Asset Management Resume Samples

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L Predovic

Loy

Predovic

3229 Kaelyn Stravenue

Philadelphia

+1 (555) 358 3673

3229 Kaelyn Stravenue

Philadelphia

Phone

p +1 (555) 358 3673

Experience Experience

Los Angeles, CA

Asset Management

Los Angeles, CA

Wehner, Ritchie and Rodriguez

Los Angeles, CA

Asset Management

Answer phones for Service Manager(s), plus rollover calls for Senior Managers, Management Team, Service Managers, and Assistants
Provide assistance and information to business partners, operations, control teams and portfolio managers relating to Product Development and Management
Develop clear and concise reports that identify strategic information and provide recommendations for performance improvement
Manage and work with internal and external partners to automate and improve existing metrics and management reports
Providing administrative support to Geneva based Client Service Management team, including Senior Service Manager and Regional Service Manager
Work with senior leaders and internal business managers to execute key strategic projects and assist with solving day-to-day business issues
Provide analytical support for performance indicators and quality metrics to measure the performance of providers of licensed data

Detroit, MI

Macquarie Asset Management

Detroit, MI

Luettgen, Crist and Cronin

Detroit, MI

Macquarie Asset Management

Ongoing management and co-ordination of AIFM activities eg Independent Director liaison, oversight of third parties (Fund administrator, custodian), entity management (policies, governance)
Work closely with COG as the Business Resilience Manager for MSIS & MIM
Work closely with HR to help manage the recruitment process
Provide integrated legal support to the divisions with a particular focus on establishing close ended funds and managed accounts
Management information: supporting collation and monitoring of business targets for senior management
Assisting with the preparation of approval papers, management reports and board materials; and
Assist in developing internal know how, documentation and policies

present

Detroit, MI

Goldman Sachs Asset Management

Detroit, MI

O'Kon, Barrows and Bauch

present

Detroit, MI

Goldman Sachs Asset Management

present

Work closely with portfolio managers, research analysts, traders to create and maintain model portfolios by strategy
Provide cover for other teams when necessary
Actively assist in AIMS-wide initiatives and projects
Produce analyses on portfolios related to performance, exposure and concentrations, diversification, etc
Work with portfolios managers and traders to help design and implement current views
Exposure to other areas of IMD (including sales, marketing and product management) and firmwide areas (including Finance, HCM and Legal)
Developing relationships internally across various GSAM product teams, including Fixed Income & Currency, Equity, Quantitative Strategies, Alternative Investments, Global Portfolio Solutions, as well as other functions such as risk & performance, legal, compliance and operations

Education Education

Bachelor’s Degree in Finance

University of Cincinnati

Bachelor’s Degree in Finance

Skills Skills

Strong sense of prioritization & ability to execute against deliverables. Able to take personal accountability for projects & issue resolution
Quick learner; proven ability to quickly learn the business, the application, and quickly adapt to ever changing priorities
Project management - excellent attention to detail, solid organization skills and the ability to manage high volumes of information
Strong knowledge of quality control techniques and the ability to analyze account documentation issues
Strong interpersonal skills with the ability to build an excellent network and develop strong working relationships with both internal/external counterparties
Strong creativity and ability to frame and communicate highly-detailed information to external and internal clients
Ability to manage multiple tasks, prioritize deliverables, good time management, key attention to detail, while remaining proactive and flexible in style
Detail oriented, with a highly disciplined approach to process and quality control. Attention to detail is critical in this role
Strong PC skills and the ability to learn new systems quickly
Detailed Software Development Lifecycle knowledge, ideally gained through prior experience in an application development or application quality role

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Asset Management Resume Examples & Samples

Work with appropriate financial and operational groups to provide value added financial analysis (e.g. revenues, expenses, balance sheet etc.) to management, including the Board of Directors where appropriate
Monthly review of the legal entity results to ensure all drivers of the income statement and balance sheet are understood and evidenced by production of a month end reporting package
Provide input into the monthly forecast process by providing accurate flash results prior to the month end
Calculate and record financial information within the General Ledger in relation to key revenues, expenses and balance sheet accounts
Liaise with colleagues across J.P. Morgan lines of business, both internally and internationally, in the computation and control of transfer pricing arrangements
Production of statutory accounts together with appropriate working papers to a high degree of accuracy and timeliness
Produce consolidation packs for legal entities to facilitate the statutory consolidation process
Liaise with the regulatory team on regulatory returns in preparation for senior management review prior to submission to the FCA
Balance sheet reconciliation - responsibility for ensuring all accounts are fully reconciled and reported both to the IM Control Group and to EMEA Control
Part qualified or AAT qualified
Strong PC skills (Excel and Word)
Ability to carry out complex tasks under considerable time pressure, whilst maintaining a high level of accuracy and quality
Previous experience of general ledger control and performance of financial reconciliations required
Previous statutory accounts prep and audit file preparation required

Asset Management Resume Examples & Samples

Identify, assess and document business requirements, recommend business priorities, and advise business on options, risks and costs
Meet with Senior Risk Managers on a periodic basis and conduct effective Requirement Gathering Sessions
Conduct research to determine whether solutions to business requirements currently exist within or outside the business unit, and if not, whether new solutions are feasible
Develop use cases to explain & demonstrate business and functional requirements specifications to technology team
Contribute a business/process perspective during design reviews and entire project lifecycle to ensure that deliverables meet business needs
Assist Quality Management to ensure that requirements documentation accurately translate into test plans and test cases
Provide relevant test scenarios to ensure that testing results correspond to the business expectations
Facilitate/oversee implementation of new functionality through training sessions, demos, and the development of training manuals and/or user guides
Assist with detailed Project plans and scorecards
Assist Plan Manager with PMO responsibilities, Project estimation and costing
Strong communication
5 years BA experience
Previous Credit Risk experience expected
Must have strong experience within Agile process
Previous experience leading a multi-location platform
Previous experience leading an offshore team component

Asset Management Resume Examples & Samples

Verbal and written communication and presentation skills – demonstrate the potential to develop the ability to present the risk exposure and the appropriate risk management to clients, boards, internal groups and regulators
Analytical skills and the ability to understand complex issues
CFA or CAIA or prepared to undertake such qualification
Ability to act on own initiative and fulfil objectives with minimum supervision. Self-starter – takes action before being directed by others and problems develop
Alerts other to problems, situations and opportunities
Questioning and analysing – not taking problems at face value, looks at issues from different angles
Tenacity – takes personal responsibility for pursuing a line of action and does not take the easy option
Influencing skills – takes action to build own reputation and credibility with others
Attention to detail – takes personal responsibility to ensure that work meets the highest quality standards
Team working skills – listens and considers the views of others
Strong all round PC skills
Good organisational skills – sense of urgency, meeting deadlines, pushes for decisions to be made

Asset Management Resume Examples & Samples

Coordinate with Regional/Product CFOs and Product Control teams for monthly revenue reporting process. Participate in identifying and analyzing variances and drivers to effectively communicate to management
Assist in managing production of the monthly Executive Management Report and Weekly Activity Report which provide senior management with detailed information on monthly financials, trends and business outlook to assist in key business decisions
Work with various Essbase and database interfaces to assist in trouble-shooting and communicating issues to various stakeholders
At least 2 – 4 years of experience in Finance, with prior Asset Management experience preferred but not required
Strong analytical and modeling skills – MS Excel proficiency and Essbase working knowledge required, database and corporate hierarchy knowledge a plus
Capable of completing reporting and analytics accurately under pressure and tight deadlines
Detail-oriented, organized, ability to multi-task and shift priorities quickly, while maintaining control with limited supervision
Ability to partner effectively with various constituents (e.g., Regional and Product CFO teams, MIS, Product Control, AM P&A, etc.) and communicate effectively with emphasis on materiality and relevance

Asset Management Oversight & Control Resume Examples & Samples

Lead development of the newly formed Asset Management Oversight & Control Inter-Affiliate Services (IAS) Office in EMEA
Participate in firm wide IAS Governance forums and drive implementation of new requirements within Asset Management
Ensure consistency and transparency of IAS Governance and Oversight processes in region working with key stakeholders
Implement effective IAS Execution process in the region in accordance to the firmwide processes & procedures
Coordinate, develop and perform IAS project validation & analysis
Liaise with Donor/Receptor Project Managers to ensure all IAS project requirements have been met
Review Asset Management IAS Project Charters to ensure project deliverables adhere to Regional, Regulatory and internal requirements
Develop an ‘evergreen’ process to ensure Asset Management is in compliance with all IAS guidelines
Become an Asset Management IAS Subject Matter Expert
Participate in implementation and testing of Asset Management IAS reporting and metrics
Create & present IAS updates to Executive Level Management at Risk & Control Meetings
Support the Asset Management IAS Manager as needed including special projects
Experienced Project Manager with the ability to plan, organize and perform risk & control analysis
Solid experience in a Risk, Control, Compliance, Tax, Inter Affiliate Services (IAS), or Business Management role
Proficient in MS Excel, MS Powerpoint, and Visio
Ability to multi task in a fast paced environment
Ability to work in a diverse, global team or as an individual contributor, on a variety of projects with tight time frames and limited supervision
Ability to work with a variety of stakeholders, at all levels, across all LOB’s
Working knowledge of Regulatory Requirements & Reporting a plus

Asset Management Resume Examples & Samples

Assume the role of relationship manager for a specific set of clients through proactive conversations focusing on financial planning; also acts as a conduit of JPMorgan by referring opportunities to other lines of business
Responsible for engaging in aggressive business development and delivering significant sales results
Exceed the expectations of JPMorgan clients by displaying creativity in formulating integrated solutions through the use of a wide range of products and services (including investments, trust, banking, wealth transfer, etc.)
Engage in direct prospecting; develop network of internal and external referral sources
Use business and personal contacts to help identify potential clients
Solutions provided for both potential clients and current clients are proactive and advice-based
Develop a perspective on specific client situations in order to effectively select products to sell
Educate and advise clients on the variety of solutions that could resolve their issues and meet their objectives
Assist in the development and retention of junior staff through coaching and mentoring
Accountable for ensuring that the client has a positive experience
Must have demonstrated track record of successfully selling to high net worth clients
Analytical skills in order to relate specific customer asset situations to individual products
Strong client relationship management and sales skills
Possesses continuous prospecting skills through COIs (centers of influence), associations, and community activities
Must have experience with profiling and formulating strategies for potential clients
Ability to close deals

Asset Management Resume Examples & Samples

Remain ongoing relationship manager for specific portfolio of clients and ensure every client has a positive experience
Perform role of chief client strategist by coordinating the team’s ongoing communication with the client and orchestrating the execution of the client plan
Develop a perspective on specific client situations in order to proactively and effectively select and recommend solutions that could resolve their issues and meet their objectives
Demonstrated understanding of investments, banking and trust concepts including, but not limited to: asset allocation on structured portfolios, managed portfolios, brokerage accounts, portfolio reviews, deposit and loan solutions, basic trust and estate products and identification of wealth planning opportunities

Asset Management Resume Examples & Samples

Act as a personal assistant for the GRA Luxembourg team Executive Directors
Perform all administrative tasks for the Luxembourg team: incoming and outgoing document management, Luxembourg domiciled companies corporate files management, GRA Luxembourg drive maintenance, EURC request management
Participate to the account payable process
Travel bookings for Board meetings and other professional trips, Visa and expense claims management
Provide support for the organisation of Board meetings and Shareholder meetings
Stationery orders
General secretarial duties
Strong PC skills (MS Word, Excel and PowerPoint)
Excellent written and spoken English, and another European language
Advanced ability to organise and manage own time
At least two years of experience in an administrative assistant or personal assistant role

Asset Management Resume Examples & Samples

Assisting and/or leading the organization of events, including aggregating information, sourcing locations, choosing menus, managing RSVPs and attending functions in-person to ensure the smooth running of the event
Preparing client bios and preparation for client events e.g. name plates and name tags, providing list of attendees and working with security
Team travel arrangements, coordinating logistics for business trips andpreparing itineraries
Monitoring and assisting phone calls within the team and making sure there is coverage at all times
Invoicing and processing of expense claims and related record-keeping. Ensuring that expense statements are within the 30 days requirements and also billing back various expenses back to fund billing
Maintaining group leave records and handling phone enquiries
Managing staff on-boarding & off-boarding logistics
General day-to-day office functions
You will be expected to work as part of a larger administrative group. This includes covering for other assistants when absent
Providing general support includingphotocopying, booking meeting rooms, stationery re-ordering, typing, filing, mail, etc
Knowledge of general office procedures
Effective interpersonal skills -- able to work in a busy and high pressure environment
Excellent telephone manner
Excellent interpersonal skills, organisational skills and attention to detail
Ability to organise and manage own time effectively
Tact and good judgement and the ability to interact with senior management
Ability to multi-task in a busy and demanding role
Experience in managing relationships across all levels
Able to work under pressure and tight deadlines

Asset Management Resume Examples & Samples

Analyzing investment opportunities from a qualitative and quantitative perspective
Modelling investment opportunities on a corporate and asset levels
Drafting of investment memorandums for both internal investment committee and external client presentations
Analyzing market data and prepare research reports on the maritime market
Prepare and manage portfolio management analysis, and reports
Prepare and manage asset management reports on portfolio assets
Assisting with management and oversight of due diligence process for approved deals
Manage the timing and sequencing of deliverables in order to meet tight deadlines
Preferred to have some experience within Investment Banking, Asset Management, and/or Corporate and/or Maritime Project Finance/Acquisitions (maritime, transportation, real asset, sectors)
Experience with maritime assets preferred but not essential
Knowledge of financial modelling software and strong quantitative and analytical skills; very detail oriented

Asset Management Oversight & Control Resume Examples & Samples

Bachelor’s degree in accounting, finance, or related field required. MBA preferred
Strong previous experience in controls, risk management, compliance or internal audit
Working knowledge of operational risk management framework, principles, and practices
Working knowledge of the banking environment and businesses
Expert knowledge of risk and control self-assessments
Skill in using flow-charts and narratives to document processes
Skill in transferring the content of discussions into written documents
Skill in project management
Skill in developing strong working relationships
Skill in using Microsoft Office and Visio

Asset Management Resume Examples & Samples

Class I certificate of competency
Have sailed as a Chief Engineer
Extensive experience ashore in a Superintendent/ Surveyor role for multiple vessel types including bulkers, tankers, containerships and offshore vessels
Extensive experience of vessel technical management procedures, survey experience, and newbuilding supervision for a leading shipowner, shipmanager or end-user
Knowledge of classification society rules and international maritime regulations
Must be commercially minded, flexible and team oriented
Self-motivated and proactive, keen to learn and develop new skills
Preference for candidates with broad array of vessel types
Ability to juggle multiple projects simultaneously

Asset Management Resume Examples & Samples

In depth experience and/or knowledge of hedge funds, private equity andalternative investments
Able to execute trades smoothly and seamlessly and tasked with managingbrokerage activity
Sales experience including: profiling, overcoming objections,negotiation, team selling approach, closing the sale and asking for referrals
Conducts operations within FINRA and other regulatory agency guidelinesand requirements
Demonstrated understanding of wealth management including, but notlimited to: credit, deposits, trust and financial planning

Asset Management Resume Examples & Samples

Obtain buy-in from business managers for all key changes including requirements, schedule, and scope changes
Evaluate, analyze, and map business processes working with the Business Units to determine possible solutions to increase efficiencies and productivity
Perform financial and cost benefit analysis; measuring key metrics
Work with Finance and Operations to develop forecasts and capacity models
Work with the Project Manager to ensure assigned milestones are delivered on time, within budget, and it meets or exceeds expectations
Work with the MIS team to develop management reporting as well as complete the monthly Operational Management deck
Identify gaps in current processes and implement measures to reduce those gaps
Prepare Training Material and User Manuals in cooperation with the Business Unit SME
Assist on other projects as needed, perform other related duties and special projects as required
Demonstrate professional behavior and teamwork, is punctual, dependable and adheres to company policies and procedures
Efficient work style with attention to detail and a strong sense of urgency
Evidence the ability to work with all levels of management
Monitor and report any gaps or risks to decrease or avoid any potential losses
Accepts other duties as assigned
Ability to multi-task more than one assigned project
Collaborate with management and staff in the development and implementation of all projects and/or initiatives related to operational goals and/or process improvement directives
3-5 years of SQL programming experience
3-5 years' experience working on relational database platform with emphasis on database code development
1-3 years MS SQL Server Reporting Services 2005/2008 experience
Strong MS SQL 2005/2008 developer skills - Knowledge and experience with Transact SQL (stored procedure, trigger indexing and constraint development)
Strong stored procedure/query writing
Strong schema design skills
Structured troubleshooting skills
Design/Develop/Maintain reporting leveraging MS SQL Server Reporting Services 2005/2008
Experience in creating/maintaining business requirement documents (BRD) and functional specification documents (FSD)
Bachelor's degree in Business Administration, Management Information Systems, Finance, related degree or the combination of equivalent work experience, knowledge, skills and abilities related to the position requirements
One to three years mortgage servicing experience, finance, MIS, or accounting experience desired
Excellent people skills and drive to get things done
Demonstrated organizational skills and ability to handle confidential material
Proven implementation success of strategic project initiatives
Business Mapping software experience a plus
Ability to develop and deliver presentations
Ability to create, compose, and edit written materials
Sound knowledge of Windows (Word, Excel, Access, PowerPoint), other loan servicing systems, and accounting systems
Knowledge and understanding of business research principles, processes, and techniques
Ability to develop and prepare business analysis and recommendations
Knowledge of project management principles, practices, techniques, and tools
Strong organizational, communication and interpersonal skills

Asset Management Resume Examples & Samples

Conduct investment reviews with prospects and clients to determine or validate current investment objectives and prepare recommendations of appropriate investment products
Maintain current knowledge of all J.P. Morgan Private Bank products and strategies
Responsible for engaging in business development (to include prospecting, development of external and internal referral sources, use of personal and professional contacts) to deliver results
Initiate and close sales of complex investment products
Adhere to internal and external policies and procedures regarding securities transactions and code of conduct
Ability to communicate sophisticated investment strategies to all levels of clients and prospects
Demonstrated understanding of wealth management including, but not limited to: credit, deposits, trusts and financial planning

Asset Management Resume Examples & Samples

Clear focus on managing client assets and delivering strong risk-adjusted returns
Liaising with multiple global functions in assisting with the resolution of derivative related issues
Facilitating global business implementation (new client/fund launches, new instruments, regional expansion, designing operating models)
Derivative consultancy / advisory in solutioning firm wide challenges
Keeping abreast of derivative related changes (regulatory, industry landscape etc)
Third Party Oversight*
The oversight of outsourced back office functions and brokerage community requires an ability to successfully manage relationships. The individual should also be an excellent communicator who needs to be able to provide front to back support for the entire Derivative business. As the job itself governed by critical deadlines we are looking for an individual who focuses on results and is independent in terms of organising the tasks to be achieved that day
Core understanding of Exchange Traded Derivatives & OTC Derivatives (Interest Rate, Credit, Equity, Currency and Commodity)
Solid understanding of derivative regulatory reform (Dodd Frank / EMIR)
Good understanding of Derivative Collateral Management
Comprehensive understanding of operational risk
Ideal candidate will have previous experience within an international Derivatives Operations team with a good understanding of Front to Back operational flow
Time management and organisational skills
Ability to manage relationships and expectations (client service)
Project management & business analyst mindset
Strategic mindset with an ability to solution

Asset Management Resume Examples & Samples

Sales experience, including: profiling, overcoming objections, negotiating, team-selling approach, closing the sale and bringing in referrals
Ability to evaluate wealth transfer goals of clients and prospects, identify which of the available techniques are appropriate, explain opportunities to clients and prospects and work with clients and prospects, and their other advisors, to determine best ways to implement
Ability to partner with clients’ other advisors (principally their attorneys and accountants)
Highly respected by professional advisor community
Demonstrated understanding of other wealth management disciplines, including investing and credit

Asset Management Resume Examples & Samples

Review account transfer documents and interpret settlement requirements based upon asset types held within the account(s)
Monitor client accounts for receipt of assets and reconcile accordingly
Communicate effectively and consistently throughout transfer progression
Maintain an effective network of internal and external contacts to improve the efficiency of the client accounttransfer process
Respond promptly and accurately to client service requests/inquiries
Monitor and respond to incoming requests (dedicated team telephone line, email)
Adhere to various control policies to mitigate risk
Understand and react accordingly to downstream client impact of actions (i.e. statements, tax implications, etc.)
Participate in stretch assignments as needed, such as department or line of business initiatives
Look for opportunities to consolidate workflows to gain efficiencies for the group
The ability to adapt to a rapidly changing business and technological environment (e.g., introduction of a new product or work environment capabilities)
The capacity to work in high volume and high pressure situations
The ability to develop good relationships with and gain the confidence of internal clients and external parties (Custodians, brokers)
Strong analytical and problem solving skills to assist clients in resolving issues and improve overall servicing; strong knowledge of quality control techniques and the ability to analyze client accounts, activity, etc. to provide superior client service
The skill to apply product/industry and operational knowledge to solve problems and meet client needs
The ability to make strategic decision/recommendation for the process as it evolves
Securities operations or client servicing experienced preferred

Am-alternative Asset Management Resume Examples & Samples

Support and review all documents and spreadsheets relating to subscriptions, redemptions and transfer processing for both Investors and Investments
Execute complex Investments in and out of underlying Fund Managers (both USD and FX)
Daily cash and trade reconciliation
Working with various internal teams on new product launches
Offering guidance to satellite offices on product services and processes
Establish efficient workflow processes between Alternative Investments and Fund Administrators/custodians
Proactively look for means of automation, efficiencies and scalabilities - consistently work with business groups to make enhancements to current systems and processes
Proactive, detail oriented, team player with strong organizational/multi-tasking skill set
Ability to instruct and/or communicate with Fund Administrators/Custodians/Clients
Understanding product needs and implement adequate procedures and improvements across products
Excellent database knowledge required - Specifically Microsoft Excel
Ability to communicate with all levels of management within the business and throughout the organization
Ability to take on additional responsibilities as the department expands
Basic knowledge of High Water Mark, Side Pockets, Incentive Fees, Management Fees and Liquidity in the Hedge Fund or Fund of Funds business
Knowledge of Transfer Agent, Registrars, Custody Operations and Foreign Exchange functions is preferable
At least 4 years or more of relevant work experience - dealing with Fund Administrators, Custodians, Hedge Funds or Fund of Funds

Asset Management Resume Examples & Samples

Process collateral to or from trading desk to internal systems/custodians
Collateral Management support for all departmentally supported products (OTC, Futures, Prime Brokerage, TBA)
Evaluate collateral requests for reasonability
Ensure settlement of daily collateral transactions and resolve issues
Update procedures for processing collateral transactions
Systems and data maintenance
Create and submit reports to clients and internal counterparts
Prime Broker support entailing cash movements
Potential other OTC/Futures responsibilities within the team
Trade Support type responsibilities such as trade confirmation, settlement
Testing of all core applications
Bachelor’s degree in Accounting, Finance or Business
Collateral experience desired
Trade Support experience desired
Derivative and MBS knowledge a plus
ISDA, CSA, MSFTA, MRA, Futures Agreement documentation experience a plus
Buy Side experience preferred

Asset Management Resume Examples & Samples

Must have prior extensive PA experience
Must be proficient in using the following Microsoft tools, Outlook, Powerpoint, Word and Excel
Tact and good judgement in confidential situations and the ability to interact with Senior Management and external stakeholders
Ability to take ownership of requests
Excellent interpersonal skills, ability to deal with internal and external clients at all levels
Ability to work within tight deadlines

Asset Management Resume Examples & Samples

Experience in the asset management industry with particular expertise in the development and delivery of investment management products, which should include UCITS products, as well as alternative asset classes (e.g. private equity, hedge funds, other illiquid asset classes), alternative investment structures (e.g. Luxembourg SIFs, Part II funds) and preferably experience of local structures in major European domiciles including UK life funds
Credibility and proven ability to engage with senior managers across disciplines (portfolio management, distribution, strategy, marketing and operations) to discuss and facilitate the execution of strategic initiatives
Expert understanding of the product development lifecycle and experience managing and delivering new products and product changes within a large, highly complex, cross-functional environment
Excellent strategic influencing and interpersonal skills and comfort in working with people at all levels across all functions
Excellent written and verbal communication and an ability to articulate complex ideas, concepts, and solutions at a level appropriate and intelligible to the recipient
Thinking competencies - strategic, conceptual, analytical
Ability to develop effective partnerships with key business partners, including Product Strategy, Legal, Compliance, Tax, Risk and Operations to support and deliver the product agenda
Ability to manage complexity and deliver solutions to a tight deadline
Fluent in project management disciplines and an ability to instill structure, process, accountability, delivery and client-focus
Contribute to defining a vision for the Pan-European product range and drive the business towards it
Expert technical capability in the UCITS and non-UCITS environment, including related legal and tax matters and the implications for product design
CFA qualification or equivalent experience
A good understanding of the Pan-European asset management competitor landscape, product range strengths and weaknesses by competitor
A broad understanding of securities and instruments, portfolio management techniques, investment processes, and investment management products

Asset Management Resume Examples & Samples

Lead conversion or project teams withinSettlements and across various groups
Create reports/presentations and present updates to senior management
Develop and maintain procedural consistency and team training plan
Interface with internal and external partners to troubleshoot issues
Monitor transaction flow and work load balance to maintain peak efficiency
Maintain an effective network of contacts to improve the efficiency of thesettlements team
Respond promptly and accurately to front/middle office and client service requests/inquiries; foster positive relationship with front/middle office and client service and ensure day-to-day satisfaction through personalized interaction
Ensure adherence to all service level commitments and escalation policies
Provide approval/verification function for transactions completed by team
Provide processing support to assist team with high volumes or resource shortages
Develop quality benchmarksfor teaming withquality and control initiatives within the team
Ability to coordinate and lead multiple projects simultaneously
Ability to establish effective relationships with internal and external business areas
Ability to develop workflows/procedures/training program based upon conceptual understanding of process
Strategic vision towards process improvements with an eye towards automated solutions and quality improvements
Ability to influence others to a desired outcome
Ability to independently determine business needs and drive initiatives forward
Strong analytical and problem solving skills to assist internal clients in resolving issues
Knowledge of quality control techniques
Strong Desktop/PC skills including MS Word, MS Excel, MS PowerPoint, MS Access
Ability to learn quickly in the changing business and technological environment
Strong client focus and ability to execute timely and effectively
Strong commitment to team building and people development
Strong control orientation and demonstrated ability to implement additional controls as needed
Assertive/energetic andfocused on providing daily support to staff members
Strong people management skills andademonstrated performance management discipline
2-5 years ofoperations experience
Bachelor's Degree or Equivalent work experience

Asset Management Resume Examples & Samples

Research and analyse global macroeconomic environment and impact upon investment decisions to support the regional asset allocation
Provide input into asset allocation decisions as part of regular investment process and review of accounts
Provide input to the Global Strategy Team at their regular meetings and investment off-sites
Contribute to the development of the strategic and intermediate asset allocation process in conjunction with the Research and Global Strategy Team
Contribute to, and help to maintain, a macro and markets database; in particular working closely with US counterparts to develop global economic views
Provide commentary on the international economy and policy environment and contribute to production of regular written strategy publications
A passion for investment
Economics degree, or other numerate degree combined with postgraduate study in finance or economics
Must have proven direct financial markets experience (Investment Bank, Asset Manager, Hedge Fund, Central Bank) ideally in a strategy or economic analysis role
Good statistical skills, including evidence of econometric skills
Proficiency with use of Excel, Powerpoint, Datastream, Bloomberg, Factset
Excellent written skills and ability to write to tight deadlines,
Accomplished presentation skills, and the ability to present to internal and external audiences, either via conference calls or at seminars
Evidence of a clear, structured and independent mind
Collaborative and collegiate plus a willingness to undertake all aspects of the role
IMC/CFA is not essential but desirable

Asset Management Resume Examples & Samples

Primary point of contact for all market servicing and portfolio management items requiring in depth relationships and understandings of the clients and markets being serviced
Provides ongoing oversight and administration of portfolio exceptions including overrides, unlinked and ungraded obligors
Oversee documentation review and escalation processes
Perform periodic reviews of BAU (SOX) process/procedures and policy review including editor reviews and peer edits
Act as an additional point of contact for portfolio reviews (audits) Provide assistance to other areas of the organization in support of segmentation, risk reporting, system enhancements/testing, at al
Own the maintenance of the CRS Functions for Controlled Self Assessment (CSA) process
Manage Team Leads, perform 1 on 1’s, Mid- Years, Year End Performance Reviews, Vacation tracking, maintain job descriptions for the team
Provide ongoing oversight and management of CRS market alignment and FTE capacity
Maintain Metrics for monthly Score Cards and CRS Capacity
Participate in Leadership Forums/Meetings
Ability to multi-task and reprioritize work and demands throughout the day
Ability to interact with varying levels throughout the organization
Ability to represent GWM in all working groups that involve decision making on behalf of the business
General understanding of credit concepts
B.A., B.S., in relevant field
Experience using the Credit Risk Infrastructure tools and applications (ARC, EN, SRGT, CRRT, OWL, SELM, etc.)
General understanding of derivatives, FX and participations/syndications
Experience using Client Central
System testing and project management

Asset Management Resume Examples & Samples

Client service of the existing client base
Growing the existing book of business in Europe and the Americas through the funds and institutional channels across the various PRG equity investment strategies
Travel within Europe and to Asia and the United States
Coordinating with various teams within JPMAM, such as distribution, marketing, finance, product development, market insights
Formal qualifications of a good degree (or equivalent)
Must have proven and substantial experience of covering equity markets in the Pacific region
Preferably fluent in at least one Asian language
Results oriented with demonstrable track records of execution
Ability to work with many different groups across different geographies and preferably with strong network within the firm
Intellectually vigorous and curious
Strong management and leadership attributes

