, high-risk projects while meeting prescribed deadlines
Assisting in integrated audit projects by working with the Corporate or Financial and Operational Audit team
Providing assistance to the external auditors
Technical knowledge of Windows, AS400, Linux, SQL Server, IBM DB2 Database Management System, and Infrastructure
Technical knowledge of ERP business applications (JDE, Lawson, SAP)
Familiarity with programming languages
Data analytics experience preferred (ACL, IDEA, Data Warehouse, etc.)
Flow-charting experience (Visio)
Bachelor’s degree in Information Technology, Computer Science or Accounting
2+ years of internal or external operational or IT audit experience
Excellent communication, writing and presentation skills
Willingness to travel up to 10% annually (both domestic and international)
Solid understanding and ability to apply risk and control concepts
Ability to identify root cause of an issue raised
Ability to identify sensitive issues and facilitate communications in a proactive manner
This position must pass a post-offer background and drug test

228

Senior IT Auditor Resume Examples & Samples

70%: Assess, analyze, and report out on audit projects as assigned. Activities include risk assessment, project management, leading audit projects, and communication and reporting of findings to senior management
Perform audits: Analyze business processes and standards using a risk-based approach for various areas of a business/function. Document, validate, and share audit findings with senior management
Project leadership: Leading a team of peers through the full audit process. The project lead will be accountable for the successful identification, analysis, and reporting of identified risks, and needs to be able to effectively interact with all levels of the organization
Strategic business partner: Working with key business/functional leaders in an advisory role to understand and assess risks to develop a robust, relevant, and risk-based project pipeline
30%: Propose, review, and complete strategic initiatives within and outside the department
4-year BS or BA degree
7 or more years of relevant IT experience
3 or more years of IT or business audit experience
Ability to travel globally 40%
Demonstrated ability to quickly conceptualize and understand the strategy, business model, and supporting processes for Cargill businesses and functions
Ability to communicate and influence at multiple levels of the organization
Demonstrated intellectual curiosity, desire to learn, discover and seek opportunities for improvement
Passion and ability to lead, coach, and develop others
Demonstrated ability to set priorities and manage multiple concurrent priorities
Demonstrates initiative, strong judgment, and commitment for results

229

Senior IT Auditor Resume Examples & Samples

Deliver and participate in audit reviews to ensure that all technology and data risks are anticipated, identified, recognized, and appropriately managed in alignment with the departmental audit plan and initiatives. Audit activities include reviewing business, data or IT processes / practices, contributing to or preparing reports with an overall audit opinion and associated findings, and participating in developing issue resolutions
Ensure compliance with MetLife Policy & Procedures, regulatory standards, industry best practices, procedural efficiency, risk management, and IT compliance to Risk and Security, where applicable
Execute audit assignments as part of the team, or independently for less complex or routine activities, using industry / regulatory standards and knowledge of MetLife’s businesses and operations
Participate in and / or manage projects, completing assigned tasks and responsibilities within budget and agreed timelines (and explaining variances)
Act as a primary client contact and manage the client relationship including communicating findings and resolutions to Senior Management and tracking the audit findings to closure
3 - 5+ years of experience in IT audit, public accounting or the financial service industry
Intermediate experience in being able to multi-task various ongoing activities and engagements

230

Senior IT Auditor Resume Examples & Samples

Support audit fieldwork including tests of controls and substantive tests of details
Perform ad hoc projects as assigned to assist Audit in analyzing Ally's risk and control environment
Develop, execute, and document audit tests in accordance with Audit Services policies and procedures
Identify root causes and provide meaningful recommendations
Train/ mentor staff auditors
Bachelor's degree in relevant field of study
2-5 years of audit and/or IT related experience
Relevant certification preferred (CIA, CISA)
Strong project management and analytical skills
Proven ability to excel in highly interactive team environment
Well-developed analytical and problem solving skills

