Finance Resume Samples

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Z Konopelski

Zander

Konopelski

5188 Champlin Way

San Francisco

+1 (555) 206 1943

5188 Champlin Way

San Francisco

Phone

p +1 (555) 206 1943

Experience Experience

New York, NY

Finance

New York, NY

Gerhold-Hand

New York, NY

Finance

Assist with IT developments to facilitate process automation improvements
Assist in the development, implementation and documentation of key business processes across IMD and establishing roles and responsibilities within teams
Work closely with TPD Management, Operations and Shareholder Services to provide tactical and strategic business solutions
Preparation of training materials and management packs to provide quarterly update to LECs and Senior Management
Project manage and assist in the development of model infrastructures and assumptions underlying financial projections
Contribute to developing the firm's operational risk framework including the design and project management for strategic platform enhancements
Provides assistance and analytical support from a tax perspective in such areas as M&A, business development, foreign expansion and other special projects

present

Los Angeles, CA

Finance

Los Angeles, CA

Lakin LLC

present

Los Angeles, CA

Finance

present

Performance Management – Assist in developing success criteria, best practices, metrics and benchmarks, monitor and manage adherence to SLAs, KPIs and targets
Manage staff and assist with development of individual performance standards and to develop career opportunities
Performance oversight including critical review of significant account P&L and performance with portfolio managers and senior management
Preparation of management reports and analysis to assist portfolio management and finance managers
Develop and manage working relationships with key stakeholders including risk leads and managers
Composite Performance: Identify exceptions and work with Operations and Performance teams to determine the veracity of the account performance and placement
Manage project work throughout the systems development lifecycle (planning, analysis, design, testing, and deployment & training)

Education Education

Bachelor’s Degree in Accounting

University of California, Los Angeles

Bachelor’s Degree in Accounting

Skills Skills

Basic industry knowledge and strong accounting knowledge
Highly organized, good attention to detail and excellent follow-through
Highly motivated and self-driven, ability to multi-task productively, and strong result orientation
Strong work ethic, detail oriented and applies good judgment
Strong work ethic, detail oriented, applies good judgment
Detailed-oriented, self-motivated and organized. Able to multi task varying priorities and deliverables
Good organizational knowledge and awareness, ability to get things done
Excellent organisational skills with ability to handle and co-ordinate multiple activities and tasks through good time management and prioritising
Ability to manage multiple deliverables, excellent time management skills and prioritize appropriately
Basic knowledge of financial statements preparation & review; USGAAP and IFRS knowledge is a definite

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Finance Resume Examples & Samples

Work with various lines of businesses to assess and remediate data quality issues into LRI to minimize errors and ensure the highest level of data integrity to Corporate Treasury
Partner with Corporate Treasury to analyze the impact of data quality issues for specific regulatory and management reports and develop correction action plan
Perform analytics and develop processes to bridge data gaps with Corporate Treasury
Partner with the line of business to understand key business drivers, infrastructure, and product changes to help identify potential business risks and assist with the creation of process efficiencies
Create operational metric measures to accurately manage progress with data quality issues, escalating critical concerns and proposing solutions, as needed
Support and deliver on all key Operational Risk Management deliverables
Support the Operating Model work stream for any project related activities program, partnering closely with colleagues across other regions or businesses
Bachelor's degree or equivalent required, preferably in Accounting or Finance
Previous experience, preferably in financial services/investments industry
Excellent working knowledge of MS Excel (Pivot tables, v-lookups), MS Access and PowerPoint
Strong quantitative and analytical background with an understanding of Traditional Credit, Securities and Derivative instruments; able to deep dive into data highlighting key issues
Strong organizational, multitasking and prioritization skills
Ability to work under pressure and meet critical deadlines
Ability to partner effectively a different businesses, functions and locations

Finance Resume Examples & Samples

Oversight and leadership within the monthly closing process which includes monitoring intercompany relationships, general ledger vs. sub-ledger breaks, revenue and expense sharing arrangements, funding arrangements among affiliated entities, proper booking of accruals/provisions and classification of inventory and other balances
Production of quarterly financial information for inclusion in the firm’s consolidated SEC financials
Assessment, on a quarterly basis, of the effectiveness of internal controls and escalation of control issues to senior management
Analysis of legal entity regulatory capital requirements, including working closely with the Market Risk, Credit Risk and Corporate Treasury teams
Ensuring accurate and complete reporting of regulatory information in public reports to the regulatory authorities, including liaising with regulators as inquiries arise
Liaising extensively with other areas of firm such as Product Controllers, Funding Controllers, Accounting Policy, Corporate Treasury, Legal, Tax, Regulatory, Market Risk and Credit Risk on various initiatives including new products requests, strategic changes to existing workflows, and transfer pricing initiatives
Performing and providing leadership for accurate and fair presentation of standalone entity financial information and disclosures in accordance with U.S. GAAP and, if applicable, other local reporting requirements
Performing analyses on financial and non-financial attributes of consolidating legal entities for internal and external reporting purposes
Undergraduate degree in accounting and/or finance
CPA is desired
8+ years relevant work experience- strong focus on financial services/capital markets is a prerequisite
Teamwork and collaboration-oriented, with the ability to work independently

Finance Resume Examples & Samples

Support a team responsible for the accounting and financial reporting oversight for a number of funds
Coordinate quarterly financial statement preparation with external administrators
Support investor and regulatory reporting
Coordinate the production and audit of annual financial statements
Liase with multiple teams within the Firm
Assist in the launch of new products
Support team, department, and business managers on various special projects
Bachelors Degree or above in accounting or related field
CPA with public accounting or investment company experience preferred
Private equity experience preferred
Strong technical knowledge of accounting and financial reporting
Strong analytical/problem solving skills; detail orientated
Ability to work independently and as a key member of a team in a fast paced environment under challenging deadlines
Skilled in use of MS Office (Excel, Word, PowerPoint)

Finance Resume Examples & Samples

Produce key risk management metrics that are used to manage day-to-day risks
Monitor liquidity risks relating to the firm’s business activities, including trading, financing, and operational activities
Develop and implement liquidity and capital stress testing models
Manage various secured and unsecured funding programs, such as repo funding, term bonds, and bank deposits, in partnership with the Securities Division
Analyze new business initiatives and products to assess their liquidity risks and funding and capital requirements
Interpret and respond to new regulations that have an impact on liquidity, funding and/or capital
Create presentations related to liquidity, funding and capital for discussion with Board of Directors, senior management, counterparties/clients, ratings agencies and regulators
Ability to work on multiple projects with a high attention to detail
Ability to analyze, evaluate and form independent judgments
Strong quantitative skills (for example, relevant degree or experience)
Self starter with good commercial perspective
Experience in a relevant field (for example, Risk Management, Funding, Corporate Finance, Capital Markets) a plus
2 years of experience

Finance Resume Examples & Samples

Development of models and simulations for stress testing regimes and guidelines requested by US and UK regulators. Will require interaction with regulators
Development of pricing and simulation models for interest rate, equities, commodities, FX, and credit derivatives
Capital simulation models, econometric prediction of default and loss given default, hedging of derivative credit risk, and the risk-return tradeoff in a credit risky portfolio of assets
Development of prototypes of models and interaction with the IT group in developing and testing production models
Masters or Ph.D. in a quantitative subject (Math, Physics, Engineering)
Knowledge of derivative pricing and financial economics
Programming experience in Matlab, C++, C#, or Java
Communication skills and teamwork are important attributes for successful candidates

Finance Resume Examples & Samples

Develop quantitative risk and pricing models for various assets and liability products in the Bank
Develop analytics to determine liquidity metrics for the Bank
Master’s degree in math, physics, engineering, or computer science
Strong coding and software design skills preferably with a working knowledge of C, C++, or Java
Good knowledge of statistics
Standard finance knowledge essential ( Financial Engineering knowledge preferred )

Finance Resume Examples & Samples

Working on all aspects of CRMA’s contribution to Basel III, CCAR and internal risk-based capital requirements
Summarizing and explaining changes in the firm’s credit risk exposures and capital requirements
Regular interaction with Regulatory Controllers and other stakeholders to ensure the accuracy of credit risk capital calculations and input risk parameters
Parameter quantification (exposure at default / probability of default / loss given default) of Wholesale credit risk portfolios for use in risk based capital requirements
Stress testing of various sources of credit risk, including Credit Valuation Adjustment (CVA) and allowance for loan loss (ALLL) stress testing
Assessment of Basel III and CCAR requirements for prospective transactions
Attribution of Basel III, CCAR, and internal risk-based capital usage to business areas
Assistance in regulatory rule interpretation and policy related decision making
Working on the implementation of various technology initiatives related to CCAR and Basel III
Frequent interaction with Regulators
Robust understanding of the firm’s business mix and risk taking activities
A self-starter who can work independently and in a team environment
Highly organized and detail oriented with ability to work on multiple projects under demanding timelines
Strategic thinker capable of understanding long-term impacts of decisions
Ability to face off with people across many different areas of the firm and various levels of seniority
Ability to comfortably and effectively interact with quantitative model developers, internal risk experts, and various stakeholders outside of CRMA
Able to implement key controls around processes that are continually changing
Regulatory knowledge a plus

Finance Resume Examples & Samples

Developing financial models and analyses to support strategy initiatives, capital planning and stress requirements
Creating, evaluating, and reviewing new business plans and initiatives
Asset-liability and interest rate risk management analysis and reporting
Determining liability strategy (including secured and unsecured funding programs) and participating in liability raising activities
Prepare analysis for executive, management committee and board meetings
Maintaining relationships with rating agencies, regulators and key depositors/creditors
Assessing Bank capital structure and mix of capital instruments in the Bank
Peer analysis
Knowledge of treasury, general finance principles, commercial banking industry and ALM structure/funding models of the US banking sector preferred but not required
Experience in a related financial analysis role, prior FIG investment banking experience helpful
Strong analytical, quantitative, and technical abilities
College degree with a major in Finance, Economics or related business major
Excellent written presentation and verbal communication skills
Strong organizational and multi-tasking skills essential
Ability to work on own initiative, without supervision and demonstrate versatility and flexibility
Ability to prioritize workload and meet deadlines

Finance Resume Examples & Samples

Calculate amortization, mark-to-market and employer tax expenses on share-based awards
Prepare share-based disclosures in accordance with ASC-718 and IFRS2
Perform basic and diluted share count calculations
Account for deferred cash plans
Administer and account for Dividend Equivalents paid on undelivered RSUs
Ensure proper wage and tax reporting for share-based awards delivered to employees
Reconcile employee share data (grants and activities) between Human Capital Management and Compensation Accounting applications
Reconcile sub-ledger balances to the Firm’s general ledger
Ensure sound operational controls are maintained and followed in compliance with existing internal/external governance
Perform various internal controls and maintain supporting documentation in accordance with Sarbanes-Oxley legislation
Perform testing of system enhancements and liaise with the Information Technology support team
Prepare equity budgets and standard management reports for various groups within the Firm
Respond to ad hoc queries from senior management, other clients and employees
1+ years of general accounting experience
Ability to multi-task and remain flexible to changing priorities
Extreme attention to details and the ability to follow through
Ability to develop positive working relationships
Understanding of Word, Access and Power Point
Knowledge of share-based comp a plus

Finance Resume Examples & Samples

Daily oversight, review and sign off on daily NAV calculations
Review, analyze and assist in the coordination of financial statements for approx 10-15 mutual funds consisting of both SEC-registered and offshore domiciled funds
Prepare and analyze mutual fund expense budgets
Managing external vendors (including funds’ accounting agents, external auditors, etc.)
Build knowledge of business flows with a view to providing strong analytical reviews & commentary
Assist with IT developments to facilitate process automation improvements
At least 2 years of relevant work experience
Bachelors Degree in Accounting or Finance (CPA preferred)
Mutual Fund knowledge
Basic financial product knowledge and general market awareness
Highly-motivated individual with strong interpersonal skills
Good working knowledge of MS Excel

Finance Resume Examples & Samples

The successful candidate is in possession of a university or vocational degree (Berufsakademie) preferably with Tax as main subject and a minimum of two years relevant tax knowledge gained through internships/ apprenticeship/ work experience as a tax accountant, tax lawyer or a member of the tax department in the financial industry
Very good work-organization and high attention to detail
Team player, excellent interpersonal and communication skills along with a strong client service attitude
Microsoft Office skills

Finance Resume Examples & Samples

Management of UK and EMEA VAT compliance including liaison with advisors/Controllers across all territories on return preparation and review
Direct interaction with HMRC on correspondence, queries, rulings
Interaction with non-UK tax authorities either directly or via local advisors as appropriate
Advice across many different business areas including
Extensive experience of financial sector Indirect Tax gained from work with a financial institution or large accountancy firm
Ability to learn quickly and manage knowledgeable senior stakeholders
Ability to operate in confidence
An influential personality capable of participating significantly in industry forums

Finance Resume Examples & Samples

We are responsible for assessing and quantifying model risk -- the risk associated with the choice of models that are used to price exotic derivative transactions. As financial derivatives become more complex, so do the models used to value and risk manage them. Our group focuses on developing alternative models to quantify the sensitivity to choice of different models
Verification of model implementation - we analyze all models used by the firm for valuing and risk managing derivatives contracts to ensure their consistency and validity
We advise senior management on the risks associated with particularly large transactions
Strong quantitative skills with a Ph. D in a quantitative discipline (Physics, Mathematics, Applied Mathematics, Computer Science, Statistics, Engineering, etc. )
Comfortable with programming, knowledge of C
Comfortable in explaining complicated models in an intuitive way
Team player and has the ability to develop and implement solutions quickly
Comfortable in working in a fast paced environment

Finance Resume Examples & Samples

Participate in regulatory and risk management analysis, reporting and oversight
Review daily and monthly credit exposure management reports and conduct portfolio analysis
Support bank lending activity and the implementation of the European lending strategy
Monitor bank lending positions and ensure appropriate credit risk mitigation requirements are implemented
Prepare lending memos and various risk committee materials, across business lines, for senior management
Participate in technology projects and scope new or enhanced processes and risk measures
Regularly interact with global credit teams and areas of the firm, including Controllers, Technology, Operations
An interest and familiarity with financial markets, products and economic developments
Knowledge of, or experience in Risk Management or control functions such as Audit or Operations
Strong potential in terms of project leadership, decision making and people management would be helpful
Ability to work flexibly as part of multiple teams and autonomously

Finance Resume Examples & Samples

Fundamental credit analysis and ratings assessment of existing and potential new issuers
Participate in the marketing/pricing of new bond issues in the primary market
Contribute to optimal capital structure analysis
Advisory to senior management at client companies on ratings/credit related matters
On-going monitoring and surveillance of industry financial and credit quality developments, and rating trends
Keep abreast of credit rating methodologies, and build and maintain rating agency relationships
Option to rotate into a credit risk management role after a suitable period of time
Approximately 7 to 10 years of experience with a track record of professional success in the financial industry in fixed income, risk or other related roles
Deep experiences with credit rating agencies is a must
Ability to operate in teamwork with others in diverse geographic locations and flexibility to travel
Strong interpersonal skills and self-motivation
Strong analytical skills with the ability to rapidly grasp the mechanics of various financial products and risk concepts
Strong organizational skills with strong attention to detail
Fluency in English and Mandarin

Finance Resume Examples & Samples

Participate in key project meetings and establish action plans and next steps
Prepare status reports and conduct meetings to follow-up on issues
Ensure all accountable parties understand and agree upon action items and target dates
Provide project management support to a range of project managers, in delivery of key milestones
Resource will be required to work well with and coordinate across various Federation teams and even the Business contacts at times
Participate in documenting and analyzing business requirements
Work with the users to help define priorities, clarify business requirements and ensure proper testing
Experience working as a business analyst/ project management office role is preferred
Self-starter, with the ability to multi-task and adapt quickly to an evolving list of demands
Highly developed analytical skills with commercial focus and ability to perform business analysis
Technical aptitude including proficiency in MS Office (Excel, Access, PowerPoint, Word, Visio; MS Project is a plus)
Ability to understand process/system flows and ability to write detailed functional specifications

Finance Resume Examples & Samples

Minimum 6 years of relevant experience
Excellent interpersonal and analytical skills
Strong verbal and written communication skills – able to present with impact and influence
Self starter, work independently and proactively
Strong organizational skills (project management experience a plus)
Inquisitive and enthusiastic
Functional Expertise - Keeps current with emerging business, economic and market trends
Technical Skills - Demonstrates strong technical skills required for the role, pays attention to detail, takes initiative to broaden his/her knowledge and demonstrates appropriate financial/analytical skills
Drive and Motivation - Successfully handles multiple tasks, takes initiative to improve his/her own performance, works intensely towards extremely challenging goals and persists in the face of obstacles or setbacks
Client and Business Focus - Effectively handles difficult requests, builds trusting, long-term relationships with clients, helps the client to identify/define needs and manages client/business expectations. Known as a trusted advisor and can maintain/handle confidential information
Teamwork – Gives evidence of being a strong team player, collaborates with others within and across teams, encourages other team members to participate and contribute and acknowledges others' contributions
Communication Skills - Communicates what is relevant and important in a clear and concise manner and shares information/new ideas with others
Judgement and Problem solving - Thinks ahead, anticipates questions, plans for contingencies, finds alternative solutions and identifies clear objectives. Sees the big picture and effectively analyses complex issues
Creativity/Innovation - Looks for new ways to improve current processes and develop creative solutions that are grounded in reality and have practical value

Finance Resume Examples & Samples

Preparation and analysis of monthly management accounts, and quarterly reporting to the US, under US GAAP
Preparation, review and analysis of reporting to the Federal Reserve Board
Preparation and review of financial statements under UK GAAP including liaison with auditors
Preparation and explanation of monthly P&L estimates to the trading Desk and coordination with Product Control
Coordination with the US and UK tax teams on local and foreign tax issues, VAT returns and submission of annual tax returns
Understanding the business and keeping up-to-speed with business developments and being able to communicate this effectively
Qualified accountant – ACA / ACCA (would suit recently qualified)
Strong academic background - degree in accounting / first time passes / supplementary professional qualification
Accounting knowledge gained from an audit / practice firm
Proven ability to account for legal entities within a Global Investment Bank under IFRS / US GAAP accounting standards
Demonstrable progression within previous positions and consistency of employment
Willing to work in a highly-driven team environment
Proficient PC Skills (Word, Excel)
Drive and Motivation - Successfully handles multiple tasks, takes initiative to improve his/her own performance, works intensely
Teamwork – Gives evidence of being a strong team player, collaborates with others within and across teams, encourages other
Communication Skills - Communicates what is relevant and important in a clear and concise manner and shares information/new

Finance Resume Examples & Samples

Protect the firm's capital by using in-depth knowledge of our clients, markets and trading products to determine risk tolerance
Assess the financial strength of the firm's trading counterparties and monitor industry trends
Analyze the risks inherent in the products GS trades, including increasingly complex derivative transactions
Coordinate with Sales & Trading, Legal, Operations and Compliance to protect against default and minimize potential losses
Work directly with Investment Banking clients to analyze the rating implications of various transactions and assist clients in approaching the credit rating agencies
MBA desired, or 3+ years of relevant work experience
Strong work ethic and motivation
Ability to manage multiple assignments and stakeholders concurrently

Finance Resume Examples & Samples

Assess the credit and financial strength of the firm's corporate borrowers and counterparts by performing fundamental credit analysis using both quantitative and qualitative factors
Make recommendations for setting limits for overall risk appetite
Perform transaction analysis in lending and derivatives, as well as monitor and assess credit exposures
Review and approve loan transactions, determine appetite and regulatory ratings, monitor credit trends in the portfolio, perform distressed analysis and estimate potential impairments
Actively participate in credit committees
Report risk information to senior management
Assess the credit rating impact of M&A and capital markets transactions on the firm's corporate clients
Develop and manage relationships with other areas of the firm, including Investment Banking, Sales & Trading, Operations, Collateral Management, Controllers, Treasury, Legal, Compliance, Technology
Degree in Economics / Finance / Business related discipline
Strong interest and familiarity with corporate finance, financial markets and economic developments
Minimum of 4 years work experience within Credit Risk
Experience of assessing credit worthiness, and providing risk assessment

Finance Resume Examples & Samples

Analyse the credit implications on corporate clients of various financial transactions including debt, equity and hybrid offerings, mergers and acquisitions, restructuring and share repurchases
Coordinate with Investment Banking/Financing group, Sales & Trading, Legal, Operations and Compliance departments to approve business and ensure appropriate documentation, limits and risk mitigants to protect against a counterpart default and minimize potential losses
Analyse the risks inherent in the products GS transacts, including lending, trading and derivative products
Monitor, manage and report exposures at a counterpart, product and portfolio level
The candidate shall have a minimum of 7 years of credit risk management experience, with a background in corporates credit risk
Shall have significant experience in investment banking products including loan products and derivatives
Shall have a track record of independent decision making and the ability to steer client and business negotiations
Strong documentation, analytical, presentational and communication skills required
Must be able to lead and motivate a deal team, providing guidance to and supervision of juniors on the team
Must be able to communicate at the most senior levels

Finance Resume Examples & Samples

Provide comprehensive credit assessments of individuals and their related entities across a variety of transactions in the Private Wealth Management space and make judgments with regard to acceptable levels of risk to be taken with each
Approve transactions with counterparts across a wide variety of credit and derivative products and manage these risks within established tolerances
Evaluate the credit implications for transactions involving margin, securities based loans, commercial real estate loans, residential mortgages, unsecured loans, and other loans secured by non-liquid collateral (e.g. art, aviation)
Interface with regulators regarding policies, procedures, and examinations
Work closely with the Private Wealth Management (PWM) Investment Professionals and the Private Bank Lending team to advise clients on the best solutions to meet their immediate and long-term borrowing needs
Minimum of ten years work experience in financial analysis, preferably as a risk management professional in private bank lending
Relevant work experience includes private bank lending, credit risk management, market risk analytics and corporate finance
BA required; relevant advanced degree desirable (e.g. CFA, MBA)
Key technical skills include detailed knowledge of financial accounting and analysis, financial and risk modelling, loan structuring and risk decision taking
Strong leadership, oral and written communications skills and client orientation
Flexible, personable, confident, self-motivated, team player

Finance Resume Examples & Samples

Perform system maintenance including creation of new entities and accounts
Perform security administration for the global user population
Strengthen and maintain control structure surrounding financial and management reporting processes
Assist global users in resolving breaks and data related issues
Perform training to new and experienced users
Test new functionality and/or enhancements
Degree in Accounting, Finance, MIS, or other business discipline
1 - 3+ years of relevant work experience
Proficient in Microsoft Office applications (Word, Excel, PowerPoint)
Proficient in the PeopleSoft General Ledger and/or Hyperion Financial Management application, a plus
Knowledge of Hyperion reporting tools a plus

Finance Resume Examples & Samples

Analyze and compare profit and loss attribution and back-testing results to monitor and quantify and assess validity of Value at Risk measures
Bachelor’s Degree in Business, Mathematics, Finance, Economics or a related field
0-4 years of experience in the job offered or in a related finance position
Engaging in market risk analysis of fixed income / equity / macro products for portfolios and individual trades. Strong product knowledge of Derivatives
Using Risk Management Systems and Excel

Finance Resume Examples & Samples

Provide user-centric rapid application development through project analysis, development, and deployment utilizing Microsoft Office, MSSQL, and .NET
Develop time-saving applications that process data and thereby allow more time for meaningful analysis
Analyze controller processes and provide recommendations for enhancements
Develop Excel-based solutions to assist business users with monthly accounting processes
Coordinate, design, and develop tactical application solutions for Controllers
Provide support for existing applications and processes
Respond to ad hoc requests requiring an immediate response
Strong VBA
SQL (database design and data manipulation)
.NET (VB.NET preferred)
CFA, CPA CFA level 1, MS Accounting, MS Finance or BS Finance preferred

