Collateral Management Resume Samples
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Collateral Management Resume Samples
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CB
C Bailey
Creola
Bailey
8074 Kohler Mountain
Dallas
TX
+1 (555) 255 4796
8074 Kohler Mountain
Dallas
TX
Phone
p
+1 (555) 255 4796
Experience
Experience
Houston, TX
Collateral Management
Houston, TX
Flatley-Renner
Houston, TX
Collateral Management
- Perform monthly and daily collateral management of OTC Derivatives in accordance with the Credit Support Annexes (CSA) and policies
- Manage a book of clients in the margining function, including exposure review, collateral valuation, margin calculations, position adjustments
- Manage key stakeholders and engage with senior management to influence business decisions
- Maintaining a product review framework for tracking development of Collateral solutions
- Providing product training and sales support with any necessary direct client engagement
- Ensuring the accuracy of processes, as well as providing a high level of service for clients
- Analyze and organize and cooperate with managers in assuring the internal and external policies and regulations
Dallas, TX
Collateral Management Operator
Dallas, TX
Fahey-Heidenreich
Dallas, TX
Collateral Management Operator
- Working effectively within own team, providing support and guidance to colleagues to create and foster an environment of continuous improvement
- Delivering excellence in Operations through self-identified / manager identified training and development
- Drive change, develop partnerships with other teams across the bank locally and globally
- Manage the CCP feedback cycle and monthly Super Margin/Interest calculations
- Actively participate in development of areas for the Repo business
- Thorough knowledge of standard banking practice and procedures relating to loan administration and payments
- Processing payments using SWIFT based payments system
present
Houston, TX
Margining & Collateral Management
Houston, TX
Mitchell LLC
present
Houston, TX
Margining & Collateral Management
present
- Working knowledge of trade bookings in Risk Management systems
- Management of daily reconciliations owned by the group, ensuring all breaks are cleared
- Compiling MIS and reporting to senior management
- Working knowledge of TriResolve
- Work with the various business areas on new initiatives and see through to a successful delivery
- Have a strong level of commitment to continuous improvement
- Management and margining of OTC client exposures on a daily basis
Education
Education
Bachelor’s Degree in Initiative
Bachelor’s Degree in Initiative
University of Illinois at Chicago
Bachelor’s Degree in Initiative
Skills
Skills
- Solid and extensive product and market knowledge
- Strong written and verbal communication ability
- Ability to cope in a changing environment
- Working knowledge of computer MS skills
- Excellent communication and analytical skills
- Client service oriented
- Distribution of valuations of derivative trades to the bank’s most sensitive clients
- Communication with clients regarding administration of their statements
- Native level Japanese, and business level English
- Control and oversight for external vendor team in India (Pune)
13 Collateral Management resume templates
Read our complete resume writing guides
1
CIB Ops-collateral Management Resume Examples & Samples
- Assist with the planning and execution of small-to-large scale projects and may work under a larger program
- Analyzing data, processes, organization and supporting IB margining applications
- Act as coordinator between technology, the business and the operations teams to meet project objectives, ensuring they are communicated and executed properly
- Coordinate testing of new applications and processes, which may include creating test plans/scripts, supporting or conducting test execution, researching the cause of failing test scripts, reporting defects to technology for issue resolution and coordinating business retest
- Partner closely to manage business/client project deliverable expectations
- Participate in and potentially lead progress status meetings at the operational and project level
- Weekend release work anticipated
- Bachelor's degree or equivalent preferred
- Knowledge of Derivative Products is preferred
- Excellent leadership, interpersonal, & relationship management skills
- Ability to synthesize information to reach logical conclusions; manage projects, evaluate & improve processes & present findings
- Outstanding verbal & written communication skills
- Demonstrated quantitative & qualitative analytical skills
- Demonstrated proficiency with MS Excel, Word, PowerPoint, Visio, SharePoint & Access
- High degree of initiative, self direction, and ability to work independently as well within a team
- 1-3 years project management or business analyst experience
- Strong presentations and team building skills
2
CIB Ops-collateral Management Resume Examples & Samples
- Take ownership of Regulatory agenda and related projects for Operations including providing status on the Collateral Operations readiness
- Project lifecycle management for the implementation of the changes required for the Collateral Management System and downstream systems to ensure compliance with the rules. Additional responsibilities as a Senior Project Manager could result in being a location manager as the project team is spread across multiple locations
- Knowledge of OTC Derivatives and Collateral is preferred
- High degree of initiative, self direction, and ability to work independently as well as within a team
- 5+ years project management or business analyst experience
3
Director Collateral Management & Funding Group Resume Examples & Samples
- Provide leadership and strategic direction to the collateral management team, ensuring that the terms of collateral agreements between the Bank and its global counterparties are met in an efficient and effective manner, and that the Bank’s exposures to such counterparties are mitigated in accordance with such terms
- Ensure that collateral requests and dispute resolution with counterparties are undertaken in a professional manner while remaining cognisant of the underlying client relationship with the bank