231

Senior IT Auditor Resume Examples & Samples

Participates in audit planning and brainstorming activities
Conducts moderately complex technical IT audit fieldwork, including preparing work papers in accordance with IIA standards
Performs on-going monitoring and key indicator reviews of specific area of IT responsibility
Assists in assessing and testing financial controls
Demonstrates the ability to identify risks and clearly articulate their impacts
Develops findings and report documentation
Presents findings to senior leadership
Performs follow-up on reported findings and documents results
Ensures work papers are prepared in accordance with IIA standards
Provides general guidance and training to new staff
Serves as Audit Liaison for low to moderate risk business processes
Participates in department, Bank or System-wide projects
Assists in reviewing application development activities and IT functions to ensure controls are adequate and effective
Assesses the effectiveness of low to moderately complex projects or programs to achieve intended business outcomes and benefits, to deliver expected results, and to manage risks
Assists in evaluating the design, function, and actual results from governance & oversight, project & risk management, quality assurance reviews, development/ acquisition, testing, and delivery
1+ years of experience
Bachelor’s Degree; preferred field of study: Computer Science, Information Management or IT
CISA, CIA or CPA in progress
Knowledge of cyber security and business system resiliency
General understanding of Federal Reserve System business lines and strategies at local and System level
Demonstrated independent thinking and decision-making abilities

232

Senior IT Auditor Resume Examples & Samples

Scheduling the audit, scoping and planning
Executing and documenting audit testing
Drawing conclusions based on the outcome of audit testing
Identifying areas in need of improvement and assisting in the development of an action plan
Drafting the audit report and presenting to Internal Audit management
Keeping departmental management fully informed on the progress of all assignments and following-up issues to ensure that all agreed improvements have been actioned
Working alongside business auditors to deliver ‘integrated’ audits including examining application control functionality
Working within cross functional teams on longer term projects, such as new initiatives, systems developments and product launches
Ad hoc investigations
Contributing to the development of processes and procedures within Internal Audit
Assisting with Internal Audit data analytics
IT professional or IT auditing experience, including application auditing
Experience of systems development projects
Experience in Quality Assurance, Quality Control, Information Security, testing within the technical community and a broad experience with information systems development methodologies, risk assessment or risk management functions. An IT Audit, Internal Audit, Accountancy or IT qualification/accreditation
Internet/Web, E-Commerce and Cyber-crime knowledge
Experience of auditing/security for Windows, SQL, Unix/Linux, iSeries
Programming language(s) e.g. Visual Basic and strong Excel, SQL and/or Access skills
The ability to communicate effectively and form good working relationships at all levels within the organisation
Project Management skills
Excellent presentation and report writing skills
Ability to travel between other FIL offices in UK and overseas as required

233

Senior IT Auditor Resume Examples & Samples

3-6 years of IT Audit experience out of Financial Services
Application controls knowledge
Infrastructure controls experience

234

Senior IT Auditor Resume Examples & Samples

Plan and perform IT and operational audit assignments to assess the efficiency and effectiveness of IT, business processes and related controls
Prepare detailed working papers that evidence the work performed and any issues that arise
Draft, prepare and submit audit findings and present them to senior management
Facilitate ad hoc reviews and act as an IT subject matter expert to ensure alignment with best practices
Collaborate with and support internal and external stakeholders by sharing expertise and providing accurate and timely information related to audit status and/or other inquiries
Maintain up-to-date knowledge and contribute to on-going key risk indicators for IT environment, industry technology risks and general insurance industry practice
Contribute to a positive work environment by demonstrating cultural expectations and influencing others to reward performance and value “can do” people, accountability, diversity and inclusion, flexibility, continuous improvement, collaboration, creativity and fun
2 years relevant experience
Working knowledge of IT Governance, COBIT Framework, COSO
Working knowledge of IT general controls; system development lifecycle methodology; and applications controls
Working knowledge of emerging technology such as wireless, cloud computing, etc
Working knowledge of risk-based analytics of business finances and operations, and data sources that drive the analytics
Working knowledge, skills, and experience in the principles and practices of technology, IT industry trends, IT infrastructure, IT service management processes and controls, internal auditing, accounting, and financial and operational environments
Analyze complex risks to ensure organizational competitiveness and satisfaction of established long-range objectives; evaluate causal relationships
Utilize effective research and investigative strategies and best practices
Analyze and synthesize data to form options and recommendations
Communicate outside and across the organization and share information as a positive aid to achieve best practice and objectives
Effectively and efficiently present logic, reasoning, and analysis to others
Build long-term collaborative working relationships with senior managers
Work with technology and choose the appropriate technological tool for a given task
Use internal and external resources to gather, analyze and reorganize information
Motivational, inspirational and enthusiastic approach to team involvement
Influence team dynamics and utilize the individual strengths of each team member to achieve results
Support the needs and goals of a customer and actively look for ways to meet them
Develop open communication, cooperation and knowledge sharing with key stakeholders