Finance Resume Examples & Samples

Developing price verification models. Models must capture the economic and statistical properties of the underlying market risk factors. An Associate will analyze the quality and availability of independent data inputs to the models, and will design them accordingly
Implementing new models as well as providing ongoing testing and support for existing models
Documentation and quality control of models
Performing exotic structure pricing analyses
Broad exposure to pricing and calibration models for a variety of products
Exposure to challenging quantitative problems such as modeling risks for derivatives, large scale Monte-Carlo simulations of complete portfolios across the firm, fast and accurate approximate market risk measurements
Development of quantitative and programming skills as well as product and market knowledge
Opportunities to work with product controllers in various areas of the firm
Dynamic team work environment
PhD or Master’s candidate in a quantitative field such as mathematics, physics, statistics or engineering
Excellent command of mathematics, modeling and numerical algorithms. Good knowledge of statistics and time series analysis a definite plus
Strong programming skills and experience with an object oriented programming language (Java ok, C++ preferred)

Finance Resume Examples & Samples

Reporting and analysis of the firm’s corporate compensation and benefit P&L activities
Reporting and analysis related to historical trends and other compensation data
Analyzing, estimating and reporting share-based compensation and other compensation plans
Assist in the firms budget process and year-end projections
Participate in preparing compensation models for the firms Comprehensive Capital Analysis and Review (CCAR) process
Monitor the monthly close process, maintenance and reconciliation of general ledger accounts
Perform ad hoc analyses
Maintain support documentation in accordance with internal policies and procedures as well as in accordance with requirements established under the Sarbanes-Oxley legislation
Degree in Accounting or Finance preferred
Public Accounting or Financial Services industry experience preferred
3 years of relevant work experience
Proficiency in Microsoft Office with advanced knowledge of Excel and Word is required. Powerpoint, Oracle Essbase and Peoplesoft skills are a plus
Excellent interpersonal, communication and multitasking abilities
Excellent organizational skills (i.e. ability to manage several deliverables at the same time)
Strong analytical skills (i.e. ability to identify and research issues)
Self-motivated and results driven

Finance Resume Examples & Samples

Assist in the development of an IMD reporting framework, including development and testing of core technology systems to facilitate applicable regulatory requirements
Work closely with desk strats and front end technology team to implement complex calculation and reporting rules around portfolio exposures and risks metrics and assist in improving data governance infrastructure
Enhancing risk and control environment, including investigating data quality and resolving issues at source
Assist in the development, implementation and documentation of key business processes across IMD and establishing roles and responsibilities within teams
Assist in establishing a training curriculum for stakeholders and information providers, and ensuring regular communication and information transparency to key stakeholders
Assist in managing the team in Jersey City
Degree qualification required
8 years of relevant work experience in product control, risk management, or portfolio management/trading
Knowledge and experience in working with various financial products, including: bonds, swaps, options, commodity and interest rate related products, forwards, etc
Strong understanding of all aspects of the fixed income and long/short equity portfolio management process including valuation, hedging techniques, credit analysis, and risk management
Strong knowledge of funding, liquidity and operations of fixed income and long/short equity portfolios
Solid understanding of fixed income math and options Greeks

Finance Resume Examples & Samples

Assist in the preparation of monthly and quarterly accounting and reporting packages, including fund-level net asset values and investor capital statements for private equity investment funds
Prepare ad hoc reporting requests, management fee analysis, cash flow analysis, and provide assistance with client audit and financial reporting related requests
Prepare and book journal entries relating to daily cash activity, investment activity, currency purchases/exchanges, swap settings, debt payments, fund expenses, and investor contributions and distributions
Prepare period-end close transactions including mark-to-market valuation and foreign currency adjustments, accruals, and other transactions
Strong accounting background, including booking journal entries, performing account reconciliation, and performing account analysis
Strong Excel skills, effective communication skills, and the ability to multitask in a fast-paced environment
Ability to prioritize and manage his/her workload such that deadlines are consistently met without exception
Public Accounting experience
Experience with debt and equity investments
Experience with private equity funds
Experience in accounting for foreign currency transactions
General ledger experience

Finance Resume Examples & Samples

Coordinate with CRMA, Operations, Legal, Compliance and Securities Division representatives to schedule and conduct due diligence of exchanges with which GS has trading or clearing relationship
Analyze the risks inherent to individual exchanges, including effectiveness of execution controls and erroneous trade cancelation policies
Report and present material findings monthly to the Firmwide Clearinghouse Risk Committee
Help develop advocacy strategies designed to promote better exchange controls and cancelation policies
Monitor and report to senior management on any material changes in exchange-related policies or regulatory trends
Maintain ongoing contact and relationships with key exchange representatives
At least 5 years of relevant industry work experience with previous exposure to and understanding of exchanges and regulatory matters

Finance Resume Examples & Samples

Develop a broad understanding of the domestic GSAM TPD business and the related monthly, quarterly and annual reporting requirements of this growing and dynamic business
Work closely with TPD Management, Operations and Shareholder Services to provide tactical and strategic business solutions
Develop and maintain a strong teamwork approach while providing business solutions
Calculate and control the TPD service agreements, accruals and payments to over 100 qualified distributors of GSAM mutual funds
Review and control the quarterly business credits for over 150 GSAM TPD wholesalers
Monthly balance sheet substantiation and quarterly Sox assessments
Ad hoc reporting requirements and business analysis for compliance, legal and TPD management
Work closely with financial reporting, GSAM TPD management and HCM to provide monthly and annual business credit projections
1 years work experience
Strong accounting and/or finance background
Strong analytical skills and detailed/deadline oriented
Excellent organizational and multi task skills
Researcher / problem solver / critical thinker / able to grasp new concepts
Advance PC skills, specifically MS Office skills (Word, Excel, Access)
Must be flexible and adopt to change
Able to work in a team under pressure

Finance Resume Examples & Samples

Partnering with business units and broader Credit department to assess data availability, data sufficiency, and appropriate modelling approaches
Developing and monitoring the risk models and/or segmentation specific to the retail/securitization exposures
Quantification of the Basel risk parameters utilizing the models/segmentation
Documenting the model development/quantification procedures
Performing the ongoing Model/Segmentation validation tests assessing the strength/stability/accuracy of the models
Establishing requirements for data maintenance and management and working with Technology on implementation
Strong quantitative and analytical skills with a degree in a quantitative discipline (Statistics, Mathematics, Applied Mathematics, Engineering, etc). Masters degree preferred
Background with Basel A-IRB models, risk segmentation systems and securitizations is preferred
Experience in retail credit risk analytics including 2+ years of retail model development and/or validation
Strong Excel skills and experience using SAS and SQL
Strong writing, presentation and communication skills; technical writing and model documentation experience desired

Finance Resume Examples & Samples

Perform and provide leadership within the monthly closing process which includes monitoring intercompany relationships, general ledger vs. sub-ledger breaks, revenue and expense sharing arrangements, funding arrangements among affiliated entities, and proper booking of accruals/provisions and classification of inventory and other balances
Produce quarterly financial information for inclusion in the firm’s consolidated SEC financials
Assess on a quarterly basis the effectiveness of internal controls and escalates control issues to senior management
Assist with ensuring accurate and complete reporting of regulatory information in public reports to regulatory authorities
Liaise extensively with other areas of firm such as Product Controllers, Funding Controllers, Corporate Treasury, Legal, Tax, Regulatory, Market Risk and Credit Risk on various ad hoc inquiries including new products requests, strategic changes to existing workflows, and transfer pricing initiatives
Perform and provide leadership accurate and fair presentation of stand alone entity financial information and disclosures in accordance with U.S. GAAP and, if applicable, other local reporting requirements
Potentially liaise with global LECs on various Firmwide disclosures
CPA is preferred but not required
Financial services industry and products knowledge is a plus

Finance Resume Examples & Samples

Developing and generating credit exposure reports, using a combination of proprietary systems and off-the-shelf software. This task will require
Functional background or relevant experience in finance and accounting is preferable
Experience in credit analysis, ratings analysis, corporate finance and/or research desired
Highly motivated with strong academic background and a commitment to excellence
Team player with an ability to work effectively with colleagues in other regional offices

Finance Resume Examples & Samples

Coordinating with New York and European-based colleagues in GS CRMA and other divisions
Supporting CRMA governance committees
Maintain counterparty records
Fluency in 2nd Western European language is desirable but not essential

Finance Resume Examples & Samples

Providing tax information for the firm’s financial statements
Preparing/supervising the preparation of U.S. federal, state, local and non-U.S. tax returns for the firm as well as for GSAM and Merchant Banking investment vehicles
Advising the firm’s professionals on the tax implications related to the firm’s businesses and/or transactions undertaken by or for the firm
Prepare/review federal tax returns for a number of the Firm’s partnership and corporate subsidiaries, both domestic and international
Interact with Controllers and other interfacing areas to obtain information required to calculate and properly report taxable income, complete required tax forms, statements, disclosures, etc
Prepare/review quarterly estimates of federal taxable income
Prepare/review various calculations required for ASC 740 and FIN 48 purposes
Prepare/review other calculations used for firmwide tax planning
Degree in Accounting or related field, Advanced degree and/or CPA a plus
1+ years’ experience with preparation/review of federal tax forms (Form 1120/1065/5471/8865/8858, etc.) a plus
Degree in Accounting or related field, Advanced degree and/or CPA
3 to 4 years’ experience with preparation/review of federal tax forms (Form 1120/1065/5471/8865/8858, etc.)
Big four experience
Hedge fund, private equity or financial services industry experience
Working knowledge of corporate and partnership taxation
Strong computer skills overall; proficient with MS Excel and Word
Working knowledge of CorpTax
Comfortable with learning new tax software applications
Enjoys working in a team-oriented environment
Track record of accomplishment/achievement

Finance Resume Examples & Samples

Understanding the business and keeping up-to-speed with business developments and being able to communicate this effectively to team members
Proactively seeking to identify improvements to manual processes and management reporting information leading to higher value added work
Involvement in a broad range of department–wide projects and initiatives as well as cross-departmental initiatives
Qualified accountant – ACA (would suit recently qualified)
Accounting knowledge gained from either a previous audit or accounting role
Preparation of audited financial statements under UK GAAP or IFRS an advantage

Finance Resume Examples & Samples

Support functional leads to cover main regulatory requirements for regional location (US, EMEA or Asia)
Subject Matter Experts on resolution planning, inter-affiliate service provisioning, intercompany agreements and SLAs
Involved in overall functional direction, policy and procedure implementation, data modelling and system design
Facilitation and oversight of inter-affiliate service processes relating to business functions received/performed in specific region of coverage
Perform quality assurance and consistency of data and processes relating to inter-affiliate service provisioning
Build out of core team processes to manage inter-affiliate service provision
Liaise extensively with other areas of the Federation
3+ years relevant work experience- focus on financial services/capital markets preferred
Candidates will have in depth knowledge of one or more Divisions within the Firm

Finance Resume Examples & Samples

Calculation of capital and risk weighted assets relating to loan positions that feed into the firm’s regulatory filings
Analyzing and providing commentary on trends and variances in the data
Providing business level attribution of capital to assist revenue divisions in taking capital considerations into account when making trading decisions
Working with Technology, Project Managers and CRMA to enhance and improve the workflow and update the infrastructure to meet current and future reporting needs
Developing a good knowledge of the Regulatory rules and how they apply to Loan products
Ad hoc analysis of specific trades or portfolios
Minimum 2 years experience in Finance, Operations, Risk Management or similar role
Industry / product knowledge of Derivatives trading / Risk Management practices
Knowledge of GS systems and flows for Derivatives a plus
Able to grasp new concepts quickly and work in a team environment
Able to handle multiple tasks and prioritize
Excellent interpersonal, client relationship and communication (written and verbal) skills

Finance Resume Examples & Samples

Act as a functional lead to cover main regulatory requirements for regional location (US, EMEA or Asia)
Support senior management in their role of performance managing inter-affiliate services
8+ years relevant work experience- focus on financial services/capital markets preferred
Stakeholder/Relationship management, must be able to operate at a senior level within the organization in support of regulatory significant initiatives
Project management skills, will play a lead role in Divisional implementations of new processes

Finance Resume Examples & Samples

Calculation of capital and risk weighted assets relating to Market Risk and Equity Exposure that feed into the firm’s regulatory filings
Provide detail analysis on trends and variances in the regulatory capital
Gain a expert knowledge of the Regulatory rules specifically the Market Risk and Equity Exposure
Active participant in project work related to changes in regulatory rules to enhance and improve the workflow and infrastructure to meet the current and future reporting requirements
Perform varied ad-hoc analysis
Calculating the completion of various Quantitative Impact Studies (“QIS”) that quantify the impact of proposed changes (Basel 3 ratio, Standardized ratio, Dodd-Frank Act, Leverage Ratio)
The role requires close interaction with other areas of the firm including Corporate Treasury, Market, Credit and Operational Risk, Legal, Product Control, Technology, and other areas of Regulatory Reporting
Bachelor Degree Required
Minimum of three (3) years of experience in either the Audit, Financial Control, Risk Management, Accounting or Regulatory Control Role
Minimum of three (3) years supervising others to execute multiple projects and deliverables while developing junior staff
Working knowledge of the Basel regulatory capital frameworks, as implemented by the US federal banking authorities, as well as broader financial services regulatory developments in the US
Minimum of three (3) years applying knowledge of financial instruments, particulary derivatives to prepare assessments of the impact of existing and future regulations

Finance Resume Examples & Samples

Liaise with business units to gather relevant details and initiate conflict checks for situations requiring clearance
Work closely with global members of the BSCRG to collect relevant feedback and identify and resolve issues arising during the conflict check process while managing deal teams’ expectations around outcome and turnaround time
Maintain the BSCRG’s proprietary database which documents and tracks
Minimum 5 years working experience
Strong communication skills and ability to interact directly with a wide group of professionals at different levels of seniority across the firm
High Attention to detail
Ability to work in close coordination with others as part of a small team and interact directly with a wide group of professionals throughout the Firm
Strong worth ethic

Finance Resume Examples & Samples

Liaise extensively with Global Legal Entity Controllers for various Firmwide disclosures, to include Firmwide financial instrument disclosures for the 10Q/K processes, and Regulatory reporting of fair value and notional for financial instruments
Assist in analyzing legal entity regulatory capital requirement, by closely working with the Market, Credit Risk and Corporate Treasury teams
Assist with the development of legal entity financial information and disclosures in accordance with U.S. GAAP and, if applicable, other local reporting requirements
CPA is Preferred

Finance Resume Examples & Samples

Preparing and documenting of various internal and external regulatory reports
Analyzing and escalate issues identified for processes for each component of the various Basel capital calculations to assess impact on capital
Drafting recommendation and liaising with the business units to remediate risks, findings and gaps identified during the validation process
Daily, monthly and quarterly regulatory risk capital analyses, Basel 1 > 3
Deep analytics on data while being able to summarize and communicate findings
Undergraduate degree in accounting, finance, math or engineering
Sense of ownership and accountability
Ability to work within a team and to collaborate with peers and leadership to create effective solutions to validation issues
Experienced with analyzing information from various sources and decompose high level information into details
Understanding of the Basel Framework and/or regulatory reporting

Finance Resume Examples & Samples

2+ years of relevant work experience in public accounting, fund accounting or product control
Awareness and interests in the changing global regulatory landscape
Awareness and ability to identify and manage risks and develop control environment
Excellent team player who is energetic, enthusiastic and inquisitive

Finance Resume Examples & Samples

Contribute to the preparation and review of financial information for GSI and its branches, including Board papers and statutory accounts under UK and US GAAP
Assist in the preparation of standard monthly reports including analysis of various balance sheet components
Build relationships with other areas of Controllers (e.g. Product Control, Group Reporting in NY and the LEC Community internationally) and the Firm (e.g. Tax, Legal, Operations) across various regions
Build knowledge of business flows with a view to providing strong analytical reviews & monthly commentary
Participate pro-actively in automation efforts leading to higher added-value work
Assist with IT developments to facilitate process automation
Help monitor reconciliations including investigation and resolution of differences across the legal entities
Assist the team with other ad hoc projects such as reporting, process reviews and systems testing
Qualified accountant – ACA (will consider newly qualified ACA's)
Banking and Financial services knowledge gained from either a previous audit/tax or accounting role an advantage
Exposure to an investment banking environment is desirable
Basic product knowledge and general market awareness

Finance Resume Examples & Samples

Ability to maintain high standards despite pressing deadlines
Comfortable working in a sometimes hectic, high pressure environment
Ability to solve problems quickly and efficiently
Ability to handle highly sensitive, confidential and non-routine information
Self-starter with excellent anticipation skills; problem solving; follow up
Ability to display a consistent, professional degree of communication
Must have excellent judgment; independent thinker and resourceful

Finance Resume Examples & Samples

Minimum three years experience
PhD candidate in a quantitative field such as mathematics, physics, statistics or engineering
Excellent command of mathematics, modeling and numerical algorithms. Good knowledge of statistics and time series analysis a

Finance Resume Examples & Samples

Oversight and review of Fund Administrators, including review of NAVs, service levels and other projects
Oversight and review of Fund regulatory reports, including Financial Statements
Fund budgeting (for non-asset based fees)
Preparing Fund analysis reports for Board review
Development/enhancement of systems/applications/processes
Management of fund / share class launches and closures, as well as other initiatives
Expense oversight, authorization and reconciliation
Ideally Qualified Accountant with asset management industry experience
Understanding of Offshore Funds
Proven history of process improvement
Proven history of working to and achieving strict deadlines
Proven time management skills and the proven ability to manage multiple deliverables with global internal and external teams
Functional Expertise - Keeps up-to-date with emerging business, economic, and market trends
Client and Business Focus - Effectively handles difficult requests, builds trusting, long-term relationships with clients, helps the client to identify/define needs and manages client/business expectations

Finance Resume Examples & Samples

Participate in the daily p&l / weekly balance sheet review process
Review, analyze and assist with quarterly analysis for the earnings release and 10Q/K
Contribute to 10Q/K disclosure and footnote reporting for various investments
Act as key contact for firmwide financial reporting / regulatory reporting
Responsible for various financial and management reporting requirements
Participate in various ad-hoc reporting and analysis requests
Accounting and/or Finance background
5+ years work experience (public accounting, corporate accounting environment)
Self starter, with the ability to work on own initiative with minimal supervision
Strong analytical skills and organizational skills
Strong work ethic, detail oriented, applies good judgment
Advanced PC skills, specifically Excel

Finance Resume Examples & Samples

Maintain the BSCRG’s proprietary database which documents and tracks all conflict checks and related comments, materials, status updates, etc., ensuring complete accuracy of information
Ability to multi-task, prioritize and excel in a fast-paced environment with a strong sense of urgency
Ability to process and analyze high volumes of information and proactively form and express independent judgments
Ability to exercise discretion with respect to highly confidential/sensitive information
Commercial savviness

Finance Resume Examples & Samples

Assuming responsibilities as an operational risk professional covering Asian specific business or enterprise areas. In this capacity
Minimum 1 year of relevant experience in a financial institution
Verbal and written communication skills
Willingness for some business travel
Business, Finance, or Risk Management related degree desirable
Understanding of operational risk regulatory framework and graduate education are a plus
Fluency in Mandarin essential
Quantitative background / experience preferred

Finance Resume Examples & Samples

Administer the quarterly Balance Sheet Substantiation process
Participate in and monitor BSS Peer Reviews
Liaise extensively with groups across the firm – Legal Entity Controllers, Product Control, Operations
Assist in the preparation of the quarterly BSS reporting including the BSS Steering Committee presentation
Develop quarterly training as well as BSS guidelines and policy
Perform ad-hoc analysis for senior management
1+ years of relevant work experience
Strong analytical/interpersonal skills and a high proficiency with Microsoft software applications

Finance Resume Examples & Samples

Quantitative understanding of finance and return on equity
Analyzing and escalating issues identified for processes for each component of the various Basel capital calculations to assess impact on capital
Drafting recommendations and liaising with the business units to remediate risks identified during the validation process
Daily, monthly and quarterly regulatory risk capital analyses, Basel 3, Standardized, SLR and CCAR ratios
Prepare deep data analytics and be able summarize and communicate findings

Finance Resume Examples & Samples

Identify new or emerging risks to which the business is exposed
Conducting scenario analysis, developing and maintaining a library of case studies
Facilitation of operational risk event collection, enrichment of event data, perform detailed reviews of events, tracking of remediation, conduct trend analysis
Contributing to stress testing and operational risk capital work as needed
New Activity memos review – to ensure operational risks arising from new products and/or business, migrations, etc. are properly considered
Exercising credible and effective challenge as a second line of defense, strengthening the risk framework and its individual components
Remain current on business drivers, regulatory and industry changes impacting the business
Conduct business training and raise awareness of the operational risk framework, their roles and responsibilities
Respond to client inquiries about operational risk
Contribute to the advancement of Operational Risk Methods and Practices and the operational risk management framework
Identify, maintain and analyze risk measures
Establishment and maintenance of a qualitative/quantitative business level operational risk appetite/tolerance with associated metrics, monitoring, triggers, escalation and mitigating actions
Contribute to developing the firm's operational risk framework including the design and project management for strategic platform enhancements
Strong financial product and business acumen
3 - 4+ years of relevant experience
Self starter, work independently and proactively, proven track record of delivery

Finance Resume Examples & Samples

Support a suite of integrated financial system applications used globally by Controllers
3-5+ years of relevant work experience
3 - 5 years relevant work experience
Experience in the PeopleSoft General Ledger (PSGL) and/or Hyperion Financial Management (HFM) application, a plus
Prior experience with ERP Financial Systems a plus (i.e. SAP, Oracle, PeopleSoft, JDE)

Finance Resume Examples & Samples

Prepare and review quarterly financial statements and footnote disclosures for assigned entities (typically 10-15 entities)
Ad hoc management reporting requests, monthly management fee analysis, cash flow analysis, and audit assistance
Supervise and review the work of Analysts and Senior Analysts and ensure that the team meets specified deadlines
Prepare the more challenging fund requests such as distribution analysis, override/promote analysis, implementation of new accounting guidance, and lender reporting
Daily: supervision of Analysts and Senior Analysts in daily general ledger postings including cash fundings to investments, cash distributions from investments, currency purchases/exchanges, swap settlings, debt payments, fund expenses, and investor distributions
Quarterly: valuation analysis, mark to market of investments and foreign currency positions, interest accruals on debt investments, P&L forecasting, and fed reporting
Minimum of 2 years accounting experience, Big 4 preferred, CPA
Financial statement preparation, account analysis, and management reporting
Demonstrates the ability to train, supervise, and review the work of less experienced staff
Candidate should be deadline oriented and have strong organization and communication skills
Private equity fund accounting
Knowledge of AICPA Investment Company guide
Experience with hedge transactions
Experience with international investments
Experience with debt investments

Finance Resume Examples & Samples

B.S. or above in accounting or related field
A minimum of 4 years of experience
Knowledge of financial reporting
Full working knowledge of Microsoft Office suite of applications
Ability to think broadly and take a global view on issues related to hedge funds
Ability to work independently and as a key member of a team
Self-starter with ability to work in a fast paced environment under challenging deadlines
Interacts well with all levels
Pro-active

Finance Resume Examples & Samples

Manager of the production team responsible for the delivery of all Internal and External capital management and regulatory reporting on a solo (UK bank and UK Broker-dealer) and consolidated basis (UK Group)
Analysis of implications for new products and businesses from a regulatory perspective
Developing and maintaining working relationships with key personnel in Finance, Risk, Front Office, IT and Group Regulatory Reporting
Responsible for own and other team member's career development
Responsible for optimisation of Capital and RWA both at the subsidiary and group level
Finance degree with a minimum of 6 years' experience within a global investment bank
Proven financial services audit experience gained within an accountancy practice
Technical expertise with US Federal Reserve and Basel Regulatory Capital Rules and Regulations (Basel 1/Hybrid/Basel 3 and Standardized Capital Ratios)
Technical expertise with both US Federal Reserve and Basel Supplementary Leverage Ratio exposure requirements
Fluency with technology solutions to manage projects including appropriate Microsoft Office programs (i.e., Word, PowerPoint, Excel)
Experience with aligning stakeholders, facilitating conflict, and communicating information in a way that enables leaders to have transparency on the underlying issues and potential solutions in varying settings including workshops, small group sessions or one-on-one meetings
Ability to remain composed under pressure