Asset Management Oversight & Control Resume Examples & Samples

Provide support for regional head of O&C in terms of project mgmt, business responses and driving remediation activities related to regulatory exams, internal audit or operating errors
Develop working knowledge of the Asset Mgmt business, with an emphasis on its control environment and regulatory agenda
Be a change agent and influence the broader control environment and culture through on the ground training and coaching
Evaluate data and trends to identify improvement opportunities and associated issues and risks
Identify quantifiable metrics and benchmarks to track progress over time
Develop and implement standards and methodology for control and risk
Prepare and present regular executive updates summarizing results
Close coordination with global & regional O&C colleagues and business partners
Previous experience in financial services, audit, or consulting roles with knowledge/experience across operations, technology, risk, legal, compliance, business management or other control functions
Critical thinking, project management, analytical and communication skills
Experience with, or knowledge of, implementing effective control environments
Ability to coordinate issues, findings and practices with colleagues across regions and/or divisions
Ability to influence and lead in a collaborative environment
Track record of delivering on business initiatives in the asset management industry
Able to adapt to a rapidly changing business environment, ability to quickly assess situations and capitalize on change
BA required; MBA and/or CPA preferred

Asset Management Resume Examples & Samples

Excellent time management, written and verbal communication skills
Detail-oriented; committed to quality
Forward-looking and creative thinker, with a general problem-solving mindset
Bachelor's degree (BS/ BA) required
Experience in risk management, audit, or operational roles with increasing responsibilities and diverse experiences in addition to other work experience
Experience in a regulated broker-dealer and / or wealth management business strongly preferred
Ability to operate in grey spaces and adapt to work flow variation and change
Outstanding analytical skills, excellent business judgment , strong problem solving and effective decision making ability
Ability to work independently within an overall team environment, provide effective oversight and directly influence change

Asset Management Resume Examples & Samples

This role provides leverage to the Banker on daily client priorities
Develops understanding and assists Banker in the sale of investments, banking and trust services including, but not limited to: asset allocation on structured portfolios, managed portfolios, brokerage accounts, portfolio reviews, deposit and loan solutions, basic trust and estate products and identification of wealth planning opportunities
May accompany Banker on client calls
Ability to adapt to a rapidly changing business and technology environment
Proficiency with Microsoft Office Suite (Word, Excel and PowerPoint) and Internet/Intranet

Asset Management Resume Examples & Samples

Significantly growing a book of business as well as retaining existing clients. This entails working closely with business development, client services as well as colleagues across JPMAM including various divisions within the Commercial & Investment Bank, Asset Management, and Treasury and Security Services
Co-Ownership of significant revenue targets and responsibility for managing an individual sales pipeline from opportunity through to execution under the guidance of a senior client adviser
Regularly performing client relationship reviews both individually and as part of a broader business team
Working closely with the wider European and Global Institutional Team as well as all product groups across JPMAM to create and deliver compelling investment solutions
Ability to identify any product, service, operational, client coverage gaps and take the lead in ensuring resolution
Work with the team analysts and product management to ensure that competitor information / collateral is kept updated
Must have proven experience in asset management sales or client facing activity in financial markets
Proven significant track record in a client relationship/sales team or client facing environment in the Nordics
Exposure to traditional and alternative investment management products. Verbal and written proficiency in such products and markets will be a primary driver of success
Experience in dealing with pension funds and insurance companies and navigating complex financial institutions. The ability to identify key decision makers and new pockets of opportunity across a client's entire sphere of business
Excellent written, verbal and presentational skills
Strong academic background. Degree and relevant professional qualifications
Ability to coordinate and partner across other groups, regions and lines of business, while driving a specific sales agenda for JPMAM
Comfort working at all levels of seniority, both within the JPMC organisation and with senior management of the client
Demonstration of broad knowledge and understanding of clients' industries, challenges, opportunities and current news/issues relating to clients. The roles are as much about understanding the clients business as they are about understanding the products we distribute
Self motivated and entrepreneurial approach
Nordic languages would be a plus

Asset Management Resume Examples & Samples

To assist the Head of Asset Management in developing and implementing local sales strategy, sales plans and budgets for relevant sales area
To participate in the development and implementation of on the ground sales events such as product manager seminars, roadshows and other presentations. In conjunction with central/local Marketing function, to participate in marketing activities (e.g. Marketing campaign planning, development of promotional materials, etc.) to help ensure that they focus on addressing the requirements of the target market
Fluent in Dutch / Flemish is a Must- Good command of English is required
Must have substantial proven sales experience in the financial sector preferably in the Benelux area
Strong client service attitude
Bright, enthusiastic, motivated individual
Team player, but able to work independently
Confident, professional approach to deal with internal and external partners
Excellent communication skills (verbal and written in languages mentioned above), eager to deliver outstanding service
Adaptable to a fast changing environment

Asset Management Resume Examples & Samples

Drive new product development based on pipeline priorities,management initiatives and ensure results are delivered on
Manage relationships with product stakeholders across regions and functions
Coordinate calls, document minutes and project steps according to New Business Initiative Approval and Process Re-engineering Approval Standards
Track progress made against project timeline and report periodically on key highlights, next steps and issues
Assess on an on-going basis the infrastructure, make recommendations on improvements across multiple stakeholder groups and/or multiple offices/regions
Act as product subject matter expert on project teams
Provide assistance and teams/portfolio managers

Asset Management Resume Examples & Samples

Fund implementation and client portfolio management
Partner with fund sales team to provide investment advisory
Facilitate the communication and coordination between fund sales team and overseas advisory team
University degree or above with fund managment qualification
At least2 years relevant experience
Good at communication and presentation skill
Strong logic thinking, capable at research report and equity market analysis
Interested on client interaction and new product development
Aggressive, responsible, and detail oriented
Good team player and resilient

Asset Management Resume Examples & Samples

Play a key role in coordinating, consolidating and evaluating the outlook for expenses and headcount across GWM finance teams 2x a month. Conduct due diligence on the reasonability of forecasts and effectively communicate (both written and oral) variances & drivers
Play a similar role as stated above in the annual planning process which spans 4-5 months each year and involves a multi-year time horizon
Partner and work with all Lines of Business within GWM to understand expense drivers and more effectively outlook and plan for future expenses
Become a key contributor to special projects such as direct expense reduction initiatives which include T&E focused reviews, occupancy analysis, and the generation of other expense savings ideas
Work to improve the outlooking and reporting process with various stakeholders across the team and GWM
Help research expense policies as needed
Assist in initiatives to continuously improve and automate forecasting and reporting tools
Approximately 4-6 years experience (strong preference towards a Finance function)
Hands-on and detail oriented individual capable of completing reporting and analytics accurately, independently, on a timely basis, and in a clear and concise manner
Strong analytical, modeling, and technical skills - MS Excel proficiency required with Essbase working knowledge a plus
Highly motivated, able to thrive while thinking clearly under pressure and tight deadlines
Team player with a positive attitude and focus on business issues

Asset Management Resume Examples & Samples

Know Your Client (KYC)
Perform a quality review of client KYC profiles as part of the on-boarding process for each new client and on regular basis for existing clients
Analyze and assess the KYC and reputational risks
Training/Education – provide assistance in training new employees and ongoing education of staff with all matters related to KYC
Management Information (MIS) – compile data and produce monthly reports and other ad-hoc reports as required for senior management

Am-alternative Asset Management Resume Examples & Samples

The ideal candidate will have a minimum of 5 to 7 years experience in the investment management industry in combination with a relevant advanced degree
Candidates with trading experience in derivative or fixed income instruments are preferred
Familiarity with the hedge fund industry is also a plus
The analyst must be able to work independently, will have exceptional communications skills (both written and verbal), will be well-versed in financial and quantitative concepts, and will have deep network of contacts within the hedge fund, fund-of-funds, or buy-side community
A natural curiosity, attention to detail, and strong work ethic are necessary requirements for success in this position

Asset Management Resume Examples & Samples

Strong knowledge of Java
Good knowledge of banking/finance
Spring, Hibernate
Familiarity with databases and writing SQL
Messaging, including FIX protocol
Unix shell scripting
J2EE development
Automated testing frameworks & spec-by-example
C# experience desirable but not essential

Asset Management Resume Examples & Samples

Expertise in Real Estate Accounting including
Understanding of investment structures, mortgage documents, development agreements, partnership agreements, and purchase and sale agreements
Perform financial due diligence for acquisitions by working with persons within the Real Estate Group, as well as third parties, sellers, JV partners, legal counsel, etc
Managing third party vendor including accountants and auditors
Interact with tax advisors, deal and fund level counsel, etc
Managing and preparing SPV funding analysis and working with lenders with ongoing matters
Managing and preparing SPV budgets
Help in determining and review of valuations of properties
Oversight/ review of joint venture partners and developers
Oversight of the quarterly accounting and financial reporting process
Review and analyze investment level financial information. Ensure that all investments are accounted for in accordance with policies and procedures as well as GAAP
Identify and resolve any control issues relating to asset management or internal processes
Teamwork – Ability to work in many roles within the team framework (leader, support, coworker, backup for peers)
Calculate and maintain performance data for individual assets (AIMR, IRRs)
Prepare management analysis including asset, fund and business level budgeting
Client service support

Asset Management Senior Investor Endowments & Foundations Group Latam Resume Examples & Samples

Plays a leading role in the investment dialogue with clients
Understand client's investment plan, goals and objectives to develop and implement investment plan
Advise clients on holistic asset allocation and portfolio construction and tactical asset allocation shifts
Executes investment solutions in client accounts in accordance with client plans. Such solutions include: Investment Management, Mutual Funds, Structured Products, Hedge Funds, Private Equity, Foreign Exchange, as well as execution of more traditional brokerage transactions
Conducts investment reviews with clients to validate the clients' current investment objectives and prepare recommendations
Drives new business development and regional expansion by
Participating in new business opportunities with Latam Integrated Team Members and Senior Management
Performs Sales management, including coordination of RFPs, pitches, road shows, campaigns, proposal
Interacts with clients and prospects, understanding their issues, motivations and factors that are key for succes
Additionally
Understands JPMorgan platform, solutions, investment philosophy
Interacts effectively with the various internal product partners, banking teams, risk and compliance, marketing, etc
Develops a deep understanding of the E&F market: sizing, trends, competition, service models
Minimum of 7 years experience in Ultra High Net Worth Wealth Management or Investment Management
Strong knowledge of asset classes (fixed income, equities, and alternatives)
Licenses 7 and 66 required for position

VP Asset Management Resume Examples & Samples

Responsible for supporting the end to end process and procedures across the business for vendor engagement and management which includes coordination of vendor reviews and assessments, maintaining an inventory database of third-party engagements and ensuring compliance to AM TPO standards
Responsible for facilitating governance model and oversight across AM to ensure proper oversight occurs for third party engagements at the senior business level
Responsible for development of appropriate metrics, KPIs, and reports and presentations to support decision making and tracking of third party activity
Escalation point for APAC third party issues both for Line and business and Corporate functions
Responsible for managing the AM TPO APAC team
Bachelor's degree in business related discipline
Client service mentality and focus
Exceptional oral and written communication skills, fluent in English and Chinese (Cantonese and Mandarin)
Strong interpersonal skills with the ability to build relationships and networks across all levels of management
A strong change manager with demonstrated conflict management and negotiation skills
Highly motivated, team player, self starter and able to work independently and with a positive ‘can do’ attitude
Knowledge and experience with the corporate Sourcing, AP, and ITRM systems (SPARC, SAP, Phoenix and SEAL, and SharePoint) is preferred
Knowledge of outsourcing methodologies and operating models, and working with professional services firms is preferred
Experience rolling out large complex projects involving process and culture change preferred
Proven history of delivering results in a globally matrixed organization

GWM Closely Held Asset Management Resume Examples & Samples

Analysis of purchase and sale transactions related to closely held assets including evaluation of closely held company repurchase offers and other third party offers in relation to the Asset Manager’s valuation analysis of the investment (20%)
Assisting the Regional Director in reviewing and negotiating highly confidential closely held company governing documents and related contracts as well as trust/estate legal documentation. (10%)
Requires knowledge of investment analysis, credit analysis, and accounting
Requires thorough technical knowledge of various software applications including Microsoft Office (MS Word, Excel, Access, and PowerPoint) and Lotus Notes

Asset Management Resume Examples & Samples

Working with the acquisitions team and asset management team to develop corporate holding, financing and lease structures to maximize tax efficiencies
Reviewing the tax aspects of the underwriting for new and existing funds and deals, acquisitions and disposals, internal financings and profit repatriations
Liaison with both external advisors to co-ordinate structuring services
Working with the acquisition team and advisers on transaction documentation and to assist the closing of transactions
Supervising tax and VAT matters on the establishment of funds, holding companies, etc
Liaising with financial controllers and external advisers to prepare local tax filings in the jurisdictions that the funds invest in
Liaising with the acquisition and finance teams regarding transfer pricing of both short term credit and senior debt facilities for the investment structures
Monitoring compliance of structures and tax filings with regard to transfer pricing requirements
Managing/oversight of corporate tax and VAT accounts provisions and tax/VAT compliance of fund, holding and real estate companies
Liaising with internal stakeholders (finance, tax, legal, procurement) as required
Review and liaison with client services team in respect to the taxation of different investor types
Coordination and delivery of investor tax reporting requirements
Working with the whole GRA team to ensure the governance and integrity of the fund and acquisition structures is maintained
Monitoring changes in legislation; reviewing existing investment structures to identify impact and opportunities to react to changes
Working with Portfolio managers / Operation groups to structure and maintain efficient financing and cash repatriation structures and ensuring excess cash within fund structures is being put to work in the most optimal way
ACA and/or CTA with minimum 3-4 years post qualification experience
Experience in real estate investment management firm or Big 4 professional practice
Good knowledge of European tax regimes, in particular, UK, France, Germany and Luxembourg
Understanding of structuring of different European fund regimes (Limited Partnerships, FCP, REITs, OPCI, SOCIMI, etc)
Experience in the requirements of different Global investors (European, US, Asian, taxable and non-taxable, SWF) investors investing in European real estate
Familiarity with taxes on international funds and reporting requirements (German, US tax reporting, UK offshore funds, etc), and with investors’ tax position in other countries
Understanding of company law principles surrounding share and loan capital, share repurchases distributable reserves
Expertise in European Real Estate accounting (equity and debt accounting)
Understanding of key regulatory changes impacting the structuring of real estate funds
Current knowledge on industry Accounting and Tax trends/issues

Asset Management Resume Examples & Samples

Support the launch of new products and services to Financial Advisors; establish marketing plans to ensure appropriate outreach is conducted on new enhancements
Initiate change by identifying and implementing process improvements designed to enhance the delivery of products and services
Work with Legal, Risk Compliance, Operations and Technology to implement processes that help the firm manage risk
Work with Technology to implement platform enhancements that will create operating efficiencies or enable Financial Advisors to better service clients
Provide business updates and manage business reporting for investment products
Manage certain ongoing processes to ensure high quality output
Act as primary contact for other business units within the firmon initiatives to establish greater consistency across lines of business
· 7 years of financial industry experience; preferably in wealth management, private banking, or brokerage
Specific knowledge of investment products & services (e.g., Mutual Funds, 529 Plans, Corporate Retirement Plan, & OTC Derivatives)
Strong project management & analytical skills
Understanding of industry regulations (e.g., ERISA, Dodd-Frank)
Self-starter, detail-oriented, organized, strong decision-making skills and able to multi-task effectively
Series 7 and investment products knowledge a plus

Asset Management Resume Examples & Samples

Excellent client service/relationship management skills
Passion for the asset management industry in all its aspects
Strong technical background that enables to articulate a broad range of both long-only and alternative strategies in sufficient detail
Confident, professional approach with the ability to operate at a broad level with internal and external partners
Excellent communication skills (verbal and written in languages mentioned below) with strong presentation skills and negotiation skills
Ability to work on your own initiative and meet tight deadlines
Self starter with the ability to work in a pressurized environment
Ability to demonstrate a strong commercial acumen and attention to detail
A proven track record in a sales environment within the Swiss market (German speaking part)
An established network of fund buyers within banks and insurance companies is a plus
The candidate must be fluent in Swiss German and English, French is a plus
Must have reasonable amount of experience within the financial sector (preferably in the funds industry)

Asset Management Resume Examples & Samples

Partnering with our business colleagues and the ultimate user community to ensure the proper definition of requirements, testing, training and integration of the various platforms into the BAU business processes
Prepare for and manage initial code delivery to include creation of test cases, use cases, working with Central Testing Team to create test scripts, tester training. Also includes a Pre SIT/SIT review of code and coordination of UAT signoff among appropriate groups
Understand testing process, defects and identify needs for Change Controls
Support deployment efforts. Includes creation of procedures, training materials, workflows and demonstrations
Own Business relationship, reporting, communication and signoff
Provide reporting/metrics as identified
Maintain Program action items, issues and risks in a central repository and update weekly
Own Work Plan and manage to all delivery dates
Review original executed FSD’s, complete gap analysis and related change controls
Provide implementation support including testing of new tools / processes to ensure they meet the requirements of legal, compliance, inclusive of process documentation and training materials. Ownership of all testing topics for assigned workstreams
Project planning and analysis – including detailed project plans, documenting scope and business requirements, detailing issues & problems; collecting examples; drafting business and technical work / data flows
College degree, or specialized training or equivalent work experience
Minimum of eight years of relevant work experience
Excellent analytical and time management skills
Demonstrated strong problem solving and decision making skills. Candidate must identify issues, seek solutions and gain consensus regarding outcome
Global application and platform deployment experience
Knowledge and experience in credit products
Team player, adaptable to changing environment, good interpersonal skills
Ability to quickly become familiar with new process and tools
Attention to detail and ability to assimilate fragmented facts into detailed statements
SharePoint, MSProject, Excel, Visio and PowerPoint skills are required
Experience in the testing lifecycle management, inclusive of test plan definition, execution and preparation of information to senior management to enable signoff on a deliverable

Asset Management Resume Examples & Samples

Conduct reasonability controls on Navs calculated by external service providers (mainly Hedge , Fund of Hedge Funds, Private Equity and Loans Funds)
Support the implementation of enhanced valuation oversight model under AIFMD
Supporting the team manager in developing Depositary relationship management and oversight
Supporting the team manager in new product related projects by Identifying, creating, and implementing effective new control models for new funds, working with Product Development and all internal teams
Dealing with queries from internal/management related to the Nav monitoring checks
Liaison with external suppliers / agencies / data providers
Defining then owning quality control procedures and internal validations
Proven fund accounting and/or oversight experience in an international environment, demonstrate specific Hedge / Private Equity Fund and underlying processes knowledge
Demonstrate understanding of Alternative Investments valuation methodologies (Private Equities, Loans) in line with regulatory requirements and IPEV guidelines and understanding of PE investments process
Strong knowledge of AIFMD requirements (law of 12 July 2013)
Ability to develop good relationships across a variety of areas, internally and externally
Strong organization skills, high sense of responsibility and dependability
Show strong accuracy and attention to details, be rigorous
Show Positive attitude to compliance and controls, organisation
Experience in managing external service suppliers
Fluency in written and spoken English is essential

Asset Management Resume Examples & Samples

Work with the greater China sales team to provide back up and support
Work on preparing sales presentation and reply to client queries together with sales team in a timely manner
Assist with analysis of competitive landscape and identify new business segments and opportunities
Participate as a key member of the Greater China sales team to continuously build our franchise and client experience
Learn and be responsible for adhering at all times to internal compliance rules and external regulations regarding sales practices and transactions
Regularly interact with clients by phone or in person, including country-specific seminars or road shows, off sites / training sessions when appropriate
Identify opportunities to expand, cross-sell and grow relationships
Familiarize and operate internal systems as required
University degree with good academic background
Minimum of 3 years of relevant experience in the financial services industry
Fluent in Mandarin & English, both written and spoken
High energy level and team player
Client focus, service oriented approach
Self motivated with strong sense of urgency
Dedication to accuracy, timeliness, and high productivity while working under pressure to meet deadlines
Strong communication/presentation skills, well-organized and efficient computer skills
Obtained fund practice qualification license (passed the Securities Professional Licensing Exam and Fundamentals of Securities Market Exam) from CSRC

Asset Management Resume Examples & Samples

Manage the mutual fund platform which includes performing due diligence & adding new funds
Support the OTC Derivatives business related to change management, Dodd-Frank conversion & drive business enhancements
Support & enhance the Corporate Retirement Services business while managing risk
Provide business updates and manage business reporting for certain investment products
7 years of financial industry experience; preferably in wealth management, private banking, or brokerage
Specific knowledge of investment products & services (e.g., Mutual Funds, Corporate Retirement Plan, & OTC Derivatives)
Understanding of ERISA regulations and current industry trends
Experience in Dodd-Frank a plus

Asset Management Resume Examples & Samples

Responsible for sale and implementation of investment, banking and trust/estate products to core clients
Ensure that the proposed products and services maximize the clients' needs, goals and objectives
Connections within Private Banking core client space and professional centers of influence
Strong relationship management and team building skills; views team concept as critical to model

Asset Management Resume Examples & Samples

Ensure platform enhancement requests are fully understood and prioritised before scheduling with technology
Project planning, delivery and execution of strategic themes set out by the business
Ensure projects move seamlessly into the BAU environment; implement effective Operating model / process responsibilities; driven by change
Post implementation project evaluations
Partner with Technology on the resolution of important issues
Co-ordinate and deliver user communications
Identify and develop new ideas / innovations / approach that will add value to the organization; participate in industry forums and pro-actively contribute to the strategic roadmap
Experience using a leading CRM package
Attention to detail and high level of accuracy is essential
Experience integrating system flows (up/downstream) into a CRM platform
Comfortable working with large volumes of data and able to demonstrate strong data processing skills
Track record of successfully delivering projects
Providing operational oversight for a CRM system
Experience working with SalesPage CRM
Experience working with multinational / multilingual business stakeholders
An understanding of the investment management industry
Delivering Ad-hoc training
Experience using enterprise scheduling/reporting tools i.e. Crystal Reports, BusinessObjects & Cognos
SQL query construction

Asset Management Resume Examples & Samples

Change / project management
Interface between PAG teams, Performance technology and 3rd party software vendors for required solutions
Testing and quality assurance for solutions ensuring full business sign off at completion of implementation of solution
Project management techniques and tools (Agile method, JIRA, MS Project)
Understanding of Asset Management flows, particularly Performance, Attribution and Client Reporting
Management of change
Motivation and conflict management
Communication and co-ordination across project streams and senior stakeholders
Professional competencies
Drive and initiative
Logical Thinking
Diligent, high level of attention to detail
Excellent judgment and communication
Self motivated, fast learner, flexible, adaptable
Builds strong relationships - team player
Committed, wants to make a difference
Idea generator, challenges the status quo
Confident and able to deal with demanding clients
Good time management skills and ability to meet tight deadlines
Good presentation skills - verbal and written
Knowledge of Asset Management (e.g performance, risk, fund accounting)
Experience and involvement in large, complex and $mm business programs

Asset Management Resume Examples & Samples

Business analysis – requirements gathering; analysis of performance team requirements
Interface between PAG teams, Performance technology and Bi-Sam for required solutions
Experience within the area of Performance measurement and attribution
Knowledge of the B-One platform
IMC/CFA would be advantageous
Strong data / analysis skills – design and implementation of scalable solutions
Excellent numeracy and statistical skills
Good analytical skills with the ability to present clear and concise problem definition and solution statements
Knowledge of industry best-practice and able to promote the right approach
Delivery focused with a proven track record in other business related initiatives
Strong written and verbal communication. Must be able to communicate with business users, technology managers and developers
Shows initiative – anticipates next steps and suggests meaningful alternatives where appropriate
Understanding of project management methods and practices

Asset Management Resume Examples & Samples

Responsible for the day-to-day management of support issues from the 4th floor
Experience in a client facing technical support role managing production incidents
Strong understanding of application support processes and principles though for instance ITIL qualification
Engagement with Senior stakeholders
Strong attention to detail ; analytical mindset
Strong interest in support, IT Risk and Controls
Process and control focused

Asset Management Resume Examples & Samples

Understand client's investment plan, goals and objectives and work with Banker to develop investment plan
Advise clients on holistic asset allocation and portfolio construction
Advise clients on tactical asset allocation shifts
Execute investment solutions in client accounts in accordance with client plans. Such solutions include: Investment Management, Mutual Funds, Structured Products, Hedge Funds, Private Equity, Foreign Exchange, as well as execution of more traditional brokerage transactions. These traditional transactions include equity and fixed income trading as well as restricted stock and 10b5-1 plans
Participating in new marketing initiatives with Bankers and other Integrated Team Members
Being attentive to identifying and developing new business opportunities
At least six years of prior industry experience is required
Self disciplined & self-motivated
Ability to work independently & on a team
Must possess series 7 & 63 licenses
Strong knowledge of investment products

Asset Management Resume Examples & Samples

To meet ambitious sales targets and develop JPMAM market share with the biggest investment writers in the region
To work in partnership with their sales executive to continue to identify the core list of target clients on which to focus to grow JPM Market share
Work closely with the Head of IFA Field Sales to ensure strong relationships with other important internal functions within the business including the Investment Desks, Marketing and Product Strategy
Demonstrate a strong understanding of the regulatory environment, with adherence to JPMAM risk management and control policies
Confident, self-reliant and good team player
Good knowledge of retail funds market and competitive environment
IMC or similar qualification

Asset Management Resume Examples & Samples

Ability to report and provide metrics to demonstrate progress,
Ability to present complex data clearly
Organised and able to work to tight deadlines
Ability to work across a number teams (Sale, Sales Support, Marketing, Technology, etc)
MS Office (Proficient with Excel)

Asset Management Resume Examples & Samples

Develop creative, innovative solutions to new client financings or restructurings within acceptable credit/risk parameters
Take the lead role in the credit approval process
Supervise credit approvals & restructure memos
Understanding the capital structure of existing clients and prospects and advising strategies / structures to optimise it
Originate credit leads from existing clients and prospects and participate in new marketing initiatives with the Integrated Team
Balance the objectives of our client with new business generation and risk management
Underwrite and execute both loan and derivative structures (with credit risk therein)
Demonstrate credit/risk management discipline; Monitor portfolio risk; Change debt structure/risk ratings in response to changes in risk
Proactively work to improve portfolio quality and prevent loss

Asset Management Resume Examples & Samples

Primary contact for handling client transactions, responding to and resolving routine client inquiries and service issues
Providing proactive support to service clients, including: answering telephone calls and performing administrative functions
Assist Investment Advisors with client profiling to identify opportunities
Assist Investment Advisors initiate sales activities, during peak time
FINRA Series 7 required; must be able to obtain 63 shortly after hire
A minimum of 3 - 5 years experience in the investment management or advisory industry
Exceptional relationship management skills and ability to partner with principal teams
Superior client service and problem-solving skills
Communication style that will create trust with clients
Knowledge of Microsoft Office (i.e., Word, Excel, PowerPoint)

Asset Management Resume Examples & Samples

Building strong client relationships with hiring managers and senior business leaders to understand their business, define their staffing needs and agree best practice recruiting strategy
Identify top talent through the use of primary and secondary research methods and tools including: Internet based research, data mining, market mapping, cold calling and other sourcing techniques to build candidate pipelines and profiles
Screening CVs, completing interviews of short-listed candidates
Participate in recruitment initiatives including focus on build out of diverse pipelines, gathering market intelligence and developing candidate assessment strategies
Actively promoting internal mobility and internal referrals
Structuring and negotiation of compensation with successful candidates, Hiring Managers, the compensation team and the local human resources team members
Conduct closing interviews, administer benefits information, and extend offers
Providing regular reporting updates and attending appropriate business management meetings
Actively contributing to the wider recruitment team through pro-active sharing of information and best practice
Work closely with and build strong relationships with our global recruiting counterparts in EMEA, LATAM and the US
Project management and delivery of a variety of recruitment projects
5 to 10 years recruiting experience
Previous experience recruiting within Private Banking or Asset Management is desirable
Hardworking with lots of drive, motivation and a positive attitude
Outstanding organization, prioritization and multitasking skills
Strong direct recruitment focus. High level of comfort cold calling into organizations. Ability to identify innovative and creative solutions for hard to fill positions
Exceptional verbal and written communication skills; Interacts and communicates equally well at all levels
Must be able to work independently in a dynamic environment, with multiple deadlines and competing priorities
Ability to build very strong relationships with senior business leaders
Strong organizational awareness. Ability to best tap into internal networks and resources
Demonstrates sense of urgency and takes ownership of solving problems
Ability to build strong working relationships within HR
Demonstrated ability of high levels of candidate and search firm care
Undergraduate degree desirable
Strong leadership skills – highly desirable

Asset Management Resume Examples & Samples

Execution of components of local marketing initiatives for focus funds of J.P. Morgan AM’s fund range including collateral, web, direct marketing, thought leadership, online and print advertising in German language to help build awareness and grow the business to clients and prospects across various segments
Adaption of centrally produced marketing and thought leadership documents to German market
Local execution of global Market Insights programme, a comprehensive collection of data and commentary on global capital markets
Work with clients on bespoke marketing materials for focus funds
Agency and vendor management

Asset Management Resume Examples & Samples

Research potential (or actual) fraud situations, errors, and losses to ensure prompt and accurate resolution
Solid comprehension of deposit, banking, brokerage, custody, investment management, mutual funds, and credit products and services as each applies to their specific region's business segment; also, required in order to identify and refer potential new business opportunities to bankers and product specialists
Effective communication, judgement, problem-solving and client relationship skills
Minimum of Bachelor's degree or equivalent
Previous experience in a similar role within the Financial services and/or Banking industry

Asset Management Resume Examples & Samples

Review and analysis of Client Due Diligence reports and Know Your Client (KYC) data
Identification of prohibited client types and appropriate escalation
Training to the front office on KYC & Due Diligence Standards
Management Information (MIS) – compiling of data and producing monthly reports and other ad-hoc reports as required for senior management
Managing a core team of 9 BQC specialists and 6 contingent workers
Maintaining regional consistency in the implementation of global standards
Ensuring that JPMS BQC team operates at the highest standards
Anticipating and managing AML/KYC risks
Implementing Global KYC standards whilst ensuring that local regulatory requirements are met
Representing JPMS BQC team on global and regional KYC forums
Coordinating with Market Managers and Market COOs to ensure that bankers comply with regulatory and policy obligations
Providing guidance and support to Market Managers, Market COOs and Bankers
Participating in Reputational Risk Committee
Training of Front Office and BQC team
Strong, significant experience gained within a financial institution in addition to proven, strong experience within AML/KYC field (Private Bank experience is a plus)
Previous team management experience is a prerequisite (medium to large team is preferable)
Strong IT skills and project management experience will be a plus