235

Senior IT Auditor Resume Examples & Samples

Responsible for the planning, execution and follow up of assigned global assurance projects, as agreed with the GIA Leadership Team, as part of the annual GIA Plan. Deliver internal assurance reviews and projects to evaluate the adequacy of management of key risks and subsidiary risks. Lead and/or perform fieldwork for specific internal audit reviews and projects and participate directly in audit review delivery. Devise and negotiate practical and commercial recommendations to improve business risk management in assigned areas. Present issues and balanced conclusions that demonstrate a depth of business knowledge, to a high quality standard while meeting required reporting deadlines
Participate in project/committee/initiatives as assigned to support assurance objectives. Document and present the results of this involvement to stakeholders on a periodic basis
Develop and continually strengthen working relationships with key stakeholders. Reinforce management ownership of controls through continuous stakeholder engagement. Contribute substantial, well-thought out information into the Dynamic Risk Assessment (DRA) process during the year, drawing on these relationships. In particular, collaborate and build relationships particularly with Business Reputation and Responsibility (Risk Management, Legal, Corporate Responsibility, and Standards) and Technology
Support and contribute to assigned GIA functional areas (e.g., Resources, Technical/Methodology, Communications, and Fraud)
Develop and assist with the implementation and use of Computer Assisted Auditing Techniques (CAATS) within GIA
Assist in managing and partner with GlA’s co-sourced technology assurance partner(s) (external professional services firm)
Bachelor’s Degree in Information Systems, Business, and Accounting or in a relevant field
CISA or related required; CIA or equivalent preferred; CPA preferred. CISSP, CISM, or other similar certification a plus
Working knowledge of US corporate governance and other applicable regulatory frameworks
Demonstrated knowledge of ERP/HRMS systems (such as PeopleSoft, Workday)
Demonstrated knowledge of regulatory requirements for product development and IT operations departments
Demonstrated knowledge of major control frameworks including COSO, CoBIT, ITIL, and ISO
Demonstrated knowledge of project management frameworks such as PMI
Demonstrated knowledge of ACL and/or IDEA

236

Senior IT Auditor Resume Examples & Samples

70%
4-year Bachelor of Science or Business Administration degree
7 years of relevant IT experience
3 years of audit experience as part of an internal audit department or consulting firm

237

Senior IT Auditor Resume Examples & Samples

Manage IT audit and non IT-audit projects globally (North America, South America, Europe and Asia) to meet deadlines and project budgets
Understand modern technologies and IT operations as well as IT business integration to assess risks and determine appropriate audit objectives, scope and procedures
Lead the preparation of IT audit programs and working papers detailing audit procedures/techniques
Use technical, business and problem-solving skills to provide in-depth audit and consulting services for system development projects, focusing on information security, information technology and project management risks and controls
Advise on the controls design of prospective controls as they are designed
Report audit findings clearly and concisely (orally and written) and make recommendations for correcting unsatisfactory conditions, improving operations, and reducing costs
Demonstrate understanding of financial accounting concepts and controls, project management controls, general computer controls and SDLC frameworks
Perform other duties, including administrative functions, as required
5+ years of total experience (2+ years of public accounting experience preferred)
BA/BS in Information Systems, Finance or Accounting, or equivalent
Strong experience with auditing information security related topics and giving actionable, business oriented recommendations
Excellent knowledge of IT infrastructure operations, security risks and monitoring technologies
CPA, CIA, CISA or equivalent certification
Experience with managing or implementing ISO27001
Knowledge of COSO framework and Sarbanes-Oxley requirements
Demonstrated ability to direct the work of others, whether internal or external resources
Substantial successful experience conducting significant audit assignments
Proficiency with ACL and data extraction and analysis techniques
Industry experience
Experience in data analysis (using Access or other tools)
Experience in implementing or utilizing continuous auditing / continuous monitoring (CA/CM) processes and technology
Experience in implementing SAP
Knowledge of company languages (German, Portuguese, Korean)