Finance Resume Examples & Samples

Demonstrate in depth knowledge of Equity Derivative products and processes
Relay business knowledge, product knowledge, and requirements to support functions
Foster excellent relationship between the business and the various support functions as well as external regulators, auditors and external forums
Communicate (written and oral) information between the business and the various support function and within Finance and the wider Equity Derivatives management team
Minimum of 5 years in a large organization performing a business unit management or financial analysis function
Minimum of 5 years product experience with equity derivatives or fixed income derivatives
Minimum of Bachelor's degree required, Master's preferred and/or a professional qualification, e.g. CPA, preferred
Demonstrated knowledge of equity derivative products and processes
Very proficient in MS Office skills including Excel and PowerPoint
Demonstrated use of MS Office including MS Project and MS PowerPoint
Knowledge of various applications used by the Equity Derivatives department would be a strong advantage such as EQRMS, OASYS
Communication / relationship building skills required

Finance Resume Examples & Samples

Ensure continuous compliance with all financial regulatory reporting requirements relating to SEA Rule 15c3-1 and 15c3-3
Produce certain aspects of the daily and month end Net Capital computation (SEA Rule 15c3-1)
Produce certain aspects of the weekly and month end Customer/PAB reserve formulas (SEA Rule 15c3-3)
Assist in the interpretation and the implementation of new rules and regulations (i.e. SEC Amendments, Dodd Frank)
Assist with the SEC & FINRA supplemental financial reporting
Liaison with regulatory examination teams and auditors during examinations and audits
Participate in the month end balance sheet close
Participate in the cross training program
Must have working knowledge of SEC rules and regulations, primarily SEA Rule 15c3-1 and SEA Rule 15c3-3
Minimum of 5 years experience in SEC broker dealer regulatory capacity
Background in broker dealer audit and examinations is highly preferred
The ideal candidate should be highly motivated and must have excellent oral and written communication skills to effectively communicate throughout the organization
Should have some brokerage operations knowledge and be familiar with stock brokerage accounting

Finance Resume Examples & Samples

Coordinate corporate governance processes, including preparation of necessary supporting documentation and generation of Board resolutions, for all Corporate Treasury-related actions requiring Citigroup/Citicorp/Citibank, N.A. (“Citibank”) Board of Directors’ approval or after-the-fact notifications
Support Citi Treasurer in his dealings with Citigroup/Citicorp/Citibank Board of Directors’ or Board Committee (e.g. Risk Management and Finance Committee (“RMFC”) or Preferred Stock Committee)
Annually provide documentation to the Citigroup and Citibank RMFCs demonstrating that Corporate Treasury’s submission of materials was sufficient for each Board committee to have met their charter responsibilities
Develop and maintain forward dividend calendars for Citigroup’s outstanding Preferred Stock and Common Stock in accordance with applicable New York Stock Exchange rules and/or Certificate of Designations requirements
Assist in drafting or reviewing, as applicable, capital-related governance provisions included in Citigroup’s Comprehensive Capital Analysis and Review (“CCAR’) submissions (e.g., Standards for Selected Capital Actions)
Coordinate quarterly Management Control Assessment (“MCA”) documentation processes for all Board or Board Committee-related processes managed by the Treasury Governance Unit
A minimum of 10 years of relevant finance/business/accounting experience in financial services
Undergraduate degree in Economics, Finance, Accounting or related discipline; MBA preferred
Excellent organizational skills and great attention-to-detail
Knowledge of the Corporation and its capital structure
Strong presentation skills, particularly written skills
Strong interpersonal skills, with the ability to build strong partnerships within and beyond Finance, particularly with Legal and Risk

Finance Resume Examples & Samples

Manage a team of several professionals interacting with members across multiple locations on a daily basis
Oversight of daily P&L production, validation and reporting for the NAM G10 Rates business, specifically focused on interest rate swaps, options and exotic derivative products
Oversight of daily and month-end sub-ledger / ledger validation
Review and assess balance sheet and regulatory reporting, month end closing process and quarterly / annual disclosure reporting
Understand the Profit attribution analysis (PAA) of the portfolio and communicate daily results to the trading desk and senior management
Partner with Valuation Control & Analytics (VC&A) Team in the review and supervision of inventory valuation testing and results
Engagement in New Products Approval Committee (NPAC) reviews and validation
Oversight of daily risk / position validation
Daily interaction with other managers throughout the organization, including but not limited to Directors and/or Managing Directors of Finance, trading desks, transactors, middle office, risk management, business unit management teams and operations will be necessary to resolve issues
Coordinate and manage internal and external audit reviews
Manage performance reviews and career development of staff members
Bachelor’s degree required, Finance and / or Accounting degree preferred
Minimum 7 years related business experience required; experience supporting fixed income derivatives / trading desks; prior management experience also preferred
Must have strong knowledge in accounting fundamentals, project management, financial modeling, portfolio management and understanding of cash flows and asset valuation preferred, particularly with Rates products
Strong MS Office Excel skills a must, Access, PowerPoint and other financial systems are pluses
Goals and solutions oriented as well as self- driven

Finance Resume Examples & Samples

Responsibility for all aspects of valuation control of the business, including validation of market data inputs, reporting and analysis
Producing and implementing guidelines / procedures for valuation adjustments and price testing across the business, with particular attention to the design of control
Acting as a Business Partner to the Business, Risk, Compliance and Finance
Acting as the first point of escalation with regards to any discrepancies and breaches
Identifying pricing issues, valuation parameters or instrument types that may require particular attention with critical analysis of the valuation issues involved
10+ years of experience with derivative or structured security products
Extensive experience across Product Control/Valuations/Risk required
Bachelor’s degree in any finance, economics or quantitative-related subject required
Strong product knowledge, including first generation and second generation exotics
Current knowledge of regulations as they pertain to valuation control
Control focused mind-set with strong process improvement capabilities
Proven track record of working in teams
Proficient in Microsoft Excel and a good understanding of general database querying tools and valuation functions
Excellent communication skills, both verbal and written required
Ability to manage multiple tasks and work effectively under pressure in a rapidly changing environment
Motivated, organized, and team oriented

Finance Resume Examples & Samples

Preparation and global coordination of all financial reporting processes - monthly results, monthly and management business reviews (including Board meetings and Town Halls), monthly/quarterly flash
Develop and coordinate the Annual Budget, 3-year strategic plan and annual CCAR forecast, periodic forecasts updates throughout the year, as well as the quarterly outlook projections with regional and finance partners
Prepare analysis of CPM results in preparation of CFO quarterly calls
Liaison with regional counterparts and close interaction with ICG Planning & Analysis team, CPM management and product teams, Expense Management team, ICG Client Analytics, and other groups within Banking Finance
Ad-hoc projects in the past have included: deep-dive into CPM’s net interest margin trends, assessing inputs into client and banker returns metrics, monitoring CPM’s progress against Basel III RWA objectives, implications of the Basel III supplementary leverage ratio on CPM, providing analytics regarding limit setting for off-balance sheet exposures, providing financial metrics to evaluate and enable capital allocation/decision making, analysis of client returns and profitability as they impact the CPM business

Finance Resume Examples & Samples

Provide senior finance management with multi-discipline (credit and market risk) interpretations of a complex and evolving US bank regulatory framework
Provide senior business managers and transactors with technical research-based interpretations of the relevant US bank regulatory capital guidelines on proposed deal structures
Participate in New Product Approval Committee (NPAC) reviews of proposed deal or program structures and provide the capital impact under both US Basel 3 Standardized and Advanced approaches; provide related Supplementary Leverage Ratio impacts
Communicate regulatory capital rule knowledge in a clear and concise manner to the business and control functions as required
Serve as Finance partner to and member of the Capital Interpretive Analysis Team. Effectively challenge complex transactions as appropriate
Assist implementation efforts for new regulatory capital standards, preparing and delivering presentations to facilitate firm-wide education of new or changing requirements to ensure that management understands the impact of new standards and regulations
Interact with regulatory standard setters and participating on industry committees and a diverse array of special projects
Provide research and interpretation support on regulatory reporting questions
Assist in the review for proper categorization of exposures as wholesale, retail, equity, securitization, or other, and to provide a view of the proper approach to calculating RWA in the context of the Advanced Capital Adequacy Framework
10+ years experience working on financial accounting and regulatory capital policy matters required
Previous work experience with U.S. banking regulators and/or previous work experience applying regulatory capital standards required
Proven management skills with the ability to lead
Detailed knowledge of Basel Capital rules and U.S. GAAP
Bachelor’s degree in Accounting, Finance or related degree required

Finance Resume Examples & Samples

Minimum of 3 years in a large organization performing a business unit management or financial analysis function
Minimum of 3 years product experience with equity derivatives or fixed income derivatives
Minimum of Bachelor's degree required and a professional qualification, e.g. CPA, preferred
Knowledge of various applications used by the Equity Derivatives department would be an advantage such as EQRMS, OASYS

Finance Resume Examples & Samples

All financial reporting, planning, forecasting/outlooks, monthly close analytics for Investor Services Ops organization
Closely partner with business on all financial and headcount related activities
Analyze all financials for Ops senior management review and within Finance – monthly close process, outlooks, forecasts, quarterly estimates, client allocations
Develop solid working relationships within Operations business and CAO; daily interaction and deep knowledge of the financials is expected
Minimum 7 years of experience with significant time spent in Financial Planning and Analysis or Strategy role at a business unit or corporate level within a global financial services organization
Bachelor's degree required in Finance, Accounting or related degree; master's preferred
Exceptional analytical and problem-solving skills with proven track record of managing and converting large data sets into business decision making tools
Collaborative team player
Ability to establish strong internal relationships across businesses and functions and to work in partnership with multiple parties to achieve shared goals
Excellent written, verbal communication and interpersonal skills; ability to influence results

Finance Resume Examples & Samples

2) Build out reconciliation process for credit exposure within the CVA systems to the credit exposure reported in the Y9C regulatory report
Bachelor's Degree in Finance, Accounting or MIS preferred
Advanced degrees and/or CPA a plus
5 years professional experience required
Controllers or Projects experience a strong plus
Very strong interpersonal, communication (verbal, written and presentation), and analytical skills required
Experience managing virtual teams
Problem-solver who can develop and communicate creative, strategic solutions to challenging issues
Expertise in MSExcel required
Expertise in Hyperion/SQL reporting a strong plus

Finance Resume Examples & Samples

Interacts directly with New York Finance teams and business clients
Performs client level analysis
Supports balance sheet modeling analytics (Ruby) and LCR initiatives
Assists in projects to enhance NIM analysis
Supports Liquidity Management Finance team
Respond to ad-hoc requests for information on TTS
Assisting in the preparation and analysis of materials for business reviews for the TTS CFO
Work with the teams in Mumbai to standardize and coordinate a standard reporting framework
Operates as back up for Mumbai FP&A activities where time zone critical
Excellent academic background with a minimum of a bachelor’s in a Finance, Economics or Accounting related field; advanced degree a plus
Demonstrated ability to learn and a desire to develop and improve by challenging the status quo
Demonstrate considerable energy, focus, drive and a sense of urgency
Strong Excel and PowerPoint knowledge required
Position located in Buffalo NY

Finance Resume Examples & Samples

Provide ICG senior management with analysis and insight into ICG’s financial results to help facilitate decision making and to drive performance across the ICG products, on both an internal management basis and an external reporting basis, by working closely with the ICG product and regional P&A teams
Coordinate quarterly Flash Calls with ICG senior management to review business performance and trends, in support of earnings disclosure process
Review of quarterly earnings press release and supplement disclosures for ICG, working jointly with investor relations and businesses
Produce ICG financials and product profitability metrics, with special focus on capital returns and efficiency ratios
Manage the weekly and corporate revenue / expense outlook process for ICG
Participation in special projects and ad hoc analyses to address current issues impacting the company, including issue investigation and pro-forma financial analysis of potential business and finance actions
Support of ICG-related communications and business reviews with Citi CEO/CFO, Citi's Board of Directors, regulators and rating agencies
5 years of experience required in a related financial analysis and planning role supporting a high demand business unit
Ability to synthesize data and issues effectively for senior management, as well as the ability to involve other individuals and organizations when relevant; must have experience developing important presentation materials
Strong financial acumen and analytical skills
Project management skills, ability to coordinate complex initiatives
Multi-tasking skills with ability to prioritize efforts, perform well under pressure and meet strict deadlines

Finance Resume Examples & Samples

Coordination and analytics on expense budgeting and forecasting (CCAR) for ICG, including development of business targets, process management and results summarization
Monthly expense outlook by business and regions with detailed explanation of variances to prior outlooks
Expense deep dives / dashboards for non-compensation related items including, legal, T&E, marketing & advertising, consulting, etc
Headcount and related reporting detailing hires, leavers, etc
Ad-hoc analytical support for senior management, including issue investigation and pro-forma financial analysis of potential business and finance actions
Excellent Microsoft Excel and Powerpoint skills

Finance Resume Examples & Samples

The ideal candidate will have a BA/BS in Finance/Accounting/Information Systems or a related field, a minimum of 2-5 years of relevant experience, and a general knowledge of various financial products
An understanding of basic accounting principles is necessary
Good PC skills are absolutely required, due to heavy use of Microsoft products
The individual should have advanced skills with Excel, Access and Outlook
The candidate must be highly motivated and a self-starter
The individual must also possess excellent analytical, written, communication, organizational, and interpersonal skills
The candidate should be able to work effectively under pressure and posses the ability to communicate with all levels of the organization

Finance Resume Examples & Samples

Managing the preparation of presentations of NAM CEO to Citi CEO, Operating Committee and Board of Directors. Organizing and driving content of the quarterly review with Citi CEO, working closely with NAM COO
Provide the planning and analytics supporting the Citibank, N.A. management reporting process that supports CBNA Board reporting and Regulatory information
Lead the reporting of financials, through monthly and quarterly performance analyses. Responsible for promoting integrity of financials booked through clear “Rules of the Road” regarding Revenues and transparency around “Charge-outs”
Managing annual budget, quarterly outlooks, forecasts and the 3-year Strategic Plan/CCAR process (stress test scenarios)
Providing analysis of North America’s product and client profitability in comparison with other regions, in order to help identify emerging trends that will require greater management focus
Coordinating with Expense Management to improve budgeting, analysis and reporting of expenses specific to North America, as well as progress versus budget regarding North America’s re-engineering initiatives - including real estate and resource & location strategy
Delivering analytics related to client initiatives sponsored by NAM Citi CEO
Liaising with all Finance departments to provide coordinated insight into North America’s financials
Assisting and leading various process improvement opportunities, in partnership with the Corporate Financial Planning & Analysis team and the various Global Process Owners
Managing a team locally and remotely including Mumbai FP&A and Canada Financial Planning & Analysis head
A minimum of 15 years of relevant finance/business experience in financial services
Undergraduate degree in Finance, Economics, Accounting or related discipline required; MBA preferred
Excellent presentation skills; the ability to translate complex financial schedules into meaningful presentation is critical
Strong analytical skills including the ability to synthesize quantitative and qualitative data to draw conclusions and assist on decision making
Strong interpersonal skills. Must have a balance of assertiveness and discretion to be a credit and sought after partner with both business leaders and finance executives
Highly driven, self-starter, proactive, resourceful and independent

Finance Resume Examples & Samples

10 to 15 years of experience with North American natural gas, electricity and crude oil markets and products
Bachelor’s degree in any finance, economics or quantitative-related subject
Extensive experience across Product Control / Valuations / Risk
Excellent communication skills, both verbal and written
A proven track record of working in teams
A control focused mind-set with strong process improvement capabilities

Finance Resume Examples & Samples

Independently assessing and validating models and frameworks that are developed and used by CRMA to manage the Firm’s risk. These can include models for probability of default (PD), loss given default (LGD), potential exposure (PE), allowance for loan loss reserves, etc
Strong quantitative and analytical skills with a Bachelor or Master degree in a quantitative discipline (Statistics, Mathematics, Applied Mathematics, Quantitative Finance, Econometrics, Engineering, etc.)
Comfortable working with mathematical and statistical models
Comfortable with working in a fast-paced environment
Ability to work independently, but in close coordination with others as part of a team
Highly motivated with related academic background
Understanding of financial markets and products, experience in Basel regulatory capital calculation, and bank regulations are a plus

Finance Resume Examples & Samples

Daily/weekly monitoring and analysis of Market Risk Capital across several business units
Provide ongoing expert commentary on drivers of capital and changes to senior management and external parties
Perform ad-hoc analysis on the incremental capital impact of potential trades or capital analysis for hypothetical portfolios/scenarios
Become a subject matter expert on regulatory capital models/methodology and respective implications in order to be a resource for the firm's understanding of capital consumption
Maintain constant dialogue with other areas of MRMA including modeling and technology teams to understand changes and resolve issues
Build relationships with businesses and provide regular updates on market risk capital
Opportunities to learn -
Interaction with other groups -
Ability to work in close coordination with others as part of a team and interact directly with a wide group of professionals throughout the firm
Highly motivated, self-starter who takes initiative
Experience and understanding of markets and different asset classes
Degree in finance or related field
Familiarity with derivatives, which constitute the greatest concentration of market risk, and market risk measures (e.g. VaR)
Strong Excel skills and some programming experience

Finance Resume Examples & Samples

Working on the consolidation and analysis of the firm’s Pillar 3 public disclosures
Interpreting new disclosure requirements and working with various areas across the firm to build out new controls and processes to collect data required to support disclosures ensuring accurate and complete reporting of regulatory capital information
Investigating issues and exceptions with Regulatory Reporting, Risk, Product Control, Technology and other areas
Providing expertise and advice to businesses and other areas of the Federation on regulatory disclosure rules and changes, and perform industry analysis
Monitoring, summarizing and assessing the impact of new disclosure proposals for new international and US-specific regulatory capital rules and legislation
Communicating the impact of these developments to senior managers, businesses, regulatory and risk departments and other impacted areas
Participating in industry trade associations and working groups
Drafting response letters on proposed rule changes
Drafting internal policy memos articulating the Firm’s interpretation of the disclosure rules
Leading and participating in project work related to changes in regulatory rules, and helping support implementation of rule changes
Responding to ad-hoc requests from senior management, regulators, or other areas of the firm
The role requires close interaction with other areas of the firm including Corporate Treasury, Market, Credit and Operational Risk, Investor Relations, Government Affairs, Legal, Product Control, Technology, and other areas of Regulatory Reporting, as well as business areas
Additional responsibilities will include assisting with various projects within Regulatory Policy
Minimum of 4 years’ experience of financial regulation gained in industry, such as a large bank or broker-dealer, or with a supervisory body
Strong accounting, computing , word and excel skills
Effective communicator - both orally and in writing, to a broad range of people across the firm at various levels of seniority, and in industry groups
Ability to summarize and analyze technical regulatory papers, and identify relevant issues
Self-motivated, organized, proactive and willing to take on additional responsibilities, ability to run with issues, and get involved as necessary
Understanding of banking organizations, financial products; ability to analyze new trades and businesses with particular focus on regulatory capital implications

Finance Resume Examples & Samples

Oversee delivery of regular financial reporting including Monthly Business Reviews, budgeting and insight around performance
Where required, serve as primary contact point for Rates and Commodities business managers for Finance issues, to include any bespoke Finance / insight requests
Drive Finance initiated tasks, in partnership with business management
Contribute to improving Finance analyses and processes
Minimum of 2 years experience of financial planning and analysis within banking
Excellent academic background; minimum bachelor’s degree required in a related field, finance, accounting, economics, business
Experience of process re-engineering / automation
Ability to manage and prioritize own workload effectively and resolve conflicting priorities
Excellent communications skills (written / oral)
Strong IT skills – Excel, PowerPoint, Qlikview (a plus)
Tenacity and resilience

Finance Resume Examples & Samples

Assess the credit and financial strength of the firm's counterparties by performing fundamental credit analysis using both quantitative and qualitative factors
Determine credit appetite and assess risk factors across a portfolio of counterparties
Coordinate with Sales & Trading, Investment Banking/Financing group, Legal, Operations and Compliance departments to approve derivatives and loan business and ensure appropriate documentation, limits and risk mitigants to protect against a counterparty default and minimize potential losses
Perform sector analysis regularly in order to assess portfolio concentrations, sensitivities and trends
Monitor, manage and report exposures at a counterparty, product and portfolio level
Minimum of 5 years work experience in credit or financial analysis of financial institutions – banks, finance companies, and/or insurance. We are also willing to consider candidates with a financial background who have worked in the industry
Detailed knowledge of industry fundamentals, competitive landscape, regulatory framework and financial accounting for financial institutions. Familiarity with rating agency methodologies is desirable but not required
Strong analytical skills and ability to evaluate counterparty risk and financial condition
Demonstrated track record of independent decision making
Must be able to provide guidance to junior members of the team and be a team player
Flexible and self-motivated

Finance Resume Examples & Samples

Receive procurement request from business Departments Globally; review request for accuracy and ensure request is within budget guidelines
Create and route purchase order for approval using Oracle Procurement
Verifies receipt of items by comparing items received to items ordered; resolves shipments in error with suppliers
Responsible for all aspects of the invoice process life cycle; match invoices to purchase order, approve invoices for payment, reconcile reports for vendors, research discrepancies and issue payments, follow-up on outstanding purchase orders
Maintain all purchasing files and documents
Prepare and review Daily purchasing reports for both Technology Department and Auditors
Create and route expense profiles for vendors for approval
Update expense profiles as per accounts payable team
Serve as a facilitator with other departments and/or vendors to resolve complex problems
Provide effective and timely status updates to requestors
Verify accuracy, completeness and consistency of accounting information received
A Bachelor's degree in Accounting or Finance is preferred
Must be able to work well with internal and external partners
Self-motivator with ability to work with little supervision
Knowledge of Microsoft Office Applications
Knowledge of Oracle is preferred
Excellent follow-up, analytical, written and verbal communication skills

Finance Resume Examples & Samples

Monthly financial closing cycle activities required to finalize the Firm's books and records for Treasury activity
Variance review and analysis for all Corporate Treasury reporting activity
Coordinate and supervise efforts of various Shared Services teams in the completion of balance sheet control activities and various SEC and regulatory reporting
Other reporting and reconciliations in support of the Treasury business
5+ years of experience in financial services
Working knowledge of fixed income debt securities, equities and derivatives a plus

Finance Resume Examples & Samples

Play a central role in defining the strategic direction for Controller’s applications and workflows with primary focus on product control related functions
Manage project work throughout the system development lifecycle (planning, analysis, design, testing and deployment)
Liaise with and represent Controllers in order to initiate and modify systems to meet user requirements
Interface and coordinate with project team(s) to define objectives, develop approach, create detailed schedules, provide status updates and prepare deliverables for projects
Perform in-depth analysis of Controller’s business processes and system issues to define, propose and implement strategic technological and procedural workflow improvements
Partner with technology to ensure solutions meet all project specifications
Author project-related documentation, i.e. user and functional specifications, testing plans, Standard Operating Procedures, etc
Employ strong written and verbal communication skills to provide frequent project updates to project stakeholder/sponsors and users of all levels
Prior experience in financial services industry required
Experience with P/L & balance sheet review related processes is preferred
Demonstrated experience in successfully delivering business technology projects on time and on budget using defined project lifecycle and project management methodologies
Excellent interpersonal and communication skills both written and oral; confident in interaction with all levels of employees
Thrives in fast-paced, deadline driven environment as both an individual and team contributor
Ability to identify, address, and prioritize problems and issues throughout all phases of the project

Finance Resume Examples & Samples

Hands-on supervision and leadership of remote team performing daily Profit and Loss (P&L) analysis and reporting
Ensure effective validation and control, as well as timely and transparent communication of results with insightful commentary on drivers such as P&L attributions, market changes, new trading activity, and trading strategies consistent with permitted products listing
Work with Accounting Policy to determine appropriate accounting treatment for transactions
Respond to inquiries from local regulators and regional Finance peers as Credit subject matter expert
Candidate will possess a minimum of 6 years of related experience
Bachelor’s degree or international equivalent in Finance, Accounting or related field required; CPA not required but a plus
Strong understanding of accounting fundamentals and experience with derivative products
Self-starter with drive and ambition to succeed in a dynamic Business environment with minimal training

