Brokerage Analyst Resume Samples

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J Feeney

Jarvis

Feeney

28232 Hettinger Pine

Dallas

+1 (555) 639 8560

28232 Hettinger Pine

Dallas

Phone

p +1 (555) 639 8560

Experience Experience

Dallas, TX

Brokerage Analyst

Dallas, TX

Frami-Metz

Dallas, TX

Brokerage Analyst

Prepare offering materials for new or existing assignments and pursuits utilizing effective work planning capabilities
Manage the due diligence and closing process for complex financing transactions
Perform complex financial analyses, including cash flow projections with complex lease and financing structures, and sensitivity analyses
Data entry and analysis - assist the consulting team in gathering, organizing, entering and analyzing data using Excel spreadsheets to be used for various client projects. This role also involves an increased focus on analysis of the results and managing portions of projects, including reviewing the work of lower level analysts. Examples of the types of projects and responsibilities include
Assist with the preparations of presentation and pitch materials for new business pursuits
Read and review real estate documents (i.e. leases, environmental and engineering reports, appraisals, etc.) and prepare abstract reports for clients and prospective clients
Develop automated (Excel macro) or Access database systems for simple reporting

Detroit, MI

Analyst, Brokerage

Detroit, MI

VonRueden-Kuphal

Detroit, MI

Analyst, Brokerage

Develop and qualify warm leads, networking and setting-up appointments/meetings
Point of contact for tracking, management, reporting
Support the team in utilizing Outlook, CRM/Sales Lite and other, data entry and maintenance for the purposes of direct marketing and client relationship development
Contribute to designated local market research requests: market snapshots, market overviews, quarterly market decks, topic specific research to support pitches and brokerage opportunities
Performing specific market research utilizing internal and external resources
Developing financial models for scenario analyses and lease comparisons using Excel
Perform other duties as assigned

present

Los Angeles, CA

Brokerage Center of Excellence Analyst

Los Angeles, CA

Braun LLC

present

Los Angeles, CA

Brokerage Center of Excellence Analyst

present

Provides concise and meaningful updates/metrics to business unit management, including senior management
Evaluates and implements new initiatives process/workflow improvements and program/policy changes
Create and update job aids and assist with training delivery
Works with clients, Pershing LCC, AIS, legal, ,product management, compliance groups, treasury, imaging and other related areas
Supports the team and management in execution of growth strategy and success
Participates in development of training programs for new hires and other internal areas
Lead small projects to identify workflow problems pertaining to team functions; recommend and implement solutions

Education Education

Bachelor’s Degree in Finance

Oregon State University

Bachelor’s Degree in Finance

Skills Skills

Self-motivating individual who is detail-oriented, has strong organizational skills, and the ability to work independently and within a team under deadlines
Ability to multitask - Strong ability to multi-task with multiple projects and deadlines in a “high-volume” fast paced environment
Strong verbal and written communication - Able to provide ongoing input and updates to team through thoughtful and detailed information
Computer knowledge and proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Access, Project and Outlook)
Ability to analyze qualitative and quantitative information and translate into strategic deliverables
Excellent academic credentials
Strong proofreading and editing abilities
Ability to work successfully under pressure
Computer proficiency (Excel, PowerPoint, Word)
Ability to multi-task

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10 Brokerage Analyst resume templates

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ETD Brokerage Analyst Receivables Resume Examples & Samples

Provide control for daily processing including oversight of reconciliations, cash receipts and payments, metrics and reporting and SLAs
Work with the ETD business managers and traders, client service and data teams, counterparties, exchanges, and external clients to escalate and resolve issues
Manage team metrics and reporting
Work with operations, IT and sales to implement improved processes for the brokerage team as a whole
Work to strict deadlines
Adhere to the performance and risk framework

Analyst, Brokerage Risk Controls Resume Examples & Samples

Work with business partners, Sr. Brokerage Risk Analyst, Audit, Compliance, Risk Management, Legal and outside consultants to identify and mitigate risks
Recommend and evaluate remediation plans by business units associated with products, services, customers and operations
Monitoring will include identification of weak controls and action plans to strengthen
Monitor and test SOPs to ensure proper policies and procedures are followed
Maintain and monitor system entitlement access and approvals
Develop strong partnership with individuals in Risk Management and Advocacy and Oversight (Law, Compliance)
Work with business partners and regulators to ensure proper protocol is used during audits and regulatory exams
Keeps up-to-date knowledge in the industry
Experience with Brokerage Services applications preferred
Able to work independently to execute with excellence
Results driven; conveys a sense of urgency and drives issues to closure, while addressing obstacles and opposition