238

Senior IT Auditor Resume Examples & Samples

Develop a high-level understanding of the control environment (e.g. function and design)
Establish the assessment objectives and finalize scope of control testing
Execute field work and collect / analyze evidence
Conclude on the adequacy of the control design and operating effectiveness
Document findings and conclusions
Report the status and results of the assessment
SAP BASIS, Security, and other finance related modules strongly PREFERRED
COTS Applications (e.g. SAP, PeopleSoft, Hyperion, etc.)
Middleware (e.g. AutoSys, Sailpoint, Hyperion, etc)
Operating Systems (e.g. UNIX/LINUX, Windows, Z/OS, etc)
Database Systems (e.g ORACLE, DB2, INGRES, ….)
Mainframe Systems (e.g. ACF2, Endeavor, CA-7, ….)
Authentication Systems (e.g LDAP, GPLD, Active Directory, etc)
File Transfer Systems (e.g. IIB, Datastage, SeeBeyond, etc.)
Network (e.g. Firewalls, Network Monitoring Systems, IDS, IPS, etc.)
Oral / Written Communication skills
Persuasion / Negotiation skills
Data mining and analytics
General IT knowledge
Business /political acumen
Time / Resource management
Developing / Managing Relationships
Conflict Management
Works independently with accountability for results
COSO Internal Control Framework (COSO ICF)
Enterprise Risk Management (ERM)
Fraud Risk Assessment
Gramm-Leach-Blilely Act (GLBA)
ISO 27000
PCAOB Auditing Standard No. 2
Sarbanes-Oxley Section 302 (Disclosure Controls and Procedures) PREFERRED

239

Senior IT Auditor Resume Examples & Samples

Lead and execute all aspects of the audit process, including planning, risk assessment, controls identification, client coordination, fieldwork, data analysis, workpaper documentation, reporting, and remediation validation
Perform data analysis and apply general statistical concepts against data sets
Document a thorough understanding of business processes, including the role of technology in supporting the process
Ensure audit testing work papers are documented in a consistent and high quality manner while executing project tasks in adherence to established timelines
Build and develop Internal Audit’s brand within the company through meaningful relationship building

240

Senior IT Auditor Resume Examples & Samples

Support management in the assessment of operational, IT and compliance risks and controls
Independently execute assigned audit activities with limited guidance
Conduct annual Sarbanes-Oxley IT General Controls audits and work with management on other special projects throughout the year
Actively contribute to and coordinate team audit plan activities (completion of scoping tools, process mapping, risk assessments.)
Evaluate impact of control deficiencies, discuss with line management and initiate recommendations in assigned test areas
Understand and communicate connection of audit findings to broad strategic business objectives
Exercise judgment, build strategic relationships with business partners and begin to apply deep & broad business acumen
Be able to travel 0-10%
Excellent analytical, technical and problem solving skills with focused attention to detail
Strong verbal and written communication, collaboration and time management skills
Experience in organizing, planning and executing audit projects from conception through implementation
Ability to excel in a team environment and work well with all levels of management
Results-focused self-starter with high energy, a desire to learn and a positive attitude
Ability to manage multiple work efforts with competing priorities
Comfortable in ambiguous situations and able to rapidly change direction
Bachelor’s degree in Management Information Systems or other technology or business related discipline
3-6 years of audit, risk, information security, technology, control, compliance or other related experience
Public accounting or internal audit work history
Experience with performing IT general controls testing
Internal and/or external audit experience with Sarbanes-Oxley 404/financial statement audits
Familiarity with auditing and/or using SAP (or similar ERP) and Hyperion (or similar financial reporting system)
Advanced degree or relevant certifications
Exposure to Google productivity software, especially Drive, Sheets, Mail and Calendar
End user working knowledge of audit software
Data analytics skills using Idea/Tableau or similar tools (SQL/Excel) to analyze large amounts of data
Experience coordinating with third-party contractors and international team members