- Ensure that systems, reporting and other controls are sufficiently robust to ensure that applicable policies and guidelines are met and that risk is appropriately mitigated
- Play a leading role in the implementation of the new collateral management system 4sight. Ensure that the transparency of inventory and the advantages therein are cascaded through the bank to an operational and settlement level
- Develop and monitor project initiatives for the collateral management & funding group; ensuring that delivery is efficient and effective
- Identify issues, gaps and process improvements through open communication both internally and with other bank divisions
- Identify opportunities for increased efficiency and improved service across business lines and geographies, and implement positive change
- Initiate amendments to current policies and guidelines and ensure that new policies and guidelines are established when necessary or appropriate
- Liaise with the senior leadership of other bank product areas in order to establish effective relationships and ensure that collective objectives are met
- Represent the Bank of Nova Scotia & the Collateral Management & Funding Group at ISDA Collateral Committee, and other prominent collateral management agencies/events; staying current on trends and changes in the Regulatory Environment & Legislation
- 10+ years of relevant and in-depth Capital Markets and/or Risk experience
- 10+ years of successful senior management/leadership experience in Capital Markets and/or Risk
- MBA Degree or similar designation is an asset
- Exceptional knowledge of Derivatives, Foreign Exchange and Fixed Income products
- Strong knowledge of legal documentation (ISDA/CSA. GMRAs etc)
- Strong knowledge of the legal, credit, tax and operational issues relating to the OTC derivatives, and repo/securities lending businesses
- Proven ability to work with complexity; integrating frameworks to improve operations
- In depth knowledge of the policies, guidelines and procedures applicable to the unit
- In depth knowledge of the collateral industry and the collateral process
- Astute relationship management and influencing skills
- Strong people management skills and demonstrated commitment to coaching and developing staff
- Ability to manage multiple priorities in a fast-paced environment
- Exceptional executive communication, presentation, and organizational skills
4
Collateral Management Resume Examples & Samples
- Distribution of valuations of derivative trades to the bank’s most sensitive clients
- Fulfillment of audit confirmation requests by clients and auditors in a timely manner within the firm service level agreement
- Provide first in class client services to internal and external client
- Regular liaison with Front Office regarding valuation or audit confirmations issues
- Communication with clients regarding administration of their statements
- Control and oversight for external vendor team in India (Pune)
5
Margining & Collateral Management Resume Examples & Samples
- Management and margining of SBL and Repo client exposures on a daily basis
- Daily Credit/Risk reporting of firms exposures
- Escalation of failed and disputes margin calls
- Portfolio reconciliation & Dispute management protocols
- Management of daily reconciliations owned by the group, ensuring all breaks are cleared
- Booking of margin payments/receipts using cash and securities as collateral
- Compiling MIS and reporting to senior management
- A strong understanding of SBL and Repo instruments, product lifecycles and settlement markets
- Ability to appropriately prioritize competing demands
- Proven track record of driving change initiatives (operation excellence), for efficiency and/or control
- Enthusiastic, Proactive and Flexible attitude
- Excellent PC skills with good understanding of MS Word & Excel
- Knowledge of Triparty Agent structure and operations
- Collateral Optimization
- Equilend Mark to Market and Contract Compare
- Client Service for internal and external clients in the Financial Services industry
- Understanding of common OTC Derivative instruments and a good understanding of ISDA/CSA Master Agreements & Definitions
- Development of controls & procedures within an Investment Bank's Operations Division
- Macquarie is an equal opportunities employer
6
North American Collateral Management VP-institutional Securities Group Resume Examples & Samples
- Monitor data feeds and pre margin call issuance checks to ensure they are performed in line with SLAs
- Perform day-to-day supervision of margining process to ensure margin calculations are in accordance with the policies set
- Respond to enquiries from sales / sales assistants/ BRM/ Credit on collateral activities and resolve complex problems
- Work with business unit managers, operations, legal and documentations to determine the support model and necessary controls on new products
- Participate in global initiatives and projects to improve existing controls and streamline the margin calculation process
- Work with IT and global counterparts on system enhancements and continuous development of margin infrastructure
- All people management aspects of the team including individual performance management, team building, succession planning, cross-training
- Client relationship management, internal and external
- Setting the strategy in partnership with the business and technology partners
- Driving the industry. An expectation that the candidate will be able to actively participate in industry level discussion relating to regulatory reform within the Collateral space
- Risk management focusing on daily exposures, fails management, accurate books and records
- Active use of control reports, KRIs and KPIs
- Regular evaluation/improvement of control environment
- Introduce greater automation in processes through management, execution and delivery of CTB and RTB initiatives
- Drive global consistency in process, risk and management tools
- Familiarity with management tools including TDABC, Depth Charts, Escalation Matrices, etc
7
Margining & Collateral Management Resume Examples & Samples
- Management and margining of OTC client exposures on a daily basis
- Minimum of 2-3 years experience in Collateral Management
- Working knowledge of TriResolve
8
Cib Transaction Processing Specialist Derivatives Collateral Management Resume Examples & Samples