Prime Brokerage Margin Analyst Resume Examples & Samples

Ensuring that all client positions and valuations are accurate, that correct requirements are being charged in accordance with the clients' strategy and margin policy, issuing margin calls and ensuring they are covered same-day
Understanding day-to-day client portfolio movements and products traded, thinking about what your clients are trading, actively challenging things that do not make sense
Working extensively with the IT, Risk Management & Client Service teams on a daily basis to ensure accuracy of margin calls and client reporting, maintaining a controlled & commercial business
Managing operational risk by performing key daily controls while understanding impacts of any exceptions and escalating where appropriate. IPB & IWM rely on our team to manage and highlight operational risk in the margin process. We are the last line of defence in a market or client crisis
Driving forward the significant change agenda in collaboration with peers in the London, Hong Kong and Singapore Margin/MORS teams
All Degree and equivalent disciplines considered
Strong numerical and analytical skills are a prerequisite and previous industry experience is desirable
Exposure to hedge funds industry / derivatives products / prime brokerage margin an advantage
Strong interpersonal skills with the confidence to deal with senior internal clients & a strong team of experienced professionals
Demonstration in any past work experience of robust analytical skills and high attention to detail
A self-starter with the ability to work on their own initiative as well as be a solid team player
Computer literate and familiar with most packages including Excel. Access/macro skills an advantage

Brokerage Svcs Trad Analyst Resume Examples & Samples

Facilitate trade processing and resolve any issues associated with order entry and execution
Monitor exceptions and work toward reducing risks/liability for the firm through, training, system enhancements, process improvement and testing
Review daily trade reports to ensure proper execution, commission charges, accuracy and customer trends
Assist with trading related tasks involving deficient accounts, market timing, corporate actions, research, etc
MS Excel skills required
Active Series 7, 63 and/or 66 required
Experience with managed accounts preferred
Experience with Bloomberg a plus
Trade execution experience a plus
Series 4, 24, 53 and Bloomberg experience are plus
Ability to multi-task and prioritize in a dynamic environment
Is self-motivated and assumes responsibility

FX Prime Brokerage Analyst Resume Examples & Samples

Capital Optimisation
Client pricing Strategy, in conjunction with Sales
Risk analysis, including Credit, Market and Operational risk of client trading
Demonstrate ability to learn capital theory and translate into clear strategy with the support of the business
Strong analytical skills to enhance pricing through identifying key revenue and expense drivers in addition to balance sheet optimization
Enthusiasm to learn and question
Build strong ties within FXPB team and information share
Foster relationships between the business and the support/control functions
Strong MS Office skills including Excel and PowerPoint
1-3 years experience
Excellent MS Office skills including Excel and PowerPoint
Excellent academic background educated to a minimum of degree level

CIB Ops-prime Brokerage Margin Analyst Resume Examples & Samples

Accurate maintenance & implementation of financing levels set by Risk Management
Manage exposures between cross products and act as a central point of contact for these products
Responsibility for monitoring of equity release(s) from PB accounts
Manage monitoring of account activity and account equity levels
Investigating and resolving queries from clients, team members and other departments within the firm
Drive development strategically and tactically
Includes direct contact with Prime Brokerage clients
Establish strong partnership with Risk Management & Client Service Teams within Prime Brokerage
Create and maintain effective controls
Keep up to date with financial regulations that affect global business

ETD & OTC Brokerage Analyst Resume Examples & Samples

Reconciliation of fees and commissions vs exchanges, carrybrokers and clients
Maintenance of static reference data including rates, membership and product set-ups
Manage daily reconciliation of trades, positions, margins and cash versus the exchanges and carry brokers
Support daily margining and settlements with exchanges, carry broker and the firm’s clients
Participate in documentation of business requirements and testing of new processes and systems
Internal liaison between the client and Citi FCC Operations
Trade clearance including reallocations & transfers
Exposure monitoring & margin calling