241

Senior IT Auditor Resume Examples & Samples

Initiates and develops effective relationships with management and process owners as a key priority and identifies significant risks and related controls within their business. Searches to increase customer satisfaction while challenging the status quo and enhancing the Company’s control environment
Acts with a sense of urgency with regard to project timelines and risk mitigation. Ensures closure of issues while considering a broader understanding of Company strategy. Grasps complexities, perceives relationships among projects, and includes others in problem-solving efforts. Creates an atmosphere in which timely and high quality information flows smoothly between self and others
Encourages and empowers customers and team members to achieve and excel. Fosters collaboration among individuals and among teams, actively pursues learning and self-development. Routinely incorporates up-to-date knowledge of the profession and industry. Seeks feedback and welcomes unsolicited feedback
Assist with all activities related to Sarbanes-Oxley Section 404 and Payment Card Industry Data Security Standard (PCI DSS) including: risk assessment, scoping, control documentation and updates, testing of operating effectiveness, education, and reporting
Understands and evaluates the internal control and risk environment. The Senior IT Auditor leads and/or conducts complex engagements that are designed to assess the organization’s information technology (IT) risk exposure and recommend any needed enhancements to IT business systems, processes, and controls
Support the Internal Audit department by participating in a variety of projects. Project may include, but are not limited to operations audits, restaurant visits, infrastructure, network and applications reviews, pre and post implementation reviews of new IT systems/applications and vendor risk assessments
Prepares comprehensive, well-written Internal Audit Reports summarizing the review results. Conducts closing meetings and presentation of IT audit results. Follows-up on status of prior IT audit recommendations to ensure that report recommendations are implemented on a timely basis
Feedback’s Priceless - I see more through your feedback
Own it - I own, drive and achieve key results
Win Together - I work across boundaries to achieve key results
Trust Matters - I act in a manner that cultivates trust in others
Thinking Forward - I think and act in a manner to deliver desired future results

242

Senior IT Auditor Resume Examples & Samples

Prepare draft process level risk assessments and perform preliminary inquiries/surveys of processes / activities/and identification of controls to assist in developing audit program and test steps to evaluate auditable entities
With limited oversight, will execute the work outlined in the audit work program and evaluate the efficiency and effectiveness of IT and operational processes and internal control infrastructure in the performance of IT Audits for a wide range of technology environments, including controls for the policies and procedures that address key areas of an IT organization: information security, system development, change management, IT operations, and disaster recovery
Follow departmental quality standards in the execution of audits and preparation of documentation and other deliverables to provide adequate project or technical analysis supporting all audit work performed to support conclusions
Regularly interact and communicate with auditees to discuss and present audit results, gain acceptance and provide advice to remediate on audit opportunities
Assist in preparation of written report to management to communicate results of audit
Track remediation efforts for opportunities noted in audit reports and conduct post-audit follow-up to appraise adequacy of corrective action taken to audit recommendations
Review work product of staff level auditors
Assist with other audit matters and projects
Assist IT Audit Sr. Manager in directing the activities of Staff Auditors
Perform first level review of staff level auditors’ work product
Maintain excellent working relationships with key stakeholders in the organization
Interact effectively with co-workers and clients at all levels, as to foster and maintain strong working relationships
Bachelor’s degree in accounting, business or technology related field
At least 3 years of IT experience or IT audit experience and monitoring of IT systems
Knowledge of internal controls, information technology governance standards, industry best practices (i.e., COBIT, NIST, ITIL, etc.) and other IT frameworks and methodologies
Familiarity with critical applications, data warehouse; knowledge of technology areas including networks, communications, operating systems, databases, and web technologies
Tactical and able to work across functions to identify and address audit needs
Excellent analytical, organization and multitasking skills
Proficiency with the Microsoft Office products (Word, Excel, PowerPoint)
Able to work in a flexible environment and work well under pressure and within short deadlines
Willingness to travel domestically & internationally
CISA, CISSP, CIA, CPA or similar designation, preferred
Knowledge of data mining tools such as ACL, Idea, SQL or MS Access, preferred a plus
Knowledge of regulations, e.g. HIPAA, PCI, GBLA, preferred a plus