Finance Resume Examples & Samples

Masters Degree in Accounting
Experience in public accounting or real estate company preferred
Ability to use initiative and work efficiently with minimal supervision
Good PC skills, especially Excel

Finance Resume Examples & Samples

Be responsible for the content and quality of annual credit reviews of counterparties in this sector that are produced by more junior colleagues
Assign credit ratings to counterparties according to their business and financial profiles
Help determine the firm’s risk appetite for certain trading counterparties
Lead and/or participate in due diligence calls with clients
At least five years’ experience performing credit analysis of hedge funds, mutual funds, private equity funds, and/or other investment vehicles or structures
Familiarity with derivatives, loans and other products that give rise to credit risk to institutional counterparties
Past success in team environments
MBA or CFA preferred but not required

Finance Resume Examples & Samples

Responsible for assisting in the price verification of positions held in the portfolios – including, but not limited to interest rate swaps, variance swaps, inflation linked interest rate products, credit default swaps, total return swaps on emerging market debt, securities (equities, MBS, ABS, emerging market debt, corporate bonds, investment grade bonds, high yield bonds, government bonds, etc.)
Critical review of account performance with portfolio managers and senior management
Generation and reporting of performance returns against benchmarks and analysis of variances
Regular interaction with other departments: IT, operations, fund accounting, legal and compliance
Assist in the review and reconciliation of performance – specifically related to strategies which hold derivatives and cash instruments as mentioned above
Preparation of management reports and analysis to assist portfolio management and finance managers
Document and maintain policies and procedures for GIPS oversight and ensure robust controls around performance and composite management
Degree in Finance / Accounting preferred
CPA or CFA preferred (working towards)
Strong interpersonal (verbal and written communication) skills

Finance Resume Examples & Samples

Oversee a small team whose responsibilities include the daily preparation of regulatory reports related to Futures (Segregated and Secured) and Cleared OTC Derivatives, as well as assisting with the management of Excess Funds. The group is also responsible for coordinating periodic examinations by the CME and other regulators
Partner with the Business, Operations, Technology, Legal and Compliance on issues and projects related to Regulatory aspects of the Futures and Cleared OTC businesses. This includes
Transaction support
New business
New regulatory requirements, including ongoing rulemaking related to post credit crisis and post MF Global reforms
Maintain a rapport with industry peers and regulators. Represent Citi at industry forums
At least 7+ years significant experience with the regulatory requirements related to Futures and Cleared OTC
BA/BS in a financial discipline preferred
Self-driven interest in the industry; strong appetite to be aware of new developments and requirements
Project leadership and presence. Able to work well across functions and all levels of the organization
Technology oriented person who seeks efficient and automated solutions and not manual fixes

Finance Resume Examples & Samples

Responsible for global internal and external reporting and analysis of price verification results
Analyze period over period changes of price verification results and fair value adjustments
Source and write commentaries for senior management reports
Aintain effective controls over fair value reporting and ensure data integrity in the price verification reporting system
Liaise with product controllers and senior management globally
Proficient in Microsoft Excel and have a good understanding of general database querying tools
1 to 2 years of experience in financial accounting or analysis role
A good understanding of accounting for fair valued instruments as well as a basic understanding of financial products and technical valuation techniques

Finance Resume Examples & Samples

Prepare and analyze daily profit and loss statements for the Municipals business, specifically focused on interest rate swaps, Credit Default Swaps, Municipal Bonds and Foreign Exchange products
Understand the profit and loss attributions of the portfolio and communicate daily results to the trading desk and senior management
Perform front to back office system reconciliations and follow up on breaks such as identifying the cause for the breaks, coordinating with trading assistants to correct booking errors and developing controls to prevent breaks from recurring
Reconcile the monthly trading profit and loss to the general ledger and management systems
Perform month end price verification for products within Municipals
Calculate reserves and pricing adjustments
SOX 404 and related Risk and Control Self-Assessment responsibility for the respective areas under responsibility
Other reporting functions including balance sheet reporting, intercompany reconciliation and quarterly regulatory reporting
Redesigning and streamlining daily and monthly processes
Derivative product knowledge or financial control experience a big plus
Strong understanding of accounting fundamentals required
Able to manage multiple tasks in fast-paced environment while meeting deadlines required
Strong MS Excel skills required, other financial systems experience a plus
Must be flexible and team player with strong motivation and work ethic

Finance Resume Examples & Samples

Primary responsibility is the daily production and analysis of profit & loss and balance sheet reports for the trading desk
Assist in month end closing process including General Ledger entries, balance sheet substantiation, P&L reporting, and inventory price verification
Develop a strong understanding of the mortgage product structures and cash flows
Understand the end to end trade processing flow which is needed to jointly work with Middle Office, Operations, and Technology in resolving trade and operational problems that impact the PL and balance sheet
Assist with control testing for Management Control Assessments (MCA) process
Identify and assist with testing of re-engineering opportunities to enhance processes and controls and achieve Best in Class practices
Identification and analysis of key Balance Sheet / P&L variance drivers vs. prior periods
Bachelor’s degree required. Finance or Accounting degree preferred
Prior experience in Finance and/or Accounting a plus
Strong MS Office Excel skills a must. Access, PowerPoint or other financial systems knowledge is a plus
Must manage multiple tasks in a fast paced environment while meeting deadlines

Finance Resume Examples & Samples

Daily review and resolution of sub-ledger to ledger breaks and suspense balances
Review adjustment requests from Product Control and Operations to ensure appropriateness; post journal entries to both sub-ledger and ledger
Support initiatives as it relates to system mapping
Assist in daily e-mail correspondence addressing various requests from internal customers
Review of OAFIN Technology’s data or user enrichments to understand changes in the environment
Monthly responsibilities may include balance sheet substantiation and variance explanations,
Quarterly responsibilities may include various regulatory reporting and analysis
Develop a good understanding of derivative cash collateral and US GAAP pertaining to derivative netting (FIN 39)

Finance Resume Examples & Samples

Perform Contract to Ledger Reconciliations for loan product processor (Flexcube) and have ownership for signing off on account balances. Research any reconciling items and drive resolution for items as identified
Assist with month-end closing process for loans product processor, including assisting other controllers with functionality and “best practices”
Assist other Finance areas with questions on fact patterns relating to Loan accounting
Coordinate and provide data to be used to fulfill SEC and Federal Regulatory Reporting requirements around commercial loans
Assist with control testing for Management Control Assessment review and documentation required for Loans Utility team
Identify, implement and test re-engineering / automation efforts to continually enhance processes and controls
Finance or Accounting degree required
Prior experience in Finance and/or Accounting required
Excellent interpersonal and communication skills, both verbal and written required; Strong MS Office Excel skills a must, Access, PowerPoint and other financial systems are pluses
Must have general knowledge in accounting fundamentals. Loan accounting experience is preferable

Finance Resume Examples & Samples

Assist in month end closing process including General Ledger entries, balance sheet substantiation and P&L reporting
The review and validation of often complex lending transactions (Revolvers, Bridge Facilities, Term Loans) to quantify the economics CMO has earned by arranging the transaction on behalf of a borrower
Develop a deep understanding of FAS91 syndication accounting rules
Engage with Risk & Valuations control on monthly pricing metrics around the loan portfolio
Bachelor's degree required Finance or Accounting degree preferred

Finance Resume Examples & Samples

Daily P&L Calculation and Commentary,Trader Estimate Reconciliation
Analysis of P&L attribution
Price Verification of inventory valuations
Front Office to Back Office reconciliations
Market Value Adjustment processing
BS Reporting
Monthly P&L reconciliation to general ledger
Ad hoc reporting projects
Input to ongoing business initiatives
The ideal candidate will have a BA/BS in Accounting
2-4 years related experience
Advanced Excel skills are a must. The use of pivots and spreadsheet tools is a major factor in the success of the candidate
Candidate needs the confidence and communication skills to offer suggestions for change and see them through

Finance Resume Examples & Samples

Articulation of ICG financial results across full P&L, balance sheet, and staff, in support of earnings disclosure process
Coordination and analytics on budgeting and forecasting (CCAR) for ICG, including development of business targets, process management and results summarization
Ongoing refinement of business performance measurement framework, enforcement of "rules of the road" for financial attribution, tracking via management reporting processes
Coordination across business teams within ICG (spanning product, region, and client), Corporate, Tax, Treasury
Key point person for ICG related items in the 10Q / 10K. Responsible for co-writing the ICG Management Discussion and Analysis

Finance Resume Examples & Samples

Highly motivated and adaptable: ability to respond creatively and quickly in a fast-paced, high-pressure, changing environment
Strong analytical and organizational skills: able to manage multiple tasks and competing workstreams
Demonstrated technical proficiency: experience building and working with excel-based models, as well as analyzing and summarizing results to produce succinct high-impact presentations
Excellent communication skills: ability to speak with internal and external parties, such as IBD teams, syndication banks and GS clients
Keen interest in the financial markets and, particularly, debt capital markets / Leverage Finance markets (knowledge of the bank loan product a plus)
Minimum of 3 – 5 years of financial services experience

Finance Resume Examples & Samples

This individual will manage a team responsible for the oversight of legal entity corporate governance, beyond Citigroup and Citibank NA, and the creation of oversight for Corporate Governance
With guidance on legal matters from the Legal Department, maintain the legal entity management policy, implementing and documenting firm wide governance standards, the communication to and training of employees on their responsibilities under legal entity management policy
Become the “subject matter expert” in relation to the Policy and the “go to” individual for clarification and updates
Enhance the current policy, practices and standards for corporate governance. This will also involve developing, implementing and documenting standard processes for ensuring compliance with the policy, including an attestation process
Maintain the governance processes related to legal entities (including SPEs and minority investments) for Board of Directors and Officers – ensure that officers and board of director’s data exists and is accurate in the system and work with the Legal Entity Governance unit and Legal Entity Lawyers (“LELs”) to update as necessary
Assume ownership of the GEMS system as well as the new Citi Legal Entity Management System, known as CLEMS. Assist in developing workflow, processes and policy around the legal entity management structure and developing standards for data requirements and capture by ensuring that legal entity governance standards are well defined and built into the system workflow solution
Work in concert with International Franchise Management to ensure that consistent practices are developed and implemented globally for the oversight of legal entities by our regional CEOs and Citi Country Officers. International Franchise Management ensures that there is a core set of processes, procedures, and guidelines to govern the international franchise. The individual will take the lead in working with International Franchise Management, and with the guidance of the Legal Department as necessary, to enhance our Policies and Standards for aligning oversight of legal entities with support staff in the country of incorporation and development and implementation of “rules of engagement” for entities that are managed by businesses outside the country of incorporation
An undergraduate degree is essential. A MBA or JD is preferred
Previous experience in Legal Entity Governance / Corporate Secretarial function is preferred
Strong management and leadership skills
The willingness to “take ownership over their responsibilities”
Detail oriented but can provide vision and direction for the “big picture”
Willingness / desire to use their intellectual curiosity
Approach business problems and day to day tasks with a can do attitude
Knowledge of Legal Entity Management Systems (i.e. GEMS) is preferred
Utilize Word, Excel and PowerPoint to track progress and communicate

Finance Resume Examples & Samples

This individual will supervise a team responsible for the oversight of legal entity corporate governance, beyond Citigroup and Citibank NA, and the creation of oversight for Corporate Governance
Become a “subject matter expert” in relation to the Policy and the “go to” individual for clarification and updates
Maintain and enhance the Legal Entity Management website

100

Finance Resume Examples & Samples

Prepare and analyze daily profit and loss reporting for the G10 Rates desk including the Exotics portfolios, covering a variety of products, specifically focused on interest rate swaps, options and other exotic derivative products
Perform daily and month-end sub-ledger / ledger validation
Balance sheet and regulatory reporting, month end closing process and quarterly / annual disclosure reporting
Profit attribution analysis (PAA) of the portfolio and communicate daily results to the trading desk and senior management
Partner with Valuation Control & Analytics (VC&A) Team in the review of inventory valuation testing and results
Oversight of daily risk / position validation and provide associated commentaries
Daily interaction with the trading desks, portfolio managers, middle office, risk management, business unit management teams and operations will be necessary to resolve issues including but not limited to front to back reconciliations
Assist managers with internal and external audit reviews
Minimum 2 years related business experience required; experience supporting fixed income derivatives / trading desks also preferred
Must have strong knowledge in Accounting fundamentals; financial modeling, portfolio management and understanding of cash flows and asset valuation preferred

101

Finance Resume Examples & Samples

Assist in the preparation of daily, weekly, and monthly risk and regulatory capital records
Analyze, monitor and report the firm’s credit exposures across lending, derivative and funding products
Identify, monitor and resolve credit limit exceptions
Assist in qualitative credit analysis including loan and derivative covenant review
Document process flows and for the functions performed and share this knowledge with other new analysts
Take initiative to identify opportunities for process improvements and develop methods to reduce risks, increase controls, and increase customer satisfaction
Work independently in order to research and troubleshoot problems
Accountable for the accuracy and quality of work and appropriately escalating any unresolved issues to management
Develop an understanding of the financial services industry and the Firm’s business activities

102

Finance Resume Examples & Samples

Risk and Control Oversight – managing a team of professionals responsible for the oversight and reporting of key risk functions and related control processes/structure supporting the North America Controllers organization
Management Reporting – Manage and enhance key metrics to monitor effectiveness of control programs for supported functions/business units. Report outstanding corrective action plans and keep senior management informed of current status
Assist with internal and external reviews; engage with business teams and Internal Audit to follow-up on issues and corrective action plans
Control Program Coordination – Understand the key business processes and aid in identifying gaps, inconsistencies, and overlaps, necessary and unnecessary duplication and facilitate resolutions. Facilitate a dialogue among the various levels of control across the business. This also includes the MCA program including coordination with individual sub-entities supporting NA Controllers Risk Assessment processes and monitoring
Special Projects – Assist with implementation of new control initiatives, documenting processes and key controls; and ensure processes are adequately controlled
Participate in process improvement efforts to coordinate and streamline control activities across business and functional lines
Interface with other team leads in functional areas of responsibilities and support coordination and reporting of SOA, BRCC, and Citi Expense Management Policy attestations for internal clients
Work with a team of professionals who have daily interactions with the various North American businesses within Citi Holdings, NA Consumer, Citibank NA and North American Controllers
Ensure seamless communication with the Business, Finance Officers, and Line Managers
Be responsible for ensuring a comprehensive approach to all control programs and develop a sound and robust control environment
Ensure key controls are in place across all aspects of the function to ensure the integrity of financial and regulatory reporting, including management of the Internal Controls over Financial Reporting (ICOFR) and Regulatory Reporting (ICORR) processes
Sponsorship of continuous process improvement efforts; will need to provide insight and innovative thinking to re-engineer processes and systems
Assist with obtaining confirmation from the Primary Controller group that they have a detailed understanding of the business
Products and Services
Infrastructure
Business Process Flows
Controllership Activities
Management Structure
Manage staff and assist with development of individual performance standards and to develop career opportunities
5+ plus years Risk and Controls experience requested, CPA designation a plus
3+ years experience with regional or national audit firm preferred
Experienced working independently within a large, fast paced, dynamic environment
Exceptional interpersonal communication skills (both written and verbal)
Proficiency in Microsoft Office applications including Excel, Word & PowerPoint
Previous people management experience preferred

103

Finance Resume Examples & Samples

Prepare and analyze daily profit and loss reporting for Low Income Housing Tax Credits, New Market Tax Credits and Private Equity Investments
Balance sheet and regulatory reporting, month end closing process and quarterly disclosure reporting
Interaction with the CCC Transaction Management Group, Risk Management, Asset Management, Tax, and Operations will be necessary to resolve issues including but not limited to front to back reconciliations
Assisting in preparing the financial statements for NMTC subsidiaries under GAAP
Ad hoc projects including system development and providing analytics/metrics for the management team
Redesigning and streamlining daily and monthly processes to create efficiencies
Bachelor’s degree in Accounting or Finance required, CPA preferred
Minimum 3-5 years’ experience in Finance and/or Accounting
Must have strong knowledge of Accounting fundamentals
Strong MS Office Excel skills a must, PowerPoint and other financial systems a plus
Excellent communication skills both verbal and written required
Must manage mutli-tasks in fast paced environment while meeting deadlines and working under pressure

104

Finance Resume Examples & Samples

Safeguard the assets and reputation of the firm by controlling and supporting the trading divisions, as well as ensuring that they are in compliance with the firm’s policies and with the rules/regulations that govern global financial markets
Qualified CA or MBA/B.Com with experience on NAV sign-off and /or review of financial statements
Min one year work experience
Basic knowledge of financial statements preparation & review; Indian GAAP knowledge and experience in co-ordinating with Big 4 accounting firms during audit cycle is desirable
Self starter, inquisitive, enthusiastic with a strong analytical mind-set

105

Finance Resume Examples & Samples

Prepare monthly journal entries, coordinate with operations to ensure accurate posting
Review intercompany balances, provide variance analysis and investigate significant exceptions
Basel reporting process
MCA related deleivarable - assist in coordinating end-to-end process flow documentation, and reviewing these on a regular basis
Month-end close process
BA/BS in Accounting/Finance or a related field, a minimum of 3-5 years of relevant experience, and a general knowledge of various financial products. Must be able to work with various general ledgers, and be proactive in spotting and analyzing variances
Strong Microsoft skills – excel formulas (lookups, pivots) etc

106

Finance Resume Examples & Samples

Oversee and enhance P&L reporting processes for the Commodities product classes, including Power & Gas
New Deal / Inception P&L analysis, Profit Attribution Analysis (PAA) Enhancements for all P&L products to assist in the PAA process
Redesign and streamline daily and monthly processes to create efficiencies
Responsible for controls surrounding front to back reconciliations (i.e. product processors, sub-ledgers, and general ledgers)
SOX and related Risk and Control Self-Assessment responsibility for the respective area(s) under responsibility
Oversee and enhance reporting functions including balance sheet reporting, intercompany reconciliation and regulatory reporting
Work closely with the business and other infrastructure areas, including but not limited to Front Office, Middle Office, Risk Management, business unit management teams, Compliance, Operations and IT
BA/BS degree in Finance, Math, Economics, Accounting required
Advanced degree in finance, accounting or CFA/CPA credential preferred
Commodities product knowledge and financial control experience required
Minimum of 5 years Derivatives Product Control Experience preferred, with 2-3 years min in Commodities Product Control a must
Ability to manage, develop and retain high performing individuals
Experience in Technology or Project design and implementation a plus

107

Finance Resume Examples & Samples

Reporting and analysis on firmwide P&L (profit and loss) results for internal and external reporting purposes, including
Degree in Accounting (preferred), Finance or other business discipline a must
Public Accounting experience required (Big 4 experience preferred)
Financial Services industry experience is preferable
Proficiency in Microsoft Office with advanced knowledge of Excel and Word is required. Oracle Essbase and Peoplesoft skills are a plus
Excellent writing skills, particularly with spelling, grammar, structure and vocabulary, are a must. An understanding of financial product terminology is preferable
Excellent organizational skills (e.g., being able to manage several successive drafts of documents, time management and efficiency)
Strong analytical skills (i.e. being able to identify and research issues)

108

Finance Resume Examples & Samples

Responsible for managing a small team including providing feedback and performance appraisals, scheduling, training, and staffing issue resolution
Responsibilities will include workflow coordination, compliance, control, audit functions, transaction authorization, signoff and project support
Identify opportunity and implement process improvements, service enhancements, or technology enhancements
Balance sheet/legal entity oversight for various business units associated with Citi Transaction Services
Oversight of Regulatory Reporting (Basel/Qmemo), Intercompany Reporting, Balance sheet reviews, and other ad-hoc reporting
Ensure compliance with Citi Finance, regulatory, and other relevant policies
Participation in internal and external audits
Bachelors degree required, preferrably in an accounting or finance discipline
Candidate must be a self-starter who possesses 5+ years work experience in financial services or accounting related industry with emphasis on people management, accounting/reconciliation, and controls
Possess excellent interpersonal, business writing, and verbal/presentation skills including good communication skills with the ability to be assertive
A quick learner, comfortable with and able to manage complex systems and environments
Demonstrated analytical and problem solving skills- proven solution driven approach to problem solving
Strong aptitude with understanding regulatory reporting requirements (i.e. 10K, 10Q, FRY-9C)
Must have strong PC skills including MS Windows, Excel, and Word

109

Finance Resume Examples & Samples

7+ years relevant experience either in the finance industry or in a similar capacity for another financial services company
Financial modeling experience and knowledge of CCAR and Basel 3 RWA a plus
Strong Excel and PowerPoint skills required as well as financial systems, including a strong understanding of PEARL and Essbase
Strong communication skills (oral and written)
Willingness to work / thrive in a pressured environment with tight deadlines
Independent thinker with a strong desire to learn about the business
Bachelor’s degree required, Finance or Accounting degree preferred
Ability to independently manage own work across initiatives, exhibiting a high degree of flexibility
Consistently produce high quality work, fine-tuned to the audience

110

Finance Resume Examples & Samples

Preparation of Subchapter M and Excise tax provision workpapers
Preparation of estimated and year end income and capital gain distributions
Preparation of tax compliance including Section 851 and 817(h) diversification testing for GSAM proprietary and sub-advised mutual funds
Review of federal, state, local, and excise tax returns
Utilize internal and external accounting systems to assist in the preparation of various tax compliance tasks
Interact with other areas within GSAM including Fund Treasury, Legal, Transfer Agent, Portfolio Management, etc
1-6 years industry experience (Big 4 a plus)
Knowledge of Subchapter M and Excise tax rules required for associate position, and a plus for analyst position
Knowledge of financial product taxation issues (e.g., taxation of derivatives, PFICs, REITs, etc.) a plus
Willingness and ability to work overtime
Detail-oriented, committed, conscientious, ability to multi-task
Strong computer skills, particularly excel

111

Finance Resume Examples & Samples

Review of partnership and corporate federal, state, local, and foreign tax returns and certain informational filings
Review of tax estimates and K-1s provided to investors
Track tax documentation and status of investments
Respond to GSAM investor inquiries
Assist with US and foreign tax accruals and payments
Interact regularly and effectively with the remainder of the Tax team in Jersey City
Understand the functional purpose of each responsibility
Bachelor’s degree required, CPA or Masters degree in tax preferred
At least 3 years of professional tax experience
Experience with hedge funds and/or private equity funds preferred
Experience with Forms 1065 and related Schedule K-1, 1120, 1120F, 1042, W8 and W9 and familiar with partnership and corporate State Tax Forms
Experience with financial product taxation issues preferred, but not required (e.g., taxation of futures, forwards, swaps, aggregate tax allocations, etc.)
Willingness and ability to work overtime during late winter/early spring and mid-late summer
Detail-oriented, committed, conscientious of deadlines
Self-starter, able to manage time and handle complex workload
High degree of literacy in Microsoft (especially Excel) and other applications

112

Finance Resume Examples & Samples

Tax compliance preparation and review for RMD managed investments and Firm’s direct investments
Partnership, corporate, state and local and REIT research and compliance
Liaise with accounting personnel to resolve issues and manage the tax information gathering process
Assist GS NY tax department with special requests
Correspond with state and federal taxing jurisdictions to resolve assessments/issues
Bachelors Degree in Accounting
CPA/CPA Candidate/Masters in Taxation
Two to four years’ experience in Public Accounting
Corporate/REIT experience
State/local tax experience
International tax experience

113

Finance Resume Examples & Samples

Perform daily Profit and Loss (P&L) analysis and reporting, and collaboration with remote team in Buffalo
Reconciliation of month-end close to ensure legal entity and region results are consistent between management P&L and general ledger, and balance sheet accounts are properly substantiated
Actively participate in new product approvals and/or structured transaction reviews
Candidate will possess 2-5 years of related experience
Excellent interpersonal communication skills, both written and verbal, with ability to deal with a range of senior/junior colleagues across a number of disciplines

114

Finance Resume Examples & Samples

Experience or knowledge in credit analysis, ratings analysis, corporate finance and/or research
Experience with internal audit or credit/loan risk review process preferred
Knowledge of bank regulations as it relates to risk management
Functional background or relevant experience in finance and accounting
Knowledge of lending products, as well as capital markets/traded products
Understanding of credit/loan documentation
Ability to work independently within a team structure

115

Finance Resume Examples & Samples

Partnering with other Global Process Owners and Finance functions/teams to provide reporting and process guidance
Developing and sponsoring continuous process improvement efforts
Transforming disparate country/regional processes into a streamlined, standardized and best-in-class global process, while understanding the requisite level of detail required to drive successful implementations
Driving performance management through the identification of opportunities that result in significant and sustainable cost reduction through improved efficiencies and effectiveness of global processes
Assisting in the development of success criteria, best practices, metrics and benchmarks, to include monitoring and managing adherence to SLAs, KPIs and targets
Developing detailed project and operational plans for the standardization of data and content across systems and data sources, to include supporting implementation and execution monitoring
Supporting strategic resource / placement efforts to alignment resources to an appropriate mix of high/medium/low cost locations
Developing and implementing standardized and efficient end-to-end reporting processes for activities associated with US and International financial and regulatory reporting
Partnering with technology leaders to prioritize and align technology roadmaps (e.g., Full Suite) to process improvement plans
Experience in Citi’s Finance organization and processes that span geographic, functional and business perspectives
A proven track record of collaborating and building relationships and influencing across the organization
A background in multi-GAAP accounting, regulatory/statutory reporting, financial closing and consolidation processes and project management is strongly desired
Personally demonstrates the desire for continuous learning and creates environments where employees are provided development opportunities
Ability to understand the strategic direction and translate to the delivering of successful results in a complex and cross-functional organization
Outstanding communication, interpersonal and influencing skills coupled with an ability to build a broad base of support among key decision makers at all levels of the organization
Ability to manage multiple deliverables, excellent time management and prioritization skills
Ability to identify and drive change by thinking out of the box
A proven track record of process transformations, including technology integration would be beneficial
Note: Alternative geographies other than those listed will be considered

116

Finance Resume Examples & Samples

Oversee, guide, and approve analytical reviews of sovereign, quasi-sovereign and supranational counterparties based on quantitative and qualitative information
Monitor the evolution of country risks by keeping abreast of economic, social, political, legal and financial events
Oversee and own responsibility for the collection, analysis and maintenance of quantitative and qualitative data and information related to sovereign and country risks
Contribute to periodic or ad hoc topical analyses of individual countries or regions
At least five years’ experience in Sovereign country risk analysis and academic qualification in Economics, Public Policy or International Affairs is required
Knowledge of / experience in counterparty credit risk analysis outside of Sovereigns is a plus but not required
Past success in team environments and ability to work effectively with colleagues in other regional offices

117

Finance Resume Examples & Samples

5 plus years big 4 accounting firm financial services experience, accounting policy or other technical accounting experience at a financial institution with CPA credentials
Knowledge of accounting and financial instruments under US GAAP and knowledge of financial markets is required
The individual must possess excellent interpersonal and client service skills as well as have the ability to work very closely and confidently with many different levels of management on the business side
Strong negotiation, research, analytical, organization and drafting skills are also necessary
The successful candidate must have the ability to multi-task while working on long-term projects
The candidate should be a fast thinker/quick learner and possess the ability to work effectively under pressure in a rapidly changing environment in order to meet deadlines
Ability to work autonomously as an effective member of a dynamic team

118

Finance Resume Examples & Samples

Support books and records for consolidated investment entities
Support disclosures within financial statements
Month-end postings and reconciliations to the general ledger
CPA, or CFA preferred, preferred but not required
Strong quantitative, analytical and organizational skills
Public, and or Private experienced preferred
Proactive; the ability to respond creatively and quickly in a fast-paced, high-pressure, changing environment

119

Finance Resume Examples & Samples

Support governance and management of intercompany transfer pricing processes for GF and O&T
Legal Entity financial management and resolution planning support
Facilitate Intercompany financials books close
Work with resolution planning teams to support their data requirements for Intercompany chargeouts data requirements
Support in implementation / streamlining of Intercompany chargeback accounting processes
Other as required

120

Finance Resume Examples & Samples

Perform Profit and Loss Analysis for Equity Derivative trading desks; products include: Equity options, barriers, variance swaps, equity linked notes, Margin Loans, Cliquets, basket options, Convertible Bonds, Stocks
Utilize the front offices Profit Attribution Analysis (PAA) to help explain the daily P/L movements for the day write commentary and ensure daily trading movements are correct
Analyze new deals and advise on valuation and booking methodology
Ad hoc projects including system development, CCAR reconciliation improvements, and support of Front office requests
Regular interaction with managers throughout the organization, including but not limited to Directors and/or Managing Directors of Finance, trading desks, Middle office, risk management, business unit management teams and operations is required
Minimum of 3 - 4 years related experience required, experience supporting Equity trading desk preferred
Knowledge of the "greeks" is preferred"

121

Finance Resume Examples & Samples

Support the management of the firm’s professional liability insurance programs corporately and across various businesses including but not limited to the Investment Management Division and the Merchant Banking Division
Conduct & support operational risk/insurance due diligence of corporate acquisitions and divestitures
Supporting the firm’s businesses to evaluate and mitigate operational risks
Support the operation and management of the firm’s captive insurance company
Support the firm’s businesses with negotiating various client RFP’s and IMA’s as well as vendor service agreements
Support more senior department members on department initiatives/projects and other various ad hoc requests
~5 years of experience with D&O, E&O, Cyber, EPL and fidelity bond insurance products either as an insurance broker, underwriter or risk manager
Financial institution / asset management firm knowledge/experience preferable
Ability to identify/synthesize key operational risk issues
Ability & desire to learn new insurance products when/as necessary
Excellent communication & presentation skills
Ability to deliver high quality work product under tight deadlines

122

Finance Resume Examples & Samples

Management oversight of the monthly close process
Balance Sheet review / monitoring and analysis
Automating processes and re-engineering with the goal of increased: Efficiency, Controls and Transparency
Managing systems and process implementations / transitions
Assist in the O&T Chargeback Process and Transfer Pricing Activities
Development of key metrics and presentations to Senior Management
8+ Years of Accounting and Finance experience with solid understanding of financial accounting processes
Excellent analytical skills; ability to analyze processes and controls, ability to communicate clearly and articulately
Proficient in working with teams within Finance and the businesses supported implementing and driving change / processes
Comfortable leading conference calls with as few as 5 and as many as 40 attendees
Strong relationship, team and partnership building skills
Ability to drive results, take ownership of projects and be personally accountable for outcomes
Demonstrated experience managing multiple projects, prioritizing, and delivering results
Proficient in M.S. Excel, PowerPoint, and Word
CPA or MBA a plus

123

Finance Resume Examples & Samples

Analyze daily profit and loss reporting for the G10 Rates desk including, but not limited to the Exotics portfolios, covering a variety of products, specifically focused on interest rate swaps, options and other exotic derivative products
Profit attribution analysis (PAA) of the portfolio and communicate daily and monthly results to the trading desk and senior management
Work directly with internal and external audit reviews
Minimum 7 years related business experience required; experience supporting fixed income derivatives / trading desks also preferred
Must have strong knowledge in accounting fundamentals; financial modeling, portfolio management and understanding of cash flows and asset valuation preferred

124

Finance Resume Examples & Samples

Work with various teams to gather information required to complete various regulatory reports (CCAR, DFAST, Basel I/III, etc.)
Prepare various regulatory reports (CCAR, DFAST, Basel I/III, etc.)
Review monthly tax accrual calculations for certain entities
Review the firm’s quarterly tax templates and related tax schedules including the maintenance of the consolidated tax balance sheet and effective rate analysis on a firmwide basis
Liaise with LECs and Tax Compliance teams on a regular basis on current tax issues
Review the application of firmwide accounting policy, as it pertains to tax accounts, as well as help develop new policy as required
Perform/review monthly, quarterly and ad-hoc projects and reports, which include withholding tax, balance sheet and equity analyses and provide information to, among others, the Tax, Treasury and Regulatory Reporting departments
0-5+ years relevant work experience. Experience with regulatory calculations preferred
Excellent teamwork, interpersonal and communication skills

125

Finance Resume Examples & Samples

Work closely with Treasury Business Heads and GPO team to review expenses and monitor and track re-engineering goals
Management reporting and analytics, schedules and presentations
Contribute to the identification of significant risks impacting business objectives and the control environment
Assist in the development, tracking and analysis of the annual Global Treasury Expense Plan
Tracking and reporting of Mandatory Absence and Personal Trading Policy
Interaction with Senior Management across all groups
Work with Treasury’s Global partners to report and monitor monthly expenses, trends and variances to plan and identify and escalate issues to Senior Management
Analytics and tracking of overall Treasury technology spend, related capitalization / amortization and - Book of Work analysis. Work closely with Treasury Technology teams to review and report trends and variance to the Treasury Expense Annual Plan
Assist in the input, tracking and analysis of the annual Global Treasury Expense Plan
Prepare weekly Global Treasury Headcount and Direct Expense analysis
Tracking and maintenance of managed segment hierarchy and control of GOC structure
General Ledger account analysis, accruals and prepaid expense amortization
Preparation and presentation of the Treasury Operating Expense Governance Analysis
Accounting experience, with knowledge of Internal Controls and Process Management
Excellent communication skills and hands-on experience creating ad hoc presentations as well as monthly analysis packages
Candidate should be a self-starter and possess the ability to identify, escalate and resolve issues as they arise
Strong organizational, interpersonal, communication and leadership skills
5-8 years’ experience in financial services industry
High level of personal integrity and a team player

126

Finance Resume Examples & Samples

Perform daily, weekly, monthly, and quarterly profit and loss analyses for the trading business
Become proficient in capital requirements impactful to the trading business
Produce financial statements and/or relevant disclosures for the trading business
CPA, or CFA preferred but not required

127

Finance Resume Examples & Samples

Attend certain deal preview meetings (weekly)
Work with Bankers prior to Capital Committee memo submission to enhance accuracy/quality control, particularly leveraged lending sections (weekly)
Followup post memo submission to Committee, to review leveraged lending sections to ensure highest quality final memos for files (weekly)
Work w/coordinators to ensure “pipeline” of deals flagged/agenda requests done
Work with Banking teams to help encourage timely memo submission (weekly)
Assist in preparation of draft notes which summarize Committee transactions (weekly)
Preview certain offline streamlined relationship loan memos and make comments and corrections
Pre-signature; review deal terms tracking in system and updated Term Sheets to ensure consistency w/approval (weekly)
Pre-signature; having checked all requirements, approve for commitment signature (weekly)
Ensure transaction files are complete and ready to be reviewed by regulators (covering committee approval, signing and closing)
Ensure completion of GS Bank Compliance Checklists, as needed
Track Capital Committee followup completion
Followup on leveraged lending requests from regulators
Help with miscellaneous reports and presentations
Maintain underwriting standards database and manage presentations
Backup for senior underwriters when they are out of office
Excellent multi-tasking abilities required; an ability to implement solutions that appropriately balance business needs and a control perspective is critical
Strong interpersonal, communication and analytical skills
Detail oriented; Ability to review many 30+ page documents each week, identify errors and ensure correction
Ability to work flexible hours given deal timelines
Self-starter with the ability to work effectively with minimum supervision; a proactive team player with a strong sense of urgency and the ability to get along with others
Must work well under pressure and have a positive, hands-on, “can do” attitude

128

Finance Resume Examples & Samples

Heavy involvement with the US tax compliance and Global provision processes and applications (Corptax USC and ONESOURCE Tax Provision)
4+ years of experience in US corporate tax compliance (tax and/or technology)
Strong interest and aptitude for technology solutions, including automating data gathering, implementing and maintaining software, and database management
Self-motivated, with strong communication (oral and written) and interpersonal skills
Detail-oriented while maintaining a view of the big picture
Tax compliance and provision software (e.g., Corptax, ONESOURCE) experience a plus
Experience with US based reporting of foreign operations (Forms 5471, 8858, 8865, 926, 8621) a plus

129

Finance Resume Examples & Samples

Reporting of daily P&L, including preparation of actual vs estimate analysis
Performing monthly price verification for securities and derivatives, primarily in the Credit markets (e.g. bonds, loans, credit derivatives, total return swaps, equity swaps)
Preparing management reports and analysis to assist portfolio management and finance managers in handling and understanding the business
Preparing reconciliation of P&L and market value of investments versus the Fund Administrator
Signing off monthly NAV with the Fund Administrator
Providing information used in regulatory reporting
Ensuring and developing sound control procedures around P&L processes and reporting
Developing a broad understanding of the IMD business, information flows and accounting procedures and having a broad understanding of the Hedge Fund business
3+ years of experience in the Asset Management industry or Product Control
Degree in Accounting/Finance (CPA, CFA certification a plus)
Extensive Microsoft Office experience (Excel/PowerPoint/Access)
Strong interpersonal skills and ability to work in a team environment
Ability to multi-task with very good time management and execution skills
Self-motivated with strong initiative and ability to work with minimal supervision
Knowledge about Hedge Fund Master/Feeder Legal Entity structure

130

Finance Resume Examples & Samples

Perform initial and ongoing vendor risk assessments
Conduct initial and ongoing vendor due diligence
Assist with contract structuring and review
Perform oversight and participate in targeted audits to ensure vendor compliance with legal requirements, Bank policies and contractual provisions
Evaluate vendor performance, practices and control environment to minimize the Bank’s exposure to regulatory and reputational risk
Develop and ensure appropriate remediation strategies are undertaken for identified risks and performance deficiencies
Provide regular performance assessment reports to Bank management and related Committees
Keep up to date with relevant regulatory guidance, industry practices and Bank policies
Develop and maintain policies, procedures and best practices for management of vendor performance and associated risk
Minimum of 5 years’ experience in residential mortgage loan servicing (or related industries), preferably in investor relations, compliance, internal audit and/or vendor management roles
Minimum of 7 years’ experience working in financial services
Possess a Bachelor degree in finance, business, economics or equivalent
Excellent interpersonal skills with the ability to work collaboratively with external vendors and internal stakeholders
Strong analytical and problem solving skills with the ability to exercise sound and balanced judgment in a highly regulated environment
A strong team player able to work efficiently and effectively, handling multiple tasks simultaneously and under pressure

131

Finance Resume Examples & Samples

Experience in SAP/R3 financial preferred
Minimum working experience 1-2 years
Experience with SAP systems is preferable but not essential SAP'S Quality focused with excellent attention to detail
University degree in Finance, Accounting, Business Administration or other relevant fields
Strong analytical skills, critical thinking and pattern recognition skills
Strong communication skills, verbal and written
Must be able to work under time pressure and deadlines, and juggle multiple tasks and projects

132

Finance Resume Examples & Samples

Maintain the books and records of the firm’s subsidiaries managed by HKCA
Prepare financial statements under both US GAAP and local GAAP
Prepare regulatory returns and statistical filings to regulators and government agencies
Ensure that control standards are properly maintained and well documented
Participate in cross-divisional projects for new business initiatives
5 years of related accounting experience in the securities and banking sectors
Experience in regulatory reporting for broker-dealers and/or banks strongly preferred
Knowledge in Basel Accords is an advantage
Good organization skills and a focus on meeting deadlines
Good PC skills, particularly with Excel

133

Finance Resume Examples & Samples

Lead the analysis of financials for all actuals and planning dimensions namely: Earnings, Outlooks, Forecasts, Annual Plan, CCAR, 3-Yr Financial Projections and manage the preparation of key senior financial executive presentations for CEO/CFO, Operating Committee and Board of Directors
Provide insightful analytics and prepare Citi’s CFO for quarterly earnings in partnership with the business CFO’s and FP&A leads
Coordinate and calibrate the corporate calendar production of the annual budget in alignment with the strategy of the business
In partnership with the FP&A and wider Finance GPO’s, assist and lead various process improvement opportunities that enhance the efficiency of the financial reporting cycle and increase the informative value of the content provided to senior management
Lead ad-hoc analytics on themes that arise at senior management’s request and/or through proactive research of potential issues
Create executive level program summaries from detailed progress updates and provide early indications of areas needing greater management focus
Liaise with various global functional and business planning groups to deepen Corporate FP&A’s analysis as well as manage various processes around actual and forward-looking financials
Responsible for mentoring junior staff through sharing knowledge and providing guidance on professional Development
3 plus years of relevant finance/business/accounting experience preferably in financial services
Excellent presentation skills; the ability to translate complex data into meaningful presentations is critical
Strong interpersonal skills. Must have a balance of assertiveness and discretion to be a credible and sought after resource
Must have the confidence to stand up to pressure and the credibility to influence others
Demonstrated skills and ability to work within the group and across businesses on multiple projects and deadlines
Flexibility to be effective and persuasive with all levels of management
Level-headed in a crisis
Ability to build key relationships with finance and other professionals
Self-starter and must be able to operate under limited supervision
Highly motivated, participative team player with a change agent mentality that can provide leadership

134

Finance Resume Examples & Samples

Conduct initial and ongoing vendor due diligence and risk assessments
Structuring and review of vendor Service Level Agreements and contracts
Perform oversight and participate in targeted assessments of vendor practices to evaluate vendor compliance with Bank and industry standards, applicable regulations and contractual requirements
Evaluate vendor performance against SLA or contract, assess operating/control environment to help minimize the Bank?s exposure to regulatory and reputational risk
Develop appropriate remediation strategies for identified risks and incidents. Monitor all remediation plans through completion
Respond to regulatory requests, inquires and examinations
5+ years work experience in residential mortgage loan, compliance and/or vendor management related business
Knowledge of regulations governing the residential mortgage loan servicing industry
Strong analytical, organizational and problem solving skills with the ability to exercise sound and balanced judgment in a highly regulated environment

135

Finance Resume Examples & Samples

Conduct initial and ongoing vendor due diligence and risk assessment
Maintain vendor profile
Assist with the review of vendor Service Level Agreements (SLAs) and contracts
Ensure vendor completion of required remediation tasks for identified risks and incidents
Contribute to the development and maintenance of policies, procedures and best practices for management of vendor performance and associated risk
3+ years work experience in residential mortgage loan or vendor management related business

136

Finance Resume Examples & Samples

Prepare and analyse financial information through monthly product P&L, driver & balance sheet reports, and variance analysis of current performance compared to plan, outlooks, monthly forecast and historical data
Communicate key observations to senior management to evaluate risks & opportunities in an ongoing basis
Independently deals with variable accounting issues with potentially broader business impact
Prepare annual budgets through financial modeling and support periodic re-forecasting processes by lines of business and functional groups
Coordinate revenue and expense forecasting processes ensuring global and/or regional partners are kept informed and in agreement
Liaise with global and regional teams supporting management accounting needs of various stakeholders, maintaining best-in-class reporting tools, processes, and output
Adhere to Citi’s Responsible Finance principle
Demonstrate leadership and partnership by getting involved in special projects to complement the team’s goals and objectives
Influence accounting and operational decisions through advice, counsel, facilitating services to others or through joint accountability for volume, quality and timeliness of end results
Employ developed communication and diplomacy skills in order to exchange potentially complex/sensitive information
Bachelor’s degree or equivalent experience, MBA or accounting designation an asset
At least 2 years of financial management work experience
Ideal candidate would have previous FP&A experience and strong knowledge of the TTS business
Strong interpersonal, verbal and written communication, and analytical skills required
Ability to work well under tight deadlines in a fast paced, team oriented environment, and also be able to work independently
Ability to interact with senior management and address complex requests
Initiative and attention to detail are critical
Expertise with financial systems

137

Finance Resume Examples & Samples

Strong financial modeling skills with the ability to drive top down strategic and operational plan
Ability to build strong relationships and interact at all levels in the organization
5+ years of proven team management skills

138

Finance Resume Examples & Samples

Coordinate with DRA (Data Reconciliation and Adjustment team) the necessary changes to the financial scorecard and with GFTS (Global Functions Technology) of the Data Quality Scorecard to incorporate new (Priority 2) products, and leverage DRA in the production of the KPIs
Manage the monthly reporting process for Data Readiness by BU throughout the coordination between DRA, GFTS, Data Owners, Data Flow Ops and Consumers leading up to the BU Status Report
Support the primary PMO lead in the delivery of Program PMO Support, Product Aligned PMO Support, Data Owner Alignment, Program reporting and ad hoc requests
Provide ongoing PMO support to the GENESIS Product Leads by attending/leading calls and standardizing their project tracking. Coordinate status reporting
Lead Quality Assurance reviews to 100% for artifact quality and process compliance. Align the phase-change deliverables from the Finance Procedure Manual to GENSIS source documentation organized through supporting SharePoint documents
Provide ongoing program level PMO support for the GENESIS program by leading the bi-weekly Operating call, performing timely tracking/follow-up of risks/issues/action items and enhancing status reporting (e.g. Consumption & Risk Enrichment Service)
Create and maintain project plans for Priority 1 and Priority 2 products that will incorporate the activities of the various Workstreams needed to ensure end-to-end delivery (e.g., Data Modeling through Consumption)
Continually enhance and streamline regular program reports and processes to deliver value to our Program Manager, Data Owners, Consumers, etc
Create and manage reporting calendar to clarify the reporting processes/dependencies and communicate timing of monthly status reporting. Run monthly checkpoint calls to ensure timely reporting
Serve as a subject matter expert for the reconciliation scorecard details to support program status reporting and user questions
Maintain the BU priorities of the Data Owners and Consumers, including assisting Data Owners with prioritization analysis and ensuring any missed deliverables are reprioritized
Maintain the Data Readiness Approvals worksheet, which includes Priority BU reference data and scorecard fact data to capture DRA/Data Owner/Consumer approvals on a monthly basis
Strong communication skills (written, verbal, active listening) required, ability to synthesize key messages and “storytell”
Ability to manage multiple priorities and tasks and to work with geographically diverse resources
Ability to work effectively with project teams/leaders across all functional areas and levels
Ability to see the "big picture" without losing attention to detail
Good influencing, facilitation, and partnering skills
Advanced proficiency in Microsoft Office products, particularly Microsoft Excel and Project
Strong attention to detail and willingness to "roll up sleeves"
Consulting or project background preferred
Program/project management or PMO using a structured methodology to successfully track, plan, monitor and report on concurrent, multiple projects
Background in one or more areas of finance preferred
Strong analytical skills required, experience with budgets and financial analysis preferred
Process reengineering and process mapping preferred
Change management preferred

139

Finance Resume Examples & Samples

Partner with the Sec Service and Issuers Regional Product teams, providing information (financial and non-financial) to assist in the management of the businesses
Proactive and forward thinking strategic planning, forecasting and budgeting, advanced analysis of financial data supporting business decision
Lead drivers analytics, P&L risks/opportunities and non-financial metrics (example Risk Scorecard, Ops Losses, high risk clients and usage / approval of facilities) per country and per product
Coordinate multiple requests from product, geographical and customer perspectives to insure that data is aligned to present a unified view of the performance of the region
Manage the Finance processes for ISS businesses for the region. This requires working with countries and product teams across the region and Global to insure all components of the process (revenue/expense/assets/liabilities/AUC/FTE) are properly recorded in the Issuers & SS financials
Ability to build and maintain professional working relationships with counterparts in different areas of the organization and across countries and businesses
7+ years of experience required in a related financial analysis and planning role supporting a high demand business unit

140

Finance Resume Examples & Samples

Coordination and processing of compensation information
Reporting and accounting, both internally as well as to external authorities
Commitment to control, ensuring data has gone through proper internal controls
Review, reconcile and substantiate general ledger account balances
Assisting in formulating payroll processes to facilitate new operations for the firm, involving new pay entity set-up, implementing tax effectiveness programs or new benefit programs
Working closely with global CA counterparts in the administration of compensation reporting
Documentation of processes
Participation in global projects
Degree in business, accounting or finance
Minimum of three years of relevant work experience including human capital at Big 4 accounting firms
Experience in handling general ledger posting and accounts reconciliation
Knowledge of individual income tax and benefit programs would be an advantage
Fluency in Mandarin preferred
Details oriented and strong control sense
Effective communication and time management skills

141

Finance Resume Examples & Samples

Review federal tax returns for a number of the Firm's investment partnerships, non-operating controlled foreign corporations, and proprietary equity investments
1 to 4 years’ experience with preparation/review of federal tax forms (Form 1120/1065/5471/8865/8858, etc.) a plus
Big four, hedge fund, or financial services industry experience a plus
Working knowledge of CorpTax a plus