Asset Management Resume Examples & Samples

Advanced designations related to retirement a plus, including CFP or CRPC
Strong presentation and interpersonal skills – both with Financial Advisors and end clients
10+ years of work experience within a brokerage or asset management firm working closely with financial advisors
Expertise in individual/personal retirement topics with a particular focus on retirement income-related concepts such as retirement income planning, withdrawal rate strategies, portfolio structuring methodologies for decumulation, mutual fund investment solutions targeted by retirement needs, healthcare, social security strategies, income tax minimization strategies and the specifics related to IRA accounts
Knowledge and use of third party and academic research sources specific to retirement (Cerulli, EBRI, LIMRA, IRI, etc.) and experience researching both retirement planning-related topics and thematic implications from a global perspective
Strong analytical, creative thinking and problem solving skills
Experience with designing or training Financial Advisors on retirement planning analyses and IRA-related sales tools
Strong work ethic and ability to individually drive initiatives as well as manage/mentor junior talent as needed
Some experience with employer plans, participant research or communications or planning strategies is preferred
Comfortable with being a self-starter and flexible in “start up” environment

Asset Management Resume Examples & Samples

Manage a team of 15 to 20 people
Manage operational processes (account opening, account closing, change of client reference data …) in compliance with various bank policies and regulations
Maintain a strong control environment through disciplined approach to managing and acting upon key daily control reports
Provide Management with Key Performance Indicators
Maintain strong partnership with business partners (On-boarding, Legal, Compliance, Risk, Bankers, …)
Leverage technology solution to maintain and improve productivity and controls on managed activities
Drive structural changes in partnership with other departments of the Bank
Demonstrated, strong and proven working experience gained within the financial industry; experience in the Private Bank would be a plus
Strong experience of operational flows
Strong leadership and management abilities; must be able to think strategically
Excellent interpersonal skills; must be able to diffuse conflict diplomatically
Good knowledge of Know-Your -Client regulations for various client's entity (i.e. Individual, Joint Name, Corporate, Trust, etc) and account documentation requirements by product and client entity structure would be a plus
Some project management skills
Closing Date - 25th November 2014***

Asset Management Resume Examples & Samples

The Banker’s primary responsibility is for maintaining and further developing a book of existing business consisting of High Net Worth clients focused on the Latin American market
Responsible for sale and implementation of investment, banking and trust/estate products to core clients with assistance from the integrated team (Investor, Capital Advisor and Wealth Advisor)
Manage each account to ensure that the client has a completed profile and that accounts are properly maintained and serviced
Ensure that the proposed products and services maximize the client’s needs, goals and objectives
The candidate’s performance will be measured by objectives using specific financial and client satisfaction objectives
Previous business development experience including cold calling to develop new client relationships is essential
Previous experience in Private Banking working with High Net Worth individuals and families is desirable
Proactive and target driven
Ability to demonstrate excellent negotiating skills
Ability to learn proprietary software and databases and ability to master wealth planning software

Asset Management Resume Examples & Samples

Working knowledge of the banking industry and financial markets
Excellent trading and selling skills
Broad and deep market knowledge, across several product areas
Experience as an investor in a Private Bank
Excellent knowledge of Middle East markets
Fluent English and Arabic essential
Advanced PC literacy (Packages - Excel, PowerPoint, Word, Lotus Notes and bespoke databases)
Good academic knowledge of macroeconomics
Attention to detail, and unrelenting focus on client service
Ability to manage and prioritise multiple tasks across different time horizons and deadlines

Asset Management Resume Examples & Samples

Detailed-oriented, numerate and reliable
Project Management - both tactical and strategic projects
Proven experience in working with senior management
Action-oriented who possesses a strong sense of urgency to act
Proactive mindset and motivated
Comfortable working with large sets of data and numbers
Strong Excel and PowerPoint are essential
Knowledge of Technology & Operations a plus
Language skills - English required

Asset Management Resume Examples & Samples

Accountable for the enhancement of the client experience and assisting our resources to deliver a complete wealth management solution
Provide leverage to the Banker on daily client priorities
Support Banker throughout the sales process and with ongoing client management. Includes reviewing and building pitch books, coordinating information and communication with clients and execution of client needs

Asset Management Resume Examples & Samples

Coach and develop team members to build excellent client relationship and account administration skills
Manage and participate in the risk oversight of clients and accounts
Provide advice on and facilitate the resolution of complex technical issues and questions
Actively manage the profiling, sales and referral process and follow-up on client contacts to deepen relationships and ensure a positive client experience
Assist in the resolution of client complaints and escalate threatened and actual litigation to Senior Management and work with key partners internally and externally to facilitate optimal resolution for all client disputes
Provide document interpretation as it pertains to relevant policies, procedures, laws and regulations
Monitor monthly administrative metrics, completion of compliance initiatives and risk management projects; drive follow-up with TOs and TAs to be assured of resolution of outstanding issues
Build and maintain relationships with internal partners including local market Senior Team Leads, fiduciary administration, and portfolio management groups
Serve on the Trust leadership team and lead or participate in efforts to improve processes, enhance risk management, share best practices, and grow the business
Advanced degree such as JD or industry related certification such as CTFA preferred
7+ years of trust and/or estate experience at a law firm or a corporate fiduciary
Proven leadership, organizational and coaching experience
Excellent communication, relationship management and interpersonal skills
Demonstrated ability to work collaboratively
Broad knowledge of all legal, tax and regulatory requirements applicable to fiduciary relationships
Superior risk management, practical judgment, and problem solving skills
Ability to quickly learn the basics of banking, investments, and financial planning
Experience with JPMorgan fiduciary platform a plus

Asset Management Resume Examples & Samples

As part of our team, the Investor is responsible for helping the win new clients and strengthen existing client relationships through advising on investment solutions
Conducts investment reviews with clients to validate the clients' current investment objectives and prepare recommendations of appropriate investment products
Understand investment policy statements and advise on asset allocation
Closes sales of complex investment products
Provide oversight and asset allocation management to multi asset class portfolios
Support coordination of sales effort with channel partners and product groups
Experience in Ultra High Net Worth Wealth Management or Investment Management
Strong background and knowledge of asset classes (fixed income, equities and foreign exchange) with a particular focus on the needs of charitable organizations
Proven experience with alternative investments (hedge funds, private equity, and real estate)
Experience working with separate accounts, commingled funds and mutual funds
Experience working with Endowments & Foundations required
Appropriate qualification to provide investment advice to private clients in the UK (RDR6)

Asset Management Resume Examples & Samples

Plan, implement, and maintain the Data Protection program for JP Morgan Suisse
Own Data Protection processes
Conduct ongoing assessments of the Data Protection environment in the Business and Technology
Perform periodic Data Protection risk assessments and conduct related on-going compliance monitoring activities in coordination with other control functions
Develop and maintain strong relationships with the Business, Technology, Control and Support functions, becoming a trusted partner to them
Build a culture and climate focused on the pro-active awareness of, and continuous improvement in Data Protection and implementation of adequate controls
Report on Data Protection activities to the Management Committee and Business Control Committee
Escalate issues to the appropriate Committees and oversee robust action plans with owners, actions and timescales to mitigate identified risks
Work with the Business, Technology, Control and Support partners to investigate and resolve Data Protection incidents or violations that may arise
Oversee, direct, deliver, or ensure delivery of Data Protection training and orientation to all employees
Serve as Data Protection consultant for all departments
Proven Swiss banking experience
Advanced, proven relationship and influencing skills
Highly self-motivated and ability to work independently
Excellent presentation/presence in group settings & with Management
Knowledge of relevant privacy laws, regulations and standards
Experience in policy development and training
Knowledge of information systems with some technology background; understanding of Technology systems to ensure proper controls are in place to protect personal information a plus
Background in compliance, legal, risk or control a plus

Asset Management Resume Examples & Samples

Provide high quality service to International Private Banking clients
Participate in special projects as assigned by the Head of the Department and contribute to improvements to ways of working across the function
Be actively involved in recruitment efforts when required
Given the nature of this role and given it will be supporting our Russian business a fluency in Russian is essential
Effective communication, judgment, problem-solving and client relationship skills
Significant previous experience in a similar role within the Financial services and/or Banking industry

Asset Management Resume Examples & Samples

The team is in charge of the Mutual Funds, ETFs and Hedge Funds UCITs on/off boarding process, including commercial terms negotiations with third party managers
Working with third party managers to ensure the service they provide is in line with JPM Global Distribution requirements
Responsible for assessing suitability of new funds; prospectus review, share class selection, working with Corporate Tax, Risk, Operation and Compliance
Monitoring and maintenance of suitability and distribution data for approved funds
Working with Legal team to negotiate distribution agreement with fund houses
Dealing with investors queries on funds availability
Facilitating changes to legal agreements
Working with fund houses to improve availability of funds across 14 core jurisdictions
Financial services background. Knowledge of mutual funds and ETFs, familiarity with regulated funds and good knowledge of the UCITS framework is required
Knowledge of the distribution channel requirements, competitive landscape and regulatory framework pertaining to the distribution of regulated funds
Superior English written & verbal communication skills and ability to interface with various groups inside and outside the organization
Strong multi-tasker, highly organized and strong prioritization skills
Good judgment in defining solutions, setting priorities and navigating competing priorities
Good knowledge of Excel (up to macro level, with macro level not necessary) and PowerPoint essential
Proven ability of problem solving / “Can do” attitude
Ability to build relationships with a diverse set of stakeholders and to work with them in complex situations in order to arrive at mutually beneficial outcomes
Strong recommendations at the appropriate time

Asset Management Resume Examples & Samples

As part of our team of specialists, the Wealth Advisor ensures our most complex clients' planning needs are identified and met through a comprehensive approach to their total wealth and overall objectives
Serve as advisor for complex clients to identify where there are opportunities for complex estate planning which lead to current trust, estate and philanthropic opportunities
Serve as resource for clients with complex needs around executive compensation, retirement planning and business succession planning
Support coordination of sales effort with Bankers, Investors, Capital Advisors and Trust and Estate Advisors
Strong knowledge of trust law; gifting techniques; and transfer and generation skipping taxation, with ability to apply that knowledge to client specific planning exercises
Strong knowledge of personal, fiduciary, corporate and partnership income tax, with ability to apply that knowledge to client specific planning exercises
Ability to evaluate wealth transfer needs and issues of clients and prospects, identify which of the available strategies are appropriate, educate clients and prospects as to opportunities and work with clients and professional advisors to determine which recommendations to implement
Demonstrated understanding of wealth management including, but not limited to: investing, credit, deposits

Asset Management Resume Examples & Samples

Significantly growing a book of business as well as retaining existing clients. This entails working closely with business development, client services as well as colleagues across JPMAM including various divisions within the Corporate & Investment Bank and the broader Asset & Wealth Management business
Ownership of aggressive revenue targets and responsibility for managing an individual sales pipeline from opportunity through to execution
Proven significant track record in a client relationship/sales team or client facing environment in the Netherlands
Dutch language skills are required

Asset Management Resume Examples & Samples

Lead and direct day-to-day efforts and development of the project requirements and manage the associated communication
Partner with Business Teams/Middle Office/Front Office to ensure project meets expected results
Identify and facilitate issue resolutions and escalate where applicable
Monitor, track and report project milestones and timeline
Lead/participate in meetings at the operational and project level, providing continuous feedback on project status
Identifying resources and/or scheduling conflicts
Provide constructive options to ensure project tracks to original expectations
Facilitate management decisions at the earliest possible time
Partner with the business to identify goals and/or issues and determine the appropriate course of action
Work with the business to analyze requirements and review/produce specifications
Partner with development teams to ensure specifications and priorities are understood and project dependencies are known
Contribute to discussions on tactical solutions and long term strategy with regards to FI applications and business processes
Manage efforts to deliver improvements to existing platforms while also advancing the strategic agenda
Lead/participate in meetings at the strategic and project level, providing continuous feedback on project status and offering constructive options to ensure project tracks to original expectations
Strong business knowledge, especially the Fixed Income portfolio management and trading environment and products
High client facing front office interface experience. Experience with dealing with Portfolio Managers, Traders and Senior Management
Experience working as an PM/Analyst for technology implementations
Experience managing the full lifecycle of projects; including business case preparation, budget management, and project governance
Familiarity with software development methodologies, including Agile

Asset Management Resume Examples & Samples

Strong knowledge of Informatica
Familiarity with Oracle and writing SQL
Business Intelligence reporting suites (e.g. Business Objects)
Matlab
Messaging

Asset Management Resume Examples & Samples

Developing ETL solutions for data warehouses, data marts; Informatica
Strong expertise in writing SQL Code across different RDBMS platforms; excellent SQL tuning skill
Design and development of BI solutions
Experience in PL-SQL is a plus
Experience in Financial applications
Knowledge of the SDLC
Controls Oriented
Judgment/Initiative; · Team player

Asset Management Resume Examples & Samples

Defining and managing a complex program made up of multiple dependant projects across multiple application platforms partnering with multiple stakeholders across global time-zones
Managing the program, project managers and individual projects
Managing agile and waterfall projects both as a project and program level
Managing through full SDLC - creating business cases; setting up governance structures; planning; risk mitigation; issue management; developing test strategies; migration planning; and implementation
Estimation of project tasks
Acting as a communication channel between technology and business stakeholders by regular reporting of ongoing program status and issues to senior management, and setting business expectations
Proactively identifying and resolving issues that may present a risk to on-time implementation of projects and the program
Budget management and tracking
Team Management across global regions
Ensuring process control and improvement by developing and implementing relevant quality assurance procedures
Using tools to monitor against the program plan, including critical path, dependency and contingency management
Ability to drive out decisions
Ensure that projects follow standards, guidelines and steps as defined in the SDLC methodology

Asset Management Resume Examples & Samples

Day to day support and operations; responding and resolving issues in a global Business Objects production, test and development environments within defined SLA's
Technical problem resolution for all technology related issues with Business Objects XI3.1 and BI 4.0. Identify and report problems in new and existing BO software installation. This includes recreating issues as well as validating & testing solutions
Troubleshoot and resolve issues with software and respond to suggestions for software modifications or enhancements
Interact with the Vendor on technical issues and problems requiring vendor support; manage vendor response if need be
Participate in the in the planning, design and implementation of the Business Objects upgrade from v3.x to v4.x. Assist application development teams in Conversion Planning and Execution for reporting application migrations to the new environment
Performance management and capacity planning for BI 4.0 (reviews performance statistics, sets thresholds, understands future demands)
Assist with On-Boarding new tenants. Work with AD teams to determine approximate sizing of new reporting applications, assess fit into the existing environment, recommend upgrades/additions to the environment to support new requirements
Security Management. Design and implement security by adding security restrictions (application level, folder level and object level) based on user groups. Create custom access levels based on project needs
Strong prior experience in large enterprise scale BusinessObjects installations of XI 3.1 (Central Management Console, Designer, Web Intelligence, InfoView, Import Wizard, and Crystal Reports) and BIP 4.0 (Upgrade Management Tool, Monitoring, and Promotion/Version Management). Experience with BIP 4.1 is a plus
5+ years’ experience with server installations of BusinessObjects XI3.1 or higher
Prior experience upgrading a large enterprise scale BusinessObjects installation from XI3.1 to BI4.0
Expertise in designing and building Universes and creating canned and ad-hoc reports using Web Intelligence and Crystal Reports
Experience using BO SDKs to create scripts and tools to ease admin tasks
Working knowledge of UNIX servers, Tomcat, Apache, and WebSphere
Scripting knowledge on more than one of these tools: sh/ksh, powershell, wsadmin, jython, perl
Database experience using BusinessObjects Oracle 11g, DB2, Sybase
Prior experience with LCM, Promotion Manager, Upgrade Management Tool
Excellent Verbal and Written communication
Integrating BusinessObjects with third party ETL tools (such as Informatica) and Data caching technologies (Gemfire, etc.)
Experience working in highly complex organizations, preferably financial services

Asset Management Resume Examples & Samples

This person must have the ability to work on projects and other assignments with minimal direct supervision
Provide Level 1 & 2 support to internal business teams
Prioritize workload, provide timely and accurate resolutions
Perform in-depth research and identify sources of production issues
Effectively perform root cause analysis of issue and report the outcome to the manager
Work closely with business in managing day to day issues, resolve user queries
Ensure application availability to the client with minimum downtime
Strong team player within a global organization
Good inter-personal and communication skills, with excellent relationship building across multiple organizations and key touch points
Comfortable operating in high pressure environments whilst managing incidents across the global business
With experience in Unix, SQL, ETL, Informatica, Java, Oracle, Sybase and scripting skills
Strong organizational skills are required to juggle the array of projects and tasks
Great written and verbal communication skills are required
Bachelors degree in computer science or equivalent
Demonstrated experience in Unix, SQL, ETL, Informatica, Java, Oracle, Sybase and scripting skills

Asset Management Resume Examples & Samples

Complete ownership for all testing across multiple applications build with a varied set of tools/technologies
Build/Lead a team of test analysts using mix of employees and vendor resources offshore
Hands on testing that includes analyzing requirements , preparing test plans and building appropriate test cases to validate the functionality being built
Support and execution of the application testing phase (functional & non-functional) to ensure all software meets requirements before changes are placed in production
Liaison/co-ordination with other technology groups (across sites) to coordinate/execute end-end testing
Work within the CQO organization and drive standards for Quality Assurance practices for the respective technology group
Work with the AD/ASD counterparts to drive strategy for testing environments and test data
Drive all efforts on test automation, includes planning, hands-on scripting and oversight of other resources working on automation
Conversant with Agile processes
Strong Knowledge of QA best practices
Able to demonstrate a track record of providing testing solutions, through the use of manual /automation test techniques (HP toolset)
Test tools ,ALM/QC and QTP, Selenium
Project Management ,analytic skills and release management process
Strong customer focus/care skills
Good team-working skills
Structured/organized approach to work
Good written & oral communication skills (business & technical)
Capable of managing multiple tasks within a project, across multiple locations
Proven ability to partner and influence across the broader technology organization

Asset Management Resume Examples & Samples

Ability to work on large scale projects that impact the Solutions business and technology
Work with a team of developers to develop strategic solutions in a timely manner
Participate in complete life cycle of product development
Assist the business in identifying, assessing, and documenting business requirements
Assist in evaluating priorities and advise on options, risks, and costs versus benefits of proposed solutions
Proactively identify opportunities for change and improvement within the existing application(s) to increase stability and simplify the platform
Demonstrate commitment around the firms Incident Management and Problem Management processes with their team and the relevant teams
Ensure that all production changes are processed according to Change Management policies and procedures
Ensure that appropriate levels of Quality Assurance have been met for all new and existing products
Document an overall test plan and ensure full traceability of documented business requirements and solution design
Develop and execute system integration test scripts and ensure the testing results correspond to business expectations
Familiarity with financial instruments and portfolio management is desirable
Experience with agile development methodologies, strong UI/UX skills, test driven development
Languages: c#.Net, SQL
Frameworks: WPF, WCF, BlackWidow, log4net, MSFT Reactive Extension Framework, JSON
Databases: Oracle, SQL Serve

Asset Management Resume Examples & Samples

Participate in full life cycle of software development - from gathering requirements to implementation
Work with a team of developers on global initiatives
Design class structure, data model and application frameworks, leading development and support activities. Unit test developed code and support users during UAT
The successful candidate will participate in code reviews and ensure compliance with application quality, coding, UI and Corporate standards, including review alert logs, running pre-flight and PAL
The successful candidate will play an important role in the configuration and development of the Pega rule components. Follow best practices in PEGA architecture / design / coding. He will also be responsible for building and repairing fundamental components like UI, Flows, Services, Reports and Activities
Ability to debug and fix as part of the development/support process and should have experience in Integration components (services, connectors, etc), frameworks, reporting, agents, authentication and rule resolution
Pega PRPC 6.2 or higher platform experience for at least 5 years
Service Oriented Architecture (SOA) experience
JVM, Session Management, Ajax in PRPC, Tracer, DB trace,
PRPC Rule Resolution / Inheritance / Circumstancing, Persistence, Agents, Services, JMS/JNDI Connectors, PRPC Multi-node architecture and caching
HTML5, JavaScript, CSS
WebSphere server deployment, configuring & troubleshooting
Experience with process methodology, frameworks (TOGAF), development methodologies (Agile, SDLC, Iterative) strongly preferred
Experience with Relational databases and concepts – Oracle SQL, PL/SQL etc
Experience in Java language and J2EE
Excellent oral and written communication Skills
Highly organized; Ability to work with minimal supervision
Ability to communicate appropriately to both business and technology
Ability to effectively manage multiple projects simultaneously
Ability to influence and drive proper architecture decisions to meet strategic vision
Financial Industry / Operations Experience a plus

Asset Management Resume Examples & Samples

Liase with technology Application Support and Application Development partners in support of technology risk reviews
Support PB in converting to the new ITRC – IT Risk Central platform including Application Risk Classifications (ARC), Application Assessments (ASA), and recording associated “Breaks “ in policy
Assist in the documentation and management of action plans closure of any non-compliance Provide support of KEON Security model, helping PB align with ongoing corporate initiatives
Produce management reporting, including appropriate metrics, that clearly inform management as to the state of information risk
Facilitate the annual review and update of all Service Level Agreements(SLA’s) for critical applications Facilitate the annual review and tracking of Technology Recovery Action Plans (TRAP’s) for critical applications Work with aligned infrastructure and core teams to identify and arrange for deployment of appropriate compensating controls to address security and risk gaps
Work with businesses, AD & technology areas to develop solutions to address control gaps
Assist the business in achieving security certifications (e.g. external connectivity, network, database, application)
Work in coordination with risk management to execute corporate programs, leveraging key processes such as Re-certifications, Third Party Provider Reviews, Technical Recovery Action Plans, etc
Work closely with IPB Technology groups to ensure quality and consistency of Control Self Assessment (CSA) reviews and Sarbanes-Oxley (SOX) testing. Provide hands-on support of testing activities, where necessary, to support efforts. Ensure successful remediation programs are in place to address any gaps arising from those reviews
Develop and maintain strong business and technology relationships, becoming a trusted partner to the PB Technology Managers/Teams Conduct daily controls review, such as User Requests review, Policies Exception reviews
Perform various levels of monitoring related to review of inappropriate access or permissions across the technology platforms, including Emergency ID usage
Minimum of 6-8 years of IT work experience
Detailed knowledge of IT Control Policies and Project lifecycles
Strong client relationship and influencing skills
Highly self-motivated/works well independently
Ability to multi-task /change focus quickly

Asset Management Resume Examples & Samples

8 – 10 years of experience in the following areas
Development background using Java, J2EE, JQuery, JUnit, Spring (Batch/MVC), SOA, SQL (ORACLE/Sybase), Web Sphere, tomcat, Perl, Business Objects, Informatica ETL is required
Three or more years experience working with Oracle, Sybase
Strong Object Oriented programming experience with proven ability to drive system architecture
Advanced Problem Solving and Analytical skills
Five to Seven years of experience in computing, development, architecture and/or client/server n-tier application experience required. The main responsibility is analyses, application development, solving small bugs and implementation of production quality software
Minimum three years experience working in financial industry application
Solid knowledge of UNIX commands and utilities, and experience with troubleshooting Perl and Unix Shell Scripts
Experience with Control M is a plus
Good organizational skills, communication skills, inclusive of issue tracking, metric reporting etc
Demonstrate experience in effective decision making within a high pressure environment
Ability to communicate at multiple levels across Application Development team and the business
Strong research, investigation and evaluation skills
Results oriented and highly flexible individual, able to work with minimal supervision
Undergraduate Degree in Computer Technology required. Masters is a plus

Asset Management Resume Examples & Samples

Work in collaboration with business, data operations and technology partners on the delivery of enterprise data solutions
Design, implement, test and maintain the components of the products
Implement back-end components of an n-tier application, including data model, data access objects, and application logic
Performance and scalability tuning to support large deployments
Ensure quality and completeness of the product through unit testing, documentation and maintenance as appropriate
Ensure our Scrum principles and tools are understood, provide direction and support to the Product Owner and the Team in the Scrum implementation
Identify and remove impediments, prevent distractions that interfere with the ability of the team to deliver the sprint goal
Organize and facilitate daily stand-up meetings, reviews, retrospectives, sprint and release planning, demos and other Scrum-related meetings
Ensure agile tracking systems are updated to provide transparency on the Product
Continuous improvement of our tooling and processes to enable us to deliver more value

Asset Management Resume Examples & Samples

Delivery of user stories for agile development ensuring appropriate levels of analysis to ensure good design for performance, scalability and integration
Quality assurance for built components including efficient execution and integration into the B-One platform
Deliver scalable workflow solutions appropriate for large volumes
Contribute to level 2 support & provide daily troubleshooting, problem solving with the team
Produce clear and concise documentation of complex process flows, business requirements and acceptance criteria
Work with business to understand business priorities & requirements
Review risks and issues and determine mitigation/resolution options
5+ years experience with a variety of technologies
Hands-on programming experience with Web UI development (HTML, JavaScript, JQuery)
Experience with mature SDLC, unit testing, continuous integration
Strong SQL/Stored Procedure development in Sybase/ORACLE/SQL Server
Strong communication skills as the position requires significant technology and business interaction
Strong Unix/Linux
ETL/Informatica background (this is not a full time ETL job but knowledge is helpful)
Strong hands-on experience on JAVA/Spring Framework/Hibernate/JUnit/Messaging/SOA

Asset Management Resume Examples & Samples

Architect, design and implement and test back-end components of an n-tier application, including data model, data access objects, and application logic
Participate in project planning sessions with project managers, business analysts and team members to analyze business requirements and outline the proposed IT solution
Participate in design reviews and provide input to the design recommendations; incorporate security requirements into design; and provide input to information/data flow, and understand and comply with architectural standards in all phases
Document the detailed application specifications, translate technical requirements into programmed application modules and develop/enhance software application modules
Participate in code reviews and ensure that all solutions are aligned to pre-defined architectural specifications; identify/troubleshoot application code-related issues
Research and prototype new technologies as appropriate
7-9 years of experience in Application Development using Informatica
7-9 years of experience in writing SQLs (Proficiency in Stored Procedures, Triggers, Batch processing and Performance tuning is a must)
Minimum 5 years experience with Control-M
Experience with working in data-warehousing/data-marts is a must
Experience with Unix Shell Scripting is a must
Strong technical, analytical, problem solving, and communication skills
Experience with system, application, and process documentation including tools such as MS-Visio, etc
Excellent verbal, written, interpersonal, organizational and time management skills
Experience with SVN Source Code management techniques/ tools for software management, Knowledge SDLC tools (JIRA)
Demonstrated teamwork and ability to work with diversified multi-location team
Experience with working on Agile/Scrum method of product implementation and delivery
Experience in Investment Management Technology applications preferred

Asset Management Resume Examples & Samples

Work closely with senior business partners to understand requirements, contribute to solutions and communicate the outcome to development team
Deliver and maintain a backlog of user stories for development
Requirements gathering, documenting current state through to future state in business and technical requirement documents
Identifying data requirements and sources
Provide technical input to business on-boarding, training and process change
Quality assurance for built components including efficient execution and integration
Provide regular updates to project manager and wider technical team, clearly stating progress to date and planned objectives on tasks
Previous BA experience supporting large projects or leading smaller end to end project
Ability to execute tasks against targets and effectively manage to changes in plan
Ability to work independently and be self motivated
Ability to multi-task in a constantly changing environment
Ability to quickly understand a complex matrix of operating systems across the infrastructure and their interrelationships and dependencies
Strong presentation and inter personnel skills
Excellent organizational and problem-solving skills
Understanding of agile methods and practices
Experience of working with a Document Management System such as Documentum
Experience of working with a Content Management System such as Fatwire/Oracle Web Centre 11G
SQL skills
Knowledge of JIRA

Asset Management Resume Examples & Samples

Design, implement, test and maintain Java/ J2EE / Database components of the products
Implement distributed processing (multi-threading as well as clustering) for areas such as data manipulation, search, web services, and security
Research and prototype new technologies & features as appropriate
Provide 2nd level support when necessary, including participation in an out of hours support rota
Support for Production releases scheduled after office hours
Strong Java and SQL software development skills (using the Eclipse IDE)
Strong web development skills, including JSP, HTML, CSS, JMS and Javascript
Experience using Tomcat or a similar Enterprise Application Server
Knowledge of the Spring Framework 2.0 and above desirable
Understanding of XML based messages and schema
Relational database development experience such as Oracle
Technical analysis & design of business solutions
Excellent reasoning and debugging skills
Experience of testing at the unit, integration and system levels
Experience of working in an Agile manner
Experience of Maven project object model
Document Management System integration, such as Documentum
Content Management System development, such as Fatwire/Oracle Web Centre 11G
Solid UNIX skills

Asset Management Resume Examples & Samples

Working in isolation or with senior data modellers to capture business data requirements as a logical data model. Ensuring these models are consistent and that the Business Glossary is linked and maintained in a manner that allows impact assessment and lineage of metadata
Data model integration. The Corporate data model is actually 40 individual models all linked together to form a single corporate model. All the individual models need to be checked to ensure they cross reference each other accurately
Semantic model mapping from Industry based models to JPMAM specific models to leverage industry standards and to test model completeness
Metadata support. Providing access to metadata information though the generation of pre-prepared or dynamic queries
Data quality analysis. Maintaining data validation rules, testing those rules and running data quality reports or generating data quality dashboards
Current state documentation and data lineage capture. In many cases existing database will need to be reverse engineered to assist in bringing all our data dictionaries up to date. At the same time we do this we need to capture and document data lineage. This part of the job will require the candidate to become familiar with a a range of different technologies to perform these functions so the ability to learn quickly is important
Data modeling tool customisation. In many cases model and DDL. generation is controlled by scripts in the data modeling tool. These scripts control the generation of many aspects of the data model including how data auditing is carried out and how XSD models are generated from the physical model. Maintaining these scripts and version upgrades to the data modeling tool is a key activity
Documentation. A central data portal details all the JPAM data standards. Keeping this information up to date and relevant is an important task

Asset Management Resume Examples & Samples

More than 650 investment professionals providing over 200 different strategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Design, implement, test and maintain major server-side components and web applications
Mentor less experienced developers
Oversee work of onshore and offshore junior team members (no direct management)
Take ownership and responsibility for key deliverables
Should be able to work independently in multiple projects and juggle many priorities
Travel to London on a periodic basis (once a month) to meet with users in London
10+ years of experience in Enterprise Application Development using Java/JavaScript, J2EE, EJB, XML, Web Services/SOA and HTML
Advanced knowledge of Javascript
Experience with open source frameworks: Open source frameworks, e.g., Spring, Hibernate, Struts, JSTL
Experience with ANT, Maven build/deployment process
Proficient in PL/SQL, including triggers, stored procedures, queries, etc
Strong understanding of object oriented programming and design patterns
Experience with implementing workflow applications is a plus
Experience with implementing a rules engine is a plus
Experience with Ext JS is a plus