243

Senior IT Auditor Resume Examples & Samples

The primary and ultimate responsibility of Senior IT Auditor is as follows
1) To conduct the testing phase of the Company’s 404 compliance efforts
2) To conduct IT, operational, financial and compliance internal audits and reviews
3) To assist management and the Audit Committee on special projects and special investigations related to internal controls and internal auditing matters
4) To assist the external auditors in the interim and year-end financial statement audit process
Education: Minimum Required: AS, BS or BA
Preferred Level: MBA or MS/MA
Preferred Level Certification: CISA, CIA or CPA (or candidate)
Experience: Minimum: 3 – 5 years of SOX IT auditing or 3 – 5 years of IT internal audit, infrastructure, operations, application development, security, compliance or accounting
Preferred Level: 2+ years of SOX IT auditing experience; 4+ years overall IT experience, accounting and/or auditing
Minimum Required: Working knowledge of auditing standards: COBIT, COSO, GAAP and the Sarbanes-Oxley Act (specifically Section 404 and Auditing Standard No.2 and 5)
Preferred Level: Detailed knowledge of IT auditing standards: COBIT, COSO

244

Senior IT Auditor Resume Examples & Samples

A Masters or Bachelor’s degree in Information Systems, Information Security, Accounting, Finance, Business or related field of study
Previous IT Audit experience with external audit firms or internal audit departments
Certified Information System Auditor (CISA), Certified Public Accountant (CPA), Certified Internal Auditor (CIA) and/or Certified Fraud Examiner (CFE) credentials are desirable
Proficiency in evaluating the adequacy and effectiveness of IT controls and procedures
Understand and apply IT general and application controls concepts and auditing theories, procedures, and techniques
Demonstrates thorough abilities and a proven record of success for delivering IT audit conclusions and results
Effective writing and oral communication skills are essential as the candidate must be able to communicate clearly, quickly, and persuasively audit findings and project status
Ability to operate independently and recommend effective solutions
Working knowledge of key accounting/finance/audit systems and supporting infrastructure (SAP, Oracle EBS, SQL, Oracle database, Unix, Linux, windows, ACL, etc)
Project management skills to initiate and develop project plans and successful implementation
Communicate and share information
Resolve conflict
Working across various locations
Developing others
Functional expertise
Plan and organize

245

Senior IT Auditor Resume Examples & Samples

Minimum 2-3 years prior audit experience
SOX IT General Controls testing experience
Oracle application and database experience preferred, but not required

246

Senior IT Auditor Resume Examples & Samples

Lead regular audits and other reviews of IT practices to ensure organizational compliance
Facilitate, oversee, and provide point of contact for IT compliance audits, assessments, and other reviews of processes
Write and design information security documentation including guidelines, policies, communications, forms and process workflows
Review all changes within the Compliance environments
Planning and performing PCI audits on Level 1 and Level 2 compliant platforms
Responsible for assisting in the development and maintenance of IT Governance and Compliance Frameworks, and for managing IT improvement initiatives with the ability to perform gap analysis and the implementation of recommendations
Reviewing IT processes and controls to ensure that a high level of quality is maintained and that auditing standards are followed. Monitors IT envrionements f
Identifies and analyzes changes to business processes and infrastructure for impact on company's compliance with regulatory requirements (PCI, HIPAA, IT SOX), and provides guidance and recommendations for maintaining secure and compliant environment
Develop and implement compliance programs to meet local, state and federal requirements in numerous countries around the world
Work with external consultants and auditors as appropriate; work closely with cross-functional teams to ensure supporting data is readily available to/from relevant business units and external parties
Bachelor's in Computing Science or equivalent Technical Diploma and relevant auditing and systems experience required
Strong Project Management skills
A minimum of Five years of experience in Information Systems auditing field
Knowledge of relevant technology a strong plus (e.g. ORACLE and MS SQL databases, Windows and UNIX/LINUX platforms, voice and data networks)
Internal auditing experience or other auditing experience in mid to large organization
Familiarity with regulation and compliance requirements such as PCI, HIPAA or IT SOX
Experience in working with databases, operating systems, and custom applications
Must have a good working knowledge of risks and controls as they pertain to Information Technology
Ability to identify key controls to assess in any controls environment and test their design and operating effectiveness
Ability to assess the identified gaps / deficiencies, including, but not limited to identification of mitigating controls, determination of impact to the financial / sox or other audits, and documentation of practical recommendations