142

Finance Resume Examples & Samples

Future and Option Limits Management
Provide rules-based approval to contract limits to external clearing clients
Intraday active trading client monitoring
Take on primary responsibility for limit breaches. Monitoring any NOP or other limit breaches on Risk Informer during the day
Liasion with CSRs (Client Serice Reps)
Trade population reconciliations in partnership with the business
Responsible for confirming collateral requirement for intraday clients to the collateral team
Margin enquiries
Investigate client margin disputes for PRMS clients
Provide appropriate Overrides
Daily IM and PnL error checking
Data Maintenance
Ensure correct Pricing of Trades
Product categorisation in GMI for new contracts
Mapping new contracts to the relevant Risk Metrics curves, or establishes a proxy mapping, into PRMS database. Risk Informer Instrument Mappings
Mitigate any other exceptions from PRMS where relevant
Concentration Risk management
Bloomberg terminal knowlege
Product knowledge
Pro-active/self-starter. Ability to deliver value in a timely and accurate manner
Detail focussed
Some knowledge and appreciationfor Credit/Market Risk

143

Finance Resume Examples & Samples

Account and monitor for the Firm’s secured and unsecured financing activities
Identifying any trades booked incorrectly in the firms trade procession systems
Intelligently reviewing trading activity with the objective of highlighting anything unusual and reporting this to management
Knowledge of product and market awareness
To interact with traders and their management
Possess a BA in Commerce, Finance or Accounting
Minimum of 4 years relevant experience
Previous Controller experience in an Investment Bank
Experience preparing daily P&L’s for trading desks
Experience reviewing trade activity and preparing accounts for month-end procedures
Ability to investigate and solve regulatory breaches

144

Finance Resume Examples & Samples

P&L reconciliation and reporting of GS Bank revenues, including
Ability to work in a dynamic team environment
Ability to interact with and build relationships with people from varied departments and levels of seniority
Strong analytical skills and high attention to detail
Strong PC skills, especially Excel

145

Finance Resume Examples & Samples

Interacting with members of various business teams to understand specific opportunities, and initiate conflict checks
Researching companies and transactions
Addressing outstanding items identified in review/analysis of potential assignment
Responsible for the complete accuracy of the proprietary database, which documents and tracks conflict checks, calls and comments related to the conflict check process
Ability to work in close consultation with others as part of a small team and interact directly with a wide group of professionals throughout the firm
An understanding of investment banking, private equity, asset management, and securities products, services and transactions is highly desirable

146

Finance Resume Examples & Samples

Play a central role in defining the strategic direction for Controller?s applications and workflows
Document all work throughout the project lifecycle (planning, analysis, design, testing and deployment)
Lead and coordinate all aspects of system and user acceptance testing (UAT) and training including documentation of test evidence and training materials
Perform in-depth analysis of Controller?s business processes and system issues to define, propose and implement strategic technological and procedural workflow improvements
Bachelor degree in Accounting/Finance or MIS preferred
Prior experience in financial services industry and in accounting/finance preferred
Detailed-oriented, self-motivated and organized. Able to multi task varying priorities and deliverables
Proficiency in MS Excel, Word, Visio, Powerpoint and Sharepoint
Strong analytical and problem-solving skills with ability to identify, address, and prioritize problems and issues throughout all phases of the project

147

Finance Resume Examples & Samples

Primary role involves review, analysis and reporting of P&L and performance primarily related to strategies across GSAM Fixed Income business
3+ years of relevant experience; exposure to investment management
Solid PC skills, specifically Excel macros, VBA and Access experience is a plus

148

Finance Resume Examples & Samples

Calculation of capital and risk weighted assets relating to Market Risk and Equity Exposure that feed into the firm’s regulatory
Minimum of three (3) years of experience in either the Audit, Financial Control, Risk Management, Accounting or Regulatory
Working knowledge of the Basel regulatory capital frameworks, as implemented by the US federal banking authorities, as well as

149

Finance Resume Examples & Samples

Monitoring and projecting various market, credit and liquidity risks and producing periodic risk reports
Evaluating the impact of various transactions and new products; advising senior management and businesses on financial risks and other implications
Participating in strategic projects in Korea as well as in the Asia region
Maintaining an active dialogue with banks and investors in Korea to source funding for various businesses
Performing risk assessment and other regulatory reporting required by local regulators
Gathering market insight and information on regulatory changes and keeping risk management practices, policies and procedures up-to-date
Developing and implementing new risk management policies and procedures as required
Being a key member of the Risk Management Committee, including agenda setting and conducting meetings
Minimum 5 years’ experience in relevant Risk Management fields (Liquidity Risk [ Treasury], Market Risk, Credit Risk), or minimum 3 year’s experience in Risk Management if you have one of: Masters Degree in Derivatives, Financial Risk Manager (FRM) Certificate (or equivalent), Masters in Business Administration
Adequate knowledge of core Risk Management
Ability to work independently and achieve timely results – self starter with good commercial perspective
Strong financial analytical skill
Excellent communication, inter-personal and teamwork skills
Ability to interact and build relationships with both internal and external stakeholders
Ability to work on multiple tasks with high attention to detail
English and Korean language fluency required (spoken and written)

150

Finance Resume Examples & Samples

Prepare state tax returns for a number of the Firm's partnership and corporate subsidiaries
Interact with Controllers and other interfacing areas to obtain information required to calculate and properly report apportionment, prepare required statements and disclosures etc
Prepare quarterly estimates of state taxable income
Prepare various calculations required for SFAS 109 and FIN 48 purposes
Prepare other calculations used for firmwide tax planning
2-4 years of relevant experience
Big four and/or financial services industry experience a plus
Corptax working knowledge a plus

151

Finance Resume Examples & Samples

CPA with minimum of 7+ years experience, preferably with public accounting and management skills
Candidate should have a strong knowledge of partnership accounting, consolidations, and equity accounting for investments
Previous experience should include financial statement preparation, accounting research and interpretation of accounting pronouncements
Candidate should have demonstrated ability to manage staff accountants and coordinate workflow such that deadlines are consistently met
Candidate should have proven ability to document processes and workflows
Real Estate experience

152

Finance Resume Examples & Samples

Developing models and analytics for quantitative measures such as value-at-risk, stress tests and capital
Exposure to challenging quantitative problems such as modeling market risk for derivatives, large scale Monte-Carlo simulations
Academic background in a quantitative field such as Engineering, Mathematics or Physics -- advanced degrees (PhD or

153

Finance Resume Examples & Samples

Experience with Financial / Regulatory Reporting applications
Experience with Financial / Regulatory Reporting policies and processes
Knowledge of Axiom considered a plus

154

Finance Resume Examples & Samples

Managing key earnings release processes, including the earnings release document preparation, ensuring timely submission of inputs and deliverables, leading review meetings with the businesses and product controllers, analyzing disclosures, and coordinating review packages for senior executives
Writing the results of operations disclosure for the firm’s 10-Qs/10-Ks, which includes similar responsibilities as the earnings release process, as well as working with Global Investment Research to prepare market environment disclosures
CPA or degree in Accounting/Finance is a must
6 to 9 years of work experience

155

Finance Resume Examples & Samples

Develop a broad understanding of the IMD/PWM business and related products, data flows and accounting procedures
Assist in the preparation of p&l reporting, which includes daily, weekly and monthly p&l reporting and analysis, variance analysis and commentary
Control of the firm’s books and records through monthly p&l and balance sheet booking, general ledger tie-out and reconciliation, and balance sheet substantiation
Prepare and review management reports and analysis to highlight specific p&l drivers, revenue trends and key business metrics
Participation in cross-functional projects and various ad-hoc data requests
2+ years relevant work experience (public accounting, corporate accounting environment)
Strong work ethic, detail oriented and applies good judgment

156

Finance Resume Examples & Samples

Accounting, management reporting and analysis of PWM AUM/AUS and net sales
Monthly detailed review and validation of PWM client holdings, asset inflow/outflows, and market movement comparison to various public market benchmarks
Oversight and control of the firm’s books and records for IMD and firm incentive fees through monthly reporting and analysis, p&l and balance sheet booking and general ledger tie-out
IMD Controllers’ separate account incentive fee validation process, which is a quarterly independent review and validation of selected GSAM separate account incentive fee calculations
Take an ownership role in expanding the existing management reporting performed for both PWM AUM/AUS and incentive fees
Create and implement new control procedures around p&l processes and reporting
Represent PWM Controllers as part of various cross-functional projects
1-3 years relevant work experience (public accounting, corporate accounting environment)

157

Finance Resume Examples & Samples

Monitor, aggregate, and analyze monthly Asset activity
Estimate projected month-end Assets Under Supervision (AUS), Net Sales/(Redemptions), & Appreciation/(Depreciation)
Prepare monthly and quarterly AUS reports for public disclosure
Support the Asset Management business through monthly reports and ad hoc requests
Participate in a variety of initiatives designed to streamline process automation
Compile Sarbanes-Oxley control documentation
3-6 years relevant work experience (Public Accounting or Financial Services)
Strong communication, interpersonal, and problem solving skills
Detail oriented, organized, and analytical with the ability to work independently within the team
Advanced PC skills, specifically Excel and Essbase

158

Finance Resume Examples & Samples

Providing support for large-scale projects being implemented across the firm including: selling the operational risk strategy, consensus building and project management
Following relevant developments in the regulatory and business environment and monitor and report on the operational risk exposure to senior management both within ORMA and the business / firmwide area
Participating in risk assessments for growth market offices / legal entities and continuously monitor local risk exposure, reporting to local senior management
Contributing to the ongoing development of ORMA’s quantitative framework
Supporting governance committees responsible for operational risk oversight in the region and globally
Interfacing with regulators and support ongoing regulatory exams of ORMA
Excellent interpersonal and communication skills (both verbal and written), team oriented
Self starter, able to work independently when needed and proactively manage a work portfolio
Inquisitive and detail oriented
Strong proficiency in Excel and other MS products
Some project management experience desirable
Strong analytical skills and ability to analyze and interpret quantitative information
Business, Economics, Finance, Risk Management, Mathematics or Statistics related degrees desirable

159

Finance Resume Examples & Samples

Maintain the books and records for the firm’s subsidiaries
Ensure that control standards are maintained and documented
Minimum of 3 years of professional accounting experience
Strong Microsoft Office skills, particularly with Excel

160

Finance Resume Examples & Samples

Preparing/supervising the preparation of U.S. and international transfer pricing documentation as required by the US/international transfer pricing rules and regulations
Preparing/supervising the preparation of Form 5471 Schedule M & Ns for report the intercompany transactions as part of the annual tax return filings
Advising the firm’s professionals on the transfer pricing implications related to the firm’s businesses and/or transactions undertaken by or for the firm
Assisting with the preparation of Firm’s foreign source income calculation and foreign tax credits

161

Finance Resume Examples & Samples

Familiarity with credit rating agencies and methodologies is a plus
Understanding of financial institutions and financial markets, including loans, derivatives and other similar products
Fluency in English is required; facility in one or more Asian languages is helpful
Advanced degree in economics, finance, international relations, or a related field is helpful but not required
Several years of relevant work experience

162

Finance Resume Examples & Samples

Prepare various reports and documents (eg letters, notes, Power point presentations) in support to the group. Includes the translation of all such documents
Correct all documents and texts prepared by the AVP-Finance and other team members as requested
Organize meetings for the AVP-Finance and team plus complete any required follow-ups
Manage the daily agenda of the AVP-Finance
Attend certain team meetings plus draft agendas and minutes
Maintain an up to date team organization structure plus employee list
Manage team birthdays
Organize various team meetings, town halls and other team events
Complete expense reports for the AVP-Finance plus specific invoices and expense tracking for the team
Manage activities and team training tracking associated to the CPA (Chartered Public Accountants)
Schedule and manage all travel reservations for the AVP-Finance (eg air, hotels & other)

163

Finance Resume Examples & Samples

Manage and provide governance over the accountability model, including the quarterly assessment process and coordination of the agenda and materials for the quarterly update presentation to senior stakeholders
Coordinate the quarterly issues review process impacting Fed reporting
Maintain the training curriculum related to Fed reporting
Provide governance over the Fed reporting interpretative matters process (coordinate the identification, documentation, and review of interpretative matters across key Fed filings)
Coordinate the review and analysis related to the new activity memo process across Fed reporting teams
Provide oversight and leadership with regards to the preparation of certain Fed filings, including detailed analytical work, validation of key schedules and disclosures, review of both financial and non-financial attributes, and presentation of quarterly review of the Fed filings to senior management
Candidate will participate in various projects aimed at researching Fed disclosures, streamlining processes and working with cross-functional teams
Candidate will work closely with Controllers Technology to assist in the implementation and enhancement of reporting processes
Strong interpersonal / analytical skills and a high proficiency with MS Excel, Word, Powerpoint
7-9 years working experience in accounting
External Fed reporting experience a plus
Well versed in US GAAP accounting and SEC reporting standards
Must possess strong communication and organizational skills
Teamwork and collaboration-orientated, with the ability to work independently
Must demonstrate considerable energy, focus, drive and a sense of urgency

164

Finance Resume Examples & Samples

Management of a team of 3-4 staff
Control of the General Ledger including reconciliations to source systems - all balances within the ledger are included from fixed assets through to shareholder's equity, control includes appropriate reconciliation but also setting up the ledger to accommodate new products and ensuring that appropriate accounting treatment is applied to new products and flows
Accounting and control of fixed asset and projects - liaising with the technology team to ensure that the costs of new assets are captured and reported correctly
Revenue and expenditure analysis
Accruals and prepayments for specified expenses
Balance sheet substantiation
Support international business operations - liaison with overseas counterparties to ensure that balances are recorded consistently within the group
Qualified Accountant, with a strong preference towards a Big 4 Practice background
Understanding of investment banking products and their accounting treatment
Significant balance sheet control and substantiation experience
Have strong documentation and reporting skills
Strong MS Excel and Oracle projects and fixed assets modules skills preferred
Knowledge of IFRS / UK GAAP

165

Finance Resume Examples & Samples

Responsible for performing the backtesting of VaR for various portfolios
Perform empirical tests for the firm’s VaR model on portfolios with direct capital implications
Perform analysis to facilitate the regulatory approval of Value-at-Risk based capital treatment
Daily/weekly/monthly/quarterly monitoring and analysis of breaches across portfolios
Escalate breaches to senior management across the firm accordingly
Provide ongoing expert commentary on drivers of backtesting breaches
Build relationships with other areas of the firm such as Controllers and the Front Office
3-5 years of Financial experience
Market risk experience a plus
Strong Excel skills and programming experience

166

Finance Resume Examples & Samples

Work closely with the Chief Residential Credit Officer to develop, implement, monitor and maintain the credit underwriting guidelines and policies for residential mortgage and consumer lending in the USA
Assist in the development, authoring and monitoring of credit underwriting guidelines for the review and purchase of loans, including residential mortgages (prime and non-prime), student loans, automobile loans, credit cards, and other consumer asset classes
Evaluate and analyze the underwriting programs (and related policies and procedures) of counterparties
Consider loan conditions which do not meet parameters for exceptions based on compensating factors
Assess and present aggregated findings to management and other internal departments
Perform on-site reviews of counterparties for their policies regarding loan origination and their related processes and procedures, and submit recommendations for internal consideration
Evaluate counterparty underwriting guidelines for gaps to various standards, then report and discuss findings with both internal and external counterparts
Support the review and evaluation of loans and related data for loan securitization or syndication
Conduct Rating Agency or other investor presentations, as needed
Other ad-hoc projects, as needed
Must have recent experience at mid or senior level with developing, monitoring, or updating underwriting programs or polices for either residential mortgage lending or consumer lending
Preferred candidates will have recent experience in either

167

Finance Resume Examples & Samples

Team with senior members of the Accounting Policy Group on providing technical accounting advice to the firm’s businesses and corporate functions on proposed transactions or activities
Participate as a member of the Client Accounting Review Team, which supports the Structured Products Committee in their review of designated structured transactions
Team with senior members of the Accounting Policy Group to research the accounting impact of new business activities and transactions on the firm’s financial statements, and provide a written summary of research to the firm’s New Activity Committee
Monitor emerging accounting standards and participate in discussions with standard setters and industry groups as appropriate
Prepare and deliver training to Controllers teams (e.g., SEC Financial Reporting, Legal Entity Controllers, and Product Controllers) related to the firm’s accounting policies and emerging accounting standards
Review financial statements (e.g., 10-K, 10-Q, and stand-alone reports) and assist SEC Financial Reporting and Legal Entity Controllers teams in developing financial statement disclosures in accordance with applicable U.S. GAAP
Coordinate and ensure compliance with established department policies and procedures
4+ years of experience with financial accounting experience

168

Finance Resume Examples & Samples

Agency experience highly preferred
3-5 years tracking budgets and expenses
Experience collaborating with account management highly preferred

169

Finance Resume Examples & Samples

Verify all reported risk metrics, including Value-at-Risk (VaR) and stress tests, for all business lines and products
Ensure accuracy of MRMA’s risk allocation environment, including a daily review of risk account capture, treatment and aggregation methodology
Review and escalate all violations of risk committee limits to senior management
Report risk for legal entities by generating risk reporting packages for multiple risk committees and external regulatory agencies
Manage daily escalation processes for all risk model calculation
Cover reporting for MRMA’s single name risk, working closely with Credit Risk
Participate in ad-hoc internal and external requests
Work on strategically focused department-wide projects that touch on risk measurement and reporting
Strong process engineering and improvement skills
Quantitative, analytical and able to think through and learn about risk measurement processes and workflows
Work effectively in a team setting and able to work well under pressure
Proactive and able to work independently by taking ownership and initiative on projects/tasks
Able to present/communicate effectively and confidentially work with senior management

170

Finance Resume Examples & Samples

Developing, refining and maintaining models and analytics (such as value-at-risk, regulatory required testing and capital models). This involves designing and implementing tests to identify market risk factors for various portfolios and building models to capture their economic and statistical characteristics; this also involves analyzing the availability and quality of asset data inputs to the models
Implementing, test and productionizing models and analytics. This involves prototyping models, implementing them and designing tests to ensure the quality of implementation as well as tests for the continuous functioning of the models
Providing model, testing and model change documentation and quality control of models
Performing exotic structure pricing analyses, risk and capital impact analyses
Interact with various other groups such as market risk analysts to explain the results of the models and analytics and provide quantitative advice
Broad exposure to pricing and calibration models, risk and capital models for a variety of products
Opportunities to work with other groups in various areas of the firm
PhD in a quantitative field such as mathematics, physics, statistics or engineering

171

Finance Resume Examples & Samples

Compute and file applicable customer segregation reports and investment detail reports with the CFTC
Review exchange margin requirements and the sources of meeting such requirements including the utilization of customer owned securities and the investment of customer funds, along with the Securities Division
Review trends in the FCM business for senior management, including the composition of its customer base, the general trading activity of its customers, the types of markets and products traded by its customers, the volatility and liquidity of the markets and products traded by its customers
Work closely with external regulators and Internal Audit on examinations of GS&Co.’s segregation functions
Work with the Technology Department to enhance controls and streamline processes
Review customer margin and segregation processes with Operations and Legal Departments
Document and maintain policies and procedures for Controller oversight of customer asset protection
Calculate CFTC minimum capital requirements and capital charges related to the listed derivative business
Years of experience—0 to 3
Accounting Background preferred
Strong written and presentation skills

172

Finance Resume Examples & Samples

Process daily P&L estimate covering mark-to-market on public investments and distribution of daily / weekly P&L reports
Recording and maintaining books and records of investment related transactions (fees/interest accrual, purchases and sales, valuation adjustments) and preparation of supporting documentation
Data submissions for SEC and regulatory filings/disclosures related to MBD business
Capital Statement reconciliations from GS investment carry values to MBD Funds Financial Statements

173

Finance Resume Examples & Samples

Strong track record of academic and professional excellence and achievement
2-4 years experience in finance, accounting, or risk (product control preferred)
Strong Excel skills required. Strong understanding of Accounting required
Knowledge of financial products (credit derivative and fixed income product knowledge a plus)
Effective team player – able to influence others without authority and interact across all levels of the organization

174

Finance Resume Examples & Samples

Managing the global end of day consolidation and reporting of the PL, including commentary to senior management
Balance sheet and regulatory analysis, month end closing process and quarterly / annual disclosure reporting. This includes monthly analytical reviews and deliverables
Partner with Price Verification team in the review of the interpolation of Citi bond curves and associated DVA deviations
Interaction with the Trading desks, Middle office, Product controllers and Risk management will be necessary to resolve issues including but not limited to trade booking issues (related to front office automation projects), discrepancies/anomalies with respect to our structured notes population, and understanding of calculated DVA
2 - 5 years of experience in financial services

175

Finance Resume Examples & Samples

Provides administrative support to the GS Bank USA management team
Coordinates complex, senior-level internal and external meetings and conference calls
Manages extensive calendar organizing and planning
Handles a high volume of phone calls and interacts with senior business leaders in a professional and effective manner
Assists in support of GS Bank USA events and set-up for meetings
Coordinates travel arrangements and prepares/submits expense reports
Takes on ad hoc projects while maintaining workflow
Participates in general administrative duties (copying, filing, faxing, ordering supplies, etc.)
Team player that works well with other admins and junior members of the Bank management team
Handles pressure well and maintains a positive attitude
High level of organizational skills and follow-through
Demonstrates high degree of integrity and professionalism
Demonstrates dependability and sense of urgency about getting results
Strong proficiency in Microsoft Office Suite (Outlook, Word, Excel, PowerPoint)

176

Finance Resume Examples & Samples

Strong quantitative skills with a Ph. D in a quantitative discipline (Physics, Mathematics, Applied Mathematics, Computer Science, Statistics, Engineering)
Working knowledge of C++
Is comfortable in explaining complicated models in an intuitive way
Is a team player and has the ability to develop and implement solutions quickly
Is comfortable in working in a fast paced environment

177

Finance Resume Examples & Samples

Partnering with other GPOs and Finance functions to provide process guidance
Transforming disparate country / regional processes into streamlined and standardized global processes
Developing and implementing standardized E2E (end-to-end) reporting processes for US and International financial and regulatory reporting
Strengthening performance management through the identification of opportunities that generate sustainable cost reduction through improved efficiencies and effectiveness of global processes
Developing detailed project and operational plans for the standardization of data and content across systems and data sources, to include supporting implementation and execution monitoring with consumers
Supporting strategic resource / placement efforts to enhance the use of shared delivery centers
A background in regulatory and/or statutory reporting, financial closing and accounting, and project management is strongly desired
An ability to understand and synthesize strategic direction and translate in to the delivery of successful results
Note: This role will not require relocation and alternative geographies other than those listed will be considered

178

Finance Resume Examples & Samples

Daily/Monthly/Quarterly closing processes including reconcilements and internal/external reporting
Providing financial analysis and regulatory reporting with concentration on Treasury and Trade Solutions (includes Cash management and Trades, Commercial and Prepaid Cards)
Conduct monthly trial balance and quarterly balance sheet reviews, explaining and documenting variances in accounts, and reporting and monitoring of exposures
Contributing on key projects or other initiatives including but not limited to system conversions, process migrations, and portfolio acquisitions/divestitures
2+ years experience in financial services industry, including project and process management

179

Finance Resume Examples & Samples

Help end users by creating “user developed applications” using MS Office automation and database development
Analyze and resolve production issues in a timely manner to the benefit of the end user
Liaise between Tax and Technology groups by communicating technical tax and systems concepts in both layman’s and technician’s contexts
Work with Tax, Controllers, Technology, business units, and outside consultants to leverage technology solutions for the Tax department
Identify opportunities for process improvements and application of technology “best practices”
Represent Tax in firmwide technology projects
Troubleshoot current applications and develop change enhancements to meet functional and technical standards through engagement with business analysts and stakeholders
Support application testing to ensure quality of work; create test plans, data, procedures, and test scripts; execute testing for ad-hoc projects; review and report test results; participate in production verification, validation, and issue management
2+ years of experience developing automated solutions
Strong interest and aptitude for technology solutions, including automating data gathering, implementing and developing software, and database management
Finance division experience a plus
MS Office Automation and Database development
Databases Management: SQL, SYBASE, ORACLE, MS ACCESS
Experience developing solutions with at least one of the following: T-SQL, VBA, VB, VB.NET, C#, HTML, CSS, ASP, ADODB, DAO
Familiarity with SharePoint customization a plus

180

Finance Resume Examples & Samples

Track global markets across asset classes and market events which could potentially impact the portfolios
Analyse market trends, correlations and risk diagnostics to build an intuition in identifying
Strong quantitative and analytical skills (undergraduate degree in a quantitative discipline ‐

181

Finance Resume Examples & Samples

Daily/weekly monitoring and analysis of Market Risk across several business units
Provide ongoing expert commentary on drivers of risk profile changes to senior management and external parties
Build relationships with regulators through interactions such as addressing inquiries, reportings, and inspection
Fluency in both English and Japanese required
Degree in business, mathematics, finance, economics, or related field

182

Finance Resume Examples & Samples

Working on quantitative regulatory projects. Will require interaction with regulators and making presentations internally
Development of simulation models for credit risk computation. Will require interaction with internal model validation team as well as with regulators
Prototype development and interaction with the IT team in developing and testing production models

183

Finance Resume Examples & Samples

Accountable for ensuring specific aspects of the US Payroll are processed timely and accurately through PeopleSoft and ADP’s applications
Processes include: various payroll data uploads, reconciling data among payroll and HCM systems
Ensure accurate payroll preparation/processing, tax reporting/compliance and administration of the payroll
Perform regular reconciliations and validations on various payroll functions
Liaise with HCM and other groups on payroll related activities and projects
Ensure sound operational controls are maintained and followed in compliance with existing governance
Respond to ad-hoc queries
Dept administrative functions (opening mail, faxing/scanning)
1-3 years payroll experience
Some knowledge of U.S. withholding tax laws and regulations
Ability to multi-task and remain flexible to constantly changing priorities
Experience with Shared Service Center preferred
Demonstrate ability to develop positive working relationships
Prior Experience with ADP or PeopleSoft systems a plus

184

Finance Resume Examples & Samples

Chief Underwriting Office: integral to the Capital Committee approval process; includes pre-committee review and vetting, providing recommendations, agenda setting, committee minuting and managing follow-ups
Bank Debt Portfolio Group; private side management and monitoring of the non-IG IBD loan portfolio
Loan Negotiation Group: Structuring, negotiation and documentation of debt products
Relationship Lending: advising IBD teams on and managing the execution and booking of relationship loans (both Investment Grade and non-Investment Grade)
Quality control to ensure consistent conformity with required CapComm memo standards (incl. underwriting standards, leverage lending checklists, financials, valuation etc.)
Maintain transaction pipeline files, proactively chasing deal teams for timely agenda request and memos, tracking and checking off completed follow-ups in the system, status in system / reports
Advise and assist in lending entity selection, including Bank USA compliance and loan costing
Manage offline IG relationship loan underwriting process
ECAR review, booking quality and closing checklist review
Leverage lending and turn-down reporting
Degree standard education
2-3 years experience in an Investment Bank (may include operations, finance, risk etc) or similar
Strong analytical skills and strong verbal and written communication skills
Self starter with an ability to work under pressure, meet deadlines and manage multiple priorities

185

Finance Resume Examples & Samples

Assist the Technology division in the continued development and enhancement of technological systems
Interface with other areas of the firm including Fund Accounting, Cash Management, Finance and Administration and Asset Management groups, Human Capital Management, as well as, independent accountants and tax preparers
Participate in department and divisional initiatives
Work with other members of Tax to ensure delivery of K-1s to investors on a timely basis
3-6 years in public accounting or the equivalent
Experience with partnership and/or international taxation issues
Strong computer technology skills
CPA and/or Masters degree a plus

186

Finance Resume Examples & Samples

Establishment and maintenance of a qualitative/quantitative operational risk appetite/tolerances with associated metrics, monitoring, triggers, escalation and mitigating actions
Minimum of 4 years’ experience within investment banking
Possess a Bachelor degree
Minimum of 2 years’ experience working within operational, credit risk or market risk
Proven experience working with teams and businesses across multiple locations and jurisdictions
Strong knowledge of regulatory capital requirements under the Basel framework
Proven experience working in a front office facing role
Strong knowledge of derivatives products
Self-starter, work independently and proactively, proven track record of delivery
Strong organizational skills with project management experience

187

Finance Resume Examples & Samples

Developing, refining and maintaining market risk models (such as Value-At-Risk, Stress Tests) and Capital models. This involves identifying market risk factors for various financial products and building models to capture their economic and statistical characteristics. This also involves analyzing the availability and quality of historical data inputs to the models
Implementing, testing and productionizing models and analytics for financial equity products. This involves prototyping models, implementing them and designing tests to ensure the quality of implementation as well as tests for the continuous functioning of the models
Providing model, test and model change documentation and quality control of models
Performing structure pricing analyses, risk and capital impact analyses
Interacting with various other groups such as market risk analysts to explain the results of the models and analytics and provide quantitative advice. Liaise with the model review team as well as with internal auditors
Supervise day to day activities of a team of quantitative analysts
Develop strategies for scheduling, prioritization and completion of projects
Minimum 5 years of work experience within a quantitative/ developer role
Minimum of 3 years’ relevant work experience in an investment bank
Possess a Ph. D, Master’s degree or post graduate study in a quantitative discipline or finance (Physics, Mathematics, Quantitative Finance, Statistics, Engineering, Finance)
Proficient experience in Market Risk Modelling
Strong programming skills and experience with an object oriented programming language (must include Java C and C++)
Extensive knowledge of financial equity products, including derivatives
Experience in designing, implementing and testing Value-At-Risk, Stress Test and Capital models
Experience in managing a team of quantitative experts
Experience working on global projects

188

Finance Resume Examples & Samples

The candidate must have a minimum of 7 years of credit risk management experience, with a background in corporates credit risk and preferably some expertise in covering the TMT sector (Technology, Media, Telecom)
Possess a Master in Finance or MBA
Significant experience in investment banking products including loan products
Proven track record of independent decision making and the ability to steer client and business negotiations

189

Finance Resume Examples & Samples

Global on-line organizational chart management
Work force administrator - initiate/process transfers, resignations, short term assignments, etc. in human resources system
Coordinate new/updates to divisional department codes in department node and human resources systems
Coordinate and oversee the required absence policy for the division
Coordinate follow-up for technology central entitlements certifications
Administration of secure network for storage and management of material
Time and attendance global champion – provide guidance to administrators in the region with regard to procedures, provide maintenance of departments, address issues
Coordinate with managers to process monthly mass end date extensions of contingent workers
Administrative liaison with the firm’s internal auditors
Space oversight and management
Monitor travel and entertainment, car service and other expenses
Maintenance of distribution lists
Provide guidance to global administrative staff in division on policies and procedures
Participate and represent the division on various committees
Other ad-hoc responsibilities and coverage as needed which may include participation in campus recruiting efforts, coordination of town halls, conferences and networking events, communications (webmaster, newsletter, etc.)
Bachelor’s degree in Business or Human Resources desired but not required
1-2 years of relevant experience in either a chief of staff support role, administration or human resources capacity
Analytical, numerate with great attention to detail a must
Presentation and communication skills
Proficient with Excel, PowerPoint, Word, etc
Be comfortable with building relationships with various divisional contacts/stakeholders at all levels
Ability to “connect the dots”
Solution orientated

190

Finance Resume Examples & Samples

Primary role involves review, analysis and reporting of P&L and performance primarily related to strategies across GSAM businesses
2 – 4 years of relevant industry experience; exposure to investment management
Strong academic background with a concentration in Finance/Accounting; working towards CPA and/or CFA is a plus
Solid PC skills, specifically Excel macros, VBA and/or Access experience is a plus

191

Finance Resume Examples & Samples

Perform daily, weekly, monthly, and quarterly profit and loss analyses for the Securities Division
Preparation and analysis of key information around external reports such as earnings release, 10Q / 10K, and other regulatory disclosures
Development of enhanced reporting and analysis around Volcker metrics for business heads as well as leadership groups in Control functions
Participate in ad-hoc reporting and analysis requests for internal management, front office management and Product Controllers
Liaise extensively with other areas of firm such as Financial Reporting, Regulatory Controllers, Market Risk
Public accounting experience and/ or relevant financial services experience preferred
Keen interest in financial markets; keeps up-to-date with emerging business, economics and market trends

192

Finance Resume Examples & Samples

5+ years post-undergraduate experience in financial services industry
Driven individual with pro-active and “can do” approach to challenges
Expertise in Financial modeling (forecasting and valuation) and ability to analyze financial statements
Strong in Microsoft Excel and Power Point
Excellent communications/interpersonal skills. Ability to work/interact with partner teams as well as senior management
Ability to build presentations that convey a clear story based on logical arguments supported by data findings
Capable of creative, independent thinking, going beyond the obvious to find solutions

193

Finance Resume Examples & Samples

5-12 Years of Experience in Accounting and Finance
Strong relationship skills, the ability to drive results and be personally accountable for outcomes
Track record of providing Controllership / Financial Support to Business Customers
Experience in Reporting and Consolidation activities
Strong Analytical skills and demonstrated experience managing multiple priorities, prioritizing and delivering
CPA, MBA or equivalent a plus
Strong Communication Skills, both oral and written, with the ability to develop and deliver clear and concise presentations

194

Finance Resume Examples & Samples

Lead the Project Accounting team in FRO to ensure appropriate accounting per US GAAP
Partner with Project Team Leads to review Scope Agreements to ensure compliance with Citi policies & submit to appropriate signatory for relevant approval
Identify project aging issues to ensure compliance and review monthly capital project report with PM's and Asset managers
Own Monthly Project reports for Sub-Regions & discuss open project status updates during Quarterly BS meeting
Address project manager’s inquiries / escalate vendor issues at weekly PM meeting
Partner with Project Support staff in facilitating changes to Purchase Orders as identified by FRO concerns during close outs
Partner with Shared Services on Major project close-outs
Review and approve all Financial close outs on projects. Provide direction to FRO on asset reclass and Lease terms for depreciation and expenses. Validate proper asset set-up in FRO
Final approver on Financially closing projects
Lead effort between FRO and the Project teams to force close-outs in a timely manner and in compliance with the CEP policy
Review and approval of closed projects - expensing CIP
Review funding requests and if within parameters process budget over rides - allocating additional funding to projects. Reallocation of funds between Funding projects and child projects
8-12 Years of Experience in Accounting and Finance
Corporate Real Estate Accounting knowledge preferred

195

Finance Resume Examples & Samples

Develop and maintain department budgets, analyze monthly operating expenses and provide monthly and quarterly expense analysis
Facilitate divisional accounting requirements including accruals, invoice processing, balance sheet substantiation and allocations
Produce monthly, quarterly and ad-hoc financial reports
Provide financial analysis including variance analysis, projections and trend analysis
Track and monitor divisional headcount and PATC levels
Liaise with business unit managers to develop budgets, provide expense management controls and address financial reporting requirements
Ensure accuracy of allocations, monitor allocations into business groups and respond to allocation queries. Analyze allocations in from other divisions
Ensure strong financial controls. Monitor divisional expense guidelines and regulatory requirements
Facilitate consultant approvals and track consultant spend versus budget
Maintain vendor contracts and monitor vendor expenses versus budgets
Assist with divisional vendor management including monitoring spend, on-boarding and off-boarding vendors, reducing risks and maintaining vendor negotiated rates
Manage various ad-hoc projects
Minimum 3- 5 years accounting, budgeting and financial analysis experience preferably in banking industry
Ability to multi-task and meet aggressive deadlines
Understanding of accounting tools such as Hyperion Essbase
Ability to interact effectively across all levels in the firm
Strong PC (Excel, PowerPoint and MS suite) skills including advanced data mining techniques

196

Finance Resume Examples & Samples

Provide user-centric rapid application development through project analysis, development, and deployment utilizing Microsoft
3 to 5 years development experience
Strong VBA and or Excel Skills
SQL (MS SQL Server preferred, database design and data manipulation)
NET (VB.NET preferred)
BI Reporting (Tableau preferred, Qlikview, Reporting Services)

197

Finance Resume Examples & Samples

Ability to work under time pressure
Experience dealing with customers/clients
Controlled based environment or highly regulated environment experience
Ability to self-manage and work on own imitative
Be a problem solver
Finance, business, economics background preferable

198

Finance Resume Examples & Samples

Assist the Finance Division Information Risk Officer to monitor the division’s information risk posture, providing management with transparency over what these risks are and how they can be addressed
Facilitate creation of divisional information risk requirements and procedures around data security, incident response, vendor security, technology operations, and business processes
Participate in programs to improve or remediate the control environment across the Finance division
Support the governance of agreed upon risk rules and processes, including the development and division-wide distribution of training and communication
Liaise with business unit managers to develop risk remediation plans, advise on control options, and address various reporting requirements
Ensure strong data protection controls are enforced throughout the division, including email and external data/file exchange
Monitor divisional compliance with and exceptions to policy requirements
Assist with divisional vendor management including reducing risks and responding to security incidents
Produce monthly, quarterly and ad-hoc risk reports
Special projects as defined by management
Help to build a culture focused on the proactive awareness and improvement of the risk environment
Minimum of 2 years business analyst and project management experience, preferably in banking industry
Information security or other risk management experience preferred, not required
Focus in accounting, finance, or technology preferred but not required
Ability to coordinate and run meetings across regions, often with senior stakeholders
Strong execution skills, ability to multi-task and meet aggressive deadlines
Good hands-on use of office tools such as SharePoint, PowerPoint, Excel
Good organizational knowledge and awareness, ability to get things done

199

Finance Resume Examples & Samples

Develop and manage a validation program across all aspects of the operational risk framework. This will include
Minimum of 10 years’ experience within investment banking (proven experience within an internal audit/ validation function strongly preferred)
Strong knowledge of regulatory requirements under the Basel framework
Ability to work in a fast paced environment, with a strong delivery focus
Strong verbal and written communication skills – able to present to senior stakeholders with impact and influence
Strong influencing skills

200

Finance Resume Examples & Samples

Working with senior stakeholders within the revenue and federation divisions to establish and maintain their risk assessments
Facilitating the risk assessment process. Including: establishing and communicating risk assessment timelines, tracking and escalating completion status, providing status reporting, providing guidance on how assessments should be completed
Providing metrics and reporting to senior management and governance committees. The reporting will include: completion status of the assessments, trending and analysis of the output from the risk assessments, changes to the risk assessment profile at an entity or group level
Synthesizing large amounts of data to identify areas of focus for senior management and to challenge the assessors on the appropriateness of the output
Facilitating of divisional risk convergence meetings including senior stakeholders across both revenue and federation departments
Providing functional support across a range of departments in the use of the risk assessment application eg answering questions on how to complete or make changes to the risk assessments
Providing training to key personnel across divisions, where required, to facilitate the risk assessment process
Working with other teams within ORMA to challenge, analyse and enhance the reporting on the output from the risk assessments. This will include working with the metrics team to analyse the risk assessment data to draw conclusions on the risk assessment profile of the entity and group
Proactively thinking about changes in the business, how these impact the existing risk assessment program and reaching out to the relevant departments to help facilitate the assessment changes
Hiring, training and managing a team of 10 individuals across multiple locations in facilitating and reporting on the risk assessment program
Managing ongoing initiatives to enhance the operational risk assessment program
Remaining current on business, regulatory and industry changes that may impact the business and the associated assessments
Minimum of 10 years’ experience within investment banking (product knowledge across business areas is an advantage)
Strong organizational skills – able to manage across multiple divisions and locations to ensure delivery against set timelines (project management experience a plus)
Strong data analytical skills

201

Finance Resume Examples & Samples

Plan, scope and execute internal validation reviews to assess divisional compliance with the operational risk framework
Draft internal validation reports for presentation to management that provide appropriate focus to management
Proactively track remediation of remediation plans to verify that issues identified during reviews are resolved timely
Preparing metrics and reporting to senior management and governance committees. The reporting will include: progress against the validation program of work, trends and areas of concern arising from the program, outstanding issues
Assess and corroborate, with stakeholders, the risk and impact of control deficiencies identified and the appropriateness of proposed remedial action plans
Develop and maintain effective, constructive, forward looking relationships with assigned internal stakeholders
Remaining current on business, regulatory and industry changes that may impact the operational risk framework and the validation team requirements
Being involved in ongoing initiatives to enhance the validation program
Minimum of 4-5 years’ experience within investment banking (experience within an internal audit/ validation function strongly preferred)
Experience working with teams and businesses across multiple locations and jurisdictions
Knowledge of regulatory requirements under the Basel framework is preferred

202

Finance Resume Examples & Samples

Managing and coaching junior team members in facilitating and reporting on the risk assessment program
Working on initiatives to enhance the operational risk assessment program
Minimum of 8 years’ experience within investment banking (product knowledge across business areas is an advantage)

203

Finance Resume Examples & Samples

Manage validation reviews across all aspects of the operational risk framework. This will include
Minimum of 8 years’ experience within investment banking (proven experience within an internal audit/ validation function strongly preferred)
Knowledge of regulatory requirements under the Basel framework, is an advantage

204

Finance Resume Examples & Samples

Provides administrative support in a complex team environment to a senior group or executive
Handles a high volume of phones calls and interacts with high level business leaders in a professional and effective manner
Supports internal and external managers or clients
Organizes and ships literature to clients
Coordinates a high volume of domestic and international travel arrangements and processes expense reports
Manages monthly invoices and arranges for payment
Responsible for participation in general administrative duties (copying, filing, faxing, archiving), ad-hoc projects, committees and or group events
Orders supplies and keeps inventory well-stocked
Prefer 5+ years of experience

205

Finance Resume Examples & Samples

Analyze transactions, research companies and identify potential issues during diligence of conflict checks
Maintain the BSCRG’s proprietary database which documents and tracks situations cleared or pending clearance
Proactive and self-motivated with a strong work ethic
Previous experience in investment banking, private equity, securities products, or legal is highly desirable

206

Finance Resume Examples & Samples

Develop strategies and programs to assist the finance organization in dealing with change as a result of finance transformation initiatives and other initiatives within Global/Regional Finance Operations with specific emphasis on data quality related issues
Actively manage Data Quality team, including matrix relationships with FRO to meet team objectives. Chair weekly Data Quality Tier 1 team meeting and coordinate support for IMR identification, assignment and remediation/escalation. Coordinate with GFDS and FRO regarding Tier 2/Tier 3 escalation meetings
Drive data quality initiatives including Adjustment Reduction efforts across North America Finance. Work with subject matter experts to identify root causes in Product Processors and Ledgers to reduce/eliminate adjustments. Enforce Adjustment Directive requirements and oversee exception approval process for NAM region
Develop and manage effective internal relationships. Partner with key stakeholders (e.g., FRO, GPO, BICF) to advance projects and transformation initiatives across North America Finance organization
Create opportunities for Data Quality team via mentorship and leadership support. Actively identify and develop programs to meet the educational and advancement needs of the staff
Participate in process improvement efforts to coordinate and streamline control activities across business and functional lines. Active engagement with GENESIS, USRRI and Full Suite implementation teams to leverage efforts to improve data quality and straight through processing
Effective leadership and strong work ethic,
Ability to communicate effectively with key stakeholders
Excellent team player with strong collaboration and negotiating skills
Ability to create a actionable strategy for a global/regional organization
Ability to prioritize and execute tasks in a fast paced environment and meet compressed metric deliverables
Strong analytic and problem solving skills required
Ability to deal with ambiguity and change

207

Finance Resume Examples & Samples

Team responsible for global transfer pricing calculations between legal entities
Joint accountability with Tax in ensuring transfer pricing is accurate and complete for the firm
Monthly and Quarterly analysis of P&L by business across the major legal entities
Liaise with the Business/ Product Controllers in reviewing/ analyzing business results
Presenting to management when changes to transfer pricing are needed
Managing ad-hoc transfer pricing projects
Identifying improvements to processes, controls, and technology, and implementing them collaboratively with global teams
Degree in Finance / Accounting
Qualified accountant preferred with relevant industry experience
Solid understanding of financial services industry and markets
Self-motivated, investigative approach, with the ability to work independently using own initiative
Excellent communication skills, written and verbal, and ability to present to senior management

208

Finance Resume Examples & Samples

Primarily responsible for underwriting private bank residential mortgage loans. Potential for some involvement with loans secured by other collateral and unsecured loans
Approve annual reviews of private client borrowers and counterparties. Assign internal credit ratings for private client loan and wholesale mortgage counterparties in accordance with department methodologies
Provide guidance to senior management and colleagues about counterparty credit worthiness, risks and mitigants
Work closely with the business teams, operations, compliance and reporting team members to identify, mitigate, manage and report on credit risk as well as compliance, operational and reputational risk
Participate in updating/developing new credit products, including corresponding policy, procedure, guidelines, and systems
Manage third-party vendors that provide mortgage loan fulfillment services and post-closing quality control for the mortgage loan program
Prefer at least three years experience performing in a credit analysis/approver role in private client /high net worth mortgage lending. Experience in other high net worth lending such as security based lending, unsecured lending, lending against other collateral types (e.g., aircraft, marine craft, hobby property, etc.) is a plus
Demonstrated experience analyzing credit requests, managing/mitigating credit risk and making credit decisions
Strong working knowledge of compliance regulations pertaining to private client and mortgage lending
Ability to learn quickly and work in a fast paced environment
Control side mortgage experience (processing, underwriter, etc.) preferred but not required
MBA, CFA, delegated mortgage approval authority preferred but not required

209

Finance Resume Examples & Samples

Support financial closing & reporting. Delivering quarterly rolling forecasts, annual budget planning
Coordinating support, review and challenge of forecast assumptions with primary aim to provide executive management with advice on the financial implications of business activities including ensuring use of resources are optimized
Developing and delivering metrics and trending analysis to support the frequency of the financial reporting demands
Increasing the support efforts of ongoing challenges by providing independent review and challenge of functional cost base
Hyperion, Cognos, Lotus notes skills and other languages are a plus
At least 3 years experience in Experience in Accounting/Finance position
At least 2 years experience in MNC

210

Finance Resume Examples & Samples

Calculating of capital and risk weighted assets related to Secured Funding Products
Working with Credit Risk (CRMA), Product Controllers, Technology, Project Managers to enhance and improve the workflow and update the infrastructure to meet current and future reporting needs
Developing a good knowledge of the Regulatory rules and how they apply to Secured Funding Products
Industry / product knowledge of Secured Funding Products / Risk Management practices
Knowledge of GS systems and flows for Secured Funding Products

211

Finance Resume Examples & Samples

Develop and implement risk analytics and data visualizations for use in managing and reporting credit risk taken by the Firm
Assess and respond to industry and regulatory changes impacting public disclosure, stress testing and regulatory capital calculation
Evaluate potential transactions for their impact on credit risk and regulatory capital implications
Build and maintain cross-divisional relationships while providing businesses and control functions with ongoing updates on risk metrics and regulations
Experience creating and analyzing data visualizations to guide decision making
Computer science background or programming experience
Demonstrated, proactive interest in financial markets
Highly motivated, enthusiastic and assertive problem solver
Analytically-inclined team player
Detail-oriented with a commitment to quality and control

212

Finance Resume Examples & Samples

Proven experience within financial applications and systems
Minimum of 8 years’ experience in financial services industry and in accounting/finance
Bachelor degree in Accounting/ Finance or Commerce
Previous experience implementing process efficiencies with financial reporting
Previous experience coordinating all aspects of system and user acceptance testing (UAT)
Relevant Controllers experience

213

Finance Resume Examples & Samples

Establish new excel reporting model for the management of distributable reserves and dividend distributions
Pro-actively engage a network of internal stakeholders including representatives from tax, treasury, secretariat, overseas asset finance and group finance
Aid the determination of appropriate controls and a clear process to support distributable reserves determination
Administrative support for dividend distribution flow approvals and other adhoc project work as required
Every individual has a duty to both themselves and those around them to ensure that safe practice is adhered to at all times. In addition to any specific accountabilities
Part qualified or qualified accountant
Intermediate working knowledge of excel and basic modelling
Experience of financial statutory accounts and an understanding of distributable reserves is an advantage along with interactions with functions such as Company Secretariat and Legal
Knowledge of SAP would be an advantage
Able to manage time and prioritise workload effectively