Asset Management Resume Examples & Samples

Bachelor degree or equivalent
Experience in Application Development using Informatica
Experience in writing SQLs (Proficiency in Stored Procedures, Triggers, Batch processing and Performance tuning is a must)
Experience with system, application, and process documentation

Asset Management Resume Examples & Samples

Work alongside business analysts to understand business requirements, define epics and user stories
Develop a UI strategy for the team, working closely with trading, other tech resources and architecture
Hands on development of GUIs for trade management and data visualization using c# and HTML5/JS
Oversee the definition of technical solutions to confirm that they meet business requirements, and that they comply with the Technology architecture principles in order to deliver scalable and resilient solutions
Mentor junior developers when required
Contribute to/ lead, continuous improvement initiative, especially related to business analysis, testing and agile methodology. Seek to implement improved tools and processes
Experience investment management and ideally within Front Office Technology
Strong functional understanding of equities and equity derivatives; appreciation of equity and derivatives data requirements

Asset Management Resume Examples & Samples

Manage a team of 20 technologists concentrating on their development and growth
Demonstrate leadership in attitude and demeanor
Be detail oriented without micro-managing
Produce effective analysis on solutions
Be involved in pre-implementation reviews of new applications
Take ownership and accountability for all infrastructure related activities
Works closely with the local application support team
Work with the Global counter-parts to create, implement and maintain best practices
Ensure regional compliance to all corporate, regulatory and legal requirements

Asset Management Resume Examples & Samples

Implementation of Java/J2EE code
Delivery business benefit through agile processes
Provide input to daily stand-ups, story sizing and sprint planning & retrospectives
Develop new, and maintain existing performance/reporting platforms
Solution new systems to meet business requirements
Develop automated tests in support of new code
Contribute to UAT testing planning and support
Contribute to level 2 support
Quality Assurance
Provide supporting documentation
Hands on experience of Java and OO methodologies
Excellent written and verbal communication. Must be able to communicate with all levels of business users, technical developers and vendors. Builds strong relationships
Self motivated and capable of working autonomously with minimal management supervision
Be able to provide requested support/information quickly and accurately within a multi-tasking environment; show initiative – anticipates next steps and suggests meaningful alternatives where appropriate
Good problem solving and analytical skills with the ability to present clear and concise problem definition and solution statements
Flexible and proactive work style, self starter
Skilled with Unix, SVN, and JIRA
Experience working within agile methods and practices
Self motivated, fast learner, flexible, adaptable, team player
Hands on experience of PL/SQL, stored procedures, SQL query tuning
Experience in a Financial Asset management environment
Experience of performance attribution calculation
Involvement in large client facing teams

Asset Management Resume Examples & Samples

Develop strong relationships with AM business, technology and operations partners, with T&O risk partners globally, with other key constituents such as Audit, Compliance, and corporate Technology teams, and with critical vendors as required
Contribute to and drive the implementation and execution of a consistent global and regional strategy designed to maintain the confidentiality, integrity and availability of AM information technology assets, providing expertise and knowledge of industry trends in order to improve controls across the Americas and be a leader across the organization
Act in a leadership and trusted partner capacity to coordinate, harmonize, and optimize AM IT Risk and Controls management activities globally and with other LOBs in order to proliferate best practice and reduce duplication of effort, providing a single point of contact for the Americas executive management on all matters related to information technology and resiliency risk
Implement, execute, and monitor technology risk and control processes as required, fostering the maturity of activities designed to actively manage the information risk portfolio across AM and in coordination with similar efforts conducted by global T&O Risk partners and the regional ITRSM function
Provide leadership, subject matter expertise and support to technology and business partners, as well as other LOB IRMs with regional responsibility, to build clear understanding and transparent management of information technology risk
Ensure that regulatory requirements and JPMC policies are understood by business and technology personnel, support the implementation and monitoring of compliance, and facilitate internal and external technology audits and regulatory reviews in the Americas, partnering regionally and globally as required
Support risk management activities within the Operations function, in collaboration with regional and global partners
Oversee mandatory IT control testing for CSA, ASA, SOX and SAS-70 processes in partnership with AM T&O Controls management
Understand and communicate risk-related metrics and risk project scorecards, collaborating with the creation of local and regional level reporting
10 years related business experience, with 3-5 years in Risk Management and/or Technology Audit experience strongly desired
Subject matter expertise on technology risk management with a thorough understanding of IT control policies, standards and procedures
Proven ability to execute and improve organizational processes and procedures for risk assessment, remediation, and control
Ability to influence individuals at various levels within the organization, empower people, build rapport, garnering respect and appropriately exercising authority in a collaborative cross-cultural environment
Strong written and verbal presentation skills to a wide variety of senior managers across the organization
CISSP/CISM preferred

Asset Management Resume Examples & Samples

Plan, Upgrade and Maintain RedHat Enterprise Linux Infrastructure
Work on major severity and complex server issues
Planning and implementing Fixes, Remediations, Patches & Upgrades
Performance & Monitoring management on RedHat Enterprise Linux
Capacity Planning management on RedHat Enterprise Linux
Analyze Problems & find resolutions and solutions and/or escalate to appropriate Vendors for resolution
Problem determination and resolution within Expected time frame
Plans, implements, and supports infrastructure in EMEA and APAC Data Centers including out-of-hours on-call support
Act on Day to Day Housekeeping tasks by using appropriate tools & scripts
Maintain infrastructures for all customers in EMEA and APAC
Be involved in pre-implementation and support of new applications
Part of a close team of up to 9 System Specialists
Supporting from Production & Disaster Recovery to Performance, User Acceptance Testing (UAT), Quality assurance (QA), Site Integration Test (SIT) and Development environments for a broad range of applications
Touching multiple technology platforms VMWare ESX, AIX 6.1, MS Windows Server 200x
Highly adaptable with ability to work in a fast paced demanding environment
Highly organized and possessing strong analytical skills

100

Asset Management Resume Examples & Samples

Maintaining business data requirements in logical data model
Managing the linkage between the Logical model, Business glossary and any physical artefacts to ensure traceability and consistency of terms and definitions
Loading and versioning of the model into a central Metadata repository
Performing message/XSD design using XML model
Developing and implementation of data quality rules
Performing database design using physical data model
Maintaining the code to manage model lineage and automated model generation capabilities
Semantic and logical data modeling. Ensuring these models are consistent and that the Business Glossary is linked and maintained in a manner that allows impact assessment and lineage of metadata
Development of Physical data models from the logical model. Target data technologies in use at JPMAM are Oracle, Sybase and MS SQLServer. Knowledge of how to perform database design based on a logical model into a target technology specific physical data model through appropriate indexes, partitioning, normalisation or de-normalization is required
XML/ XSD and Object based model design. Good knowledge of XML and UML Class models is required as these are used in the JPMAM Software development lifecycle and are generated from the data models
Maintenance and generation of business rules. At JPMAM we define the bulk of the data validation rules in the data models. Assisting data analysts with capturing business rules and translating those rules into clear requirement specifications and then into the data model expressed as NRL or DROOLs is a task the data modeller is responsible for
Metadata repository maintenance. Ensuing all models are versioned and stored in an MDR. Customising the MDR to reflect our needs and building interactive reports to provide data dictionary and other metadata information
Data architecture decision making will come into many aspects of daily work. In some cases there will be important design decisions to make in other cases it may be a simple understanding that the data model design is in support of an Operational Data Store and as such the physical data model has to be created in a specific manner
Equity 2. Fixed Income 3, Derivatives 4. Distribution 5, Transfer Agency

101

Asset Management Resume Examples & Samples

Strong C/C++
Strong SECDB
Strong PMO skills
Strong investment domain knowledge (MBA)
Strong Java including Core and J2EE
Strong Web application development skills including JSP, JQuery and HTML5
Strong database skills including SQL Server 2008 and Sybase
Have experience in iOs development
Have background of Quant Technology
Have knowledge of equity
Know the vendor data like MarketQA, ITG, Starmine
Know how to use CTRL-M, Cognos, Spotfire, Autosys, Informatica

102

Manager, Asset Management Resume Examples & Samples

Develop new and manage existing business flows between the Analytics/Sport Planning teams and the Planners to ensure proper implementation of strategies
Communicate and Implement pricing strategy with the Direct Response Sales groups
Assist the Television Directors on implementing any new processes/products needed to make business flow more efficiently
Key point of contact with Business Operations to ensure business flow is operating in most efficient manner
Minimum 4 years of experience in Ad Sales
Hands on experience with task management, time management, in both formal and informal settings
Experience working with multiple teams with varying goals
Excellent interpersonal, verbal and written and communication skills
Self-motivate and accountable , with a high level of commitment to responsibility

103

Director, Asset Management Resume Examples & Samples

Manage a team of Sales Planners
Communicate Strategy to Ad Sales team
Execute Strategy with Ad Sales team
Provide marketplace intelligence
Manage the Broadcast Upfront, Calendar Upfront and Scatter proposal process
Steward Deal liability
Minimum of 6 years of experience in Television Advertising or and Ad Sales environment
Experience managing a Staff
Experience working within an Ad Sales team
Strong quantitative, analytical, and problem solving skills
Detailed knowledge of the sales process
Collaborate effectively within Sales team
Have the ability to present and report on historical and current state of Television Sales
Organizational skills with the ability to prioritize multiple projects
Proficient written and verbal communications skills
Self-initiated and self-motivated, driving projects to completion
Employ a high level of energy and initiative to explore, conceptualize and implement new reports

104

Asset Management Resume Examples & Samples

Ability to prioritize and manage a number of issues to work to resolution
Participate in complete life cycle of incident and problem management
Ensure that products and changes are fully documented, supportable and captured Interface with internal and external business and technical partners
Familiarity with financial instruments and portfolio management is desirable. The candidate will be expected to gain new financial knowledge as needed
Knowledge/understanding of Agile software development methodology is a plus
Proven experience working in a team and across various levels within an organisation
Excellent business facing communication skills are a plus for this position
Be able to work successfully in a cross-functional environment including level 3 support, networking, operating systems, database, application servers and web servers
Must have a proven ability to fully use and apply standard technical troubleshooting principles, system analysis and unit testing while following standardized Change Management policies and procedures
Must have the ability to work on projects and other assignments with minimal direct supervision
Familiarity with agile development methodologies is a plus

105

Asset Management Resume Examples & Samples

Translate technical issues into business terms and impacts
Create and refine new and existing reports for business users
Communicate technical integration decisions, issues and plans with project teams
Assist development teams with the release and post release testing activities
Solve application performance, defect and stability issues while providing enhancements and process improvements
Provide support in a cross-functional environment including development, networking, operating systems, database, application servers and web servers
Knowledge of the following are required to execute the daily functions of the job
A strong knowledge of the Sybase or Oracle databases. Should have ability to read source code, make back-end table changes, ad hoc query and update in SQL, create ad hoc scripts for reports using either Sybase or Oracle
A strong knowledge of Unix Shell Scripting, and or Linux environment
A very good understanding of web-based technology and ability to support applications using Java
Experience in supporting applications using MQSeries
Experience in using job scheduling tools such as Autosys or Control-M
Strong Team Player
Strong understanding of the financial service industry and knowledge of trade flows and operations
Excellent Written and Oral Communication Skills

106

Asset Management Resume Examples & Samples

Work with the Channel Head to produce the annual sales plan
Partner with Finance to produce ongoing re-forecasts versus the annual sales plan
Monitor the level of direct expenses being incurred in the Channel, taking remediating actions as necessary
Conduct client and product portfolio related analysis as well as ad-hoc analyses of the business for senior Channel management
Take ownership within the Channel for global projects that impact the Channel’s operating environment, e.g. AML/KYC, Cross Border, UT Audit
Be the primary point of contact within the Channel for the Global CAO
Be the primary point of escalation within the Channel for CAM and all client-service related issues and procedures, e.g. NBIAs
Take responsibility for the development and maintenance of the RCSA for the Channel
Partner with Finance, Marketing and other internal functions to produce metrics and presentations for business reviews
Manage the governance structure for the Channel, acting as Secretary to the Channel management committee
Provide the Channel Head with accurate management information about Channel performance
Represent the Channel on the Global Business Management Forum
Work closely with all control and support functions,and the business, in the day to day management of the business and representing the business on various ad-hoc projects and forums
Take responsibility for the quality of the data in SFDC as it relates to the Channel
Act as the primary contact point for SFDC-related initiatives
Drive the resolution of all audit points specifically related to the Channel
Take the lead in preparing for “strategic” meetings and/or presentations, e.g. off-sites, Town Halls
Lead and execute additional administrative/organizational projects as required
Organising and hosting scheduled and customised trainings programmes
Taking a lead role in the completion of RFPs
Managing consultant relations and query handling
Leading the design of events and product-related road-shows
Managing the local distribution of global communications
Taking a lead role in local/team-specific Product Development initiatives
Coordination and preparation of regular sales and senior management meetings, including related presentation materials (in cooperation with Channel and Country Heads)
Validate Sales Metrics scorecards with Channel Head
Be capable of building a trusted advisor relationship with senior Channel management
Build strong, partnership-oriented, results-driven networks across functions –and geographies where appropriate
Successfully navigate our complex internal structure to achieve the Channel’s sales and business goals
Possess strong analytical and process management skills. · Have the ability to translate corporate initiatives into relevant information for client/sales staff. · Demonstrate a familiarity with our products and the unique characteristics of the Channel client base
Be able to balance multiple tasks and deadlines, i.e. have excellent time management skills
Be a self-starter with initiative & creativity
Be a clear and confident communicator, in both written and oral forms
Take ownership and demonstrate initiative through problem identification and resolution
Have a high degree of attention to detail. · Be equally at home working alone or as part of a team

107

Asset Management Resume Examples & Samples

3plus years experience in mortgage loans
Conventional loanexperience
Knowledge of Federal and State regulatory requirements
Detail oriented with ability to set goals, meet objectives, take initiative and complete tasks within deadlines
Must have organizational, planning and problem solving skills
Flexible / Adaptable
Analytical / Critical thinking - be able to anticipate problems and resolve early
MS Access / Excel / Word knowledge preferred
Bachelors Degree is a plus

108

Asset Management Resume Examples & Samples

Complete ownership for all testing and automation across multiple applications built with a varied set of tools/technologies
Mentor/Build a team of test analysts using mix of employees and vendor resources offshore
Hands on automation (expert level) expertise in building appropriate solutions for various needs
Work within the IM QA organization and drive standards for Quality Assurance practices for the respective technology group across all teams under the Global Head of QA for IM Tech
Drive all efforts on test automation and innovation
System testing using structured test techniques for GUI/Non GUI applications , cutting across the front end , middleware and databases
Experience with onshore/offshore QA team model
Good working Knowledge of C#, QTP, SQL, Selenium
Good to have - Knowledge of Informatica , Test Complete, Cloud, XML, Oracle
Excellent programming skills using one of the low level languages

109

Asset Management Resume Examples & Samples

Respond to day-to-day ad hoc client requests from sales teams
Support CPMs when travelling and assist in follow-up after meetings and road shows
Oversee the coordination of key client meetings (e.g. due diligence meetings)
Develop strong relationships with internal departments to expedite and resolve client/sales queries
Generating and collating data on fund performance, attribution, portfolio positioning, flows and competitive positioning
Maintenance of client information in internal client database
Liaison with RFP team in initial review stages of RFP documents and queries, with timely escalation of queries to CPMs when necessary
Strong organisation skills and attention to detail
Ability to work as part of a team as well as on own initiative
Able to prioritise and multi-task requests to tight deadlines
Client focused and experience of managing client requests
Strong communication and written skills
Ability to interact with colleagues at all levels
Knowledge of JPM’s investment offering (open and closed ended)
Proficiency with office suite, particularly Excel and PowerPoint
Working knowledge of Factset, Index Processing and IPortal an advantage

110

Asset Management Resume Examples & Samples

Management Information (MIS) compiling of data and producing monthly reports and other ad-hoc reports as required for senior management
Previous experience in the financial sector
Demonstrated KYC/AML experience
Ability to multi task and deliver to a tight deadline
Additional languages a plus

111

Asset Management Resume Examples & Samples

Relevant degree or work experience as a Solutions architect / experienced developer
Strong technical leadership, and technical risk management
Strong Java, and SQL software development skills
Strong web development skills, including JSP, HTML and Javascript
Strong web service experience (REST, SOAP)
Strong data modelling experience (OLTP & OLAP)
Effective written and verbal communicator with excellent reasoning and presentation skills
Experience with at least one Relational Database, such as Sybase, Oracle or similar
Experience with at least one Web Application Server, such as Tomcat, WebSphere or similar
Experience with an Agile software development framework, such as XP, Scrum or Kanban
Participation in Test Driven Development or Business Driven Development
Practice of Continuous Integration or Continuous Delivery
Experience of Object Relational Mapping technology, such as Hibernate, iBATIS or similar
Familiarity with some form Messaging technology, such as MQ, JMS or similar

112

Asset Management Resume Examples & Samples

Installing and configuring SAS products such as ABM (Activity Based Management) in high availability environment
Participation in the capacity planning, disaster recovery and performance tuning of the SAS application environment
Tracking, evaluating, testing and deploying patches and hotfixes
Monitoring server and system health, notifying other support teams as necessary to maintain system availability
Responding to user reported incidents and work with SAS support to resolve software bugs
Maintaining SAS user/groups privileges and managing software licenses

113

Asset Management Resume Examples & Samples

Accountable for the enhancement of the client experience and assisting our resources to deliver a complete wealth management solution to high net worth or ultra high net worth clients
Highly motivated professional with a deep passion and interest in the financial markets and a strong desire to have a long term career in private banking and be responsible for high net worth or ultra high net worth business development
Ability to work both independently and as a member of a team
Proficiency with Microsoft Office Suite (Word, Excel and PowerPoint) and Internet/Intranet, along with ability to learn proprietary software and databases

114

Asset Management Resume Examples & Samples

The maintenance of the corporate actions diary
To ensure that all Corporate Actions instructions are interpreted and fed through to our outsourcer correctly
Preparation of Fund Manager Reports
Provide point of contact for Portfolio Managers
Support and cover for team colleagues during period of extensive volume, holiday and cross training
Good understanding of all types of Corporate Action events across global markets
An understanding of Asset Management
Display excellent organisational skills and ability to be proactive
Demonstrate a flexible approach
To be able to work efficiently as an individual in addition to contributing positively to a strong team environment and team goals
Possess confident communication skills to effectively liaise between Front Office and our back office
Good Excel/Access skills
Confident dealing with senior members of the organization

115

Asset Management Resume Examples & Samples

Act as a Deputy for the Team Head
Able to ensure a top quality client support and service whilst ensuring key controls are performed
Problem solver: able to participate to client calls and contribute to the non-commercial negotiation
Be analytical and apply judgment & prioritization skills
Ability to build upon a basic idea or general direction and convert into disciplined and focused process to deliver desired outcome, without the need for constant oversight
Ability to influence and gain support across wide range of teams
Good Microsoft office skills
Excellent organisational discipline
Focused on objectives and quality/effectiveness of output/outcomes rather than a pure “task based” approach

116

Asset Management Resume Examples & Samples

Self starter with the ability to not only recognize tasks to complete but also how best to effectively and efficiently complete them
The ability to recognize work in the pipeline and willing to work to completion
B.A., B.S., in relevant field MS Office
Experience using the Credit Risk Infrastructure tools and applications (ARC, EN, SRGT, CRRT, OWL, SELM, etc)

117

Asset Management Resume Examples & Samples

Act as key contact for the client, their advisors and auditors, and the business for all non-investment related client matters
Ensure complex client issues are resolved with minimum impact to the client/the business. This will often involve working cross functionally across a number of departments such as legal, compliance, risk, product areas and attaining “buy in” from the business to meet the clients’ needs, in order to achieve a manageable solution
Review and negotiate Investment Management Agreements and all other legal documentation (such as futures account opening documentation, QIB certification etc) in conjunction with the legal department
Co-ordinate all aspects of account opening/closing both with clients and internally (i.e. including explaining operational processes & JPM policies to clients, validating client instructions and instructing the business, ensuring all systems are correctly set up etc)
Co-ordinate transitions / strategic restructures / custody changes
Obtain and record Know your client (KYC) documentation to support Anti-money laundering responsibilities
Develop relationships with local office Client Account Managers. Where a function has been delegated liaise with internal departments or external outsourced party to ensure client receives optimal service in all respects
Provide support/back up to the client advisor
Has a good understanding of the asset management structure and various departments
Basic understanding of security markets. Degree level education. The Investment Management Certificate is advantageous
Experience of client account management role/dealing with clients
Experience of negotiating Investment management agreements is advantageous
Exceptional command of written and spoken English

118

RBC Global Asset Management Resume Examples & Samples

Sort through the daily sales alerts, identifying uncategorized transactions and following a multi-step search process to attach rep codes to their appropriate investment advisor. A metrics report will be completed at the end of each month to record progress
A focus is placed on advisor prospecting. The student will complete a variety on routine tasks in Word and Excel to find and communicate new advisors to the national sales team as well as produce reports analyzing prospecting progress
Students are strongly encouraged to create new tools to improve efficiencies in existing processes. Students are also encouraged to go beyond existing processes and create entirely new reporting processes and data analytics if an opportunity to do so is found
Run and format a variety of standard and ad hoc reports from the CRM system to support the Relationship Liaison Team and the ACS Management Team
Participate in multiple conference call series relating to the economic environment, global affairs, portfolio management strategies, and various investment vehicles
Create mutual fund fact sheets in conjunction with the Investment Products Advisory Group
Administrative tasks as required

119

Asset Management Trade Settlements Manager Resume Examples & Samples

Manage a team of 3-4 individuals in Delaware to facilitate Physical Security settlements within the Private Bank
Respond promptly and accurately to client service requests/inquiries; foster positive relationship with client service and ensure day-to-day satisfaction through personalized interaction
Monitor daily control reports for fails, breaks and issues relating to security settlements, escalating where appropriate
Coordinate internal communication with regard to service related
Monitor service standards with internal business partners
Recommend workflow improvements to better meet service objectives while strengthening overall control and efficiency
Develop staff by offering timely meaningful feedback to employees
3 year's operational management/project experience
The ability to work in high pressure situations
The ability to develop good relationships with and gain the confidence of internal business partners
Strong analytical and problem solving
Knowledge / Experience with the changing regulatory environment
Strong mainframe/Microsoft Office Suite skills

120

Asset Management Resume Examples & Samples

Underwrite GWM consumer and business purpose credit applications within the Wholesale Bank grading methodology and credit systems. Specific use of the following Wholesale Bank systems: ARC (Approval Recording & Control), Client Central, Exposure Now as well as SRGT (Strategic Risk Grading Tool) to comply with Basel III standards for regulatory risk grading requirements
Underwriter is expected to independently identify potential risks and mitigating factors that could impact the customer's ability to repay the loan
Individual will analyze both consumer and business financial statements, individual credit reports, calculate cash flow and balance sheet ratios as appropriate, determine appropriate risk grades, review other relevant information, and recommend the credit decision
Underwriter has responsibility to talk directly with the end Client on renewals and annual reviews. Specifically to obtain financials and understand the renewal structure. They may also be involved directly with the Client on new money transactions
Underwriter has responsibility for portfolio management and appropriate escalation for their respective markets to ensure credit risk is maintained
Underwriter to ensure the transaction adheres to all appropriate lending regulations and credit policies. Underwriter will communicate and when appropriate negotiate; with the Banker/Capital Advisor/Credit Executive regarding credit decisions and credit issues with their clients and suggest alternatives for problem resolution if needed
Work with Prelim and Closing partners to ensure appropriate regulatory disclosures are provided to the Client throughout the credit process as well as ensure appropriate closing information is known for a title company, market partner or direct mail closing for the Client
Mentor less experienced Underwriters and Credit Analysts, Loan Closers/Prelim as well as other GWM staff
Requires a bachelor's degree in accounting, finance, business management or substantial previous business and/or consumer lending experience
5 to 10 year's consumer and commercial bank lending experience
Completion of a major bank credit-training program preferred
Possess strong PC skills including Microsoft Word, Excel, Lotus Notes and Risk Analyst spreadsheet knowledge
Knowledge of JPMC software applications and a broad knowledge of bank products and services
Proven ability to communicate with senior managers and sales personnel

121

Asset Management Resume Examples & Samples

Coordinating with EMEA BQC teams and working closely with Technology partners to outline business requirements, expectations, workflow analysis and systems testing
Ensuring that local regulations are met, systems are user-friendly, and roll-out will meet current BQC standards
Training of EMEA BQC teams
Strong IT skills ( essential due to the data gathering and reporting elements of this role)
Proven experience within a financial institution including project management experience
Advanced MS Project, Excel, Word, and PowerPoint skills
Additional language skills will be a plus (i.e. Italian, French, Spanish)

122

Asset Management Resume Examples & Samples

Strategic analysis of investment opportunities in the Chinese A-share market, to identify the strongest businesses for long-term investment. On a sectoral basis, focus is likely to be primarily on the industrials sector
Create and update company models, driving fundamental valuation signals based on a common long-term valuation methodology
Work closely with portfolio managers to translate research insights into investment decisions; analysts are closely integrated into the investment process and are partly compensated on the relevant research signal and investment outcomes
Work closely with colleagues who are covering the relevant sectors across global emerging markets
Host one-on-one meetings with company managements and maintain a regular dialogue with companies under coverage
Constant and pro-active communication with portfolio managers and other team members, both verbal and written; clear articulation of investment ideas and judgements
Previous experience in an analyst role either in Asset Management or a closely related business is essential
Fluency in Mandarin is essential
Key skills are analytical skill, measured investment judgement, decision-making, intellectual curiosity, intellectual honesty, teamwork, pro-active communication
Successful candidates should be pro-active in finding new investment ideas as well as thorough in understanding, valuing and maintaining coverage on existing investments
This is a demanding job requiring highly motivated individuals who are willing to work hard to build up their knowledge base, performance track record and credibility within the team

123

Asset Management Resume Examples & Samples

Manage a staff of underwriters, to include the hiring, coaching and development of staff to maximize production results and efficiencies. Responsible for evaluating and managing performance, conducting performance reviews, development of staff to include corrective action and termination recommendations, managing schedules and approving time. Conduct regular team meetings to ensure that staff is informed and aware of changes impacting their role and the department.Underwrite mortgage loans for high net worth individuals
The mortgage supervisor manages and prioritizes the workflow for the day to day operation of the Underwriting team to maximize productivity and quality. Ensure that department standards, volumes, and SLAs are met. Ensure compliance with process and procedures, as well as maintaining high customer service levels for internal partners and customers. Regularly monitor incoming volumes to ensure appropriate alignment of headcount and resources
Collaborate with the mortgage advisory team and internal mortgage center partners to resolve production, quality, and service related issues within the team and the Mortgage Center more broadly. Participate in projects related to productivity improvements, compliance, and others matters as needed
Monitor and identify trends, best practices, and regulatory developments. Recommend suggestions for improving efficiencies within the department, as well as more broadly within the Mortgage Center. Recommend and document changes to process and policy. Oversee compliance with regulatory requirements that impact the department, including Regulations Z and B, RESPA and HMDA
Typically a minimum of 5 years mortgage operations experience; preferably with Underwriting knowledge of Jumbo mortgages and/or complex financing considerations
Typically 1-3 years mortgage operations supervisory or management experience, including experience coaching, team-building, and mentoring others
Excellent verbal and written communication skills required
Ability to manage and maintain productivity during peak periods, high volumes, and stressful situations
Demonstrated ability to manage workflow and priorities
Proficient PC skills, including Word, Excel, Outlook

124

Asset Management Resume Examples & Samples

This role has direct interaction with program managers, architect and product owners. This role has no direct interaction with project team
Owns the product “backlog” (wish list) – list of stories waiting for development
Continuously groom the product backlog. Prioritize the product backlog
Empowered to make all feature decisions on behalf of the end user
Prioritizes goals and stories for each iteration
Provide a vision for the solution and communicate the project vision to the team
Communicate the business benefits of the entire product and each individual feature
Accept/reject developed user stories at the end of the sprint (or during the sprint)
Working with business teams / clients develops and refine the backlog continuously
Engage in discussions with technical team and also business teams to understand the strategy and direction for the solution based business needs of various business units
Collaborate across business segments to find opportunities/requirements and showcase implementations
Apply a structured business architecture approach and methodology for capturing the key views of the business units
Create business architecture models demonstrating how components, operations and systems interoperate within the organization
Conduct analysis to determine best path for solving business problems/opportunities that may include process improvement, systems enhancement, user training, and/or software procurement
Scalable mission-critical systems with high levels of availability
Core Java and related technologies frameworks like Spring and Drools
System integration and messaging including technologies like
JMS
REST
Message brokers (e.g. MQ)
Data and modeling technologies
SQL and RDBMS' like Oracle or Sybase
XML, XSLT & XSD
ORMs like Hibernate or myBatis
Application servers like Tomcat
nix environments and scripting
Build tools like Maven
Test tools like JUnit, Cucumber or Selenium
Performance analysis and tuning across system boundaries

125

Asset Management Resume Examples & Samples

Nearly 1,300 investment professionals providingstrategies spanning the full spectrum of asset classes, including equity, fixed income, cash liquidity, currency, real estate, hedge funds and private equity
Create and update company models predominantly in North Asia but not exclusive to this region, driving fundamental valuation signals based on a common long-term valuation methodology
Look for new investment opportunities that are suitable to the characteristic and style of the portfolio
Work closely with other colleagues who are covering broader sectors across global emerging markets
The preferred candidate must have considerable experience as a research analyst either in Asset Management or a closely related business
Prior experience in Asian equities is highly desirable but not essential
Successful candidates should be pro-active in finding new investment ideas as well as understanding, valuing and maintaining coverage on existing investments
Studying towards their CFA is desirable