Senior Analyst, Brokerage Ops Resume Examples & Samples

Provide leadership to the team by being a subject matter expert on policies & procedures, processing steps and best practices
Coaching and mentoring team members on an informal basis
Provide QC support on the team
Provides new hire training and updates the BSS Learning Portal
Make decisions on exception processing requests
Monitor and assess operating trends and recommends changes to management
Provides input into process operational or process integration, such as; regulatory, new product, product enhancement
Participation in daily huddles or team meetings, and conducting the meetings in the manager’s absence
Participate in process improvement utilizing continuous improvement methodology
Provide support to manager for review of daily metrics to ensure proper resource allocation or to make resource allocation decisions in the manager’s absence
Assist at leading the department in compliance with regulations, policies, and procedures as set forth by FINRA, SEC, OCC and corporate requirements
Interactions with Pershing to ensure timely and accurate completion of requests and review of all Pershing notifications to understand impact to the business
Assists Business Management team with User Acceptance Testing
Work with COE to integrate new work into production units as BAU
Reviews, understands and communicates controls that ensure regulatory obligations are met
2-3+ years financial operations experience, specifically in a broker-dealer
FINRA Licensing Series 7 and 63 required
Previous experience with processing departments, which receive/collect information, data and client instructions
Securities industry knowledge; including security types, functional knowledge of markets and movement of securities, cash and other general securities market functionality
Experience working with vendors that support correspondent clearing and managed accounts platforms. Advanced Microsoft Office skills, particularly Excel, are required
Series 24 a plus
Previous experience with Pershing, LLC and NetX360 is a plus
Emerging leader with potential for leading teams that are committed to organizational goals
Emerging competence at identifying risk areas and proactively determining appropriate mitigation strategies
Strong communication skills: ability to speak and write effectively and foster open communication with staff, as well as internal and external clients
Ability to adjust to multiple demands, shifting priorities and rapid change
Self-motivated with the ability to work independently and to take initiative to solve problems and to meet deadlines

Brokerage Center of Excellence Analyst Resume Examples & Samples

Must understand the various brokerage products and features offered by TIAA and communicate them to various internal and external clients
Must understand the regulatory requirements associated with the team’s work
Participates in development of training programs for new hires and other internal areas
Researches and analyzes all activities of Brokerage functions to ensure standardization across BSS and other impacted business areas supporting complex enrollments (i.e. organizational accounts), cash management, disbursements/distributions, trade activity, legal documents to ensure all compliance and regulatory requirements are being met
Review and interpret legal documentation for proper operational support and execution of the requirements
Works with clients, Pershing LCC, AIS, legal, ,product management, compliance groups, treasury, imaging and other related areas
Facilitate and execute client transactions, corrections and complex transactions
Participates/leads projects related to new products, functions, or changes associated with regulations or processes/policies
Provide guidance and training to staff, but have no formal supervisory responsibility
Involved in research and resolution of escalated activities and client complaints
Recognize, document trends, and assess business risk to recommend procedural changes that may have limited to moderate impact
Create and update job aids and assist with training delivery
Research and manage the most complex customer related issues and unusual transactions
Evaluates and implements new initiatives process/workflow improvements and program/policy changes
Provides concise and meaningful updates/metrics to business unit management, including senior management
Supports the team and management in execution of growth strategy and success
Responsible for ensuring the highest level of processing integrity for self and team by analyzing data and providing new processes, system enhancements and technical solutions to complex business issues
Experienced Individual contributor and subject matter expert able to work independently through ambiguous cases
Assignments include interaction with management, higher levels of risk and greater impact to the business
Able to asses and interpret new assignments and provide check in/validation to and from team and management
Lead small projects to identify workflow problems pertaining to team functions; recommend and implement solutions
Work with cross functional teams within BSS and enterprise to standardize related processes and functions
5 + years previous brokerage operations or equivalent experience
FINRA Series 7 required or ability/aptitude to obtain all required licenses within a 6 months of hire
FINRA Series 63 OR 65 required or ability/aptitude to obtain all required licenses within a 6 months of hire
Prior project management experience with proven track record of success
Proven understanding financial impacts associated with responsibilities
Demonstrated knowledge of brokerage product features
Minimum 1 year of experience reviewing and interpreting legal documents
Experience in leading a function or a small group to meet stated objectives
Experience in providing training and feedback to junior individual contributors, peers, and partner groups
Series 24 preferred but not required
Strong verbal, written and analytical skills
Self-motivated, flexible and the ability to work well in fast-paced team environment
Strong emphasis on delivery of exceptional customer service
Works independently receiving little instruction on day-to-day work