214

Finance Resume Examples & Samples

We are responsible for assessing and quantifying model risk -- the risk associated with the choice of models that are used to price non-vanilla, XOT, complex derivative transactions. As financial derivatives become more complex, so do the models used to value and risk manage them. Our group focuses on developing alternative models to quantify the sensitivity to choice of different models
Strong quantitative skills with a Ph. D in Mathematics or Applied Mathematics
Good programming skills in Python, Java, R and Matlab
Experience of machine learning
Supervisory experience either in an academic field or workplace environment
Ability to explain complicated models in an intuitive way

215

Finance Resume Examples & Samples

2 plus years of experience in a quantitative and analytical role
Advanced proficiency in Microsoft Excel and ability to work with large quantities of data; comfort with Lookups, Pivot Tables, Indexing and Graphing
Familiarity with database structures and reporting
Detail oriented, able to work under deadlines and perform multiple tasks effectively and concurrently
Solid organizational and planning skills, bright, with a strong work ethic
Highly motivated, participative team player
Requires a Bachelor's Degree with a focus in Finance, Economics or Statistics

216

Finance Resume Examples & Samples

Credit Risk Management & Advisory (CRMA) has responsibility for the firm’s Allowance for Loan and Lease Losses (ALLL), including any reserves/adjustments made for Purchased Credit Impaired (PCI) portfolios
Have primary responsibility for ALLL, ultimately reporting to CRMA’s global heads of Quantitative Analysis and Analytics & Regulation
Role will involve the ongoing calculation of ALLL as well as the design and delivery of ALLL analyses and forecasts for consumption by the Finance Division, lines of business, and the firm’s senior management
Partner with Credit Quantitative Analysis (CQA) on the development and utilization of macroeconomic models used to determine the ALLL under normal conditions and the stressed business environments used for capital planning as part of CCAR/DFAST
Interact with the CRMA’s Credit Research Group (CRG) and Distressed Credit Council (DCC) on the identification and modeling of impaired credits
Responsible for assessing the likely reserves required for prospective transactions
Lead review of cash flow models for PCI portfolios and their associated documentation for conceptual soundness and alignment with macroeconomic assumptions used. Conduct outcomes analysis comparing realized cash flows to those that were predicted
Experience with ALLL
Familiarity with credit functions
Track record of teamwork

217

Finance Resume Examples & Samples

Working with other teams within ORMA to challenge, analyze and enhance the reporting on the output from the risk assessments. This will include working with the metrics team to analyze the risk assessment data to draw conclusions on the risk assessment profile of the entity and group
Minimum of 4-5 years’ experience within investment banking (product knowledge across business areas is an advantage)
Knowledge of regulatory requirements under the Basel framework is an advantage

218

Finance Resume Examples & Samples

Qualified or part qualified accountant/ATT/CTA
Minimum of 2 years UK tax experience
Team player with the ability to be pro-active in a challenging business environment, whilst adhering to firm policies and practices

219

Finance Resume Examples & Samples

Assessing and Quantifying Model risk, i.e., the risk associated with the choice of models used to mark exotic OTC derivatives. As financial derivatives become more complex, so do the models that are used to value and risk mange them. The group focuses on modelling the risks that arise from choice of different models
Model Implementation risk – The group analyzes the consistency and validity of all models used by the firm for pricing and risk managing derivatives contracts
We advise senior management on the risk associated with particularly large derivatives transactions
Strong quantitative skills and academic achievement (Ph. D in a quantitative discipline such as Physics, Mathematics, Computer Science etc)
Keen interest in financial markets, self-motivated
Good knowledge of C++ programming
Good communication skills: Comfortable with explaining complicated models to a wide audience
Team players and have the ability to come up with solutions quickly and think through these solutions with others
Ability to think clearly and operate at a fast pace in a constantly changing risk environment

220

Finance Resume Examples & Samples

Possess a relevant Bachelor degree
Minimum of a years’ experience working within operational risk
Experience working within divisions on the identification and assessment of risks and controls as part of their Risk and Control Self-Assessment program
Strong knowledge of regulatory requirements and experience of regulatory reporting
Strong product knowledge within Fixed Income, Commodities or Currencies
Can demonstrate a good understanding of risks across the trade flow, from trade booking and execution, to settlement and delivery

221

Finance Resume Examples & Samples

Monitor liquidity risks relating to the firm?s business activities, including trading, financing, and operational activities
Size and manage the firm?s liquidity pool
Optimize the level and composition of the firm?s capital base relative to its risk profile
Minimum of 7 years? experience within Corporate Treasury at a Global Investment Bank
Possess a Master in Finance, Accounting or Business
Global experience required
Previous experience of Liquidity Risk Management and funding policies
Proven team management experience
Self-starter with good commercial perspective

222

Finance Resume Examples & Samples

Writing high-quality technical documentation
Working on quantitative regulatory projects. Will require interacting with regulators and making presentations internally
Participating in development of simulation models for credit risk computations

223

Finance Resume Examples & Samples

Expertise in sovereign credit analysis, with particular focus on macroeconomic, political, financial and social factors
Willingness to contribute in other areas, such as financial institutions or corporates industry analysis, as well as product risk management
Ability to work and make decisions independently
Flexibility and willingness to travel
Excellent written skills

224

Finance Resume Examples & Samples

Serve as a subject matter expert regarding SEC compliance reporting (10-Q/10-K and XBRL filing requirements: Taxonomies, SEC Regulations and Industry Best Practices)
Review XBRL documents to ensure compliance in the areas of accuracy, consistency, and completeness of data tagging
Provide timely and accurate document processing support (create and edit documents, charts, graphs, tables using document management system)
Manage workflow, communications, conformance to standards and timelines related to the 10-Q/K process
Prepare quarterly time schedules and work closely with the Executive Office to coordinate ER and 10-Q/K review meetings
Work closely with third-party printer to coordinate production details related to the document to be filed with the SEC, as well as final copies to be printed and distributed
Ensure the accuracy, quality and consistency of data in the Annual Report
Identify risks, assess mitigating controls, and make recommendations on improving the internal control over financial reporting
Performs other related duties and participates in special projects as assigned (review of translation filings, review consistency to other firm filings, presentations, SEC comment letters, etc. (i.e., Resolution Plan, ESG report, etc.))
Be involved in system integrations, and proposing improvements and efficiencies to existing reporting processes
4+ years of relevant work experience
Good knowledge of Windows applications, including e-mail and document management systems
Thrives in a fast paced working environment while maintaining strict attention to detail and deadlines
Works effectively under pressure; competing requirements and filing deadlines, able to manage multiple tasks and projects in an ever changing environment
Well versed in SEC filing requirements and reporting standards
Flexibility to work overtime

225

Finance Resume Examples & Samples

Ensure accurate and timely reporting for USGAAP consolidated reporting and related disclosures
Perform monthly “closing-the-book” procedures for USGAAP, IFRS and tax reporting for investing entities
Manage and prepare IFRS and USGAAP financials and disclosures and management packs, including trend analysis
Liaise with external property accountants, tax consultants and auditors to meet audit, tax and other compliance requirements
Liaise with Desk and Middle Office to assist in review of investment and structure
Ensure timely reporting to external investors and lenders
At least 4 year experience in accounting, audit or related relevant experience
Strong knowledge of consolidated financial statements
Experience in preparing and understanding financial statements in various GAAP
MS office knowledge (Word, Excel) is required

226

Finance Resume Examples & Samples

Perform valuation control for the North American Commodities business, including independent price verification, validation of valuation model inputs, reporting, and analysis
Prepare monthly and quarterly reporting and analysis for derivative balances
Identify pricing issues, valuation parameters, or instrument types that require evaluation, with critical analysis of the valuation issues involved
Act as the first point of escalation with regard to any discrepancies and breaches
Act as a business partner to the Business, Risk, Compliance, and Finance
Ensure compliance with firm-wide policy and guidelines / procedures for valuation adjustments and price-testing across the business; enhance process improvements with particular attention to the design of control
Devise and perform reserve calculations to ensure trade/portfolio valuation is reported in accordance with US GAAP and Bank policy
Complete documentation to evidence validation is performed consistently within guidelines / procedures for valuation adjustments and price-testing across the business
Liaise with line controllers to ensure communication of pricing issues for consistent reporting and monitoring in daily P&L validation and Profit Attribution Analysis
A minimum of five years of experience with North American natural gas, power, and crude oil markets and products, preferably in Product Control / Independent Price Valuation / Valuation Control
Knowledge of regulations as they pertain to valuation control
Ability to build productive working relationships
Ability to manage multiple tasks and work effectively in fast-paced trading environment
A control-focused mind-set with strong process improvement capabilities
Strong knowledge and experience with OpenLink and Microsoft Excel
Bachelor’s degree in any Finance, Economics, or other quantitative discipline

227

Finance Resume Examples & Samples

Perform system maintenance
Assist global users in issues
Documenting requirements for updating/improving system features
1 - 3 years relevant work experience

228

Finance Resume Examples & Samples

Product risk management including credit limit monitoring, exception management, and regular and ad hoc risk exposure reporting, which are critical to GS’ ability to effectively monitor counterparty credit quality migration and take appropriate actions
Counterparty risk management including sourcing, managing and taking ownership of information integrity, which are essential to effective risk management of mutual funds, hedge funds, financial institutions, corporations and governments to which GS takes credit risk
Be responsible for the content and quality of annual credit reviews of counterparties in these sectors that are produced by more junior colleagues
Rate counterparties according to their business and financial profiles by the firm’s internal credit rating scales
Perform ongoing surveillance and provide guidance to senior management and colleagues about counterparty credit worthiness changes/migrations
Participate in development of credit systems and credit review methodologies
Willingness to expand coverage to other industries
Minimum 5-6 years experience performing credit analysis, including financial and business profile analysis, of corporations across a range of industries
Familiarity with derivatives that give rise to credit risk is a plus

229

Finance Resume Examples & Samples

1 to 3 years’ experience with preparation/review of federal tax forms (Form 1120/1065/5471/8865/8858, etc.)
Financial services industry experience
Strong computer skills; proficient with MS Excel
Working knowledge of CorpTax and ONESOURCE Tax Provision
Comfortable with learning new software applications

230

Finance Resume Examples & Samples

Prepare daily Net Capital estimates
Prepare ad hoc reports/analysis to be sent to senior management
Assist in the preparation of the monthly FOCUS review package and FOCUS report
Prepare monthly Net Capital computations
Prepare and analyze the monthly Net Capital estimate vs. actual comparison
Prepare monthly residual capital charges
Inventory review and analysis
Prepare return on capital information for global regulated entities
Desire to drive initiatives/projects to improve processes, procedures and workflow
Some knowledge of SEC Rule 15c3-1
Degree in Finance, Accounting or Business
1-5 years relevant work experience (financial services firm, public accounting, consulting, regulator)
Ability to use initiative and work accurately with minimum supervision
Good PC skills (Excel, Word)

231

Finance Resume Examples & Samples

Perform backtesting and review model performance
Review new firmwide market risk and capital measures / treatments and changes to existing measures / treatments
Review new activities and their implications on risk/capital treatments/methodologies
Monitor risk and capital methodology / treatment related front to back findings
Industry advocacy on risk and capital related regulations
A Bachelor/Master/PhD degree in finance/economics or in a technical area such as statistics, operation research, actuarial science, engineering, business information system, computer science or other technical areas
Experience and understanding of markets and different asset classes is a plus
Familiarity with derivatives and market risk measures (e.g. VaR) is a plus
Programming experience is a plus

232

Finance Resume Examples & Samples

Perform system maintenance including creation of new reporting periods, reports and entities; rollforward reporting periods for reports
Perform security administration for the users
Assist users in resolving document and data related issues
Experience in a document management tool like SAP Disclosure Mangement, CaseWare, IBM Cognos FSR / Clarity is a plus

233

Finance Resume Examples & Samples

Prepare financial statements for domestic, offshore and SEC registered hedge fund of funds
Perform accounting, valuation and financial oversight for Hedge Fund of Funds and Long-Only private funds
Support team leader and department manager on various special projects
Oversee administrator and manage external auditors
Manage technology initiatives by providing scope of project, managing timeline, and coordinating testing
Preparation of various regulatory reports, compliance reports and reports to Board of Directors for registered/listed funds and fund share classes
Participate in new fund launches including the review of fund documentation, fund set up, and vendor selection
Four-Seven years of experience

234

Finance Resume Examples & Samples

Experience in and knowledge of at least one derivatives, securities and commodities business (Preferably Equities, Commodities, Algorithmic/Electronic Trading, however, expertise in any business asset class in FICC and Equities in strong preferred)
Experience in roles with direct expertise in the businesses and products with strong understanding on how the businesses operate and the products work. Familiarity with the business concepts such as hedging and valuation
Experience working at a Financial Institution or supporting a Financial Institution (i.e Bank, Hedge Fund, Asset Management firm and/or Consulting firm)
Strong technical and quantitative aptitude (to be able to understand and determine quantification of operational risks). Ideally exposure to creating and understanding financial models

235

Finance Resume Examples & Samples

Coordinate with Investor Relations, Firmwide Strategy, the CAO office and other groups within Finance on the review of presentations to be given by senior management both internally (e.g., to the Board of Directors) and externally (e.g., other financial institution conferences)
Coordination and heavy interaction with the CAO and CFO teams from every division and region, as well as with other groups in Controllers
Work closely with Technology on various initiatives to update and enhance financial reporting systems and processes
Have primary responsibility for the various ad hoc projects that come through Financial Reporting
4+ years. Financial Reporting and/or Planning & Analysis experience a plus
Excellent interpersonal, communication, and multi-tasking skills

236

Finance Resume Examples & Samples

New activity memos review – to ensure operational risks arising from new products, activity, migrations, etc. are properly considered
Facilitation of operational risk event collection, performing detailed reviews of events, tracking of remediation, conducting trend analysis and reporting
Remaining current on business drivers, regulatory and industry changes impacting the business, identifying new or emerging risks to which the business is exposed
Conducting training and raise awareness of the operational risk framework
Contributing to the advancement of operational risk methods and practices and the operational risk management framework
Excellent interpersonal, verbal and written communication skills – able to present with impact and influence

237

Finance Resume Examples & Samples

Management of the Shared National Credit program – oversight, training, analytics, quality control, supervisory reporting (Call report), exam preparation and examinations, supervisory interaction
Manage FDIC “higher risk” ratings –oversight, training, analytics, quality control, supervisory reporting (Call report), exam preparation, supervisory interaction
Participate in leveraged lending designations and supervisory reporting
Collaborate with the Vice President of Wholesale Analytics & Supervision on loan analytics/data as it pertains to above
Ability to comfortably and effectively interact internal risk experts, various stakeholders outside of CRMA, and regulators

238

Finance Resume Examples & Samples

Responsible for reporting on the price verification results of positions held in the portfolios – including, but not limited to interest rate swaps, variance swaps, inflation linked interest rate products, credit default swaps, total return swaps on emerging market debt, securities (equities, MBS, ABS, emerging market debt, corporate bonds, investment grade bonds, high yield bonds, government bonds, etc.)
Assist in the development and reporting of a valuation and price verification framework for derivatives and securities; in conjunction with technology
Regular interaction with other departments: technology, operations, fund accounting, legal and compliance
Preparation of management reports and analysis to assist senior federation and portfolio management teams in understanding the business
Creation and maintenance of the valuation policy and procedures for the Investment Management Division
Influence practices to ensure accurate and timely reporting
Identify key areas of risk in the reporting process and continue development of the control framework
Coordinate the remediation of reporting anomalies
Recommend, create and implement rule changes that improve reporting and infrastructure processes
Degree in Finance / Accounting is preferred
Proficiency in Microsoft Desktop Applications (Excel, Powerpoint, Word) and Adobe Acrobat
Requires a willingness and drive to understand the reporting and price verification for the types of securities and derivatives mentioned above (including, but not limited to interest rate swaps, variance swaps, inflation linked interest rate products, credit default swaps, total return swaps on emerging market debt, securities -equities, MBS, ABS, emerging market debt, corporate bonds, investment grade bonds, high yield bonds, government bonds, etc.)
Ability to work in a team environment, use initiative and work efficiently

239

Finance Resume Examples & Samples

Enhance policies and procedures for the risk management of interest rate risk (IRR) in the firm’s banking book
Develop risk metrics and limit structure for short and long-term exposure to interest rates in the banking book
Analyze the impact of stress testing and balance sheet simulations on projected earnings and work with the trading desk to develop solutions to mitigate interest rate risk
Develop consolidated reporting of interest rate risk, document key assumptions and review reporting with senior management on an on-going basis
Conduct sensitivity testing of key assumptions on a periodic basis
Prior experience managing and reporting on banking book interest rate risk
Self-starter who can drive projects independently
Good project management experience with the ability to collaborate with people from different departments and levels of seniority
Demonstrate good judgment when evaluating issues and alternatives
Experience with ALM softwares such as QRM/Sunguard etc. preferred but not required

240

Finance Resume Examples & Samples

Preparing daily P&L’s for trading desks, involving assessment of the nature of revenue generated in the context of market moves and risk held as well as reconciliation between front office sub-ledger and Firm general ledger.Price verification; monthly review and challenge of trader inputs into inventory pricing as well as incremental assessment of less observable inputs
To interact effectively and pro-actively with traders and their management
Intelligently reviewing trading activity with the objective of informing around the valuation of the portfolio and also highlighting anything unusual or material to management
Knowledge of products and market awareness
Producing and reviewing p&l attribution and commentary for the bank’s trading, investing and new issuance businesses
Understanding of the impact of Regulatory Capital rules on a trading desk’s ongoing and new business
Production and analysis of the balance sheets for a trading desk and understanding and explanation of moves
Preparing monthly accounts for posting to the firm’s general ledger and producing/reviewing relevant external disclosures
Ensuring compliance with all the Firm’s financial reporting requirements
Liaising with other Federation departments in a collaborative and problem-solving capacity
Qualified Chartered Accountant; or other relevant professional financial qualifications (eg CFA)
We will also consider part-qualified candidates currently on other bank ACA/or similar programmes Strong attention to detail and analytical capability
Good interpersonal skills as complement to technical aptitude
Desire to learn and interest in financial markets and products
Track record of improving processes and adding value to clients/stakeholders

241

Finance Resume Examples & Samples

Produce and analyze daily P&L, Balance Sheet, and ad hoc analytics in support of the various Global Securities Services desks
Liaise with various business desk heads and other front office personnel
Contribute to 10Q/10K disclosure and footnote reporting for products supported
Interface with other support areas such as Product Controllers, Legal Entity Controllers, Regulatory Controllers, Divisional Management Reporting, Funding & Product Control Technology, and Operations
Degree in Accounting and/or Finance preferred

242

Finance Resume Examples & Samples

Provides administrative support in a complex team environment to the business unit partner, back-up support to a group of senior managers, along with back-up coverage to the department administrative assistant and support to remaining members of department
Handles a high volume of phones calls and interacts with high level business leaders and key stakeholders in a professional and effective manner
Coordinates domestic and international travel arrangements and processes expense reports
Prefer 5+ years of experience and college degree

243

Finance Resume Examples & Samples

Enhance policies and procedures for the risk management of secured funding risk
Develop risk metrics and limit structure for short and long-term sources of secured funding
Liaise with the Securities Division to determine the appropriate funding strategy for the firm and review proposed funding transactions
Ensure accuracy in internal and regulatory reporting metrics (e.g. LCR, NSFR, and G-SIB), as it relates to secured funding
Develop consolidated and subsidiary reporting of funding risk, document key assumptions and review reporting with senior management on an on-going basis
Conduct sensitivity testing of key risk assumptions on a periodic basis
Prior experience managing and reporting on cash & collateral risk; strong familiarity with repurchase agreements, securities lending, and secured loans is a plus

244

Finance Resume Examples & Samples

Handle full set accounts
Perform group consolidation (quarterly & monthly)
Handle year end audit planning and process
Handle regulatory filings / queries
Support new project initiatives; such as project planning and management, performing UAT, etc
Degree in Accountancy / or ACCA and equivalent
Strong analytical skills and Logical thinking
Proficient in Microsoft office: Advanced Excel, Word, and PowerPoint
System knowledge in SAP, Hyperion consolidation will be an advantage

245

Finance Resume Examples & Samples

Liaise with multiple teams within the Firm
4 – 7 years of experience
CPA with investment company experience preferred
Hedge Fund and/or Private equity experience

246

Finance Resume Examples & Samples

Supervise a team responsible for the financial reporting oversight for over 500 funds
10 - 15 years of experience
CPA with investment company experience (big four)
Hedge fund and/or private equity experience preferred
Experience managing a team

247

Finance Resume Examples & Samples

Experienced leader managing advanced budgets and a team of Business Managers, with the ability to influence the team to drive the definition and adoption of consistent Financial, Resource, and Vendor processes and practices
Directs team members who analyze and create management reporting addressing staffing, efficiency, quality, and other analytics that are directly related to the day-to-day running of the overall technology department’s business
Responsible for coaching and mentoring less experienced team members
Develop collaborative working relationships across CTO, CTO -1, CFO, CCB Shared Services and HR teams while providing business value and transparency
Drive Monthly Business Reviews providing visibility and transparency into strategic roadmaps, operational, financial, resource and risk profiles
Provide resource management communications, planning/forecasting guidance and coordination for core business requirements for CTO’s & CTO-1
Facilitate CTO-level, proactive monitoring of headcount, budget, financials to highlight variances and reforecast plans to stay on target
Facilitate Signing Party Reviews to garner CTO approval for spend requests, driving consistent and comprehensive supporting documentation for CIO level approval
Leverage the global location strategy to increase productivity of staff by identifying opportunities to co-locate and consolidate locations across defined strategy; develop execution plans against a defined OPT Location Strategy while managing tactical requirements
Drive Vendor Optimization to reduce vendor expense through improved governance, analysis of management information and pipeline reporting, tracking save opportunities and production of monthly executive level reports highlighting achievements and opportunities
Provide oversight of new Vendor Deals by providing analysis and financial modeling including aggregate views, what if analysis & ROI analysis and partnering with the JPMC sourcing teams to ensure supporting data is complete for key contracts including multi year financials, contract start & end dates, products & services and entitlements & volume
Drive process improvement and engage with the tools and automation team members across multiple working groups for dashboard development and KPI’s
Partner with OPT BMO Leads to drive consistent business management practices, development of KPI’s, setting logical key performance measures and reporting driving towards continuous improvement in accuracy and control
10+ years background in Business Analysis/Financial Analysis or Management Consulting
Education: Bachelors or Masters Degree in Business Process/Finance/Process/Analytics, complemented with a strong passion for technology
Finance & Business Management experience within a technology organization required

248

Finance Resume Examples & Samples

Primary role involves review, analysis and reporting of P&L and performance related to strategies across GSAM businesses
Review performance results shared in marketing materials
1 – 3 years of relevant industry experience; exposure to investment management
Solid PC skills, specifically Excel; VBA and/or Access experience is a plus

249

Finance Resume Examples & Samples

Prepare Franchise growth analysis across Disney/Pixar, Marvel and LucasFilm
Prepare ad-hoc benchmark reporting & deep dive analysis to support business development and growth
Advanced knowledge of MS Office, particularly Excel and PowerPoint are a must
Analytical ability, critical thinking, fast learner, and proactive problem solving
Cognos and SAP BW experience a plus

250

Finance Resume Examples & Samples

Discussing and negotiating documents with internal Goldman Sachs groups and directly with clients
Dialog with legal experts to understand and resolve issues
Self-leader to explore new risk management concepts
Interpreting complex provisions in documentation and highlighting relevance for credit risk management
Escalating issues and non-standard document terms to team leads and senior management
1-2 years experience working at an investment bank, law firm or corporation
Functional background or relevant experience in credit risk management and specific counterparty risk mitigation provisions is a plus
Knowledge of the ISDA Master Agreement and Credit Support Annex or other traded products documentation is a plus
Proactive and able to work independently and perform consistently in a high stress environment

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Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

Finance Resume Examples & Samples

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