- APAC Client Management - acting as the interface between clients and their counterparties, operating in the EMEA time zone
- Collateral Monitoring and Management
- Collateral Margin Call Calculation and Execution
- Trade Monitoring/Administration
- Dispute Resolution
- Stock/Cash Reconciliation
- Accuracy
- Educated to at least A level standard or equivalent
- Proven Client Service skills
- Previous experience in related products (collateral management, securities settlement)
- Working to strict deadlines and controls
- Keyboard proficiency
- OTC Derivatives
9
Senior Manager, Collateral Management Resume Examples & Samples
- Expert knowledge and understanding of the business unit’s key products and services, processes and controls
- Expert decision-making skills
- Expert prioritization skills
- Expert change management skills
10
TK Ops, Collateral Management Resume Examples & Samples
- Preparation, follow up, and distribution of valuation statements to clients
- Set up and review of valuation requests in distribution system
- Follow steps for day-to-day price checking on structured/exotic products
- Preparation of management and metrics reporting
- Perform various control checks
- Respond to basic enquiries on valuations
- Perform basic testing related to system enhancements and continuous development of Indicative Pricing Application (Valuation System)
- 0-2 years of relevant working experience
- Good understanding of financial products, including equity/fixed income OTC
- Strong command in Japanese communication skills
- Good command in English communication skills
- Good understanding of escalation & risk
11
Collateral Management Resume Examples & Samples
- Monitoring the Client Statement Reporting Function
- Sending out valuations for different products such as derivatives, FX, OTC, Bonds and Structured products
- Interacting with clients, sales traders, transactional management group and IT to ensure issues are resolved
- Producing and delivering valuation reports and resolve disputed valuations with Product Control
- Contributing to our company’s clients service strategy
- Solid and extensive product and market knowledge
- Excellent communication and analytical skills
- Native level Japanese, and business level English
- Decision maker and delivery focused
12
Collateral Management Resume Examples & Samples
- Proposing Collateral product developments with associated business case and ROI which span multiple client segments & business areas
- Maintaining a product review framework for tracking development of Collateral solutions
- Raising awareness of Collateral services with business, operations, credit risk and sales teams globally, and equipping them with the necessary tools to position and use our services
- Providing product training and sales support with any necessary direct client engagement
- Working with Market Advocacy and Operation teams to define Regulatory and Operational impact
- Establishing, tracking and reporting against Product Roadmap
13
Margining & Collateral Management Resume Examples & Samples
- Set up counterparties in Marco/Calypso/3D per CSA parameters
- Ensure all margin calls due to Macquarie are issued by required cut-offs
- Ensure all LCs increases are approved by RMG credit
- Monitor pending LCs and approvals and ensure they are actioned as appropriate
- Respond to all margin calls received in group email box in an accurate and timely manner
- Check there are no outstanding items on the Nostro rec allocated to Houston
- Run Wells Fargo account statement daily and send to Nostro Recs
- Send daily handover summary to global collateral team
- Participate in managing material term reconciliations using TriResolve
- Identify material term breaks and follow through to resolution
- Provide back up and support to the Hedge Fund and SBL margin functions
- Work with the various business areas on new initiatives and see through to a successful delivery
- A minimum of 3 years of operations control experience with an investment bank or broking house in the US Finance Industry
- Previous experience with regulatory reporting
- Strong attention to detail as well as an ability to view the bigger picture
- Have a strong level of commitment to continuous improvement
- Ability to overcome obstacles and maintain a positive approach in difficult and challenging market conditions
- Equities and/or Fixed Income product knowledge and experience
- Experience working with TriResolve or other reconciliation system
- Strong Microsoft Application skills (including vlookups, pivot tables and macros)
- Be highly motivated, professional and possess a strong attention to detail
- A desire to work in a flat structured collaborative team environment
- Experience operating in an environment with multiple business areas
14
Collateral Management Resume Examples & Samples
- Learn and understand the OTC business within a globally connected securities firm
- Responsible for investigation and resolution of margin statements within internal departments
- Manage margin calls for external clients and answer any client inquiries
- Involvement in projects for advancement and implementation of technological improvements
- Work extensively with local and offshore teams in CM, building global relationships
- Manage client interests at month end reports
- Participate in projects regionally and globally
- Basic understanding of financial instruments preferred but not necessary
- Working knowledge of computer MS skills
- Fluent both in Japanese and English
- Strong written and verbal communication ability
- Ability to cope in a changing environment
15
Collateral Management Resume Examples & Samples
- Manage a book of clients in the margining function, including exposure review, collateral valuation, margin calculations, position adjustments
- Issue margin calls to external counterparties and internal affiliates, researching collateral and mark-to-market differences, investigating margin call disputes
- Perform monthly and daily collateral management of OTC Derivatives in accordance with the Credit Support Annexes (CSA) and policies
- Work closely with multiple settlement areas to follow up on any failed items; issue monthly collateral position statements and settle interest as required
- Manage key stakeholders and engage with senior management to influence business decisions