Brokerage Analyst Resume Examples & Samples

Entry level to three years in a commercial real estate setting / environment
Computer knowledge and proficiency in Microsoft Office Suite (Word, Excel, PowerPoint, Access, Project and Outlook)
Self-motivating
Ability to work successfully under pressure

Brokerage Analyst Resume Examples & Samples

High School Degree. College Degree preferred
Property & Casualty insurance license preferred
Minimum 1-3 years of prior Property & Casualty insurance experience

Analyst, Brokerage Resume Examples & Samples

Works closely with brokers to communicated thoughtful viable solutions to complex client driven requirements
Work with appropriate contact to maintain intranet/extranet sites for client and property purposes
Prepare offering materials for new or existing assignments and pursuits, utilizing effective work planning capabilities
Read and review real estate documents (i.e. leases, environmental and engineering reports, appraisals, etc.) and prepare abstract reports for clients and prospective clients
Entry level to 3 years of work experience in Commercial Real Estate
Real Estate License preferred
Ability to perform complex financial analyses, including cash flow projections with complex lease and financing structures, and sensitivity analyses, a plus
Ability to read and review real estate documents (i.e. leases, environmental and engineering reports, appraisals, etc.) and prepare abstract reports for clients and prospective clients, a plus

Brokerage & Fees Analyst Resume Examples & Samples

Preparation of daily exchange fee reconciliations and research/resolution of all breaks
Perform root cause analysis of breaks to eliminate recurrence
Provide accuracy and transparency to the rate static maintenance process by ensuring rate schedules accurate and changes are communicated to all relevant parties
Act as point of contact between external Brokerage processing vendor and internal Sales/Client Service/Management teams
Process Give Up Agreement via the EGUS system
Maintain execution rates within internal bookkeeping platform in line with EGUS agreements
Reconcile payable accruals and receivables vs vendor reports
Act as representative of Macquarie while facing clients and brokers to negotiate settlement of invoices
Provide reports and updates to management team on status of outstanding brokerage settlements
Developing a complete understanding of Bank policies and departmental controls and procedures
Bachelor degree in Finance, Accounting, or Business or equivalent work experience
Microsoft Excel experience at an intermediate to expert level is compulsory – knowledge of VBA and Macros preferred
Must be service and client-oriented
Problem solver with the ability to assist in the development of solutions for clients
Must possess heightened communication skills, as the role depends upon superior communication skills in order to bridge the multiple business lines that will be supported
LI

Brokerage Analyst Resume Examples & Samples

Bachelor’s degree in Finance or Real Estate
Entry level to 3 years in commercial Real Estate
Prior sales experience, preferred
Healthcare Experience, preferred

Brokerage Analyst Resume Examples & Samples

Conduct RFIs to obtain voluntary benefit rates by product and other underwriting concessions
Assemble vendor proposals into side-by-side comparisons of design and pricing components for client facing presentations
Develop automated (Excel macro) or Access database systems for simple reporting
Update internal MIB databases with new prospects, sold accounts and product placement by vendor; input data for each sold client which reflects enrollment platform, expected enrollment by product and actual enrollment by product
Perform analysis of employee census file to capture key demographic profile formation for client discussions and product needs assessment
Maintain extensive library of vendor and product information including sales contacts for all voluntary vendors
Maintain and update vendor product information and product filing by state
Maintain action item log of issues by vendor/client for ongoing discussion with MIB vendors under agreed to letters of understanding
Support MIB solution specialists with carrier and product comparisons
Develop marketing pieces for MIB and Mercer consultants
Minimum of 3+ years experience in employee benefits, enrollment services or voluntary benefits marketplace
Employee benefits knowledge
Strong command of Microsoft Office including Access, Sharepoint is a plus
Holds or will obtain within 60 days of employment appropriate insurance licenses including life & health and/or P&C license

Analyst Settlements & Clearing Brokerage Resume Examples & Samples

Responsible for direct involvement in the day-to-day activities in the Brokerage Operations team
Responsible for providing accurate and informative analysis to management staff as requested
Develop and maintain and excellent working relations with all involved stakeholders - including but not limited to external Brokers, Front Office, Product Control, Technology, other GWO areas
Sound understanding of capital markets, derivative products would be an asset
Basic accounting knowledge and Nostro reconcilations is also an asset
Attention to accuracy and extremely detail oriented