126

Asset Management Resume Examples & Samples

Working closely with the business, Risk Management, Compliance and other control functions to define the scope of monitoring and surveillance business activities
Implementation and subsequent review of business controls including Call Memos, Cross Border activities and adherence to both the Gifts and Consecutive Leave policies
Scope and design of Management Information (MIS) – compiling of data and producing regular reporting as required by senior management
Regular liaison with front and middle office staff regarding review findings and where appropriate, escalation to senior management
Ad-hoc regulatory remediation-related projects
We are looking for a self-motivated individual who is enthusiastic and has a keen interest in risk and controls frameworks
The successful candidate will demonstrate excellent organizational skills and attention to detail, including the ability to manage multiple work-streams to tight deadlines
Strong IT skills are essential due to the data gathering and reporting elements of this role
Given that the role will involve communicating with employees of varying levels, with diverse roles and different native languages, the individual will need strong communication and negotiation skills
The ideal candidate will have a strong foundation of experience gained within a financial institution including some monitoring experience. Candidates with experience within a Risk function such as Operational Risk or Supervisory Management are particulary sought
The role will support multiple EMEA locations and therefore additional language skills will be a plus

127

Asset Management Resume Examples & Samples

Follow up on initiatives for the region which could include topics such as regional expansion, impact of regulatory changes, compliance or legal issues
Attend Fund board meetings and Legal Entity board meetings
Partner with finance, marketing and other internal functions to produce metrics and presentations for business reviews, resources analysis and budgetary process
Working closely with all control and support functions, and the business, in the day to day management of the business and representing the business on various ad hoc projects and forums
Pulling together the agenda for various operating committee meetings for example the Investment Management Operating Committee (IMOC), EMEA Investment Management Operating Committee, London Leadership Committee, EMEA Country head meeting etc
Provide the Head of Investment Management Business with accurate management information on the region
Prepare region reviews; highlight critical success factors, state project progress, ensure logical order and appropriate form of report
Analyse market environment and identify opportunities for AM EMEA
Has the ability to successfully navigate a complex internal structure that involves numerous groups and individuals
Takes ownership and demonstrate initiative through problem identification and resolution
Strong analytical skills and attention to details
Ability to transform data into relevant client/sales information
Familiarity with AM products and the Funds Market is an asset
Ability to build consensus and drive results within a broad internal stakeholder community
Self starter with initiative & creativity
Has clear and confident communicator both written and oral
Strong relationship/networking skills
Must have experience of working within Asset Management
Must be educated to degree level or equivalent

128

Asset Management Resume Examples & Samples

Foster an innovative, strategic and analytical environment which effectively assesses the landscape, competitors, wealth trends, analogous categories etc to uncover, prioritize and size opportunities
Including understanding the right data sources for most meaningful insight development on an ongoing basis
Develop, refine and continuously enhance the Client Analytics needed to drive strategy development and measurement of execution. Manage data analytics to generate prospects for the private bank as well as deepen client relationship with identifying opportunities for multiple products with existing clients
Create and imbed client vision into JPMorganonline, IPBonline, Private bank business, client advisors and Private Client Direct
Defining and executing the end-to-end client experience. This will involve
Building a vision for this team and staffing it, and executing flawlessly; this includes transitioning two existing teams: Client Analytics and Client Experience into this new broader grou
Ensuring globally consistent standards for client communications
Create organization, process and approach to get client feedback in an institutional way and training client advisors to get client feedback
Balance analytical development and execution expertise with a proven ability to influence direct reports, internal clients and other stakeholders
Cultivate strong relationships throughout the organization to foster innovative, bold and actionable thinking
Significant marketing experience with demonstrated success in a leadership role. Working in retail organization as a chief client officer is a plus
A track record of working effectively as part of a senior management team, while working in a fast-paced, dynamic environment
Demonstrated ability creating effective and innovative client experience strategies for leading brands in financial services, luxury goods or professional services
Knowledge and experience partnering with and managing research firms to best uncover insights and budgets
Experience in managing client experience in retail environment is a plus
Known for being a great partner, strong leader, manager and influencer
Creative thinker that is willing to give and take feedback. Ability to manage and juggle multiple projects and priorities
Bachelor's Degree, Master's preferred

129

Asset Management Resume Examples & Samples

Develop and execute an operating model to maximize efficiency and grow client relationships
Manage revenue and expenses for the market in conjunction with the Business Manager
Execute aggressive sales management agenda including metric establishment, sales campaign implementation, and appropriate assignment of clients
Build and maintain excellent working relationships with internal and external partners to promote the visibility of the market
Drive risk management initiatives to meet the standards of the OCC, FINRA, and other regulatory institutions
Ten plus years experience in Private Banking or Financial Services industry
Bachelors degree required; MBA, CFA, or CFP preferred
Prior leadership and client management experience in the financial services industry
Ability to communicate sophisticated investment and banking strategies to all levels of clients and prospects
Extensive knowledge of complex wealth management solutions including, but not limited to: credit, deposits, trusts and financial planning
Demonstrated ability to drive change and execute an efficient, effective operating model
Series 7, 9, 10 & 63 licenses required for position; however, unlicensed candidates considered but required to obtain licenses within 90 days of start date

130

Asset Management Resume Examples & Samples

Able to work accurately under pressure and to tight deadlines
Pro-active approach to work to prevent problems occurring
Able to manage multiple tasks and prioritise accordingly
Knowledge of the Back-Office functions and the life-cycle of an equity trade would be a distinct advantage
Derivative knowledge is an advantage
Knowledge of Emerging Markets desirable

131

Asset Management Resume Examples & Samples

To successfully perform these functions, the following skills are critical: College degree, or specialized training or equivalent work experience
Excellent project management skills especially organizational skills, time management, multitasking, and the ability to own projects and work independently
Very strong oral communication and presentation skills
Very strong critical thinking and strategic conceptualization skills
Strong ability to create clear, concise documents (including strong Excel and PowerPointskills)
Proactive project leadership across multiple initiatives and deadlines. Team player flexible; able to partner with others; able to develop junior talent
Self starter with the confidence to develop original thoughts and identify business partners who can assist in work designed to drive change within the organization
Minimum 3 to 5 years financial services experience (or management consulting)
Previous training experience preferred
Knowledge of the Credit business or specific credit related products is a plus
Ability to manage concurrent assignments in an effective and efficient manner

132

Asset Management Resume Examples & Samples

Strong analytical, interpretive and problem solving skills with expertise in data analysis
At least four years of credit risk / underwriting experience and knowledge of financial principles and procedures
Bachelor’s degree in a business field or other field with equivalent work experience

133

Asset Management Resume Examples & Samples

Understand the local regulatory rules for each country in which J.P. Morgan Asset Management markets and sells Luxembourg-domiciled UCITS funds or intends to do business
Provide expert and commercially oriented advice on the UCITS regulations of host countries of registration to both management and the distribution arms of Europe, the Middle East and Latin America
Keep abreast of major changes in the laws and regulations of Luxembourg and of host countries of registration which may have an impact on business in Europe, the Middle East and Latin America
Ensure that the necessary fund authorisations are maintained in each jurisdiction where funds are registered in order to facilitate marketing of the funds
Liaison with translators, lawyers, and other external professional advisers and service providers
The position offered is full time
Proven experience in European funds industry, ideally within a team that manages registrations within UCITS IV legal frame
Strong communication and interpersonal skills with the ability to build relationships, internally and externally, across a range of business areas at all levels of management
An aptitude for other European languages in addition to English would be desirable but not essential
Excellent personal resource management such as time management, multi tasking, strong accuracy and attention to detail
Strong process management and organisational skills
Significant MS Excel skills
Analytical, interested in learning
Demonstrate responsibility and dependability, show strong team spirit
Show positive attitude to compliance and controls

134

VP, IP & Asset Management Resume Examples & Samples

Lead executive responsible for MHE's comprehensive global program to control and mitigate IP risk. Ensures program is strategically aligned to business/ market/regulatory environment and is transparent to MHE data subjects (individual students, teachers/administrators, parents, third parties and MHE employees and contractors.)
Designs, implements and maintains governance framework relating to intellectual property risk management and data management, including processes, digital asset library systems, rights and permissions, and contracts support
Is the IP evangelist to our corporate leadership and business team and works strategically and proactively with business, operations, technical and legal experts to ensure intellectual property is appropriately protected throughout the product/service/system/data lifecycle
Leads the enterprise-wide data IP governance council and partners with Legal, Compliance, Risk, and IT Security to develop and implement senior management reporting procedures
Ensures corporate, business and country IP program alignment globally, advises MHE Country IP teams, and enforces corporate IP procedures and policies. Works with IP teams and local counsel to file, update and maintain an inventory of local country IP and data management rights. Serves as IPO for all affiliates located in countries where an IPO is required but not locally present
Stays abreast of changing business strategies and regulations, and works with legal to ensure legal risks are addressed. Implements changes to guidelines/internal policies and procedures as necessary and reports material changes to management and external stakeholders where appropriate
Evaluates and updates IP-related policies, procedures, guidelines and templates in consultation with legal counsel and applicable functional departments
Meets with clients and other external stakeholders to address their IP and asset management concerns and collaborates with business leaders to develop strategies and customized solutions to provide a superior level of client service
Develops and implements IP by design review process and ensures risks associated with new technologies, platforms or infrastructure changes are implemented in a compliant manner
Monitors company data acquisition and use practices and outsourcing initiatives to ensure compliance with IP laws, regulations, and internal policies
Works with business leaders to ensure they maintain effective IP and asset preference databases and maintains compliance with customer privacy preferences
Implements automated IP monitoring tools where appropriate and effectively reviews results of ongoing gap analyses, monitoring and risk assessment of IP practices
Works with Audit,Tax and Legalto ensure compliance with corporate program. Recommends audit schedule, reviews results and recommends and tracks remediation
Monitor and provide advice on industry best IP practices
Train employees on IP issues, both formally and informally
Work with Legal, Compliance, Risk, and IT Security to develop and implement a process to refer, investigate and manage complaints and incidents
When advised by counsel, run investigations of and manage responses to IP complaints and activities not in compliance with relevant policies and procedures
When advised by counsel, investigate and respond to data security incident responses
Minimum of 7+ years of relevant hands on experience with prior experience in building an end to end IP management system
Bachelors Degree required, MBA or advanced degree preferred
Effective experience in managing IP program policies and procedures
General understanding of customer management, marketing, and related business systems and processes that collect, hold and process assets
Skilled in articulating appropriate external communications to customers and guidance and training suited for all levels of employees
Experience working with senior management and effectively advising and influencing decision makers
Solid understanding of Internet and mobile industry operations, technologies and practices used to collect, store, access, transmit and retain IP and data
Strong training, change management and presentation skills
Technical expertise with systems and other technology products a plus
Experience with data security, rights and permissions acquisition a must

135

Asset Management Resume Examples & Samples

Monitor end-user and infrastructure monthly GTI allocations into Asset Management identifying drivers of month over month variances and plan variances
Proactively review underlying GTI inventories and work with managers to reduce costs
Generate GTI reports showing year to date charges and develop forecasts for full year for both volumes and charges
Coordinate GTI annual plan by working with infrastructure and finance teams to develop annual forecasts and plans. Prepare reports showing drivers of growth and enter volumes into financial load modules. Understand changes and analyze impact on business
Coordinate with Project Management Office the tracking of GTI allocations in the project reporting tool, Clarity
Work with owner of Total Cost of Ownership model to understand how GTI allocations are incorporated into the model so that a more-detailed cost per application analysis can be provided to the Asset Management businesses
Prepare and present monthly GTI financial results for senior managers
As needed, will assist other members of finance team to review monthly financial results of AMIAS, assist with project reporting and the annual financial plan and any other ad-hoc analysis as requested
Bachelors degree required – degree in Finance or Accounting preferred
5+ years experience in financial reporting / accounting environment
Advanced systems skills required including knowledge of Excel, Essbase, Clarity and PowerPoint, and experience with SAP preferred
Excellent written and verbal communication skills necessary
Excellent time management skills and ability to multi task

136

Asset Management Resume Examples & Samples

Balance sheet substantiation - responsibility for ensuring all accounts are fully reconciled/substantiated and reported both to the IM Control Group and to EMEA Control
Part -qualified accountant or AAT qualified accountant
Previous experience of general ledger control and performance of financial reconciliations desirable
Previous statutory accounts prep and audit file preparation desirable

137

Asset Management Resume Examples & Samples

Expert knowledge of and proven success with credit products and concepts including, but not limited to residential real estate loans, marketable secured lending, unsecured lending, commercial real estate lending
Advanced analytical skills including the financial analysis of credit opportunities and associated risks
Ability to communicate sophisticated credit concepts to affluent and high net worth private clients
Sales experience including profiling, negotiation, team selling approach, closing the sale and asking for referrals
Demonstrated understanding of wealth management including investments, trusts and financial planning

138

Senior Director, Asset Management RFP Manager Resume Examples & Samples

Develop proposal response strategies to better position TIAA-CREF Asset Management products in the marketplace. Align RFP activity with broader marketing initiatives
Structure and manage the RFP team for high performance and high productivity. This includes hiring, talent development and training, and staff-related administration
Monitor and implement quality control standards for proposal submission, including compliance with RFP requirements, alignment with offer and positioning of TIAA-CREF services and product in the marketplace
Conduct analysis of competitor RFPs, solicit industry best practices from consultants, industry associations and other intelligence, and implement resulting findings to better position TIAA-CREF Asset Management in the marketplace
Provide necessary ongoing reporting to senior and executive management
Lead, coach and mentor the RFP team, develop talent and create opportunities for team members to gain visibility across the organization
Train members of the Asset Management Marketing RFP team in best-practice and industry best-of-breed proposal skills and processes and project management. Assure consistent customer experience with the proposal process
Work with RFP Knowledge Management Manager to ensure database responses meet strategic and stylistic standards, in accordance with industry best practices and corporate guidelines
Develop and facilitate strong relationships with Sales Consultants, Sales Directors, key business partners/stakeholders, Institutional and Asset Management partners
Develop and facilitate relationships with Consultants and Subject Matter Experts throughout the organization
Provide management reporting as needed for staff and strategic planning, activity and product assessment and overall team productivity
Work with business partners and sales teams for cross-organizational projects and RFP-related process improvement/education
IT systems experience a plus as the position currently serves as the primary PMAPS systems administrator and liaison with information technology and an external vendor for PMAPS
Ability to track, calculate and communicate meaningful and impactful metrics. Develop and execute budget related to staff and activity
Ad hoc projects as assigned by manager
Bachelor’s degree in Business, Journalism, English, Communications or related field
12-15 years of experience as an RFP Manager, asset management or closely related financial services experience is preferred
Mastery in Microsoft Word, Excel, and Project and PowerPoint applications preferred
Experience with RFP software and systems administration, business analyst and IT process knowledge preferred
Strong demonstrable writing, editing and proofreading skills. Strong research and analytical skills
Expert knowledge of retirement services, marketing fundamentals and sales cycle process
Strong knowledge of FINRA regulatory compliance and principles of corporate risk management. SEC or other regulatory audit experience helpful
Ability to manage resources managing multiple projects ensuring adherence with strict deadlines and producing quality work
Ability to quickly assess new information regarding specific product and technical topic and their impact on the RFP process and the RFP content
Proven experience driving process improvement across a high volume production workstream
Ability to multi-task, demonstrate strong attention to detail and work under tight deadlines
Ability to interact with individuals across the organization, from technical staff to executive staff, including strong presentation skills when called upon

139

VP, Asset Management Resume Examples & Samples

Managing all aspects of securities financing including
Maintaining relationships with counterparties
Finding new financing counterparties
Negotiating financing documents
Determining when and if appropriate to dispute margin calls
Structuring / restructuring financing trades
Managing relationships with CDO managers and changing managers when necessary
Liquidating / restructuring CDOs
Modeling potential hedges
Monitoring existing hedges
Communicating with market participants
Bringing new ideas regarding financing/portfolio optimization
Working with analysts to design tools and reporting that drives efficiency
Strong analytic and financial modeling skills
Strong comprehension of macro-economic variables
Proficiency with fixed income markets and technology tools
Exhibits drive, motivation, enthusiasm and a pro-active approach to problem solving
A quantitative thinker who is able to use numbers to generate and validate critical concepts and extract insight and conclusions based on data and market intelligence
Demonstrated ability to prioritize work and manage time
Ability to multi-task and coordinate several projects at one time with strong attention to detail
Takes initiative to start projects independently
Exhibits inclusive leadership; works towards a desired end state
A self-teacher and quick learner able to pick up the technical skills necessary for any project
Hard working, detail-oriented, and committed to producing great end results
Ability to thrive in a fast-paced, rapidly changing work environment
7 years of financial analysis experience with an investment bank or private equity company
MBS, ABS and CDO market experience required
Fixed income, financial and mathematical modeling experience required
Proficiency in Word, Outlook, and PowerPoint (Microsoft Office Suite 2003/2007)
Proficiency with Bloomberg and Intex

140

Asset Management Resume Examples & Samples

Support the specialty products business within JPMS which includes Alternative Investments, Structured notes, OTC Derivatives, FX & Commodities as well as other complex products
3-6 years of financial industry experience
Solid understanding of financial advisor needs as well as products sold through financial advisors
Able to quickly analyze information and identify creative solutions
Proven ability to multi-task effectively
Team-oriented and able to interact effectively with various functions including marketing, risk, legal, compliance, technology and operations
Detail-oriented, organized and strong analytical skills

141

Asset Management Resume Examples & Samples

Manage calendar, handle meeting set up/physical logistics, conference call arrangements, and occasional special event planning. Work effectively with other administrators and meeting participants to efficiently and effectively schedule meetings. Be aware of conflicts and adept and keeping manager aware of updates and working around conflicts in a proactive and skilled manner
Experienced with planning travel. Proactively manage itineraries/meeting planning based on trip guidelines and meeting partner targets from manager
Experienced working with frequent travelers/remote site executives
Process timely and accurate T&E expense reports for the 2 managers
Management and maintenance of confidentiality of personal information (frequent flyer travel numbers, personal travel preferences, professional contacts lists, professional contact maintenance, industry involvement preferences, etc.)
Demonstrated high degree of professionalism/polish in executive interactions
Work cooperatively with other administrative assistants in group, in positive partnership to back up each other smoothly. Share and support overall group needs respective to supply ordering/inventory management, space arrangements, new hire and contractor onboarding /termination checklist arrangements, general office management
Perform routine tasks such as those related to weekly channel meeting communications/dial-ins/room set up
Monthly report collection/distribution; ad hoc group directory and org chart updating upon changes in group; weekly time off reporting. Handle regular activities without prompting, and advise in advance with issues or delays. Provide regular status updates if work is outstanding
Master/use the various JPMC systems that apply to admin functions
Professional, refined profile with expertise in administrative or related functions (min 5 yrs); experience working for senior executives (min 5 yrs) and proven ability to meet their expectations with accurate and efficient delivery
Flexibility; ability to juggle multiple tasks; strong memory, quick mind and work style, and ability to focus and conduct business with few errors/misses
Proven excellent PC skills, highly proficient in all MicroSoft Office applications and an additional flair for powerpoint presentations and excel is a plus
Demonstrated experience with various JPMC systems
Very good verbal and written communication skills; able to generate high quality emails and messages to individuals at all levels of the organization; proactive and polished manner
Strong ownership, positive attitude and self-motivation, strong accountability
Team and service oriented; enjoys supporting a senior executive while being part of/contributing to a broader team
Ability to multi-task and manage priorities effectively in a fast-paced environment
Exceptional experience with: calendar management, time & expense management support, meeting coordination, meeting support planning
Reporting support (distribution list management, distribution process, confirmation of attendance, content verification, content approval management, etc.)
Discretion regarding sensitive topics
Coordination with other business teams
Knowledge of and adherence to all company policies and procedures

142

Asset Management Resume Examples & Samples

Skilled with Unix (Red Hat Linux preferred)
Skilled in configuration and monitoring of Java application and messaging servers (Tomcat with JMS experience preferred)
Skilled in Oracle database management
SQL skills including tuning and issue resolution
Expert in use of configuration management and version control tools
Experience of managing a large vendor platform environment
Confident in configuration of applications (XML configuration, LDAP)
Can lead analysis and issue resolution through application and server logs
Confident in analyzing server performance reports (e.g. Foglight, AWR reports)
Excellent written and verbal communication. Will be able to communicate with business users, infrastructure teams, technical developers and vendors
Experience with SVN, CA Autosys and JIRA
Experience with build automation tools (e.g. Jenkins)
Asset management experience
Exposure to B-One or competitor platforms
Flexible and proactive work style
Delivery focused with a proven track record in business related initiatives

143

Asset Management Resume Examples & Samples

A minimum of 5 - 7 years experience in the trust and estates industry
Experience in the administration of trusts including ability to interpret trust documents, understand trust and accounting principles, and utilize trust accounting systems
Outstanding relationship management and profiling skills
Excellent communication skills including both telephone and written communications
Strong listening, problem solving, and analytical skills

144

Asset Management Resume Examples & Samples

Expert knowledge of bank loan, deposit, mortgage and credit products
Experience and proven success with banking concepts including, but not limited to: investment real estate loans, concentrated collateral loans, aircraft lending, owner-occupied commercial real estate and bridge loans
Knowledge of account maintenance procedures, loan closing procedures, credit administration and compliance procedures
Demonstrated understanding of wealth management including, but not limited to: investing, trust and financial planning
High level of analytical skills, including financial analysis
Ability to identify and analyze credit opportunities and the attendant credit risks
Ability to maintain a balance between marketing and credit risk roles

145

Asset Management Resume Examples & Samples

Extensive experience with Backup and Recovery using Oracle RMAN
Participate in Follow-The-Sun 24x7 support environment accustomed to be on-call rotation.· Team player. Should be flexible and willing to work off-hours if needed.· Extensive experience working closely with Application/Development teams in design, performance tuning, and general advisory role.· Familiarity with and experience adhering to ITIL best practices & policies – Incident/Problem/Change, etc…· Self-starter capability, ability to acquire new skills autonomously. · Demonstrably solid written and verbal communication skills to drive projects to successful conclusion.· Experience with GoldenGate, Streams a plus
Bachelors degree in Computer Science or a related discipline or equivalent work experience

146

RBC Global Asset Management Resume Examples & Samples

Support Investment Products Advisors with market and fund data requests from RBC GAM wholesalers and Investment Counsellors
Create impactful charts and presentations to support Investment Products Advisors
Compile weekly product newsletters for RBC PH&N Investment Counsel and RBC GAM wholesalers and track readership statistics
Draft brief summaries of portfolio manager calls hosted by the Investment Products Advisory Group
Create and maintain monthly fund fact sheets/competitor reports
Source articles and content aligned with current market themes and fund sales opportunities
Disseminate conference call information, news releases and product information where appropriate
Provide product and market-related information to the communications team as needed
Assist with coordinating requests for conference calls and speaking engagements
Participate in activities that are meaningful to the communication of product information to our client groups

147

Asset Management Resume Examples & Samples

Settle bank loan trades in client portfolio that are executed by the portfolio manager/ trader
Monitor and record all incoming cash flows generated by the loans held in client portfolio
Maintain and update loan data attributes for loans held in client portfolio
Communicate with portfolio managers, traders, agents and broker-dealers on a daily basis
Manage through issues/exceptions with custodians, fund accounting agents, and other third parties to ensure accuracy of client investments
Bachelor’s Degree in Accounting, Business Administration, Economics, or Finance
Ability to work in deadline oriented and controlled environment
Ability to demonstrate flexibility and adaptability to rapidly changing business and technology needs
Self motivated and proactive with the ability to work in a team
Knowledge of financial markets and desire to learn new financial instruments
Prior syndicated loan operations experience a plus
Strong attention to detail, high level of accuracy and problem solving skills
Organizational, time management and multi-tasking skills
General knowledge of Microsoft Suite with in depth knowledge of Excel
Strong communications, interpersonal, and consultative skills
Ability to take initiative and use proactive approach, exhibit sense of urgency
Excellent analytical ability and proficient technical skills
Comprehensive understanding of the financial markets and products
Ability to work overtime as needed

148

Asset Management Resume Examples & Samples

Completing client onboarding requirements including KYC documentation and sanctions/PEP checks
Undertake and management of KYC refreshes for existing clients
Update and maintenance of records on the KYC database and refresh of documentation in line with policies and procedures
Monitoring and completing Enhanced Due Diligence requirements
Maintaining and updating AML/KYC procedures
Liaising with Compliance and the business on regulatory changes and adhoc requests
Supporting AML/KYC business initiatives
Daily AML/KYC control reports monitoring and remediation follow up, as appropriate
Ownership and timely resolution of AML/KYC queries
Weekly/Monthly KPI data collection and report production
Weekly/Monthly data collection for various control reports

149

Asset Management Resume Examples & Samples

More than 650 investment professionals providing over 200 different strategies spanning the full spectrum of asset classes including real estate
Work with Product Owners and Business Customers to define Conditions of Satisfaction and Specifications with examples that are then used throughout the agile lifecycle to ensure requirements are met
Develop and maintain agile automated testing for mission critical applications and components and develop and educate the scrum teams on test automation practices
Work and promote agile methodology for Software QA
Full test lifecycle oversight, organizing unit testing for instance feedback and continuous integration, and larger functional cycles for integration and deployment testing
Passion for learning new tools and techniques
Ability to interact and communicate effectively with a wide variety of technical, functional and management staff
Establishes standards and best practices

150

Asset Management AML Resume Examples & Samples

A strong background in BSA/AML
A strong understanding of key banking and securities-related regulations and current regulatory developments relevant to AM (e.g. FINRA, SEC, OCC, FRB, CFTC) and key Compliance priorities (e.g. AML, Dodd-Frank, etc.)
Minimum 15 years of audit or relevant business or regulatory experience Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Minimum bachelors degree; advanced degree and/or certification (JD, MBA, Certified Anti-Money Laundering Specialist, etc.) preferred
Self motivated audit professional who effectively analyses risk and proactively identifies issues
Proven ability to build strong relationships with key stakeholders, desire to learn quickly, be flexible and think strategically
Enthusiastic, effective under pressure and willing to take personal risk and accountability
Proven ability to multi-task as well as assess and change priorities
Ability to work well individually, and in teams, share information, support colleagues and encourage participation Flexibility to travel as required

151

Asset Management Resume Examples & Samples

General administrational tasks
Correspondance (client letters, emails, mailings, etc.)
Booking of business travel for the entire Sales Team
Prepare the itineraries (business travel) for the Country Head
Responsible for the set up and the confirmation of meetings
Organization of meetings/appointments (in Geneva, London, Luxembourg, Frankfurt, New York, etc)
Arranging Team events/meetings (Offsite, Swiss Country Review, etc.)
Expense management for the entire Zurich & Geneva Team
Processing invoices
Ordering stationery
Prepare the documentation for various meetings incl. printing and binding
Interact with Global Asset Management Team members, sales, portfolio managers and senior management around the world
Help to ensure proper communication between the teams in Zurich and Geneva
Support for Country Head in HR-belongings as set-up infrastructure as well as prepare introduction program for new employees or hiring process
Good organizational skills with keen attention to detail
Strong time management skills with ability to manage multiple projects
Complete fluency in both written and spoken English required and command of German strongly preferred, good French skills would be useful
Ability to easily adjust to different culture and adapt to different environment
Excellent writing skills required
Articulate with excellent interpersonal skills, positive attitude and team player
Able to act independently and able to work under pressure
Knowledge of investment products and/or asset management would be a plus

152

Asset Management Resume Examples & Samples

Verbal and written communication and presentation skills – demonstrate the potential to develop the ability to present the risk exposure and the appropriate risk management to clients, boards, internal groups and regulators. Ability to explain technical and complex issues in simple and straightforward terms
Excellent knowledge of all the major asset classes and investment products
Good knowledge of credit derivatives, structured credit and real estate is a requirement
Prepared to undertake qualification such as CFA or CAIA
Knowledge of market risk management, including value at risk, stress testing and scenario analysis
Ability to act on own initiative and fulfil objectives with minimum supervision
Team working skills
Good organisational skills – sense of urgency, meeting deadlines

153

Asset Management Resume Examples & Samples

Monitor exception reports (Unlinked, Ungraded, Overlimits, Overdrafts, Past Dues, etc.)
Fluent in Portuguese and/orSpanish to converse and read financial documents of Portuguese/Spanish speaking clients
Working knowledge of accounting principles/ financial statements
Knowledge of legal documentation, policy, and loan/credit operations a plus

154

GWM Closely Held Asset Management Resume Examples & Samples

Maintain a variety of database metrics that help to ensure appropriate reporting, risk management, administrative, and operations support for the Closely Held Asset Management business
Function as the primary overseer of Closely Held Asset Management’s book of business, help to develop and maintain appropriate risk controls with the proper degree of secondary review and oversight to ensure the firm fulfills its fiduciary responsibilities in accordance with applicable governing documents and law
Play an integral role in the preparation of materials for, and active participation in, Closely Held Asset Management’s Operating Group meetings and monthly business review
Significant experience related to business operations and process management, with a clear track record of success
Experience working in a in private banking, asset management, and/or business consulting environment (not required, but considered a plus)

155

Asset Management Resume Examples & Samples

Develop, implement, maintain, monitor, and apply of the firm wide RCSA strategy and framework (e.g. Residual Risk Reviews, Process Mapping, Risk & Control Identification, Control Evaluation, Issue Management, Control Testing, etc) to Asset Management
Develop, implement, and maintain Asset Management RCSA standards and protocols. Ensure alignment to firm wide RCSA strategy and framework
Develop strong partnership and act as a liason with the Corporate RCSA Program team in order to understand requirements
Participate in Corporate RCSA working groups to continuously refine RCSA framework requirements
Lead working group sessions with AM Control Officers to distill and summarize requirements from the Corporate RCSA Program to ensure appropriate and consistent application across Asset Management
Provide advisory support to AM Control Officers aligned to the business functions and products on RCSA framework and protocols
Develop strong partnership with AM Operational Risk Management team to ensure alignment of AM RCSA protocols with firm wide Operational Risk Policies and AM Operational Risk procedures
Develop executive and committee reporting to provide line of sight into the framework components with proactive escalation of relevant risk and mitigation themes
Oversee training, execution, and reporting of RCSA results
Executes on projects related to RCSA framework
Minimum of 15 years of relevant experience
Advanced knowledge in RCSA and operational risk management methods and framework including risk and control taxonomies
Experience with identification, aggregation, analysis, risk ranking, and reporting of operational risks within a bank
Experience in roles requiring process management, implementation of governance and controls, and operational risk oversight
Experience with execution of risk assessment projects within a large banking organization
Advanced project management skills and experience in managing multiple parallel and inter-dependent initiatives / projects
Ability to successfully navigate, influence, and lead collaboratively in a complex infrastructure that involves numerous groups and individuals
Ability to communicate effectively at all levels of the organization and make recommendations with a clear sense of organizational impact
Individual must be results driven, have attention to detail, and able to synthesize large amounts of information
Sense of urgency, adaptable, flexible and willing to work in a dynamic environment
Asset Management (Wealth Management or Investment Management) knowledge a plus