- Carry out departmental and firm-wide record keeping on collateral related information, including collateral valuation, utilization and availability records
- Co-ordinate collateral usage between departments, and develop process and policy to promote efficient usage of collaterals
- Handle new products on boarding
16
Liquidity & Collateral Management Resume Examples & Samples
- Day to day running of tri-party agents including Bony/JPM/Euroclear
- Providing support to the Equity Stock loan/financing desks as well as the Repo Rates/Credit desks
- Break investigation/resolution
- P&L Attribution
- Regulatory and Control Items
- A strong understanding of Repo/Stock Lending operations
- Collateral Management, under either ISDA CSA, GMRA or GMSLA desirable
- Previous Triparty experience and knowledge would also be beneficial (Euroclear/Clearstream/BONY/JPM)
- Proactive in looking for ways to improve processes and controls
- Strong awareness of risk and control in day to day work is critical
- Strong time management and ability to work under pressure
- Strong communication skills and ability to communicate at various levels within an organisation
17
Collateral Management Resume Examples & Samples
- Managing day to day activities of the Collateral, posted both to the Bank’s bilateral counterparts and Central Counterparty Clearing Houses (CCPs) within the Collateral Optimisation team in the Derivatives Funding Group
- Understanding the balance between cheapest to deliver and balance sheet impact in order to ensure that Collateral received from third parties is used efficiently and at the same time ensure that Collateral posted to third parties (including CCPs) is the cheapest to deliver
- Evaluating assets that are posted and received, along with evaluating the options available and choosing the path that creates the right mix of cost and balance sheet efficiency for the Bank
- Driving efficiency to ensure the client and counterparty’s ability to meet required Collateral calls
- Helping to evolve the Collateral function to face incoming regulation and market structure changes
- Managing the balance between algorithm driven optimisation and client expectations
- Making a positive impact on the Bank’s PnL and balance sheet by working with Trading, Sales, Strats, Operations and Information Technology to improve delivery of a more efficient Collateral solution for the Bank
18
Cib-transaction Processing Mgr Collateral Management Resume Examples & Samples
- Tri Party Repo is a trading activity whereby cash is lent from one client to another on a secured basis at an agreed rate for an agreed term
- Manages multiple resources, responsible for results within the area
- Responsible for developing and identifying long range or strategic planning for the Operations team
- Accountability for overall Performance Management and Talent Review process
- Establishing operations standards, technological support, and budget for section
- Management of all Key Performance Indicators
- Client Service Representative (CSR) - Accurately manage client accounts and collateral allocation, liaise directly with clients counterparties whilst adhering to strict market deadlines and internal controls. Ensure timely collateralization
- Client Focused
- Experience in a relevant environment
- Stock Lending experience
19
CIB Transaction Processing Specialist Collateral Management Resume Examples & Samples
- Margin calling borrowers when there is a collateral shortfall
- Liaising with local agents/settlements in regards to settlement of free of payment stock (collateral movements in and out)
- Investigating collateral shortfalls using reporting and analysis of collateral allocation runs
- Investigating collateral eligibility
- Notifying lenders of any potential collateral shortfall when close to market cut-off and arranging communication between lender and borrower to discuss potential shortfalls that may leave the lender exposed
- Processing Tri-Party Repo loan transaction movements
- Inputting Secured Finance loan transaction movements
- Processing collateral locks, ghost box population, lender sequencing and COAC long box movements
20
Collateral Management Operator Resume Examples & Samples
- Ensuring convergence with program and business vision; ensuring technical requirements support the business strategy and proactively engaging with strategy makers to provide sound advice
- Building consensus amongst key stakeholders for a common set of requirements
- Communicating the new technology in common terms for technical and non-technical audiences internal and external to Deutsche Bank
- Serving as a senior subject matter expert for medium complex, variable processing providing support as needed in the transference of business requirements associated with enhancement of process and infrastructure; responsibility for exceptional Business Continuity events; appropriate regulatory reporting and service provider oversight (where required)
- Understanding and translating into product improvement activity, where appropriate, market changes both in terms of products and banking e.g. regulation. Using expertise to support market initiative where required - aimed at influencing the external environment ensuring proposals are put forward that have a positive impact for Deutsche Bank
- Informing and influencing Chief Operations Office (COO) strategy formulation and providing advice on the impacts COO strategy will have on his / her area of expertise where required
- Supporting and inputting to Change the Bank initiatives to bring the business forward and meet / exceed client expectations and industry benchmarks
- Actively sponsoring the standardisation of processes to ensure that product maturity can be sent to offshore locations where required
- Delivering excellence in Operations through self-identified / manager identified training and development
- Ensuring that the processes are in line with all internal and external policies / guidelines and requirements of the Regulators
- Subject matter expertise with current experience in one or more specific products, able to share information, transfer knowledge and expertise with team members
- The ability to drive automation
- High level of learning agility and the ability to keep pace with technical innovation
- An understanding of the front-to-back process in the respective area of expertise, evaluating the impact and mitigating risks for any changes implemented into COO
- Basic knowledge of infrastructure architecture landscape and dependencies for area of expertise
- Thorough knowledge of standard banking practice and procedures relating to loan administration and payments
- Computer skills including Microsoft Word, Excel and Windows
- The ability to review loan documentation from an operational point of view
- Experience or knowledge of LS2 or other COO Loans core capturing systems
- Knowledge of Accountancy
- Relevant experience in Loan Operations
- A Bachelors degree (or equivalent qualification / work experience)
- Fluent Hungarian, Czech or German (beneficial)
21
Transaction & Collateral Management Manager Resume Examples & Samples
- Good university degree or Diploma in Banking & Finance
- Minimum 3 years of relevant banking experience in Commodity Trade Finance area
- Proficient in Microsoft Office Applications and strong in Excel preferred
- Self-motivated, proactive a good team player
22
Collateral Management Operator Resume Examples & Samples
- Book external collateral pledges and receipts across the Listed Derivatives, Market Clearing and Over the Counter (OTC) platforms
- Book internal trades between the Collateral Optimisation desk and Market Making trading desks
- Centralise breaks and failed trade information, investigate and remediate
- Manage Central Counterparty Clearing House (CCP) securities bookings and ensure a smooth workflow to ensure the bank can continue to trade and clear at all times
- Manage the CCP feedback cycle and monthly Super Margin/Interest calculations
- Help evolve the Collateral function to face incoming regulation and market structure changes
- Make a positive impact on the Bank’s profit and Loss (PnL) and balance sheet by working with Trading, Sales, Strats, and Information Technology to improve delivery of a more efficient Collateral solution for the Bank
- Actively participate in development of areas for the Repo business
- Support the Repo Margin team in daily margin activity, processing margin movements, investigating client queries, break remediation
- Drive change, develop partnerships with other teams across the bank locally and globally
- Publish Key Operating Procedures and training material to ensure any changes to operating software are communicated and all staff trained with a key focus on risk and control
- Entrepreneurial flair, innovation, flexibility and willingness to learn are key across all of our roles
- University degree in business related subject preferred
- Experience within financial securities settlement is preferable
- Practical experience in Collateral Management
- Knowledge of the varying processes utilised by the multiple exchanges to calculate the daily exposure
- Experience in business analysis and process development
- Ability to build partnerships with stakeholders and global colleagues
- Analytical & problem solving skills, process knowledge & control skills, knowledge of financial instruments
- Demonstrate a desire to gain additional understanding in the subject matter, e.g Investment Operations Certificate (IOC) Exchange Traded Derivatives, Eurex Operations certificate
- Fluency in Microsoft Office applications, especially Excel, is essential
- An excellent communicator with effective negotiation skills
- Focused on client
- Motivated with a positive attitude
- Flexible and adaptable to changing environments
23
Collateral Management Spec Resume Examples & Samples
- Identify collateral being pledged for sales of securities or debt or pledged by clients for securities being purchased by the organization. Confirm that collateral corresponds to trade terms and is transferred promptly relative to closing of sale/loan
- Communicate margin calls on a timely basis to counterparties associated with sales, purchases or loans for which collateral has been pledged
- Communicate with peer staff in other financial institutions to facilitate the transfer, description, or documentation of collateral associated with sales or purchases
- Monitor transfer of collateral and cash associated with structured transactions, derivatives, or MBS to ensure that elements needed for sale or purchase to settle promptly are in place, documented, and entered into appropriate systems
- Communicate with financial management and regulatory staff regarding pending or current transactions and collateral to ensure proper reporting and so impact on capital can be assessed
- Strong communication skills and ability to collaborate, organize and build working relationships with internal and external business partners
- Strong knowledge in the capital markets business line
24
Collateral Management Resume Examples & Samples
- Take a leading role acting as a coordinator with day-to-day collateral management service with regards to service delivery in the Markets and other departments
- Ensuring the accuracy of processes, as well as providing a high level of service for clients
- Ensuring service delivery and resolving problems of clients consisting with complex products
- Analyze and organize and cooperate with managers in assuring the internal and external policies and regulations
- Report any flaws and advise on new solutions
- Supervise and improve the procedures of efficiency
- To be knowledgeable in one or more complex market products and act as a stand-alone liaison with different teams in or outside Japan
- 4 or more years of experiences in financial institution related to capital markets
- Experience with Japan Equity or JGB settlements or any middle or back office experience
- Have experience with Clearing or Custodian Client service
- Financial related degree is preferred
- Settlement experience not required but highly preferred
25
Collateral Management Spec Resume Examples & Samples
- Financial analysis knowledge related Capital Markets, Banking, or Financial Services
- Advanced Microsoft Excel knowledge (VLookups, Pivot Tables, etc)
- Intermediate knowledge of Mortgage Backed Securities, Interest Rate related Derivative Products, Margin Calls, and Mark-To-Market pricing methodologies
- Ability and desire to work on a dual site team in Dallas, TX and Washington, DC
- Strong attention to detail and the ability to work in a time sensitive environment
- Previously demonstrated team leadership capabilities and ability to present to representatives on the MBS, Debt, and Derivative trading desks
26
Collateral Management Resume Examples & Samples
- 3-5 years of experience within a collateral management and/or treasury function
- Possess good understanding of settlements for cash and bonds (wire transfer and bonds settlement through custodian)
- An entrepreneurial spirit, someone who is willing to build something from the ground up
- Experience working with system development testing/verifying accuracy of reports
- Experience with excel modeling including VBA, if then statements, lookups etc
- A strong Technical background to help trouble shoot system issues
- Experience working with and developing client reports
- Familiarity with Hedge Fund structures, products and financial instruments
- Ability to handle multiple tasks and meet deadlines in an extremely time sensitive conditions
27
VP-collateral Management Resume Examples & Samples
- Excellent understanding of Collateral Management
- Expertise at challenging current processes, working independently but also as part of a wider team supporting global and regional objectives under time constraints
- Expertise at identifying risk and providing enhanced mitigating solutions
- Ability to organize team workload to meet client deliverables and to support strong collaboration over two sites
- Able to create a strong team spirit
- Knowledge of Collateral systems
- 10 years experience required
- 5 years experience of people management
28
Gpc-collateral Management Resume Examples & Samples
- Knowledge of collateral
- Proficient in analysis of Data / data elements
- Good in working with Excel
- Bachelor’s Degree or an academic equivalent
- Accounting/Investment Qualification preferable
- 8+ years of industry experience
29
TK Ops, Collateral Management, Director Resume Examples & Samples
- Perform day-to-day margining to ensure that margin calculation is in accordance with the policies set
- Issuance of margin calls and monitor their status
- Preparation of collateral movements
- Management, regulatory and customer reporting
- Perform various control activities to ensure that the exposures are properly captured and monitored in the systems
- Respond to enquiries from sales / sales assistants on collateral activities and resolve complex problems
- 2+ years of relevant working experience
- Excellent command in Japanese and English business communication skills
- Good understanding of financial products, including equity/fixed income OTC derivative, FX products and basic knowledge of ISDA/CSA is a bonus
- High level of integrity and able to work under pressure
- Candidate should be able to organise themselves efficiently, keep track of multiple outstanding items and meet tight deadlines
30
Collateral Management Manager Resume Examples & Samples
- Work directly with document custodians to request original collateral documentation
- Read incoming documents in order to determine how and where they should be classified or filed
- Prepare all documents received to ensure they are ready to be place through the scanner
- File documents in appropriate filing locations and create accurate manifests
- Incumbent will be responsible for meeting RoundPoint’s commitment to compliance
31
VP OTC Collateral Management Resume Examples & Samples
- Exposure management for Morgan Stanley
- Proactively explore tactical and strategic solutions to close identified control gaps, working with other groups as appropriate. Ensures existence of mitigating controls
- Maintain a clear focus on enhancing control and continuously improving and reducing operational risks
- Troubleshoot problems arising on an ad-hoc basis and react to BU and Client driven demands
- Work with multiple units in operations, BU and technology on projects and initiatives
- Strong team working skills with supervisory and line trade processing experience
- Interaction with clients daily regarding the OTC collateral process
- Manage and develop staff
32
Collateral Management Resume Examples & Samples
- 1 – 3 years’ experience
- BS/BA in business, finance or related field
- Previous experience of working in a global organization preferred
- Understanding of financial markets and related instruments
- A strong emphasis on time management in addition to being well organized and detail –oriented
- Team player with attention to details, problem solving abilities, and analytical skills
- Ability to multi task
- Proficiency in Microsoft Office and an aptitude for learning new applications
- The ability to perform effectively in an environment of rapid and continual change
33
Senior Mgr, Collateral Management Resume Examples & Samples
- Manage and oversee the entire collateral operations for Servicing which will include but is not limited to
- Participate in the build of the centralized repository for all collateral activity
- Deficient MBO Loan Population - Collateral Review
- Review and ship PNMAC Modifications to custodian after validation of manifest and content
- Request, monitor and audit collateral exception reports from all custodial entities
- Review and determine collateral deficiencies for entire population 60+ loans, extensive analysis of default population
- Oversee the creation of assignments and endorsements
- Partner with Portfolio Strat to determine potential population ready for GNMA pooling
- Ability to orchestrate the movement of collateral files for different reasons, i.e. payoff, liquidation, sales etc
- Ability to extract collateral files from live custodial safe file keeping to cold storage
- Performs other related duties as required and assigned
- Demonstrates behaviors which are aligned with the organization’s desired culture and values
- Demonstrate a leadership role with executives (during meetings)
- Must be highly proficient in Excel and Word
- Excellent understanding of collateral and security instruments, well versed in the custodial arena
- Must be a team player with strong attention to detail and able to work independently
- Proven track record at delivering timely and accurate information in a fast paced environment
- Excellent critical thinking, problem solving, mathematical and sound judgment skills
- Financial Services and, if possible, mortgage industry experience preferred
- Strong business acumen and ability to interface with executive management
- 4 Year college degree (Bachelor) or equivalent work experience
- 7+ years
34
Collateral Management Operator Resume Examples & Samples
- Processing payments using SWIFT based payments system
- Processing payments related to Foreign Exchange (FX) deals
- Prioritising transactions by currency / payment medium to ensure that payments are effected within clearing and agent deadlines
- Ensuring the escalation of operational, regulatory and other risks to the Line Manager and Functional Leads as appropriate, contributing to the development and implementation of mitigation or control solutions
- Using knowledge and experience from own area of responsibility to inform the design and implementation of strategies to eliminate waste and improve efficiency and performance of existing processes and reports
- Working effectively within own team, providing support and guidance to colleagues to create and foster an environment of continuous improvement
- Basic analytical skills with the ability to be flexible regarding production problem solving
- Excellent communication skills (written / verbal)
- Excellent team worker, able to work in virtual global teams and a matrix organisation
- Ability to work in a fast paced environment, keeping pace with technical innovation and maintaining a broad understanding of the Global Business Services offering
- Open minded, able to share information and transfer knowledge and expertise to team members
- Demonstrates an appreciation of good quality service
- Some banking experience (beneficial)
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Global Collateral Management Specialist Resume Examples & Samples
- Management, monitoring, oversight & control of the daily delivery of multiple Front Office exposure, pricing and agreement feeds into the Global Collateral Management System
- Work closely with technology teams to Identify and resolve data quality issues which may impact Collateral Margin Calls and create credit exposure to the firm
- Detailed analysis on trade & mark to market (MTM) variances, working closely with the global middle office team on potential booking, curve and pricing issues
- Escalation of issues to Margin Managers, Credit Risk, Middle Office & Senior Management
- Understand and monitor risk across Bank of America Merrill Lynch portfolio of collateralized trades/agreements
- Key escalation point and main point of contact for internal and external stakeholders
- Driving process & control enhancements
- Resolving complex operational issues
- Working on key Collateral initiatives, partnering with Senior Managers, business partners including Technology and Change Management teams to completely redevelop end to end infrastructure & future state process under the quartz banner in addition to development to support regulatory changes
- Understanding of new regulations and impact to Collateral, team, processes - determine development & support needs
- Support of new Collateral regulations that come into force working with APAC and EMEA control teams to provide a follow the sun support model
- Implementation of data control standards across all LOB’s and centralization of functions into control team
- Working on target state in line with Collateral Master Plan
- Potential to manage a team of up to 3 associates, responsibilities include: Oversight and governance of process, procedures & controls, training, coaching, goal setting & performance reviews
- Experience within Financial Services / Banking industry
- Proven and effective management experience & skills
- Strong Excel and Access skills
- Decision maker
- Self-starter, well organized, ability to meet tight deadlines
- Excellent at engaging with global peers to ensure best practice is adopted at all times
- Confident in facing off to senior stakeholders across the business (including Sales, Trading, Product Control, Credit and Legal)
- Attention to detail, delivering high quality output
- Process reengineering to improve control, automation and levels of sophistication
- Understanding of a control environment
- Ability to navigate organization
- VBA experience
- Background in Collateral Management (will consider experience in Finance, Risk Management and Treasury)
- Familiarity with the OTC Derivatives lifecycle
- Project experience (Agile approach)
- Quartz knowledge
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Cib-agency Collateral Management Resume Examples & Samples
- Monitoring collateral allocation runs to ensure all lender accounts have sufficient collateral
- Answering collateral management-related queries from borrowers, including status of trades, collateral positions, valuation and collateral locking
- Monitoring instruction queues for any collateral recalls (DFP instructions) that require manual release
- Set-up of agreements in the system
- Instruct and monitor collateral settlements
- Track and value collateral positions daily
- Provide daily reporting on margin and collateral activity
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Senior Manager, Collateral Management Resume Examples & Samples
- Undergraduate Business Degree
- Minimum of 10 years practical experience, preferably with a lender
- Complete and thorough knowledge of the residential Appraisal process
- Excellent knowledge of existing real estate trends and market conditions
- Demonstrated expertise in human resource management to effectively lead and manage cross functional teams
- Excellent understanding of appraisers' methods and rationale in formulating value estimates for real estate
- Strong geographic understanding of the differing property laws, Collateral Management practices, real estate conditions across all provinces, major cities and regions within Canada
- Thorough knowledge of RESL and Collateral Management policy and required documentation
- Understanding of operational Collateral Management processes including registration
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Collateral Management AVP Resume Examples & Samples
- Exposure/understanding of Collateral Management
- Have a general understanding of securities markets\payments\settlements
- Be able to work independently and able to deliver under time constraints
- People management experience preferable
- Ability to identify possible risk and escalate when necessary
- Ability to organise workload to meet various settlement cut off times
- Effective Team player
- Good business judgment, knowing when to escalate, who to keep informed to identify appropriate next steps / resolution
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Collateral Management VP-warsaw Resume Examples & Samples
- Functional Expertise - Keeps up-to-date with emerging business, economic, and market trends
- Technical Skills - Demonstrates strong technical skills required for the role, pays attention to detail, takes initiative to broaden his/ her knowledge and demonstrates appropriate financial/analytical skills
- Drive and Motivation - Successfully handles multiple tasks, takes initiative to improve his/her own performance, works intensely towards extremely challenging goals and persists in the face of obstacles or setbacks
- Client and Business Focus - Effectively handles difficult requests, builds trusting, long-term relationships with clients, helps the client to identify/define needs and manages client/business expectations
- Teamwork ? Gives evidence of being a strong team player, collaborates with others within and across teams, encourages other team members to participate and contribute and acknowledges others' contributions
- Communication Skills - Communicates what is relevant and important in a clear and concise manner and shares information/new ideas with others
- Judgement and Problem solving - Thinks ahead, anticipates questions, plans for contingencies, finds alternative solutions and identifies clear objectives. Sees the big picture and effectively analyses complex issues
- Creativity/Innovation - Looks for new ways to improve current processes and develop creative solutions that are grounded in reality and have practical value
- Influencing Outcomes - Presents sound, persuasive rationale for ideas or opinions. Takes a position on issues and influences others' opinions and presents persuasive recommendations
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Collateral Management Operator Cleared Collateral Management Resume Examples & Samples
- Working with and challenging the internal teams
- Interacting with and supporting the enhancement of Birmingham’s Collateral management reputation globally
- Supervising team workflow
- Be a first point of escalation with the team
- Fostering and supporting the development of the wider team
- Enforcing positive team behaviours/ challenge bad practice
- Working with a range of Operational and Front office management/ stakeholders to adapt Deutsche Bank’s Cleared Margin offering to meet client/ business needs
- Performing Business Requirement Document (BRD) reviews
- Supporting User Acceptance Testing (UAT) ahead of system enhancement releases
- Escalating unresolved margin calls/ unresponsive counterparties to management
- Approving cash/ security collateral moves
- Approving of Regulatory reporting
- Investigating and resolving basic, ad-hoc and complex queries from internal and external clients
- Supporting management with Audits
- Strong client focus
- Ability to identify and prioritize multiple tasks that have potential operational risk and p/l impact in an often high-pressure environment
- Must feel comfortable working in an international client environment
- Work well and support the Front Office and Credit Risk teams
- Collateral / security lending experience (preferred)
- Strong Information Technology skills
- Experience and understanding of the banking and finance sectors
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Clearing & Collateral Management Specialist Resume Examples & Samples
- Daily Cash Management in six currencies
- Physical deliveries in CSD
- Physical deliveries of Allowances and Electricity Certificates
- Daily Collateral handling
- Default fund contributions
- Intraday margin calls
- Trade handling
- Derivative Exercise Activities
- Production and test system support to members
- Implementation of new products and markets
- Project participation
- Customer Service through telephone, e-mail, and meetings with members
- Account reconciliation
- Closing of books for the Clearing House
- You are a team player who values accuracy and efficiency
- You are a skilled problem solver
- You enjoy a challenge
- You are highly skilled in customer interaction and have a passion for customer support
- You are curious and eager to learn about the financial markets and products
- You have strong analytical skill and show excellent attention to details
- You are service minded and flexible
- You have the ability to work under pressure
- You have an interest in process improvement and an eagerness to always find a better solution
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Junior Specialist, Collateral Management Resume Examples & Samples
- Demonstrate understanding of recent and upcoming regulations and how they impact Collateral Operations
- Coming up with solutions
- Driving productivity
- Thorough knowledge of a derivatives operations environment obtained from experience of working in a back or middle office, trade support, BA, risk management or finance
- Exceptional self-starting skills, attention to detail and an ability to manage simultaneous activities through to resolution
- Degree in Finance, Accounting, Economics, MBA, ACA required
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Specialist, Collateral Management Resume Examples & Samples
- Be a subject matter expert within the Collateral Department and provide comprehensive, in-depth consulting and leadership to team and partners at a technical level
- Be able to demonstrate a knowledge of OTC, Cleared and Repo margin
- Own relationships from a Collateral perspective with highly demanding and complex clients
- Effectively manage client expectations and communication on all matters relating to collateral
- Act as liaison between clients, internal partners and collateral operations owning the response and communication flow
- Analyse complex client queries engaging appropriate support areas, collating responses and fully owning the item through to resolution
- Proven track record in collateral management operations and /or financial services of between 15-20 years industry experience from either the buy or sell institutions
- Confidence to discuss and articulate the different derivatives functions and operational processes with subject matter experts and senior management