Analyst, Brokerage Resume Examples & Samples

Gathering and evaluating economic, demographic and real estate market data
Preparing financial analyses for presentations, letters of intent, lease proposals, and leases
Reviewing leases, and other documents as part of the property due diligence process
Performing specific market research utilizing internal and external resources
Minimum one (1) year work experience/internship, preferably in finance or real estate related capacity
Proficiency with Microsoft Office Suite products such as Word, PowerPoint, and Access

Analyst, Brokerage Resume Examples & Samples

Work with senior brokers on new business proposals, prepare available property summary books and create new business presentations
Work with senior brokers to develop follow-up materials for clients (e.g., lease comparisons, market overviews, prospect or client presentations, coordinate information with other departments and brokers as needed)
Generate new business opportunities through prospecting and canvassing buildings
Develop and qualify warm leads, networking and setting-up appointments/meetings
Contribute to designated local market research requests: market snapshots, market overviews, quarterly market decks, topic specific research to support pitches and brokerage opportunities
Review and understand results from Financial Services team outputs, including financial models, cash flow projections, and valuation models
Effectively utilize all internal support groups, including Consulting, Analytics, Marketing and Research platforms
Participate in Brokerage Team meetings and weekly sales meetings to update colleagues on leasing activity, market information, new business generating efforts, prospects and market knowledge and trends
A minimum of 3 years of corporate real estate experience a must
Prefer a Bachelor’s Degree in Business, Finance or Real Estate and excellent academic credentials preferred
Ability to identify and develop relationships with key decision makers
Self-starter, capable of maintaining a high energy level and being a team player
Must be well-spoken and possess strong presentation and effective business-writing skills
Impeccable organizational and follow-up skills; possess the ability to focus on details while managing the big picture
Multi-task, work successfully under pressure and effectively manage time and workload
Understanding of real estate fundamentals is a plus
New York Real Estate Broker’s License required

Brokerage Analyst Resume Examples & Samples

Point of contact for tracking, management, reporting
Review and analyze client’s quantitative portfolio data, legal documents, and other material as part of project due diligence process
Improve healthcare database via calls & visits to central Ohio healthcare practices
Any and all other duties and tasks assigned
Bachelor’s Degree in Finance or Real Estate, Excellent academic credentials, preferred
Prior Sales Experience, preferred

Brokerage Analyst Resume Examples & Samples

Works closely with brokers to communicate thoughtful viable solutions to complex client driven requirements
Coordinate/manage mailings - partner with marketing department and/or external vendor as needed
Support the team in utilizing Outlook, CRM/Sales Lite and other, data entry and maintenance for the purposes of direct marketing and client relationship development
Participate in regular administrative assistant and business unit meetings
Produce market surveys, lease abstracts and packages if needed
Strong computer orientation and proficiency with Excel, PowerPoint and Word software is required

Brokerage Analyst Resume Examples & Samples

Bachelor’s Degree in Finance or Real Estate, MBA preferred
BS will be considered if the candidate has significant experience in real estate consulting at the manager level
3 – 5 years of post-graduate (MBA) or +2-3 years at manager level at a highly regarded consulting firm, real estate investment firm, or real estate brokerage
Minimum 3 years of experience in Commercial Real Estate
Ability to multitask - Strong ability to multi-task with multiple projects and deadlines in a “high-volume” fast paced environment
Time management - Ability to manage time well and be self-motivated, without direct supervision
Strong verbal and written communication - Able to provide ongoing input and updates to team through thoughtful and detailed information
Work successfully under pressure; resourceful self-starter
Strong proofreading and editing abilities

Voluntary Benefit Brokerage Analyst Resume Examples & Samples

Serve as a product design specialist for small case and MM365 voluntary benefits products, including Accident, Critical Illness, Hospital Indemnity, Dental, Vision, Life, Short Term Disability, Long Term Disability, Long Term Care, Auto/Home, Identity Theft, Legal, Pet, Employee Purchase programs, and Employee Discount programs
Manages and prepares Request for Proposal process for purposes of securing benefit design and pricing from carriers, vendors, leveraging GOSS process
Analyze carrier proposals, in a side-by-side comparisons, including premiums and administration requirements
Produce vendor/carrier analysis that formulates solutions and makes recommendations for prospective or existing clients regarding benefit plan design and administrative requirements
Serve as final peer review for product and vendor/carrier related sales collateral
Assess and report any issues for ongoing discussion with vendors/carriers to the appropriate product manager

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