156

Asset Management Resume Examples & Samples

Understanding business requirements and collaborating with others to drive execution and implementation
Identifying weaknesses, gaps, and opportunities for improvement and reporting findings in a simple, compelling way
Performing user acceptance testing and guiding end user acceptance
Implementing approved recommendations
Must be a highly energetic self-starter with a relentless focus on execution and exhibit the ability to
Partner on end-to-end implementation projects
Create and deliver compelling communications
Develop relationships and build a network throughout the firm
Maintain a positive attitude and act as team player while delivering on high priority, time sensitive initiatives
Demonstrated ability to execute on projects
Demonstrated ability to be an integral team member on large-scale, complex global projects
Solid experience in strategic consulting, management consulting, project management and/or process improvement
Bachelors degree from an accredited institution

157

Asset Management Resume Examples & Samples

Implementation of approved recommendations
Prior client and marketing experience preferred
Considerable experience in strategic consulting, management consulting, project management, process improvement
Minimum Bachelors degree with advanced degree preferable. MBA highly desirable

158

Oversight & Control Asset Management Rcsa Phoenix Lead VP-ny Resume Examples & Samples

Report to the Oversight & Control RCSA Program Manager for the Global Corporate Functions and work with Functional Control RCSA leads to implement RCSA Program: identify risk, control, enhancement opportunities and design robust self-assessment processes to identify key operational risks and evaluates the effectiveness of controls in place to mitigate those risks
Manage RCSA hierarchy and assessment units to enable end to end risk control view
Enhance and rollout RCSA methodologies (e.g. testing & assessing controls, improving control design, control implementation / execution, action plan validation, etc.) across corporate functions
Institute a sustainable governance process to coordinate key RCSA program activities across corporate functions
Integrate RCSA with change management (e.g. process improvement, NBIA, etc.) to keep RCSA relevant; assess risk and build / automate control in the early process development life cycle
Build and roll out RCSAs for common risks or shared services (e.g. Privacy, Resiliency, Third Party Management, etc.)
Establish control break escalation & root cause analysis protocols
Maximize the usage of the corporate operating risk documentation tool, Phoenix and identify system enhancement opportunities
Manage an interim central RCSA documentation repository with a SharePoint developer
Create MIS / analysis to ensure that key risks and control gaps/enhancements are properly identified, evaluated, reported and addressed
Implement training and communication plan to drive a culture of risk and control awareness
Develop positive working relationships with Control and RCSA leads and other partners to maintain an open environment for collaboration, risk identification and remediation
Maintain awareness of internal audit and external examination activity and emerging issues
Bachelor's degree required; MBA strongly preferred
Minimum of 7 years in Control, Compliance, Risk Management, Audit or Finance
Solid organizational, project management, and multi-tasking skills with demonstrated ability to manage expectations and deliver results
Well developed communication, presentation and Phoenix skill

159

VP, Asset Management Resume Examples & Samples

Working collaboratively with the investment executive management team to develop strategy, operational and financial targets
Providing strategic leadership to the investment’s management team, while also holding the management team accountable to drive to execution and deliver against goals and objectives
Collaborating with the investment team to ensure that Fund goals and business plan objectives align with the operating company’s strategy
Continuously evaluating and optimizing exit strategy for investment returns
Maintain asset(s) investment banking relationships, with a focus on monitoring and developing capital markets, acquisition and divestiture opportunities
Oversee development of complex financial valuation and return models
Oversee preparation of presentation materials and assist with ad hoc projects
Financial modeling and quantitative skills
Knowledge of financial statements, valuations and cash flows
Excellent interpersonal skills, including ability to communicate clearly and concisely both orally and in writing with all levels of management
Excellent project management and problem solving skills
Ability to work with detailed financial or other data and to understand and communicate macro implications
Ability to work autonomously and as a member of a team; Ability to effectively manage a team
Ability to work in a dynamic, deadline-driven environment with low to moderate supervision
7-9+ years of progressive work experience inclusive of executive level management experience
Successful track record in negotiating, closing and executing transactions
Experience in a fast-paced investment bank, hedge fund or private equity firm preferred
Efficiency in Excel, including ability to summarize data via formulas, lookups, Pivot Tables, conditional formatting, etc
Drive - Consistently achieves challenging goals/objectives, and demonstrates an ability to create value and maximize results
Influential Leadership - Leads with confidence and conviction, and is able to establish credibility, trust, and respect among team members

160

Asset Management Resume Examples & Samples

Finance experience including budgeting, forecasting, modeling, interpreting results, and identifying drivers and trends
Outstanding relationship management, interpersonal and communication skills
Advanced excel and PowerPoint
College degree; MBA a plus
5 to 7 years of relevant experience

161

Asset Management Resume Examples & Samples

A minimum of 3-5 years experience as a Scrum Master/ Business Analyst in a relevant financial services environment
Experience with writing Business Requirement/Functional specifications
Experience working using Agile Methodology
Experience in building web-based applications
Excellent problem-solving / analytical ability
Ability to author business requirements functional specifications
Client-facing skills - able to communicate effectively with technical and non-technical colleagues
Ability to proactively identify present and/or future obstacles, issues, and opportunities and take action to address them
Ability to build and sustain collaborative relationships and alliances across internal, external and organizational boundaries
Ability to apply conceptual and analytical thinking to address issues. Ability to recognize trends, patterns and relationships between apparently unrelated events. Ability to see key issues and/or themes in complex situations
Analyze and document logical relationships among data, processes or events within information systems in a simple and efficient manner
Ability to conduct presentations to technology and business audiences
Consistently display awareness and sensitivity to the needs of internal and/or external clients. Proactively ensure these needs are met
Structured and disciplined approach to planning and status reporting
Demonstrate ownership and take responsibility for their work
Ability to work as an individual contributor and in a dynamic team environment
Ability to manage multiple deliverables in parallel in a fast paced, demanding environment

162

Asset Management Resume Examples & Samples

Write functional specs, when required
Perform Data Analysis to help find the right solution
Unit test developed code and support users during UAT
Productivity tools – Project, Powerpoint, Visio, Excel
Basic SQL for Data Analysis
Financial Industry Experience a plus
Agile Development Methodology a plus
BPM/Workflow Experience a plus

163

Asset Management Resume Examples & Samples

To handle inbound telephone calls and information requests
To investigate and answer written queries (including email)
Dealing with referrals from other colleagues using your procedural, product and financial markets expertise
To provide factual information about our funds and products as well as our company view on investment performance and future stockmarket outlook
Support new and existing team members to enhance knowledge, improve performance and support development
Maintain BAU focus, team morale and drive to achieve Key Perormance Indicators
Increase knowledge and understand client types providing one to one client support
Work closely with our stakeholders
Proactively seek opportunities to improve service
Promote the services that JP Morgan offer its clients
Log all client communication on contact management tool (CRM) in order to capture feedback, trends and other data
Monitor backlogs and prioritise work with the appropriate level of urgency
To ensure regulatory, compliance and data protection procedures are followed
To record, log complaints and concerns effectively following agreed FCA procedures
To handle referrals from our outsourced vendors
To support on-boarding and terms of business process for clients
Provide reporting to our client base
Make outbound calls
Maximise the opportunities to sell/retain business through service
Awareness of corporate policies and procedures
Fund Performance queries
Objections and complaints
Historical account information requests
Account valuations
Account transaction queries
Procedural queries
Internet queries
Product wrapper enquiries
Fund information queries including performance
Literature requests
Clarification of documents required to satisfy compliance requirements
Following Global Transfer Fund Policy
Commission queries
Client onboarding queries
Change of agency enquiries
Excellent client service skills
‘Can do’ approach
Risk Manager – We all have a responsibility to help manage risk
Adaptable
Understands when to escalate
Negotiating and influencing
Active interest in the markets and financial news
Ability to learn new systems quickly to complete all BAU tasks
Microsoft products
IAQ/IOC/IMC Qualification (or desire to take qualification)

164

Asset Management Resume Examples & Samples

Strong fiduciary administration expertise
Well recognized as having outstanding people leadership and management skills
Strong attention to risk management issues
Bachelors Degree required, J.D/L.L.B. preferred
STEP qualified
10 - 15 years of relevant experience focused in the international fiduciary business
Experience creating development plans for low, mid and high performing employees
Ability to guide, direct and monitor employees in client specific matters
Strong technical experience across all fiduciary competencies
Risk Management experience
Solid Client Relationship Management experience within the Ultra High Net Worth space

165

Closely Held Asset Management Resume Examples & Samples

Database asset exception reporting resolution and management (10%); and
Two to three years of related investment management and/or trust administration experience preferred
Valuation experience or trust administration experience a plus, but not required
Excellent organizational skills and effective oral and written communication skills including proficiency in spelling, grammar, and punctuation

166

Jpmorgan Asset Management Resume Examples & Samples

Daily supervision of the Legal Entity Control Team ; in particular
Ensure compliance with the “Legal Entity Control standards”,
Ensure bookings are performed in accordance with accounting rules (local, UK and US),
Ensure regulatory reporting is produced on time and in line with corporate and regulatory requirements,
Ensure a smooth consolidation process,
Ensure proper controls are in place as per Group policies(reconciliation, substantiation, cash management, analytical reviews of legal entities..)and ensure financial risks are mitigated
Understand the business model and the flows in order to challenge the information provided by various parties and maintain updated permanent files
Provide in depth analysis on specific processes and suggest improvements
Ensure procedures and process diagrams are up-to-date
Assist with audits
Oversee branch accounting, regulatory reporting and compliance with Group Policies
Assist in key projects impacting the team
Work closely with the European LEC team in the UK, and counterparts in the US, in Asia and in the branches
Experience in an Accounting/Finance related department(experience in accounting department of an asset management company or accounting/audit firm will be considered an advantage)
Knowledge of UK,US, IFRS and Lux GAAP
Strong organizational skills and sound judgement
Excellent oral and written English, French would be considered an advantage

167

Asset Management Resume Examples & Samples

Settle private placement trades in client portfolios that are executed by the portfolio manager/ trader
Monitor and record all incoming cash flows generated by the private placements held in client portfolio
Maintain and update loan data attributes for private placements held in client portfolio
Lead and direct projects to achieve stated goals and improve efficiencies within the team
Analysis of current processes and controls as well as providing ideas for implementation of enhancements
Bachelor’s Degree in Accounting, Business Administration, Economics, Finance or equivalent work experience
Ability to manage a team and provide development feedback
Knowledge of financial instruments and desire to learn new instruments and financial techniques
Prior leadership experience or 5+ years industry experience
Ability to identify risks and implement mitigating controls within current processes
Prior mortgage experience preferred

168

Asset Management Resume Examples & Samples

Knowledge of general office procedures (e.g., use of technology, office administration and management, regulation and controls, risk management, etc.)
1-2 years of experience in financial services; prior wealth management experience a plus
Superior interpersonal and communication skills, both written and oral, and excellent telephone etiquette
Extremely organized and detail-oriented with strong commitment to accuracy
Handle regular activities without prompting, and advise in advance with issues or delays
Absolute tact and discretion when dealing with confidential matters; proven experience interacting with senior management
Sound judgment and excellent problem-solving skill
Strong initiative, energy and confidence to complete projects with limited supervision
Must exhibit a high degree of motivation, sense of urgency and professional demeanor
Ability to multi-task and ensure multiple projects are completed on time
The ability to be an integral member of the team

169

Asset Management Resume Examples & Samples

Production of reporting requirements for client accounts allocated, working to tight daily, weekly, monthly and quarterly deadlines
Understand all the systems used in client reporting production
Participate in the decision making process concerning specific non-standard client performance reporting commitments
Determine how and where to find required reporting information and gaining approval from the different areas of the organisation to obtain the information in a timely manner
Define the schedule for necessary input from Performance, Product Areas, Client Administration, and Marketing etc. to be able to deliver within reporting deadlines
Internal project ownership, liaising with teams to enhance processes
Ownership of larger issues/projects that impact Institutional reporting team
Ensure all work is completed in a timely manner and that deadlines are met
Help to create a more streamlined and organised department
Develop strong relations with other departments within Client Services and Investment Management business
Liaise with external clients, Investment accounting, and custodians
Resolution of client queries in timely and sufficient manner

170

Asset Management Resume Examples & Samples

Oversight of Daily Failed trade process
Project management and business analyst/SME involvement other projects
Management of all business queries into the desk
Oversight of the Mumbai Trade Support desk
Support risk/audit desk reviews
Identifying and driving STP inefficiencies
Involvement in regression testing for periodic system releases
Training junior members of the team
Support with Transition/New Account processing
Additional Market processing
Proven experience within Global Settlements and Securities Trade Confirmation roles
Excellent understanding of Equity and/or Fixed Income markets from trade execution through to settlement
Previous Asset Management background/understanding of securities trade flow
Proven track record for problem-solving
Exposure to managing/delivering projects
Knowledge of current regulatory and market initiatives impacting Asset Management
Ability to communicate, interact and present to senior management
Previous managerial/leadership experience with managing a small team would be an advantage
Previous experience of Salerio Web would be an advantage
MS Excel / MS Word
Omgeo CTM
Salerio Web

171

Asset Management Resume Examples & Samples

Ambassador for BQC/KYC to answer content questions specific to KYC requirements
Significantly improve the quality of service and proactively contribute to the enhancement of the user experience
Take ownership development and drive for excellence in expertise
Build and maintain knowledge base
A KYC resource for front office associates to answer questions regarding the completion of KYCs and the process for submitting
Other project work assigned within the scope of BQC/KYC
Ability to apply business knowledge to new situations and able to approach situations both globally and specific to product area

172

Asset Management Resume Examples & Samples

Program Management Lead EMEA & ASIAPAC
Program Management Lead North America
A Group of talented Project Managers who lead efforts globally
Leads technical projects from initiation through implementation including phases such as planning, analysis, design development and implementation
A Project is defined as a unique endeavor with a defined end result that requires project management skills to deliver successfully
Establishes project requirements, priorities, and deadlines
Ensures project is completed in accordance with all Risk, Architecture and other relevant firm-wide guidelines
Coordinates resources (staff, equipment, vendors and consultants) across one or more projects
Manages budget for assigned project(s), monitors project progress and adjusts resources and priorities accordingly
Advanced communication skills; both verbal and written
Organizational Savvy & Know-how
Ability to think big picture; view issues and situations with a broad perspective
Advanced knowledge of Project Management and Business Analysis
Advanced knowledge of Project Management and Business Analysis tools including Presentation, Word Processing, Spreadsheet & Planning Tools (exp. MS Word, PowerPoint, Excel, MS Project & Visio)

173

Asset Management Resume Examples & Samples

Design, implement, test and maintain major server-side components of the products
Define new product features in conjunction with product management, and provide specifications
Work with the team to provide a second line support capability, although most issues will be dealt with by the dedicated first line support team there will be a need for out of hours support if required
As part of team take ownership of Treasury and Banking software modules including front end components
Extensive Java development experience preferably using the Eclipse IDE
Knowledge of the Spring Framework 2.0 and above
Familiarity with JMS based Messaging technology such as MQ
Solid UNIX Skills
Excellent problem solving and technical analysis skills
Effective written and verbal communicator
Web Services experience using REST

174

Asset Management Resume Examples & Samples

Strong knowledge of core Java
Experience in automated software testing
Spring, Maven
Banking/finance/equities
Hibernate, SQL
C# /.Net

175

Asset Management Resume Examples & Samples

This is a combination and hybrid role spanning all activities that are undertaken by PAG. Generalised skills will be developed, with an option to specialise
Manage and maintain relationships with key business stakeholders that include but not limited to the investment desks, investment directors, client reporting, client portfolio managers, sales, investment operations and the COO world
Evaluation / production of ex-ante equity risk analysis for client portfolio managers, investment desks and clients (using BARRA)
Evaluation / production of value at risk reports for multiple products, with primary focus on fixed income, currency and total return funds (using RiskMetrics)
Develop, manage and maintain relationships with key business stakeholders that include but not limited to the investment desks, investment directors, client reporting, client portfolio managers, sales, investment operations and the COO world
Ensure proper controls are in place, and followed by the team, for the production of performance and risk numbers
Ensure all deadlines for both internal and external clients are met by the team
Ensuring all queries are acknowledged and completed within a timely manner
Developing a robust risk controlled environment
Responsible for liaising with the business for new product and account launches, coordinating with index vendors and IT as appropriate
We adhere to industry-wide reporting and calculation methodology standards
Evaluation / production of PAGPerformance reporting for an allocated investment decision-making process (Equities, Fixed Income, Liquidity & Cash, Asset Management Solution and Alternatives) – generalized skills will be developed, with an option to specialise
Buddy-system / mentoring of team members (onshore and offshore)
Technical backbone of the team
Business as usual GIPS composites reporting as part of the investment reporting process
Help offshore or relocate (within JPM) non-core activities, or those that can be automated or process re-engineered, where possible over time
Intellectual curiosity to evaluate portfolios (either Risk or Performance, depending on the role, ideally both)
An appetite for continuous improvement
Thirst for automation and efficiency drives
Experienced performance and attribution manager 4+ years asset management experience minimum
A good understanding of performance measurement techniques
Knowledge and understanding of GIPS® and composite construction
IMC / CFA / CIPM would be advantageous
Knowledge of market leading application
Strong numeracy and statistical skills
Must be highly organised and able to work to tight deadlines
Knowledge of both fund and investment accounting
Experience of matrix-organisations across regions an advantage
Needs excellent attention to detail and a high degree of professionalism / initiative
Communication skills to deal with people at all levels

176

Asset Management Resume Examples & Samples

End to end management of the recruitment process for all internal and external hires up to and including Executive Director level
Building strong relationships with business stakeholders - partnering with them to define their staffing needs and agree best practice recruiting strategy
Screening associated CVs and conducting competency based interviews
Structuring and negotiation of compensation with new hire, supplier and hiring manager
Supporting and advising management, demonstrating knowledge and subject matter expertise within recruitment
Ensuring the correct utilisation of relevant recruitment and HR systems
Actively contributing to the wider recruitment team through proactive sharing of information and best practice
Maintaining and developing productive relationships with key suppliers including negotiating and managing terms of business
Championing diversity within the firm
Driving internal mobility initiatives in partnership with the business
Strong recruitment background with a knowledge of the end-to-end permanent recruitment process
Strong relationship skills with the ability to build partnerships with the business, vendors and HR colleagues
Excellent organisation skills with the ability to meet deadlines and manage priorities
Effective networking skills
Ideally competency based interviewing experience
Experience of recruiting within the financial services sector, ideally within Wealth Management or Private Banking preferred

177

Asset Management Resume Examples & Samples

End to end ownership of the monthly financial and MIS close process as it relates to Brokerage products sold through GWM. This includes developing the current month revenue forecast, overseeing the timely reporting of all monthly financial information, monitoring activity and providing management with regular updates on monthly performance and results
Report and explain variances from Outlook as actual results become available
Continually evaluate and enhance the control framework
Collaborates with multiple finance departments throughout the Firm to support and accurately capture the economics surrounding our various brokerage products
Continually monitor and assess department deliverables to develop and implement more efficient procedures, while maintaining a high level of accuracy
Consistently look to standardize best practices across LOBs through proactive communication and process re-engineering
Assist in responding to inquiries from CFO teams as well as management regarding financial results and various ad hoc requests
3-5 years Accounting and Finance experience
Excellent analytical skills and knowledge of finance and accounting concepts
Extensive Excel and Access knowledge; working knowledge of Essbase a plus
Detail-oriented, organized, and has ability to multi-task and shift priorities quickly
Must be able to work in a team environment while maintaining control with limited supervision
Highly motivated and able to thrive and think clearly under pressure and tight deadlines

178

Asset Management Resume Examples & Samples

Partner with Asia and US peers to ensure global consistency in the implementation of country -specific cross-border guidelines
Understand and analyze country-specific CBMs to determine controls to implement in order to ensure that business is conducted in compliance with the relevant regulations
Partner with business and control functions to ensure smooth and consistent implementation across EMEA
Design and run a process identifying control gaps and inconsistencies across regions in the implementation of the cross-border guidelines
Develop updates for senior management
Monitor the alignment of Client Advisors to clients residing in their countries of coverage, identify gaps and track remediation
Participate in the EMEA implementation of the other workstreams of the program on a had-hoc basis
Partner with Technology on the design and delivery of new tools and coordinate UAT with end-users
Minimum of Bachelors degree or equivalent
References available upon request
Experience in major project management, business development or in a consulting role
Strong project management skills and the ability to instill structure, process and accountability
Ability to work independently, while managing up and escalating appropriately
Excellent English language skills, both written and verbal and an ability to articulate complex ideas, concepts and solutions at a level appropriate and intelligible to the recipient
Passionate and career driven
Creative thinker who can balance client / advisor needs with business objectives

179

Asset Management Resume Examples & Samples

Process Daily PB Daily Cash Wires
Understanding the 3 cash models for daily calculations
Prepare transactions for upload to Accounting systems
Input daily wires into PB’s On-Line wire tool and monitor status
Interact with internal JPM Collateral Team and PB’s and Custodians
Prepare weekly Long Dividend report for following weeks collection
Review and solve outstanding breaks in TLM and Million Dollar Reports
Assist with monthly AUM and FO Exposure Reporting
Prime brokerage knowledge a plus
Deadline Conscious
Able to work with Checklists
Able to Multi-Task
Able to work with multiple excel spreadsheets at one time

180

Asset Management Resume Examples & Samples

A proven ability to deliver strategic technology projects
Experience running a portfolio of inter-related technology projects, acting as the central point of coordination on cross team deliveries, ensuring dependencies are identified and managed
Expertise working in an Agile project environment, with the ability to work with the Product Owner and SCRUM Team on all aspects of the project; from development of the product vision and business case, through to delivery of product increments
An understanding of code quality, code security and application quality KPIs; in order to provide project metrics and data to enable development teams to make intelligent decisions throughout the delivery lifecycle
The ability to facilitate development and architecture discussion, through a detailed understanding of current application development tools and techniques
Project management experience; milestone management, scope delivery, stakeholder engagement, project cost & forecasting, management of risks & issues and product quality. The ability to produce comprehensive project reporting, providing transparency for key stakeholders and technology leadership
A strong focus on project risk, with the ability to govern the project execution process ensuring compliance with all corporate, regulatory, IT risk and architecture policies
Results orientated: Drives results through people, communication, influence and interaction
Extensive experience in technology project management experience
Experience working in cross-functional agile teams
Detailed Software Development Lifecycle knowledge, ideally gained through prior experience in an application development or application quality role
Technical analysis experience, with an understanding of current software testing & deployment practices, java development frameworks, development infrastructure and other AD Tools
Knowledge of SDLC, project and program KPIs, accompanied by strong analysis skills for generation of application metrics
Experience working with Sonar, SSAP, JIRA, Greenhopper, Subversion and Sharepoint
Strong organisational skills and the ability to coordinate multiple parallel work streams
Knowledge of Project & Program Reporting principles

181

Asset Management Resume Examples & Samples

Work closely Fixed Income end users
Create technical design recommendations for developing and integrating programs per written specifications
Examine applications to ensure adherence to Application Engineering guidelines, processes and procedures
Utilize multiple programming languages and software technologies to ensure applications are suitably fit for use and admissible for maintenance/upgrades
Test, modify, and implement application codes; make standard modifications to existing software applications and modules in accordance with high-level specifications, application support and industry standards
Work with both onshore and offshore development teams
Minimum 10+ years of programming / application development work
Asset Mgmt, Fixed Income products and Trading flow knowledge are must. Excellent knowledge of Fixed Income systems, processes and instruments
Excellent programming skills in Oracle database programming (SQL) (C#,Java, , Javascript are a plus)
Strong Oracle, PLSQL, SQL*Loader, Informatica ETL, Unix, Shell scripting, and PERL Scripting
Should have very strong experience with the Oracle database with architecting database solution and design, data modeling, data analysis, Performance and Tuning and developing Tables, stored procedures, functions, packages, views, trigger, etc
Very good understanding of software testing techniques

182

Asset Management Resume Examples & Samples

Minimum of 5 total years of information technology experience
At least 1 - 2 years as a technology architect or Java application developer or technology analyst
At least 2 years experience in an IT Risk organization or equivalent experience in risk and security processes with experience in the following areas – Threat Modeling, Application Security Controls (e.g .OWASP Top (10), Authentication and Authorization, and Vulnerability Management, SDLC methodologies (AGILE, Waterfall),
Broad knowledge of various technology products and infrastructure services. Experience with Java, n-Tier technologies, enterprise databases, Mobile technology (wireless, IOS, Android, Blackberry), UNIX and Windows Server and Desktop OS, Web/Middleware (Apache, Tomcat, IIS, JMS/MQ), and (1) or more of the following languages:.NET, #C, C/C++ programming, and Virtualization technology, Network (Firewall, Load Balancing, Web Application Firewalls, Accelerators), Source Code Analysis and Review
Basic understanding of technology concepts, for example, firewall basics (layer 7 firewall versus network layer firewall), OSI stack, Proxy technologies, Active Directory/LDAP basics, asymmetric / symmetric encryption, IT Disaster Recovery and IT Resiliency testing, VPNs, SSL, Secure SDLC, Authentication protocols (e.g. Kerberos), Authorization (fine grained versus coarse grained), DMZ, understanding of OWASP top 10 and source code vulnerabilities (e.g. CSS, SQL injection, Directory traversal), IDS/IPS (host and network based), defect management, change management assurance, database technologies and concepts (e.g. DDL, DML, encryption options, compartmentalization (containers), etc)
Excellent communication and influencing skills, with demonstrable ability to debate issues, stand firm on principles yet remain sensitive to business/technology drivers
Highly motivated, comfortable taking the initiative and able to work collaboratively
Strong written and oral communication skills, including guiding difficult conversations
Strong organizational skills and the ability to coordinate multiple parallel work streams
Knowledge of SDLC, project and program KPIs, accompanied by strong analysis skills for generation of project metrics

183

Asset Management Resume Examples & Samples

Serve as Serve as liaison between the Technology organization and the business users
Manage project scoping and estimation activities, document the project scope and approach, review plans with business and technology stakeholders and acquire sign-off from business and technology leadership
Work with Program Managers and Resource Managers to develop a project staffing model, build and manage the project team, define roles and responsibilities of project team members, monitor resource allocations and project budgets
Document detailed functional specifications and related solution design components based on documented business requirements
Create a project plan and manage project costs, quality, and schedules to drive project execution activities through implementation and project closure
Document an overall test plan and ensure full traceability of documented business requirements and solution design elements through documented test cases
Document, manage, and communicate project issues, risks, and action items
Hold project status meetings to review overall project RAG status, risks and issues, action items, and assess progress as defined in the project schedule
Document the implementation plan and facilitate implementation activities
Provide feedback and lessons learned on project execution and project team performance
College degree, specialized training or equivalent work experience
Minimum 5 years of IT business analysis and project management experience required including experience with large complex technology projects
Experience managing geographically distributed and culturally diverse work-groups with strong team management, leadership and coaching skills
Detailed knowledge of project lifecycle and software development lifecycle deliverables
Knowledge and experience using project management software such as Microsoft Project, Project Workbench, etc
Experience working in Investment Management, Securities Processing Operations, or Custody / Asset Servicing industries
Knowledge of PMI, CMM, and/or Six Sigma Methodologies and Standards is a plus
Project Management Certification is a plus
Knowledge of JPMC Enterprise Program Management pipeline and engagement processes and Enterprise Systems applications is a plus
Experience in Risk Management, Compliance, and/or Privacy is a plus
Ability to work with cross-functional teams and interact effectively with all levels
Flexibility, able to execute against tight deadlines, work with minimum supervision, exercise independent judgment, and prioritize work

184

Asset Management Resume Examples & Samples

The ability to provide risk oversight across a diverse portfolio of applications; providing central coordination on all risk, audit and compliance activities, ensuring effective cross team partnership with IT Risk, infrastructure and audit teams and ensuringcommitments are achieved in a timely and efficient manner
A strong focus on project risk, with the ability to govern the project execution process, proactively identifying and resolving risks and issues. This will be supported by a detailed understanding of application development processes, tools, and environments
Experience defining and analysing corporate IT policies and standards; reviewing and assessing concerns, and providing technical input on policy and standard evolution
Project management experience; milestone management, scope delivery, stakeholder engagement, project cost & forecasting, management of risks & issues and product quality
The ability to produce comprehensive project reporting and supporting KPIs, providing transparency for key stakeholders and technology leadership
Experience with risk and controls, corporate policies and standards and the governance process within the risk environment
Understanding of Unix/Wintel and database environments
Experience working with IT Risk Central, Phoenix, SEAL, Sonar and SSAP
Knowledge of Project & Program Reporting principles, including generation of project metrics

185

Asset Management Resume Examples & Samples

Provide highly technical consulting and leadership in identifying and implementing infrastructure automation technologies that improve consistency and reduce manual tasks
Collaborate with management, clients and fellow infrastructure team members to drive technology innovations, and recommend process and procedure improvements
Collaborate with infrastructure system administrators, vendors, and centralized technology organization to provide global automated solutions
Provide highly technical consulting and leadership in identifying and implementing new technical capabilities and upcoming product features that assist the functional business units in meeting their strategic objectives
4 year degree (Computer Science, Information Systems or relational functional field) and/or equivalent combination of education or work experience. Advanced degree preferred
10+ years over all experience, with 3+ years acting as a lead engineer or principle designer/engineer/architect for major systems and their subsystems for the most complex computer applications and/or application initiatives
7+ years of hands-on and demonstrable experience in the applicable technology domain
Expert in more than two technology domains with proficiency in multiple products and technologies
Thorough understanding and actively following industry leading solutions and technologies in the applicable domain
Very strong web integration skills
Experience with Configuration Management Tools such as CFEngine, Puppet, or Chef
Ability to program in in one or more of these languages Shell, Python, Ruby, Java, PHP, JavaScript or Perl
In-depth experience in integrated infrastructure solutions that span multiple layers that define an overall technology platform or ecosystem
Strong analytical ability, judgment and problem solving techniques with attention to detail
Strong communication skills both written and verbal and able to effectively operate with senior management
Excellent organizational and interpersonal skills with the ability to work effectively in a matrixed organization
Strong ability to understand client and management expectations and to resolve issues that may affect delivery
Strong ability to mentor, coach and train engineers
Strong ability to work with teams that are geographically distributed and work across different time zones
Strong ability to distribute tasks between the team members and coordinate the tasks towards successful completion
Highly motivated, self-starter, with a demonstrated ability to learn beyond formal training with a strong aptitude for delivering quality products

186

Asset Management Resume Examples & Samples

Provide highly technical consulting and leadership in identifying and implementing new uses of systems management technologies that assist the functional business units in meeting their strategic objectives
Collaborate with application development and support partners to determine all applicable metrics for application instrumentation and capacity planning
Very strong web integration skills,
Experience with Enterprise Tools such as Splunk, Dynatrace, Introscope, and Foglight
Ability to program in in one or more of these languages Python, Ruby, Java, PHP, JavaScript or Perl

187

Asset Management Resume Examples & Samples

Perform qualitative analysis of key processes supporting the administration of trusts and estates
Develop and execute QA program including identification of document population, sampling methodology, test program and risk ratings
Establish and manage metrics, reporting and analytics for the QA program
Develop and monitor solutions to support continuous improvement of controls
Follow up with T&E professionals to remediate any gaps identified during QA
Articulate complex issues and themes to senior level stakeholders
Field requests from U.S. Regulators such as the OCC
Provide on-going review and assessment of RCSA and existing action plans
Develop and implement improvements to the analysis, testing and verification program
Excellent desktop application skills in Microsoft Word, PowerPoint, Excel and Visio
Strong analytical skills with experience in assessing the probability and impact of a control weaknesses
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to management in a persuasive manner
Pricipled, enthusiastic, self motivated, effective under pressure and willing to be responsible and accountable for work performed
Proven ability and desire to learn quickly, be flexible and think strategically
Have ability to create a collaborative environment and work through conflict to find appropriate solutions to key issues
Detail oriented and proven ability to multi-task
Minimum of 2-3 years of experience
Bachelor's degree is required; advanced degree or certification considered a plus

188

Asset Management Resume Examples & Samples

Lead a team of client service professionals, ensuring we deliver best in class service and support to our clients and the business
Thoughtfully assess and manage business and operational risk; using sound judgment to make appropriate decisions and take action. Partner closely with Risk Management to ensure we are implementing best practices across the business and have appropriate contingency plans in place
Understands global operating models and ensure there is open communication across regions and a focus on driving forward best practices globally
Partner with legal and compliance and ensure that changes in the regulatory environment are implemented as necessary into business practices
Talent & Diversity Champion: Partner with US Institutional CEO and Human Resources to build a competitively superior service and support organization by attracting, developing and retaining top and diverse talent to ensure people with the right skills and motivations are in the right place at the right time to meet business needs. Champions talent management best practices through effective diagnosis of capability and development needs, effectively utilizing and placing people, and cultivating a learning and growth culture
Lead virtual teams across the business to deliver on strategic initiatives
Responsible for external benchmarking and keeping abreast of industry trends and best practices
Work with senior distribution heads on implementing sales and service strategies
Ability to directly face off to US regulators including OCC, SEC and DOL
10+ years of financial services (preferably Asset Management) experience in leading client services
A proven leader in change management
Strong track record of delivering on business initiatives
Demonstrated track record of leading both direct and influencing virtual teams across a global organization
BA required; MBA preferred

189

Asset Management Resume Examples & Samples

Manage a large team of Institutional Account Managers across the US and Canada
Partner with team in EMEA and Asia on implementing new polices for a consistent client experience
Verify eligibility of client participation in fund vehicles; partner with clients and CPMs to establish mutually acceptable investment guidelines
Review and negotiate Investment Management agreements and all supplemental documentation with clients and third parties – e.g. signature cards, tax forms, etc
Liaise with master trustees/custodians and JPMIM product and cash management groups to coordinate all cash and/or asset flows for client accounts
Follow up with clients on outstanding invoices and regular trading issues; escalate internally as needed
Educate clients on JPMIM's internal policies and disseminate appropriate disclosure documents
Collaborate with RFP Team to provide information and/or answers to prospect questions
BA required; MBA or CFA preferred
10+ years of financial service experience in Asset Management or a bank pension trust/custody area; background in Client Services or Operations preferred
Able to understand and respond to client servicing needs
Excellent communication and presentation skills – i.e. ability to deliver messages clearly and succinctly and tailor approach depending on target audience (internal and external stakeholders)
Able to exercise sound judgment and demonstrate strong decision-making skills as well as escalate appropriately
Proactive with a high level of attention to detail; quick learner who can adapt to changing priorities
Strong time management and organization skills; able to maintain a high quality of work in a deadline driven environment
Able to work independently and in a team environment while managing a high-volume of work
Demonstrated proficiency in Microsoft Excel, Word, and PowerPoint

190

Head Rfps Global Asset Management Resume Examples & Samples

You will implement the RfP system and processes globally, thereby leveraging best practices
You will set up these process and ensure ongoing content management, including the integration of various sources into the system and liaison with various content providers
You will consolidate and evaluate RfP processes, measure success rates and identify improvement potential
You will coordinate between capabilities, markets and product areas
You will implement pricing policies, in close alignment with sales management
You will establish a RfP controlling framework
You will run the central RfP Team as an area for systematic talent development
You will have line management responsibility for the central RfP team
University / Business School degree or equivalent education, ideally direction Asset Management or Financial Services
Min.5–7 years of experience with RfP, distribution and asset management background and complex project management or similar leadership roles
Track record of successful implementation
Team management and leadership skills, strategic ability
Aptitude for conceptual work and strong presentation of ideas
Very good English skills, both verbally and in writing

191

Asset Management Resume Examples & Samples

Actively manage the calendars of multiple team members and work effectively with other administrative assistants to coordinate/plan meetings and conference calls, which may involve numerous time zones
Book international & domestic travel arrangements and organize itineraries
Process timely and accurate travel expense reports
Develop and maintain electronic files as needed
Assist with staff onboarding and off boarding which includes requesting equipment setup and system access
Manage general office needs such as ordering supplies, mail distribution, and floor maintenance
Self-starter, ability to work in a fast-paced team environment
Strong interpersonal, written, and oral communication skills
Ability to work independently as well as part of the team to ensure that the needs of the group are always met and that adequate assistant coverage is provided to the group
Make yourself available to your peers to assist with overflow, special projects and day-to-day tasks
Document/report/presentation preparation
Calendar management/document organization
Other administrative/general tasks
Maintain familiarity with all policy and technology updates
Maintain confidentiality of information
Proven PC skills, highly proficient in all Microsoft Office applications (Word, Excel, PowerPoint, Outlook)
Able to work with minimal supervision, works well individually and in teams, shares information, and supports colleagues
Excellent telephone skills (i.e. takes accurate and complete messages)

192

Asset Management Resume Examples & Samples

Review of correspondence (including marketing materials - Review of incoming and outgoing correspondence (print, fax, e-mail)
Approval of all new accounts and account updates
Quarterly review of Private Equity concentration reports for regional teams
Suitability pre-review of transactions - Approve new accounts and provide guidance on OTC derivative transactions. Pre-trade product review, including document and authorities review for certain Foreign and local securities, New Issue and secondary issuance of equities, and Rule 144
Pre-approve clients for Private Investments and Hedge funds. Review client suitability and complete suitability checklist as appropriate prior to accepting orders
Account reviews - The Supervisory Manager will complete client reviews as outlined by Compliance procedures, follow up on issues or make client contact as appropriate and maintain records of the review process
Personal Trading and outside business activities —coordinate that written consent of the Office of the Secretary is obtained before employees engage in outside Speaking activities: approve lectures or interviews prior to activity and maintain a log of the activity. Approve personal securities transactions for regional employees as required by firm policy. Review and resolve personal trading policy violations with Compliance and Regional Manager as required
Client issues -Review client inquiries, issues and complaints. Complete a thorough investigation and follow up letter to client when necessary. The Supervisory Manager involves Compliance, Legal, IM Risk Management & Control along with Senior Management in the process of reaching an appropriate resolution. Discusses with sales person and provides follow up memo or e-mail when necessary. Records resolution of problem
Education and training - Responsible for providing policy and procedural training to new employees, assist with continuing education requirements and provide special training as warranted on specific topics. Disseminate information relating to changes in policy and regulatory rules. Discuss compliance and new product lines with sales personnel. Coordinate annual Compliance training for regional team with Private Banking Compliance
Audits -The Supervisory Manager is the point contact for internal examinations conducted by Compliance and Internal Audit. Responsibilities include representing management in demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal examiners' requests
S7, S9/10(orS8), S24, S4 required. S4 will need to be completed with in 120 days of start date
BA/B required
Strong understanding of the regulatory requirements and best practices for Private Bank brokerage and banking
Strong organization and follow up skills. Ability to work well on an integrated team
Comfortable working with a team of Supervisory Managers and providing back up coverage as needed

193

Asset Management Resume Examples & Samples

Work with Bankers and other integrated team members to develop business opportunities with new and existing clients as well as finding business opportunities by working with key professional advisors within the community
Provide unbiased comprehensive and customized wealth planning advice to clients and prospective clients
Drive goals based planning adoption for JP Morgan Private Banking businesses
Present goals based planning in a compelling manner to individuals and large groups
Must be comfortable working with high net worth individuals and have experience with financial planning, banking, investments, tax and wealth transfer strategies
Structure and present financial plans/presentations to high net worth clients in a simple to understand conversational manner

194

Asset Management Resume Examples & Samples

5-10 years of application development experience within IT systems in asset management, investment banking, wealth management and/or security solution vendor
Must have 4+ years of overall Java web development experience
Must have extensive experience with J2SE version 5+ / J2EE / Java Servlet API and Java-XML APIs. C.C++ and .NET a plus
Must have experience with HTML authoring tools and good working knowledge of JavaScripting and CSS
Must have experience with Ajax with JSON/XML data processing and reporting
Must have experience with JDBC with good knowledge of PL SQL
Must have experience in database query performance tuning and advanced optimization techniques
Must have good understanding of java multithreading and concurrency
Must have strong knowledge of UNIX shell scripting
Knowledge of JQuery, Dojo, Google Web Toolkit is a plus
Knowledge of Business Intelligence tools and concepts is a plus
Knowledge of ETL tools is a plus
Certified in one or more Secure Software Development areas, such as GSSP, CSJD, CSSLP, CEH
Experience in at least two or more web development frameworks, such a Spring MVC, Spring WebFlow, Google Web Toolkit, Bootstrap, ExtJS, Jersey, Struts , Wicket, JBoss Seam, etc
Good experience in web application architecture and mobile development
Experience in security testing, code review, attack models, architecture analysis
Strong Design Patterns principles and Object Oriented design capability
Ability to balance multiple demands and work both independently and as part of a team to develop solutions
Participating in the development of organizational vision and mission, setting goals and objectives as well as the development and execution of operational plans without supervision
Must be a team player who works well with technical and non-technical resources
Must be able to see tasks through to completion without significant guidance

195

Asset Management Resume Examples & Samples

We have an opportunity available within the department for a highly skilled full-time Lead Infrastructure Automation Specialist to help develop, design, and innovate infrastructure technologies
We are looking for an individual that exhibits expertise in core areas: process knowledge, systems thinking, software development, analytical, collaboration, and technology platform management
Can play a dual role of understanding of infrastructure and have the ability to develop applications
Plan, design, test, debug and deploy software solutions for managing infrastructure, project management, capacity planning, and operational efficiencies
Leverage large amounts of machine, performance, application and inventory data to create a unique representation
Analyze infrastructure problems/constraints, inefficiencies, process gaps, risk and regulatory issues and engineer software or automation solutions
Work in partnership with infrastructure engineers and architects to understand and identify operational improvements
Automate complex functions to improve the delivery of information
Design dashboards that empower individuals to have end-to-end oversight of our applications, hardware, systems, software and risk assessments
Create finance tools that allow individuals and management teams to understand the total cost of technology and identify areas to reduce costs
Create console and web applications that automate redundant tasks and improve the operating support model
Partner with a global infrastructure division to innovate solutions
Minimum 5 years’ experience and a successful track record of technical leadership across a wide range of technologies including but not limited to

196

Asset Management Resume Examples & Samples

Building and maintaining a strong and evolving team in Europe capable of navigation through complex subject matter, a fluid and fact paced environment, with an execution oriented mentality
Managing across the various underlying projects to ensure proper transparency, quality communication, controls, efficiency, and management of resources and costs at a program level to all levels of the firm
Develop and manage the disciplined and efficient program to execute on milestones and comply with regulations on time
Managing the work with Legal and Compliance to interpret and understand impacts of changing derivative regulatory landscape to articulate how this changing regulatory landscape will our specific business model
Act as both liaison and business advocate with regulators, market participants such as ISDA, other parts of the firm, and GWM stakeholders to develop options and solutions for business
Making recommendations to senior management as to specific strategy to address impact of regulations that provide for a strong control framework
Coordinate communication and education of the front office (in conjunction with compliance) + ensure the right information is published
Coordinate client documentation and communication strategy (in conjunction with marketing) & ensure the right information if published
Coordinate NBIA and PRA approval
As Subject Matter experts, participate in other “strategic” initiatives that will redefine how GWM business evolves over time
Numerous regulatory projects will require effective partnership with the following groups
Considerable experience in large-scale business or regulatory change program and product management
Organized, Methodical, analytical and comprehensive program management approach to deliver on time, within scope, within budget, and at a level expected
Enthusiastic, proactive, accountable, and detail oriented work ethic
Enjoy working in a fast-paced and highly demanding & fluid environment
Excellent written and verbal communication skills to interface globally with all levels of the organization, from senior management to process participants
Excellent influencing skills to solve problems, recommend solutions, drive decision making, and execute to transform the current sate
Detailed understanding and appreciate of business process, tools, and end to end product lifecycle that drive the investments business
Working knowledge of investment products and marketplace - equity, fixed income, derivatives, foreign exchange, commodities & structured products
Understanding & Experience in Wealth Management / Private Banking organizations. Experience within JPMorgan Asset Management and/or Investment Banking organization, and specifically the businesses within Global Wealth Management is preferred

197

Asset Management Resume Examples & Samples

Have an entrepreneurial mindset with the ability to think on their feet and be able to apply critical thinking and logical/structured framework to situations such as business case development and issue resolution
Project management experience to execute structure, process and client-focus
Strong interpersonal skills, comfort in working with different audiences
Excellent English language written and verbal communication and an ability to articulate complex ideas, concepts and solutions at a level appropriate and intelligible to the recipient. Strong preference for multiple languages
Ability to develop effective partnerships with key business partners, including the various Product and Asset Class owners, Business Management teams, Finance, Legal, Compliance, Tax, Risk and various operations groups globally
Strong organizational and prioritization skills. Detail oriented
Ability to manage complexity, multi task, juggle multiple projects and deliver solutions to a tight deadline
Strong knowledge of Microsoft Office including Excel, PowerPoint, SharePoint and Visio. Experience in process flow analysis/mapping

198

Asset Management Resume Examples & Samples

Significant business change experience and proven track record across a multi-workstream initiative
Extensive experience in Private Banking, Asset Management or Investment Banking industry with particular expertise and a proven track record of managing and delivering change within a large, highly complex, cross-functional environment
Significant project experience in delivering complex product and/or new business initiatives across a range of functions and regions. This should include the product offering, operating model, technology and business support infrastructure
Credibility and proven ability to engage with regional business heads to discuss implications of new regulatory requirements from a business perspective
A broad understanding of securities, instruments, structured products, portfolio management techniques, investment processes, and investment management products
Bachelor’s degree from an accredited, high quality institution is required
Strong recommendations available upon request
Significant experience in project management disciplines and an ability to instill structure, process, accountability, delivery and client-focus
Strong strategic influencing and interpersonal skills, comfort in working with people at all levels across all functions
Strong English language written and verbal communication and an ability to articulate complex ideas, concepts and solutions at a level appropriate and intelligible to the recipient
Thinking competencies – strategic, conceptual, analytical
Ability to develop effective partnerships with key business partners, including senior management, regional project leads, front office teams, Business Management teams, Finance, Legal, Compliance, Risk and various operations groups globally
Capability to be very detail orientated and see the big picture of the overall program will be a key factor in success

199

Asset Management Resume Examples & Samples

Development of an operational due diligence process specifically tailored to UCITS structures
Presentation of operational due diligence findings to both global and European investment committees
Interaction with various service providers including fund administrators, custodians, depositories, trustees, prime brokers, and auditors

200

RBC Global Asset Management Resume Examples & Samples

4) Ensuring that client queries are handled in a timely manner, with escalation to 2nd level support as required
Working towards a degree in information technology or computer science
Proficient with Windows XP Professional, Office 2000/2003/2007/2010, Active Directory, Exchange
Good knowledge of overall hardware and software security best practice

201

Asset Management Resume Examples & Samples

Manage the overall servicing function for the commercial mortgage book
Interact with third party servicers, attorneys, agents
Maintain and update loan data attributes for mortgages held in client portfolios
Communicate with portfolio managers, traders, and other internal parties daily
3-5+ years experience in the commercial mortgage industry
Understanding of the key components of a loan and loan documentation, as well as various areas of the loan lifecycle – prepayment calculations, insurance review, amortization schedules, rent rolls, lease agreements
Prior mortgage servicing experience a plus

202

Asset Management Resume Examples & Samples

Co-ordination of projects and initiatives globally across guideline management
Contribute to a one off project to perform full contract analysis of all accounts covering all asset classes, involving reviewing all guideline documentation and system coding
Perform Independent Guideline Reviews. The team provides oversight and reviews guideline coding and interpretation performed by the Business As Usual (BAU) team
Work with external vendors and internal technology teams in order to clearly articulate requirements for system and process enhancements
Foster strong working relationships with the front office, client facing teams as well and other control functions whilst always maintaining an independent view
Work closely with the BAU team in the implementation of guideline management control system enhancements and the integration of new systems and process changes
Work closely with other guideline management teams throughout the US and Asia to establish the best global working practises within the industry for guideline management
Interpret and code of investment restrictions for Funds (Regulatory, Prospectus and Internal restrictions) and segregated mandates, covering Fixed Income, Equity, Currency, Multi Asset, Real Estate, Private Equity and Alternative portfolios
Ensure adherence to all Policies and Procedures affecting Guideline Management
Attend external user group forums to share experiences and discuss the impact of regulatory changes
Adhoc requests from the business
Updating department procedures
Working knowledge of compliance applications used within the industry for the coding of investment guidelines (Sentinel)
Detailed working knowledge of the regulatory framework for European funds (UCITS)
Knowledge of US regulations
Able to code and provide training on regulations impacting guideline management
Good product knowledge covering all the major asset classes
Ability to deal with people at all levels within the organisation
Working Knowledge of the regulatory framework for European funds (UCITS)
Control orientated
Strong all round PC skills (Microsoft applications)
Self starter

203

Asset Management Resume Examples & Samples

Coordinate with Regional/Product CFOs and Product Control teams for monthly balance and flow reporting. Participate in identifying and analyzing variances and drivers and communicate to management
Work with various Essbase and database interfaces to manage reporting changes
At least 3 -5 years of experience in Finance, with prior Asset Management experience preferred but not required
At least 2 years of prior management experience

204

Asset Management Resume Examples & Samples

Prior Corporate Actions experience required
3-5 years prior industry experience
Prior experience with Sungard’s XSP a plus

205

Asset Management Resume Examples & Samples

Provide back up support for a senior executive, working closely with executive’s assistant
Provide direction and guidance to other team members as needed
Help manage the calendars of team members and work effectively with other administrators and meeting participants to efficiently and effectively schedule meetings. Adept at working around conflicts in a proactive and skilled manner and keeping manager aware of updates
Coordinate staff on boarding and off boarding, which includes requesting equipment setup and system access. Arrange new technology purchases, setup, and other requests for the team
Provide general support including photocopying, booking meeting rooms, ordering supplies, etc
Assist in preparing reports, spreadsheets and presentations, applying skills in Word, Excel, and PowerPoint
Provide general office management such as new hire and contractor on boarding/termination checklist arrangements; space arrangements/real estate for the group; ordering supplies/equipment
Management and maintenance of confidentiality of personal information
Demonstrated high degree of professionalism in executive interactions
Work cooperatively with other administrative assistants in group, in positive partnership to back up each other smoothly
Perform routine tasks such as those related to weekly staff meeting communications/dial-ins/room set up; weekly report collection/distribution; ad hoc group directory and org chart updating upon changes in group
Provide regular status updates if work is outstanding
Strong time management, sound judgment, good prioritizing, team player - Advanced ability to organize and manage own time
Highly proficient in general office procedures (e.g., filing, correspondence, arranging meetings)
Superior oral and written communication skills - able to generate high quality emails and messages to individuals at all levels of the organization; proactive and polished manner
Tact and good judgment in confidential situations and the ability to interact with senior management
Excellent telephone manner and coverage within the group
Enthusiastic, self-motivated, good common sense, effective under pressure, and flexible - Self starter with the ability to work in a high pressure environment
Excellent organizational skills and the ability to effectively handle multiple priorities with a professional attitude
Excellent problem solving and ability to think critically and outstanding oral and written communication skills
Demonstrates sound judgment and discretion in handling confidentiality and sensitive topics
Professional, refined profile with expertise in administrative or related functions; experience working for executives and proven ability to meet their expectations with accurate and efficient delivery
Strong ownership, positive attitude and self-motivated - coupled with strong accountability for tasks
Exceptional experience with: calendar management, time and expense management support, meeting coordination, meeting support planning
Prefer minimum three years’ experience working in an administrative capacity
Expected work schedule 8am-5pm, M-F with flexibility for overtime depending on the work load
Knowledge of the following systems: EURC, TEEMS, OTP, ePurchase, and Travel Express is a plus
College degree is a plus

206

Asset Management Resume Examples & Samples

Ability to build consultative relationships with senior management, becoming a trusted partner for thinking strategically about the business
Ability to develop clear, concise findings and recommendations, and prepare and deliver well-designed presentations
Comprehensive knowledge of valuation, capital markets, and corporate finance issues related to M&A transactions, with extensive experience conducting strategic fit analysis
Excellent and efficient skills using MS Excel and PowerPoint tools
Must have substantial experience of working within a strategy or management consulting firm, corporate development group and/or private equity firm, with a strong focus on asset and wealth management
Demonstrated high level of performance evidenced through annual reviews, bonuses, and recommendations
Asia work experience
Experience in both wealth management / private banking and asset management (institutional and retail) strongly preferred

207

Asset Management Resume Examples & Samples

Leads technical programs and projects from initiation through implementation including phases such as planning, analysis, design development and implementation
Drive corporate initiatives focused on reducing the risk of data leakage, expansion of encryption usage, response to security scanning, improving incident response, etc…
A project is defined as a unique endeavor with a defined end result that requires project management skills to deliver successfully
Program Managers will oversee and report on a portfolio of projects while often simultaneously managing some projects within their portfolio
Establishes project/program requirements, priorities, and deadlines
Ensures project/program is completed in accordance with all Risk, Architecture and other relevant firm-wide guidelines
Coordinates resources (staff, equipment, vendors and consultants) across one or more projects/programs
Executive Level Communication (written and verbal)
Experience working on risk or control projects
Advanced PMO Certification; a Plus
Advanced Level Education within the Technology, Business &/or Management disciplines

208

Asset Management Resume Examples & Samples

The Banker leads new client acquisition as well as retention through a broad and deep knowledge of investments, banking, trust services and financial planning. This role is primarily responsible for the client experience and engaging our resources to deliver a complete wealth management solution
Ability to work with institutional asset mgmt and investment banking partners
Be able to effectively leverage and coach junior staff
A dynamic, curious, energetic and versatile individual with a global mind-set –entrepreneurial spirited with an international network (Europe, ME tilted)

209

Asset Management Resume Examples & Samples

2 : General Duties and Responsibilities
Development of asset management sales in France in the Financial Advisors segment (CGPI) ie IFAs, Tied Agencies, and where possible regional insurance and Bank Distribution networks, by focusing on the Top 600 IFAs
Strategy for France IFA distribution team in conjunction with Head of IFA team and Country Head
Business plan definition and implementation in conjunction with Head of IFA team as well as Country Head
Active role in negotiation
Office management within the Distribution segment
3 : Prospect Clients
Acquisition of new sales partners and investments
Introducing clients to our defined Focus product range, investment strategy and trading and settlement mechanism/technology
Coordinating, initiating and developing joint sales strategies
Negotiating terms and conditions as well as commissions within set parameters
4 : Existing clients
Maintain relationship with current sales partners
Supplying clients with market and product related information
Planning, preparing and conducting presentations and seminars in coordination with Clients in order to acquire new Assets
Analysing and evaluating sales potential and initiating alternative sales channels to increase low sales levels
Using Cross Selling Opportunities
5 : Administrative Duties
Preparing written topic related market outlooks on the basis of research material provided by the JPMorgan Asset Management group
Preparing presentations in accordance with Marketing and Compliance guidelines
Processing of complaints
Keeping client files up to date
Updating and maintaining CRM electronic database
Ensure Regular and detailed Call reports for each client meeting
Participating with all relevant corporate trainings
Complying with all required (and as applicable) corporate standards, policies, guidelines and procedures
6 : Qualifications

210

Asset Management Resume Examples & Samples

Determine list of required information/documentation (from pre-set templates)
Ensure no requirement information is missing from the Due Diligence Report (DDR)
Track/follow up on missing information until DDDR is completed
Track/follow up on approval statuses until DDR is completed
Other project work assigned within the scope of KYC

211

Asset Management Resume Examples & Samples

Working closely with colleagues across the Private Bank in London, and from our regional offices in Madrid, Milan, Hong Kong, Singapore, Paris, Geneva, Dubai and Frankfurt, to facilitate the smooth on-boarding of new clients, as well as the effective maintenance of existing client relationships and documentation
Analysing and understanding complex client structures and explaining them to colleagues across the business
Reviewing clients’ constitutional documentation, having consideration for relevant tax, regulatory and corporate law issues, as applicable
Communicating our documentation requirements to clients and following up on any resultant issues both internally and externally with clients
Be focused on working with the Russian/ Emerging Markets team in the Private Bank; working with the team and their prospect clients to onboard new accounts
Adherence to internal and FCA regulatory requirements and guidelines
The team does contain qualified lawyers, but we will accept candidates with Law Degree/LPC qualification (or equivalent in candidate’s home jurisdiction). Once trained, the successful candidate will be expected to deal with a wide range of jurisdictions and entity types. Full training is provided to all new joiners
A working knowledge of the general principles of corporate, trust, banking, tax and estate law. Previous banking experience preferred, but training will be provided to the successful candidate
Excellent communicator and able to work effectively with clients and their associated advisors
Strong team player with the ability to work independently, as well as in a small team environment, and to work on multiple tasks at any one time

212

Asset Management Resume Examples & Samples

Five or more years in an accounting role, preferably with a regulated financial institution
Bachelor's degree with Accounting as major required, CPA is a plus
Strong experience with Microsoft Excel and Access with proven ability to build pivot tables
Experience with JPMorgan's general ledger accounting & reporting systems (SAP, Business Objects) a plus, but not required
Experience with working in an environment that requires attention to detail and adherence to strict rules and standards
Experience with working with regulators and auditors
Ability to read and accurately interpret complicated policies and report instructions
Demonstrated professionalism in completing assigned work and supporting the team
Demonstrated ability to multi-task and be flexible

213

Asset Management Resume Examples & Samples

Manage digital content development and strategy for new projects and initiatives
Provide ad hoc content services for projects or ongoing management
Create / implement content standards, guidelines, processes, and governance
Manage social media content and strategy
Maintain standards for all digital formats
Curate and disseminate digital best practices and cross-channel customer experience
Gather metrics and provide analysis on site content
Maintain taxonomies for all digital properties
At least 5 years of digital content and planning experience, ideally in financial services
Experience interpreting digital metrics and overseeing digital taxonomies
Ability to build strong working relationships with marketing professionals in offices globally
Experience with managing multiple languages and cultures is helpful
Strong quantitative approach balanced with client insight mindset
Excellent verbal, written, visual/presentation, and interpersonal communication skills
Good project management skills. Ability to work on multiple projects in a time pressure environment

214

Asset Management Resume Examples & Samples

Monitor and maintain infrastructures for all customers in EMEA and Asia, and work with vendors to resolve complex hardware / software issues
Take internal escalations
Troubleshoot issues and work with internal customers to effectively resolve them
Works infrastructure tasks and tickets
Plans, implements, and supports infrastructure in GVA Data Centers including out-of-hours on-call support
Works closely with System, DBA and Operate teams
Execute regularly required maintenances for patches and upgrades, etc
Part of a close team of up to 4 Specialists
Supporting Production, DR, Performance, UAT, SIT and Development environments for a broad range of applications
Touching multiple technology platforms and applications
Very results oriented for productivity and quality in a fast-paced environment

215

Asset Management Resume Examples & Samples

Targeted profile will ideally have extensive experience as an investor/trader mainly as an investor/trader on EM Rates. A market specialist, such as a portfolio manager or proprietary trader
Coverage region required EMEA
Part or most of the role will involve trade idea generation, analysis and implementation
This person will need to be back up for local currency strategy and portfolios, back up for Emerging Markets Debt multi strategy total return fund
The preferred candidate will need to work closely with lead Portfolio Managers in the local market and head of team based in London
Candidate must have a credible and consistent track record
Strong understanding of portfolio risk management
Must have a degree or equivalent gained from leading academic institution, preferably together with a relevant additional qualification, such as the CFA

216

Asset Management Resume Examples & Samples

Manage the overall servicing function for the ETF process
Maintain and update account data
Monitor and follow up on outstanding trade settlements
Analyze and understand Corporate Action processing
Manage through issues/exceptions with custodians, fund accounting agents, to ensure accuracy of ETF portfolios
Sense of urgency under pressure
Able to participate in the late shift rotation schedule
Bachelor’s Degree in Business Administration, Finance or equivalent work experience
1-3+ years experience in Core Operations
Prior ETF experience a plus

217

Asset Management Resume Examples & Samples

3-5+ years of ITRM, ORM, Sourcing, Audit or Vendor Management experience is desirable
Experience assessing performance, contracts, adherence to our corporate policy required
Minimum Bachelor's degree in business related discipline or equivalent work/training required
Certifications in Auditing, Operations Management, Business Management, Operational Risk Management
Effective Communication skills
Demonstrate proficiency with MS Word, Excel, Outlook, and extrasheet
Possess problem solving skills
Ability to be aggressive contributor to delivery focused teams; highly motivated, team player, self starter
Outstanding analytical skills with the ability to understand business functions and processes quickly
Strong MS Office suite skills (Excel, Word, Power Point, Project, VISIO)

218

Asset Management Resume Examples & Samples

System development and testing
Participation in design reviews and technical design documentation
Creating technical specifications for offshore development teams
Adherence to software development lifecycle and practices
Implementation of Unit and Integration tests
Engagement with business and technical teams to understand requirements and technical specifications
Participation in code reviews
Ability to contribute and work independently
Interaction with business users and business management
MS SQL DBA
T-SQL
C# CLR integration in MS SQL Server Stored procedures
SSIS
SSRS
Proven, hands on System Development experience using Microsoft Server technologies
Excellent interpersonal skills; ability to engage with business users and other technology teams
Good team player; ability to deal with people from various backgrounds and seniorities
Analytical and structured mindset
Experience of working under pressure and to tight deadlines
Python Scripting
Previous experience in Investment Banking/Financial services
Credit and Fixed Income product knowledge

219

Asset Management Resume Examples & Samples

Gap analysis
Impact analysis
Data analysis - using Excel and SQL to understand existing processes and systems and to resolve issues
Business analysis - to design solutions that meet the requirements and comply with overarching architecture
Development of specifications that can be understood by both business partners and report developers
Liaising with developers, business partners and 3rd party vendors
Testing – with developers and other analysts as well as user acceptance testing with business partners
Develop thorough understanding of client/performance reporting and the BISAM B-One platform
Supporting the client reporting platform
Experience in a Technical Business Analysis role
A good general knowledge of asset classes, products and concepts such as performance and attribution
Strong communication and influencing skills, both written and verbal
Ability to articulate concepts, designs and processes using diagrams, presentations and language
Practical experience working with reporting processes such as work flows
Data analysis using SQL and Excel
Proven ability to write SQL queries for data analysis and reporting data
Mature “soft skills”, with the ability to work effectively with business partners, technical teams and vendors
Strong Microsoft Office skills – Word, Excel, Visual Basic
Strong organisational skills with a demonstrable aptitude for creative problem solving
Basic project planning
Working knowledge of the BI-SAM B-One performance and reporting platform
Application development skills, such as Java, javascript, XML, Eclipse, SVN
Oracle Database knowledge, such as stored procedures, views, indexes, performance tuning
Team player who can also work self-sufficiently
Strong personality, who is able to put their point across and influence senior business partners
Naturally inquisitive analyser with attention to detail and desire to understand
Understanding the importance of working to fixed deadlines
Well organized, with an appreciation for why planning is important
Flexible attitude to time management during reporting cycles

220

Asset Management Resume Examples & Samples

Interpreting guidelines and builds logic based rules for automated compliance testing and monitoring
Preparing for account on-boarding by requesting set up of accounts in various systems
Interacting with Client Portfolio Managers, Portfolio Managers and Investment Assistants to resolve any pre & post trade issues
Partnering with the Client Service Team to ensure timely on-boarding / account closings – coordinating dates to ensure guideline rules are coded effectively prior to any trades taking place
Ensuring timely and accurate completion of assigned workload
Managing accurate guideline coding in various systems
Working on projects with strict deadlines, including the migration of accounts from one compliance system to another
Bachelor's Degree in Accounting, Business Administration, Economics, Finance or equivalent work experience
Strong organization, time management, communication and multi-tasking skills
Ability to identify inefficiencies in a process and drive change
Self motivated individual with ability to identify issues and escalate
Strong awareness of cause and effect
Understanding of risk and controls
Industry tools and software suites such as Microsoft Office

221

Asset Management Resume Examples & Samples

Participate in the production of weekly, monthly and quarterly client materials, including the Guide to the Markets, Quarterly Perspectives, the Weekly Market Recap, and white papers
Present at meetings, conduct conference calls and run webcasts to discuss the current state of the economy and markets, as well as our outlook
Help train the JPMorgan funds sales force on economic and market issues, with a particular focus on how to use the resources available through the Market Insights Program to address these issues and tie them to investment solutions
Help oversee the team’s research efforts and provide direction and intellectual value to the team’s process
Liaise with the investment desks and portfolio teams to be aware of and/or avoid any contradicting views

222

Asset Management Resume Examples & Samples

Partner with client advisors to support all facets of the sales and business development process
Experience in working with insurance companies
Solid analytical skills with the ability to understand complicated concepts and with a good understanding of both the asset and liability sides of the balance sheet
Superb communication skills, both written and verbal, with great attention to detail
Ability to host and interact with clients
Ability to build strong relationships with peers, senior management, sales/client service and product professionals
Networking and negotiation skills
Client facing work experience
Strategic marketing and communication skills with an understanding of the client perspective
Very strong project management skills with the ability to consistently meet deadlines
Strong investment knowledge, particularly in fixed income markets

223

Asset Management Resume Examples & Samples

Minimum of 5-7 years of experience in Application Development using Informatica
Minimum of 5-7 years of experience in writing SQLs (Proficiency in Stored Procedures, Triggers, Batch processing and Performance tuning)
Experience with Control-M a must
Experience in Oracle, Sybase and data-warehousing/data-marts is a must
Strong technical, analytical, problem solving and communication skills
Knowledge of Regulatory reporting a must, Disclosure of Interest a plus

224

Asset Management Resume Examples & Samples

Develop front-end user interface applications for business end-users
Support development of mobile and web-based applications
Gather metadata of systems and identify data quality issues
Transform, develop derived attributes, merge data and ensure consistency of data-sets
Conduct user-acceptance testing
Format data for analytics use
Deploy/integrate predictive models with consuming applications
Build scripts to create features
Experience with Greenplum, Big Insights, Hadoop, R and other data analytic technologies a plus
Experience writing Java, Perl/python and Unix shell scripting
Knowledge and experience with machine learning algorithms
Excellent quantitative and analytical problem solving skills
Experience building software and leveraging open source code
Excellent software engineering, application architecture and data engineering skills
Strong work ethic, self-starter who is creative with a 'can-do' attitude
Ability to execute flawlessly, handle multiple projects simultaneously and independently, while maintaining a high degree of communication and escalation at appropriate junctures
Team player exhibiting professional maturity, personal integrity, and excellent interpersonal skills
Appetite and drive for innovation
Undergraduate or advanced degree in Computer Science, Operations Research or other engineering discipline

225

Asset Management Resume Examples & Samples

5+ yrs Portfolio Accounting experience. Experience with Eagle Investment Systems a plus
Proven ability to maintain a highly effective team including all aspects of people management
Detail oriented with focus on delivering results
Ability to create, manage and evolve a highly effective control structure
Organization, time management, and multi-tasking skills
Ability to identify issues and escalate when necessary
Strong documentation, communication and interpersonal skills
Excellent working knowledge of MS Excel (Pivot tables, v-lookups) and PowerPoint
Ability to drive processes, manage deliverables in a team-oriented setting

226

Asset Management Resume Examples & Samples

Oversight of Equity, Fixed Income and FX the trading desks and its daily operations
Identification of potential risk areas and / or control gaps via daily monitoring of trading and business processes
Review of ‘Morning Meeting materials’ and marketing materials as appropriate
Review and approval of trading derivative and structured product termsheets
Oversight of the Fixed Income Facilitation book and participation in associated governance committees
Investigation and resolution of trading-related errors
Performance of best execution monitoring and participation in the Best Execution Committee
Preparation of materials as requested by Internal/External Audit and Compliance Testing as required
Collation and drafting of Standard Operating Procedures for SM workflows
Participation in projects and strategic initiatives as directed by the Head of SM Trading

227

Asset Management Resume Examples & Samples

To participate in the development and support of ETL components of GIM AML Systems
To design, develop, maintain and support the GIM AML Systems
To implement projects in accordance with company standards and procedures
To maintain security controls in accordance with company requirements
To interact with IT colleagues and users globally as per required in the given assignments
To provide on-going production support on GIM AML Systems

228

Asset Management Resume Examples & Samples

Installing, maintaining and supporting Ab Initio software (MDR, ACE/BRE) in Unix environments
Installing, maintaining and supporting Tomcat web applications
Administrating Ab Initio user accounts, entitlements and accesses
Designing metadata placement using Ab Initio metadata model and enhancing the metadata model to support non-standard metadata that we need to capture and store
Designing and developing MDR navigation screens, object views, reports and lineage/dependent diagrams
Designing and developing Ab Initio applications (Graphs) using GDE for purposes such as data validations, data extractions and rule transformations
Creating data quality rules in ACE/BRE
Developing metadata principles, standards and governance processes
Creating data lineage and dependent diagrams and reports
Working with the complete software development life cycle and providing production support for the metadata repository
Providing training on the metadata tools to the team
Metadata management knowledge
Unix shell scripting skills
Tomcat web applications management skills
Metadata development experience writing data harvesters
Ab Initio software architecture and implementation knowledge and experience
Unix administration skills
Development skills using GDE and Express>IT
A good understanding of database (Sybase/Oracle), SQL and procedures
A good understanding of XSD, ETL (Informatica) and replication technologies
A good understanding of data mining, data transfer and data profiling technologies
An understanding of the asset management industry
Good communicator, good listener and comfortable in a confrontational situation
Relationship building, team player
Works under own initiative
Logical structured thinker
Consultative - enjoys coaching others
Flexible, able to compromise
Thinks strategically
Able to handle conflict and objections objectively

229

Asset Management Resume Examples & Samples

Review and analysis of Client Due Diligence and Know Your Client (KYC) data
Compiling and managing the reporting and metrics framework
Leading on reporting enhancements
Representing the BQC team and region in relevant forums
Ad-hoc AML/KYC metrics related projects such as systems enhancements, workflow analysis, MI collation
Strong Excel and data analysis skills

230

Asset Management Resume Examples & Samples

Receive, prioritize and screen phone calls
Scheduling and coordination of meetings and travel
Prepare reimbursement for travel expenses
Ad hoc projects and assignments
Assist in development of business presentations
Order and maintain office supplies
Review incoming correspondence and prepare responses
Escalate serious or unique problems to higher levels
Strong PC skills (proficient knowledge of MS Outlook, Word, Excel, and PowerPoint)
Exhibits increased proficiency in duties and expanded knowledge and application of software packages
At least three years of secretarial experience and meeting coordination

231

RBC Global Asset Management Resume Examples & Samples

Coordinate the distribution of marketing and communication materials
Assist in the production/development of deliverables related to marketing initiatives/campaigns that support our various distribution channels
Support efforts to ensure marketing materials and communication materials are up to date, compliant, and maintained on our internet and intranet sites
Ensure ongoing regulatory compliance of all communications materials by

232

Asset Management Resume Examples & Samples

Act as central point of contact for all scheduling, changes and replacement discussions and address issues with appropriate senior management and marketing teams
Keep all key stakeholders up to date throughout project life-cycle: pre-event, live-event, and post-event
Rapidly solve problems and make quick decisions during the production of live events
Work with Marketing Directors to ensure an overall cohesive client experience
Manage all vendor relationships including On24, Brightalk, and Verizon
Work with marketing directors, CRM team and business intelligence to build post-meeting and quarterly reporting (attendee feedback, ongoing tracking of activity and sales
Support program management team with managing speakers and content for in-person events including setting up session prep calls, managing content submission to design/compliance, and updating roadshow activity for distribution to sales team
Support program management team with key deliverables for industry sponsorships including booth management, conference attendee reporting, and post event tags in appropriate CRM system
Assist with global digital events, when needed
Enter all webcasts into global marketing database (i.e. Aprimo)
Relationship Effectiveness - build strong relationships with the marketing directors, business managers and vendors
Understanding of online and digital event management
Insight – ability to understand the unique needs of the various channels and manage accordingly
Delivery – develop credibility and trust through consistent high quality, planning and execution
Interpersonal Effectiveness – establish rapport and maintain productive relationships with individuals across multiple disciplines
Tactical Expertise – ability to manage very detailed process with multiple tactical elements
Ability to meet deadlines on a consistent basis
3-5 years of work experience in a deadline driven environment (experience producing webcasts or working with digital media strongly preferred)
Project Management experience (preferably with digital media)
Excellent organizational, planning, management and communication skills. The ability to work effectively with all levels of the organization to complete assigned projects within the needed deadline
Ability to service clients with a “can-do” attitude and an invested interest in the success of their projects
Adapt to changes in the work environment and able to deal with delays or unexpected roadblocks
Passionate around digital innovation

233

Asset Management Resume Examples & Samples

As part of our team of specialists, the Trust Officer provides expert structuring and administration of trusts to our most complex clients
Work with clients and clients’ attorneys and other professional advisors to structure and price new trustiness
Manage complex trust book with attention to risk management issues, including: discretionary actions; on-going estate planning; communication with , beneficiaries, and professional advisors; coordination of investment dialogue as appropriate
Support coordination of sales effort with Bankers, Investors, Capital Advisors and Wealth Advisors
Comprehensive knowledge of trust and company law, and general tax laws related to specific planning exercises and account administration
Knowledge of internal procedures involving discretionary distributions, account maintenance, account opening/closing
Ability to partner with client’s other advisors (attorney, accountant); highly respected by external professional advisor community
Demonstrated general understanding of wealth management including, but not limited to: investing, credit, deposits and financial planning

234

Jpmorgan Asset Management Resume Examples & Samples

Create recruiting strategy for respective clients including needs analysis; provide guidance to hiring managers related to recruiting process
Sourcing qualified candidates through a wide variety of channels and manage the end to end recruitment process
Evaluate, interview and present qualified candidates to hiring managers and solicit feedback on candidates to refine recruiting strategy as applicable
Demonstrate expert level of understanding of the line of business recruiting needs by participating in client meetings, being aware of changes within the business, acting as a subject matter expert for areas of recruiting responsibility as well as managing hiring manager/candidate expectations
Ensure positive candidate experience with frequent and timely communication throughout recruitment process, share manager feedback and appropriately disposition all candidates
Educate candidates on the career growth potential, benefits, compensation philosophy and many advantages of working for JPMC selling both the firm and the opportunity
Send proper information to the staffing coordinator for each hire to ensure pre-employment processes are completed according to JPMorganChase guidelines and internal candidates are transferred timely
Conduct appropriate compensation conversations with both hiring managers and candidates to ensure closure of offers
Take ownership of the Affirmative Action Plan, understand diversity goals for respective LOB, provide education to hiring manager and ensure diverse candidate slates
Provide meaningful market data in support of client needs
Establish a rapport and partner with the appropriate stake holders for candidate development and offers
Utilize the complete functionality of the applicant tracking system and maintain data integrity
3 + years experience with full project life cycle recruiting in a fast paced corporate environment or retained firm focused on financial services
5 + years of experience recruiting high volume positions
Prior experience working for a search firm coupled with corporate experience is preferred
Innovative, creative and results oriented
Strong ability to consistently prioritize and re-prioritize
Prior experience handling sensitive/confidential information
High level of comfort with direct sourcing and the ability sell currently employed potential candidates on opportunities within JPMorgan Chase
Demonstrated ability to interact with senior level candidates and managers

235

Asset Management Resume Examples & Samples

To participate in the development and support of the e-Commerce systems
University graduate with degree in Computer Science or a related discipline
At least 5 years of hands-on Java development experience
Highly proficient in Spring Framework 3 and in particular the MVC, Security, Integration, and Batch modules plus Hibernate 4 with JPA 2
Knowledge in SAP Crystal Report, GWT, or Oracle WebCenter will be added advantages
Ability to work both independently as well as collaborating in a team environment utilizing Agile as the software development practice
Strong interpersonal and communication skills to interact with different levels and types of users internally and externally
Excellent command of both written and spoken English is a must while ability to read/write Chinese and speak fluent Putonghua is a definite advantage

236

Asset Management Resume Examples & Samples

Minimum 7-10 years work experience in the finance industry in either an investment research or investment analysis role. Experience within asset management preferred
Quantitative background a plus
Understanding of a broad range of financial and investment principles. Must convey knowledge and credibility in front of the managers and investors
Strong knowledge of Excel (including vba and macro's) and Powerpoint
Hard working with ability to perform under pressure and multitask
Solid grasp of the mathematical principles underlying the models used to develop portfolio recommendations for clients
Strong analytical skills to frame a decision in a transparent fashion
Capability to move from data gathering to judgment
Able to draw out information through good listening and questioning skills
Strong teamwork and interpersonal skills

237

Asset Management Resume Examples & Samples

Drive new Funds and Alpha product development based on pipeline priorities and ensure results are delivered on-schedule and in-scope
Coordinate calls, document minutes and project steps according to the Internal Approval standards
Act as product subject matter expert on related initiatives with technology and project teams
Provide assistance and information to front office users, control teams and portfolio managers relating to Product Development and Fund Governance
Understands Managed Products such as Funds, Single Line Portfolios and discretionary services
Has an enquiring nature and a fast learning curve
Is passionate and career driven

238

Asset Management Resume Examples & Samples

Act as a subject matter expert on Product and Fund Governance initiatives, helping to identify gaps and develop innovative solutions across multiple stakeholder groups
Prepare and manage regular MIS reports, Governance packs and Board Reporting for key stakeholders
Assist with management and oversight of due diligence process for Third Party Management Companies
Coordinate calls, document minutes & project steps, ensuring effective timing and sequencing of deliverables to meet tight deadlines
Act as a support function for team, assisting in the implementation of effective processes for new fund launches, closures and mergers
Experience in financial services industry
Proven ability to work in a highly collaborative and matrixed environment to build consensus
Highly detail-oriented with strong analytical and planning skills
Highly competent with core MS Office applications – e.g. Excel and PowerPoint

239

Asset Management Resume Examples & Samples

Manage Operational Risk in aligned functions; assess business risks and work with the Operations teams to ensure adequate detective and preventative controls are in place to mitigate risk
Represent Risk as subject matter expert on cross-functional risk and regulatory initiatives/projects. Drive risk related business decisions
Prepare for and manage responses of Regulatory external exams
Engage in root cause findings and work with the appropriate groups to recommend appropriate controls and action plans
Oversee completion of Action Plans, including gathering necessary approvals, independently validating work, and presenting evidence for closure
Manage or participate in various stages of the Risk Control Self Assessments (RCSAs) cycle, including defining business processes and controls, validating test strategies, and performing regular independent tests as oversight
Ensure regulatory compliance and provide thought leadership on how changes will impact the Operations Center
Proactively review the business process and complete validations to mitigate inherent risk and/or prepare for audits
Assist with the creation, data gathering, and monitoring of various regulatory and risk reports
Ensures regulatory changes are implemented effectively and on time
Effectively communicate with and influence various business partners
Ensure that deliverables are consistently met
3 + years experience in Mortgage and/or Credit Lending Risk or Compliance related role
7 to 10 years real estate lending experience, with Underwriting background preferred
Extensive knowledge of Federal and State Regulations as they pertain to real estate and credit lending
In-depth understanding of lending processes and systems
Strong relationship/partnership skills to work across Line of Business, Audit and Risk groups
Results oriented - execute tasks and initiatives effectively and efficiently
Ability to multi-task in a fast paced environment
Excellent written, verbal and presentation skills. Comfortable interacting with senior management

240

Asset Management Resume Examples & Samples

End to End Project management and delivering of key tactical and strategic regulatory initiatives across the Investment business - specifically Dodd Frank/Volcker, European Markets Infrastructure Regulation (EMIR), Markets in Financial Instruments Directive (MIFID II/MFiR), and the Financial Markets Infrastructure Act (FMIA)
Working with Legal and Compliance partners to interpret and understand impacts of changing derivative regulatory landscape
Working across EMEA platform, business leaders, and subject matter experts to analyze business impact, identify how this changing regulatory landscape will change the Private bank business model and define options to achieve compliance
Making recommendations and influence senior management as to specific strategy and solutions to address impact of regulations
Creating and implementation of detailed operating model changes across over the counter derivatives, exchange traded derivatives, and foreign exchange products across multiple jurisdictions and client types
Preparing and delivering updates for working group, stakeholders, and senior management
Liaising and engaging partners in other parts of the firm (Investment Banking, Investment Management, and global counterparts in US and Asia, etc.) to leverage firm wide capabilities
Set-up and drive cross functional project team to design and implement solutions and control framework across International Private Bank
Strong stakeholder management to ensure transparency of expectations, efficient and effective management of stakeholder resources, and delivery of solutions on time at all levels from process participants, control functions, and senior management
Effectively communicate key messages, and simplify complex business situations for decision making and for front office training and client communications
Proven project management capability and/or previous experience of working directly with products (sales / trading / product development, etc.) and/or audit
Experience of Investments and Private Banking background would be advantageous
Demonstrated understanding of derivative & non-derivative products with a solid appreciation of product lifecycle from front office registration requirements to trade execution and settlement
Strong understanding of the regulatory landscape across Europe. Candidates with experience working on Regulatory initiatives and/or Projects are particularly sought
Enthusiastic, proactive, accountable, and strong work ethic
Strong analytical and critical thinking skills are paramount

241

Asset Management Resume Examples & Samples

Credit Costs
Maintain monthly / quarterly Credit Cost process, which involves an understanding of the allowance calculation methodology, charge-offs and recoveries, non-performing loans, criticized loans, and past due loans
Perform variance analysis and explain changes in Credit Costs
Perform scenario impact analysis
Develop and maintain Credit Cost plan / outlook
Partner with Mumbai Finance team on BAU deliverables and ad-hoc requests
Risk Weighted Assets (RWA)
Maintain monthly / quarterly RWA process, which involves an understanding of the RWA calculation methodology across the Basel 1, Basel 3 Advanced, and Basel 3 Standardized frameworks
Perform variance analysis and explain changes in RWA
Support Comprehensive Capital Analysis and Review (CCAR) submission
Perform ad-hoc reporting and analysis of credit portfolio
Implement process improvements and strengthen controls
Engage in projects that impact Credit Costs / RWA
Partner with various groups across GWM, other lines of business, and Corporate Risk
Ability to take ownership and work independently as well as on a team
Ability to multi-task and manage multiple priorities and deadlines
Ability to work in a fast-paced environment and deliver results on time while maintaining data integrity
Strong communication skills, with ability to summarize and communicate key findings to senior management
Bachelors degree required (business-related major preferred or equivalent work experience in accounting / finance)
Strong Excel skills required

242

Asset Management Resume Examples & Samples

Lead the planning, execution and delivery of digital campaigns. Be jointly accountable for outcomes
Effectively lead or collaborate with cross-functional resources to deliver and market online products
Manage stakeholder relationships across the region and provide regular communications
Conduct campaign performance analysis at a granular level to inform tactics and strategy
Develop and coordinate a comprehensive cross regional content marketing strategy to power traffic acquisition to our various web and mobile digital properties
Build deep relationships with regional and country marketing teams to educate and spread best practices
Proactively identify opportunities to redeploy successful initiatives across multiple markets or digital properties
Create new or change existing processes to constantly improve the experience of our clients and the impact of our activities
Engage and manage relevant digital agency relationships and deliverables
Experience deploying an effective content marketing strategy
Strong analytical skills and in-depth knowledge of Google Analytics (or other web analytics packages)
An understanding of SEO principles
An interest in UX design
Industry knowledge advantageous

243

Asset Management Resume Examples & Samples

Manage all aspects of guideline management, from sign-off of new mandates, interpretation and coding, through to review breach information
Interpretation of investment restrictions for Funds (Regulatory, Prospectus and Internal restrictions) and segregated mandates, covering Fixed Income and Currency portfolios
Ensure any agreed upon manual guidelines are documented fully via the Risk Acceptance process
Oversight and coding of investment guidelines into Latent Zero Sentinel
Partner with Information Technology and the Business in order to ensure the systems are enhanced to cover ongoing Client and Regulatory requirements
Help implement guideline management control system enhancements and the integration of new systems
Work closely with other guideline management teams throughout the US and Asia regions in order to establish the best working practises within the industry for guideline management
Attend external user group forums to discuss the impact of regulatory changes
Review guideline restriction coding as part of the account reviews process
Create regular MIS and metrics
Experience of working with Latent Zero Sentinel in the coding of investment guidelines
Working knowledge of other compliance applications used within the industry
Good Product knowledge covering all the major asset classes
Able to multi-task and constantly prioritise workflow
Working knowledge of the regulatory framework for European funds (UCITS)

244

Asset Management Resume Examples & Samples

Strong demonstrable experience working in or close to a project management or change management intensive role
A broad understanding of financial products and funds are a plus
Strong knowledge of project management tools and systems
An understanding of the MiFID environment
Knowledge of other regulatory initiatives such as EMIR, Dodd Frank, etc
Product knowledge across various asset classes including Fixed Income, OTC Derivatives and Equity Derivatives, along with a comprehensive understanding of trade flows from trade capture, trade processing, trade confirmation, and the Legal, Compliance, and Technology ramifications
Experience in communication with senior stakeholders and providing consistent updates
Real world experience across the project life cycle, including
Business impact assessment
Deliverables coordination and tracking
Maintenance of auditable and consistent materials
Strong interpersonal skills –- comfort in working with different audiences
Ability to think strategically, conceptually, and analytically
Develop effective partnerships with key business partners
Maintain both a positive attitude and high level of performance on high demand/time-sensitive initiatives
Quickly and thoughtfully analyze information to develop insights and conclusions
Offer innovative solutions and demonstrate problem-solving skills
Work autonomously and demonstrate self-motivation
Interact and communicate effectively with all levels of staff and team members

245

Asset Management Resume Examples & Samples

Considerable experience in large-scale business or regulatory change program and industry product knowledge across equities and FICC
Good understanding of MiFID II and other regulatory initiatives such as EMIR, Dodd Frank, etc
A comprehensive understanding of trade flows from trade capture, trade processing, trade confirmation, and the Legal, Compliance, Operational, and Technology ramifications
Excellent influencing and communication skills to solve problems, recommend solutions, drive decision making, and execute to transform the current state for all levels of management across LOBs
Be able to drive decision making and project resources forward in absence of regulatory clarity
Handle ambiguity and adapt to a changing environment
Work under pressure on multiple projects with tight deadlines
Excellent Project management skills and ability to think strategically
Excellent leadership, interpersonal, and relationship management skills
Strong attention to details, organizational skills, and quality production of materials
Actively look to build relationships across the business and to leverage global reach
Ability to act as an independent adviser to senior stakeholders involved in program
Understand the cultural dynamics to ensure best outcome

246

Asset Management Resume Examples & Samples

Drive new product development based on pipeline priorities and change management initiatives and ensure results are delivered on-schedule and on-scope
Coordinating calls, documenting minutes and project steps according to the New Business Initiative Approval standards
On-going assessment of infrastructure, make recommendations on improvements, draft and present business case and lead implementation of these recommendations across multiple stakeholder groups
Definition of the business needs around infrastructure efficiency gains, and coordination of the related projects with technology
Partner with technology during the build phase to ensure timely delivery and correct prioritization
Perform User Acceptance Testing of new developments before their implementation
Training of front office users on applications across different offices if needed
Project management skills are essential along with a comfort in gathering and validating large amounts of data
Strong relevant experience in Project Management
High attention to detail and solid analytical skills. Have the ability to understand processes and be able to map out requirements and end-to-end assessments with the end goal of identifying gaps
Ability to communicate and present effectively across varying levels of seniority
An understanding of change management and managed products such as Funds and single line portfolios would be viewed as an interesting positive but not a prerequisite
Good knowledge of PowerPoint, Excel, Word, Access and Microsoft Project

247

Asset Management Resume Examples & Samples

Review all incoming and outgoing correspondence, incoming and outgoing faxes and designated emails
Review and approve gifts, outside business requests, opening of new accounts and employee personal trading requests
Review and update team email lists for surveillance as needed
Review and work with Compliance on approval of Marketing Materials
Analyze and review trading activity, account holdings and client profile for suitability concerns and take action as required
Assist with the trading and processing of errors and approval of cancel/corrects. This includes identifying circumstances, taking market action when necessary to resolve the error and completing the error reporting. The Supervisory Manager will assign responsibility for errors as necessary
Approve updates to account information as needed
Assist and coordinate internal examinations conducted by Compliance and Internal Audit. Responsibilities include representing management in demonstrating adherence to internal policies and procedures, as well as providing all necessary documentation in accordance with internal examiners' requests
Assist in the preparation for regulatory audits
Assist in the review, response and escalation of client complaints
Respond to surveillance related inquiries from compliance
Strong understanding around regulatory requirements and best practices for Brokerage and Private Bank environments
Ability to effectively communicate with all levels of personnel, including senior managers within and outside of the Private Bank
Provide supervisory coverage across regional teams as needed
Requires 5 years experience as a Supervisory Manager or comparable job with a Brokerage or Wealth Management firm.BA/BS required
Requires the Series 7, 63, 8 (9&10), 24. Series 4 a plus
If hired, you will be required to pass the series 4 within 90days of start date

248

Asset Management Resume Examples & Samples

Proven leadership, analytical and organizational skills
Passion for the development of people as a means to increase competiveness in the industry
Proactive approach to providing solutions with flexibility around shifting priorities
Implement solutions with a sense of urgency and “get it done” attitude while balancing multiple projects simultaneously
Ability to interact and communicate ideas with senior management and sales personnel

249

Asset Management Resume Examples & Samples

Defining and managing complex projects across multiple application platforms partnering with multiple stakeholders across global time-zones
Managing agile projects
Acting as a communication channel between technology and business stakeholders by regular reporting of ongoing program status and issues, and setting business expectations
Proactively identifying and resolving issues that may present a risk to on-time implementation of projects
Using tools to monitor against the project plan, including critical path, dependency and contingency management

250

Asset Management Resume Examples & Samples

Educated to a bachelor degree level or equivalent. Preferred in Economics, Languages and Communication or Political, Economic and Social Sciences
Fluency in Italian and English is mandatory. Greek is advantageous but not essential
Client oriented
Highly accurate with good attention to details
Ability to multitask and prioritize workload
Able to build a strong network within the organization

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