247

Senior IT Auditor Resume Examples & Samples

Complete audit projects in system security, controls or information security environment, specifically in the following domains
Bachelor’s degree in information technology, accounting or related field required
3+ years of related technology (IT) audit experience
Strong audit knowledge, including internal controls testing, information systems operations, documentation techniques, and business processes
Achieved or working towards professional certifications such as CISA, CISSP, or CIA

248

Senior IT Auditor Resume Examples & Samples

Control issues raised by configuration and design decisions
Business process controls, including access to transactions and system security
Latest cyber security threats, due to the challenging and ever changing nature of IT risk (be able to apply that knowledge to help identify potential risks to the company)
Bachelors degree in IT, Business, or related major required
4-5 years of experience in Information Technology auditing or equivalent industry experience
Proficiency in MS Windows Suite Softwares including MS Excel, Word, and Powerpoint
Working knowledge of SAP software required
Willingness and ability to conduct overnight business travel about 30% of the time to both domestic and international locations
Certified Information Systems Auditor certification preferred
Flexible, innovative, and self-motivated team player
Strong analytical, communication and writing skills
Ability to examine a function to determineoptimal perfomance and if necessary, to devise and recommend more efficient methods for completing the tasks involved
Ability to assess processes and procedures in reaching a conclusion as to the adequacy of internal controls
Ability to communicate technical information systems issues as well as the potential consequences of identified risks with non-IT personnel

249

Senior IT Auditor Resume Examples & Samples

Lead or support audit teams for technology audit projects
Lead or support special investigations
Assess engagement level risks and evaluate and validate key technology controls
Develop detailed IT process narratives and/or process flows, identifying IT process risks and key controls
Develop workpapers and other audit materials that meet all relevant professional practice requirements
Formulate logical and supportable conclusions
Prepare well-written and meaningful reports summarizing audit results
Develop and foster professional relationships
Lead, teach, and mentor audit staff
Establish trust and credibility with key stakeholders
Contribute to a high performance environment
Bachelor’s degree in accounting, finance, technology, or other related discipline
Professional certification (e.g. CIA, CISA, CFE, CISM, CISSP), or the desire and determination to pursue such
Minimum of three years of experience, prefer in a Fortune 500 or professional services firm
Although financial services and or technology industry experience is highly desired, other industry experience will be considered as appropriate. Experience in highly regulated environments is a plus
Professional services experience acquired from a Big 4 environment or highly regarded consulting firm is desired
Ability and willingness to travel (20-50%, depending on location)

250

Senior IT Auditor Resume Examples & Samples

Perform and/or review IT ICOFR testing, including process walkthroughs, detail testing, documentation, and conclusions
Perform and/or review IT external audit assist work
Perform and/or review IT project work, including walkthroughs, testing, documentation, and conclusions
Assist in developing IT audit work scope/objectives using risk-based judgment
Independently determine conclusions and evaluate findings to present to IA Management
Provide ongoing audit work guidance and consulting; oversee/lead meetings
Collaborate with other auditors and project teams, as well as IA Management effectively
1-2+ years GWLA experience preferred

Download Senior IT Auditor Resume Sample as Image file

Related Job Titles

IT Auditor Resume Sample

Senior Auditor Resume Sample

Senior Internal Auditor Resume Sample

Senior Auditor, Internal Resume Sample

Internal IT Auditor Resume Sample

IT Audit Senior Resume Sample

IT Internal Auditor Resume Sample

Auditor Senior Resume Sample

Risk Auditor Resume Sample

Senior Auditor, IT Resume Sample

Operational Auditor Resume Sample

Operations Auditor Resume Sample

Browse More

Senior IT Auditor Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Senior IT Auditor resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

Senior IT Auditor Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume