Internal Controls Analyst Resume Samples
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Internal Controls Analyst Resume Samples
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AF
A Fahey
Ashtyn
Fahey
1429 Johns Road
Dallas
TX
+1 (555) 486 0852
1429 Johns Road
Dallas
TX
Phone
p
+1 (555) 486 0852
Experience
Experience
Dallas, TX
Internal Controls Analyst
Dallas, TX
Dickens and Sons
Dallas, TX
Internal Controls Analyst
- Assist in timely communication of findings and recommendations to management, monitoring remediation of issues and performing validation procedures
- Perform on-going program management activities. Prepare accurate, comprehensive, and timely status reporting
- Performs special projects at the request of senior management
- Identify potential risks or inefficiencies and develop recommendations for improvement
- Design, develop and implement a risk management test plan
- Work with internal control team to develop and maintain monthly metrics related to the audit process
- Direct Assistance - Performs year-end audit tasks under the guidance of our external auditors in order to reduce overall audit fees for the Company
Dallas, TX
BP Internal Controls Analyst
Dallas, TX
Schneider and Sons
Dallas, TX
BP Internal Controls Analyst
- Participating in interesting business advisory projects to help B2P solve complex business issues
- Being single point of contact during audit and support it through
- Participating in implementation and review of control framework
- Developing internal relationships
- Professional style when dealing with business clients
- Evaluating and designing B2P' processes and control environment to ensure compliance with laws regulations and GE standards, build up effective monitoring mechanism and maximize added value to the business
- Ensures that control tasks defined are performed in a timely manner and with respective attention to their quality, in case errors/mistakes occur, Internal Control ensures that corrective actions are taken
present
New York, NY
Senior Internal Controls Analyst
New York, NY
Prohaska-Kovacek
present
New York, NY
Senior Internal Controls Analyst
present
- Perform consulting services for management through participation in projects as requested by Group Management
- Administer access over Financial Controls Management application (FCM) and work with IT Business Partners over maintenance and incident management
- Perform business control risk assessments, working closely with management to ensure compliance with Honeywell policies
- Assists in the mapping process and risk assessment to document compliance with the COSO 2013 framework in coordination with external auditors and management
- Perform in-depth SOX activities in compliance with SOX cycles; analyzing narratives and developing business plans with business process owners as necessary
- Assist the business areas with developing a remediation action plan for issues identified
- Perform Internal Control Risk Assessment and monitor the implementation of established action plans
Education
Education
Bachelor’s Degree in Accounting
Bachelor’s Degree in Accounting
University of Virginia
Bachelor’s Degree in Accounting
Skills
Skills
- Strong investigation skills, strong technical skills writing macros (VBA/Excel)
- Strong Microsoft Excel knowledge
- Strong knowledge of accounting standards and US GAAP
- Attentive to details and assumes accountability for actions
- Excellent organizational skills, ability to multitask and demonstrate flexibility with sound decision making
- Ability to interact with others in a professional and courteous manner
- Ability to work within and across teams to develop strong relationships with subordinates, peers, and senior managers to accomplish goals in a timely manner
- Certified Public Accounting (CPA), Certified Internal Auditor (CIA), or other professional financial certification desirable
- Good computer skills with demonstrated proficiency in word processing, spreadsheet, presentation and email applications
- Strong attention to detail
15 Internal Controls Analyst resume templates
Read our complete resume writing guides
1
Internal Controls Analyst Resume Examples & Samples
- Assist in the coordination and delivery of SOR globally
- Work with the business and external service auditors to enhance SOR content, update report details and provide relevant documentation to the service auditors
- Support the implementation of a coordinated approach by participating in walkthroughs with business executives, recommending potential control enhancements and conducting follow-up in preparation for the annual SOR reviews
- Assist in the day-to-day follow-up with service auditors during their fieldwork to ensure projected timelines are met
- Assist in the distribution of the SOR based on requests from clients and prospective clients
- Coordinate activities with other risk and control functions (Financial Controls Reporting, Operational Risk, Internal Audit, and Technology Risk Management)
- Demonstrate knowledge of professional standards/practices and apply knowledge in performing work
- Effectively communicate both internally and externally to build positive relationships and understand key aspects of services provided to clients
- Assist other groups within the control function, including Financial Controls Reporting and Auditor Independence
- Bachelors degree in Accounting or Finance
- Professional qualification preferred (e.g., CPA, CISA, IIA) or in-progress
- 1 - 3 years of prior work experience
- Strong project management, organizational and interpersonal skills
- Possess a strong internal drive and motivation for continuous improvement
- Possess a high degree of integrity and confidentiality, as well as ability to adhere to both company policies and best practices
- Excellent communication (oral, written and listening) skills
- Critical thinking and problem solving ability
- Ability to develop effective working relationships with business and risk and control functions
2
Senior Internal Controls Analyst Resume Examples & Samples
- Assist in the documentation of changes to testing methodology related to the ICFR assessments
- Assist in monitoring completion of the various testing phases by the Risk Control Self-Assessment Teams and IT Audit (IT General Controls)
- Perform Financial Statement Line Scoping for various in-scope entities to determine new processes and coverage of key financial statement line items with existing processes
- Be a direct liaison with IT business areas/risk management partners over the IT General Controls impacting the ICFR assessments
- Evaluate new applications for relevance to financial reporting
- Administer access over Financial Controls Management application (FCM) and work with IT Business Partners over maintenance and incident management
- Update and provide annual trainings over ICFR guidance and Control Awareness
- Coordinate, perform, and document entity wide testing to include: Senior Management inquiries, End User Computing, COSO 2013 testing/documentation, and SSAE16 Reviews completed by business
- Reviewing and documenting additional memos, as necessary, related to ICFR control deficiencies identified by Risk Control Self-Assessment teams, Business Areas, Internal Audit, or External Audit
- Coordinating and monitoring the completion of the quarterly sign-off process performed by Management to include scheduling meetings with Senior Management and making changes in FCM related to organizational changes
- Assist in coordinating directly with external auditors over methodology, deficiencies, and sample coordination
- Ability to develop and maintain good working relationships with business owners and others
- Assist in preparing Audit Committee materials and participating in disclosure and subject matter expert committees
- Participating in Finance and Actuarial culture enhancement programs
- 5+ years of audit or internal control experience preferred
- Experience with COSO 2013 a plus
- Experience with testing Information Technology General Controls that support a financial reporting assessment a plus
- Proficiency in Microsoft Office products required
- Experience with OpenPages/IBM Financial Controls Management (FCM) or any other GRC solution is a plus
- Experience with Generally Accepted Accounting Principles (GAAP), Statutory Accounting Principles (SAP), Generally Accepted Auditing Standards (GAAS) preferred
- Strong interpersonal, research, analytical, communication and organizational skills
3
Internal Controls Analyst Resume Examples & Samples
- Assist with the analysis and review of assigned processes, risks and controls to
- Participate in control walkthroughs to evaluate and document design effectiveness
- 1- 2 years of audit or internal control experience a plus
- Public accounting experience a plus
- CPA or CPA candidate a plus
4
Internal Controls Analyst Resume Examples & Samples
- Strong investigation skills, strong technical skills writing macros (VBA/Excel)
- Strong interpersonal skills, with ability to train, instruct and consult others [OR Coaching, mentoring and training skills]
- Ability to multi-task in a fast-paced environment
5
Internal Controls Analyst Resume Examples & Samples
- 1+ year of Public Accounting and/or Private Industry experience
- CPA, CIA, and CISA
- Previous Audit (Financial and Operational), General Ledger, and Internal Controls
6
Internal Controls Analyst Resume Examples & Samples
- Perform design and operating effectiveness testing on the key controls of the assigned business processes
- Assist the Internal Controls Manager by working with the business areas, Internal Control Unit Project Management Office (ICU PMO), external and internal auditors and others as needed to ensure all in-scope processes, risk and controls are properly documented and evaluated
- Communicate test results, including control design and operating effectiveness issues and escalate potential issues/roadblocks to the Internal Controls Manager
- Ability to quickly understand and apply the FSB Financial Control Unit methodology
- Promote continuous improvement initiative by proactively providing feedback on the efficiency and effectiveness of the Controls & Testing Audit Plan
- Provide support to the Internal Controls Manager where required
- Bachelor's Degree in Accounting, Finance or related field
- 3-5 years of financial audit or financial internal controls testing experience
- 3-5 years of experience in a research and analytical role
7
Internal Controls Analyst Resume Examples & Samples
- Responsible for internal control environment at the TN & KY plants as it relates to SOX
- Work with internal control team to develop and maintain monthly metrics related to the audit process
- Execute work programs to test operational effectiveness of key process controls using a variety of approaches including sampling, corroboration, observations, etc
- Identify, evaluate, document and monitor the remediation of control deficiencies
- Assist the sites with the implementation on SOX
- Continue to stay up to date on SOX guidelines
- 3-5 years of experience (Manufacturing preferred)
- Exposure to COSO framework and SOX compliance
- Exposure to SAP is a plus
8
Internal Controls Analyst Resume Examples & Samples
- Previous work experience in risk management, audit or compliance
- Ability to juggle multiple priorities in a demanding environment
- Self-motivated and can work with minimal direction
- Ability to work within and across teams to develop strong relationships with subordinates, peers, and senior managers to accomplish goals in a timely manner
- Ability to interact with others in a professional and courteous manner
- Excellent organizational skills, ability to multitask and demonstrate flexibility with sound decision making
- Strong awareness of control and risk related strategies
- Intermediate or better proficiency in Microsoft Office suite (absent Access)
- Person must be highly organized and responsible with a results- oriented mind set
9
Senior Internal Controls Analyst Resume Examples & Samples
- Support the Internal Controls team and each process owner with the development of an internal controls framework and an effective annual internal controls assessment process
- Develop and update process documentation including flowcharts, narratives and risk and control matrices for business and IT processes
- Perform internal controls testing and report results
- Collaborate with team leads to address issues raised in the external audit, including recommending improvements to processes and controls
- Provide guidance and support to internal stakeholders as they look to address control deficiencies or make significant process changes (e.g. implementation of new systems)
- Liaise with the internal and external auditors
- Assist with analysis and data gathering in support of the annual risk assessment
- Stay abreast of changes to regulation as well as best practice within the internal controls area. Share your ideas and perspectives with the rest of the Spotify team and help us become better
10
Internal Controls Analyst Resume Examples & Samples
- Reconcile and analyze specified general ledger accounts and research general ledger variances (as needed)
- Review journal entries to ensure accuracy
- Update SOX narratives and perform semi-annual self-assessment testing
- Minimum of five years accounting experience
- Ability to analyze requests and make recommendations to improve processes and controls
- Minimum of two years’ experience with SOX, internal controls and auditing
- SAP system experience highly preferred
- Rebates and Healthcare experience preferred
11
Internal Controls Analyst Resume Examples & Samples
- Perform Balance Sheet Account Reviews
- Review and test Client’s audit management action plans to ensure compliance
- Review/update and confirm annual Key Control Requirements for changes to process and/or controls
- Perform Self-Assessment reviews for all processes in scope
- Coordinate the circulation and feedback on AIC drafts
- Manage the monthly metric scorecard reporting
- System administrator for the Active Strategy (metric reporting) tool
- Perform applicable system access reviews (SAP, Shared Drive, Sharepoint, BOFC, BPS)
- Ensure records retention compliance
- Close coordination with CAD on the Coca-Cola North America and GFO NA audits. Activities include the planning, communication, attending audit status meetings, reviewing/addressing
- Serve as a consultant and subject matter expert to improve the control environment of new or existing business processes in CCNA and GBS business initiatives by monitoring controls and providing assistance on control and compliance requirements
- Strong Problem Solving, Decision Making and Analytical Thinking Skills
- Financial Policies and Procedures
- 5-10 years’ experience in the Coca-Cola system preferably in the audit or accounting area
- Internal Controls experience
- Bachelor’s degree or equivalent experience required
- Strong knowledge of accounting standards and US GAAP
12
Internal Controls Analyst Resume Examples & Samples
- Process Analysis
- 2+ years of process improvement and internal controls experience
- Strong Microsoft Excel knowledge
13
Senior Internal Controls Analyst Resume Examples & Samples
- Participate in the design of internal control program and processes to ensure compliance with Sarbanes Oxley
- Perform risk assessments over key financial processes
- Assist in the testing and review of Sarbanes Oxley compliance documentation
- Communicate issues identified to management and senior management
- Complete special projects and reports as requested by leadership
- Bachelor’s degree in Accounting, Finance or related field required
- CPA license or actively pursuing certification preferred
- 2-5 years of relevant internal audit or controls experience
- Self-starter with excellent verbal and written communication skills
- Ability to prioritize workload and be adaptable to changing workloads
14
Senior Internal Controls Analyst Resume Examples & Samples
- Analyze and review assigned processes, risks and controls to ensure key risks and key controls have been identified and there are no gaps
- Coordinate and facilitate design meetings with the business areas to document and/or update in-scope processes, risks and key controls
- Use of Financial Control Management tool (FCM) to maintain the completed SOX documentation
- Conduct control walk-throughs to evaluate and document design effectiveness of the key controls
- Responsible for updating test plans and testing the operating effectiveness of key controls at interim, year-end and remediation testing
- Responsible for identifying control deficiencies and communicating the deficiency to the Finance Control Director and the business areas. This includes drafting the issue document
- Assist the business areas with developing a remediation action plan for issues identified
- Coordinate test samples and meetings with external and internal auditors to minimize duplicate work on the business areas and ensure the external auditors have what they need to complete their testing
- Partner with business areas across the company, ICU PMO, Internal Audit, External Audit and others as needed to ensure that the design and operating effectiveness of internal controls over financial reporting is adequate
- Coordinate and facilitate process and control walk-through meetings to evaluate and document design effectiveness of the key controls
- Responsible for updating test plans and testing the operating effectiveness of key controls at interim, year-end and remediation testing in accordance with the testing strategy
- Responsible for identifying control deficiencies and communicating the deficiency to the Finance Control Director and the business areas. This includes drafting the issue document and assisting the business areas with developing a remediation action plan
- Must have the ability to develop and maintain good working relationships with business owners, internal auditors, external auditors and others
15
Internal Controls Analyst Role Resume Examples & Samples
- 1-5 years of experience
- Public or internal audit experience is a plus
- Strong Excel proficiency
- Asian dialect is a plus
16
Internal Controls Analyst Resume Examples & Samples
- Proficiency with Excel
- Ability to work in a deadline driven environment
- Excellent research, analytical, communication and organizational skills
- Willingness to be challenged and to accept a broad range of responsibilities
- Experience with Generally Accepted Accounting Principles (GAAP), Statutory
17
Internal Controls Analyst Resume Examples & Samples
- PROJECTS: Participate in various company projects as a team member where required and complete deliverables assigned to you
- 3 years’ experience audit related post B.Com
- Excel and PowerPoint (Advanced)
18
Senior Internal Controls Analyst Resume Examples & Samples
- Serve as the Internal Controls Specialist for assigned Sarbanes-Oxley (SOX) business processes. This includes, but not limited to, risk identification and risk rationalization, process flow and narrative development and maintenance, internal controls integration, advising on the design and implementation of controls, mitigation of risk, remediation of control deficiencies or design gaps and assisting management in analyzing reported changes to assigned processes
- Ability to work independently with SOX Process Owners, SOX Coordinators and Accounting Representatives to prioritize critical business areas for conducting management’s assessment
- Work with the external auditors to facilitate management’s assessment in accordance with the SOX Act of 2002
- Plan, facilitate, and provide guidance with management’s execution and verification that the SOX assessment of internal controls over financial reporting is performed in accordance with the Company’s control assessment approach
- Participate in the development of control evidence expectations, detailed SOX testing plans and reviewing test guidance/scripts for completeness, accuracy and readability
- Assist in carrying out various routine duties, such as monitoring the 302 certification process, review control assessment work papers, independently interpret implications of management’s self-reported observations of SOX controls and Internal Audit’s reported observations
- Maintain SOX documentation in the Company’s SOX assessment tool
- Maintain and administer the Company’s SOX assessment tool. Other SOX assessment related support and assessment status reporting responsibilities
19
Senior Internal Controls Analyst Resume Examples & Samples
- Primary responsibility is to collect and analyze data received from various sources to prepare monthly management reporting presentation. Additionally, to identify the root cause of deficient controls, non-compliance with policies / procedures and system performance issues
- Bachelor's degree in Accounting or related field from an accredited college/university
- Minimum of two years of relevant experience in Accounting, Finance, Auditing or Internal Controls /SOX Testing
- Must be detail oriented as well as have effective organizational and communication skills
- Strong problem solving and analytical skills a must, including ability to effectively analyze data
- Proficient with Microsoft desktop applications with strong knowledge of Word, Excel and PowerPoint
- MS Access and SQL are a plus
20
Senior Internal Controls Analyst Resume Examples & Samples
- Assist with internal control risk assessments and control walkthroughs as assigned
- Review processes in order to identify weaknesses and strengthen the control environment
- Analyze specified general ledger accounts and research general ledger variances (as needed)
- Perform analysis and review of transactions with a strict adherence to GAAP, SOX compliance, and/or department policies
- Perform semi-annual self-assessment SOX testing
- Ensure the audit objectives are accomplished, appropriate documentation is provided, and timelines are achievable
- Bachelor’s degree in Accounting and/or Finance
- Combination of 5+ years experience in accounting and auditing, including 2+ years experience with SOX, internal controls and auditing
- Exceptional written and verbal communication skills; must be able to communicate effectively with all levels of staff and management
- Internal Audit background/experience is highly preferred
- CPA, CIA, and/or CISA is preferred
- Ability to prioritize multiple audits and projects simultaneously
- Ability to build and maintain relationships with various business unit leaders and external customers
- Accounts Payable and Healthcare experience preferred
21
Senior Risk & Internal Controls Analyst Resume Examples & Samples
- Manage the SOC 1 and SOC 2 audit engagements for AHA
- Manage client and stop loss external audits
- Assess and monitor the adequacy of business process and IT internal controls, considering whether the proper control activities have been established and are operating effectively
- Develop recommendations to Senior Management to address any issues detected to mitigate risks
- Provide technical consultation, guidance, and assistance to all levels of business unit and IT management relative to the design of internal controls and the implementation of control-based best practices when evaluating proposed projects, systems, and/or processes
- Coordinate quarterly management reviews of internal controls, reviewing outcomes and identifying risks based on management’s results. Develop recommendations to Senior Management in designing appropriate controls for risks identified
- B.S., B.A. or equivalent work experience in internal controls and risk assessments required
- 5 years healthcare industry experience preferred
- Experience conducting risk assessments for business and IT processes, evaluating new processes to recommend and implement controls
- Internal audit experience and/or external auditing experience with a public accounting firm or equivalent experience required
- Ability to work independently in a complex cross-functional environment and across all levels of business
- Excellent consultative and communication skills, with demonstrated expertise in presentational speaking
- Detail oriented, self-motivated, highly organized, with the ability to adapt to rapid changes
- Strict adherence to timelines
22
Senior Internal Controls Analyst, IT Resume Examples & Samples
- Strong background and knowledge in process management, including familiarity with issue management or audit best practices
- Strong background and general knowledge of Information Technology, with focus on Information Security or Technology Infrastructure
- Knowledge of IT framework and standards, including COBIT, ISO, NIST, etc
- SOC experience and/or knowledge of COSO preferred
- Ability to adapt quickly to changing priorities, environment constraints, and project deadlines
- Spreadsheet expertise (i.e. Excel)
- Presentation experience (i.e. PowerPoint, Word, and Publisher)
- Experience in process classification and analysis
- Familiarity with internal controls role within an organization
- Experience in identifying process improvements
- Experience in project planning and reporting results
- Experience with managing multiple projects simultaneously
- CPA, CIA, CISA or other related certification, preferred
23
Internal Controls Analyst Resume Examples & Samples
- 2 – 4 years relevant work experience
- 30% travel
- Responsible for the planning, execution, and reporting of Sarbanes-Oxley testing at multiple Cummins locations globally. Reviews financial and operating procedures to determine whether or not internal controls over financial reporting are being properly applied. Oversees the work of others including contracted audit staff and rotational/guest staff from within Cummins. Leads or executes Sarbanes-Oxley audits and risk assessments within established business processes. Reports discrepancies. Certified Public Accountant, Chartered Accountant, or similar certification required
- Bachelor of Accounting or equivalent degree
- Progress toward CPA, CIA equivalent certification preferred
24
Senior Internal Controls Analyst Resume Examples & Samples
- 0 - 5 years work experience in Internal Controls Evaluation related field (i.e. public accounting, SOX, etc.) preferred
- Must possess strong written and verbal communication and interpersonal skills
- Must be detail-oriented and organized, with aptitude for accuracy
- Demonstrated experience successfully interacting with upper level management required
- Demonstrated ability to use PCs, Microsoft Office suite, and general office equipment (i.e., printers, copy machine, FAX machine, etc.) required
25
Internal Controls Analyst Resume Examples & Samples
- Carry-out internal risk-based audits and reviews of business processes
- Undertake detailed testing of Company’s controls and draw conclusions as to the efficiency of controls,
- Make recommendations for the improvement of internal controls and the control environment of the Company
- Promote organizational awareness about the company’s standards, internal controls responsibilities and activities
- Perform Sarbanes-Oxley (SOX) related activities in order to ensure compliance with SOX regulations
- Participate in the review of ad-hoc projects to provide support and guidance in the implementation of effective financial controls
26
BP Internal Controls Analyst Resume Examples & Samples
- Participating in implementation and review of control framework
- Being single point of contact during audit and support it through
- Ensures that control tasks defined are performed in a timely manner and with respective attention to their quality, in case errors/mistakes occur, Internal Control ensures that corrective actions are taken
- Internal Control works on a rule based decision making and leads IC tasks area according to the agreed process maps and Desktop Procedures or other guidelines require
- Participating in interesting business advisory projects to help B2P solve complex business issues
- Evaluating and designing B2P' processes and control environment to ensure compliance with laws regulations and GE standards, build up effective monitoring mechanism and maximize added value to the business
- Developing internal relationships
- Bachelor’s degree in finance and accounting
- Some experience in financial reporting, risk management, internal and/or external audit
- Outstanding problem solving, analytical, communication and presentation skills
- Professional style when dealing with business clients
- Compliance & controllership mind-set
- Proficient IT skills including Excel and Outlook
27
Internal Controls Analyst Resume Examples & Samples
- Assist with annual business controls compliance requirements
- Assist management with data analytics with all company systems & subsystems
- Perform miscellaneous ad-hoc tasks as needed
- Organize ongoing control compliance requirements that are centrally managed for its local agencies
- Assist with acquisition integration work
- Experience with Accounting/Business controls
- 2-4 years of relative work experience
28
Internal Controls Analyst Resume Examples & Samples
- Work alongside with multiple divisions (accounting, IT, legal, HR) to ensure operational activities are adhering to internal controls
- Gain an understanding of processes to better be able to assess effectiveness of controls and then identify and escalate potential issues
- Develop and update internal controls documentation to identify and evaluate risks and then determine best practices to address them
- Evaluate processes and control design to determine impact on the existing control environment
- Train and guide team members on internal controls documentation and testing
- 2-4 years internal or external IT audit
- A CISA or CIA is desireAbility to independently assess risk and take proactive measures
- Minimum of bachelor degree in IT/Finance/Accounting
29
Internal Controls Analyst Resume Examples & Samples
- Perform reviews to evaluate adequacy and effectiveness of controls and ensure adherence to PMI and local Principle & Practices (P&P), guidelines, Sarbanes-Oxley, and regulatory requirements. Prepare reports to the management of overall internal controls assessment and recommendation for management actions. Coordinate for execution and implementation
- Enhance control and compliance awareness of PMI and local P&P through trainings, communication and promotional materials
- Serve as a contact point for PMTL’s employees to seek guidance on controls and compliance questions
- Perform compliance investigation and provide recommendations to Compliance Committee
- Minimum - a Bachelor’s degree in Business, Finance or Accounting
- Minimum 5 years’ experience in Internal Controls or Audit
- Experience in either in Risk assessment, SOX or compliance
- Excellent command of English (both written and spoken)
- Advanced in Computer literacy (MS Office – Excel, PowerPoint, Word)
30
Internal Controls Analyst Resume Examples & Samples
- 1-5 travel nights per month
- Planning and leading internal controls reviews and assessments to determine effectiveness and efficiency of operations, specifically compliance with Office of Management and Budget (OMB) A-123 and/or Sarbanes-Oxley (Management’s Responsibility for Internal Controls); and
- Applying Government Accountability Office (GAO) Standards for Internal Control in the Federal Government and/or applying Committee of Sponsoring Organizations of the Treadway Commission (COSO) framework at financial institutions; and
- Applying internal control principles and standards and performing audit follow-up and validation; and
- Identifying and making recommendations to mitigate risks in the areas of people, process, and/or technology with the Agency Financial Report (AFR) process and/or financial reporting
- Conducting internal controls reviews and assessments to determine effectiveness and efficiency of operations, specifically compliance with Office of Management and Budget (OMB) A-123 and/or Sarbanes-Oxley (Management’s Responsibility for Internal Controls); and
- Utilizing Government Accountability Office (GAO) Standards for Internal Control in the Federal Government and/or applying Committee of Sponsoring Organizations of the Treadway Commission (COSO) framework at financial institutions; and
- Applying internal control principles and standards and supported audit follow-up and validation; and
- Identifying risks in the areas of people, process, and/or technology
- OR -
31
Senior Fiar / Internal Controls Analyst Resume Examples & Samples
- Bachelor's Degree in Accounting, Finance, or related business discipline
- 3+ years of relevant Federal accounting or auditing experience is required
- 3+ years of experience performing financial statement audits of Federal entities is required
- Extensive experience performing audit functions, including test plan creation, internal control and substantive testing, and documentation of findings & recommendations for a government/commercial entity is highly desired
- Experience auditing or performing audit readiness functions for a DoD agency is highly desired
32
Internal Controls Analyst Resume Examples & Samples
- Ensure implementation of Sarbanes Oxley (SOX) program throughout PMPKL which includes, developing / maintaining / updating SOX documentation pertaining to business processes and controls, test results and control deficiencies in coordination with relevant Head of Departments
- Enhance control awareness throughout PMPKL by participating in training on the Fiscal Compliance Program and other PMI Principle and Practices requirements and facilitating users on the interpretation and application of PMI Principles and Practices
- Involved in the preparation and submission of control and governance reports to PMI, such as, PMI 32 (A107), PMI 36 (G113), PMI 13-C, 14-C and 17-C
- Analyze business processes and controls, identify and assess business and control risks; and advise key business functions on ways to enhance and improve controls and operational efficiency
- Monitor the implementation of agreed management action plans identified during Internal Control reviews and PMI Corporate Audit
- Participate in cross functional and cross affiliate projects as requested by PMPKL management and develop business acumen and identification of creative business solutions
33
Senior Internal Controls Analyst Resume Examples & Samples
- Assist with managing incoming customer support requests and resolutions by capturing,
- Bachelor’s degree in a relevant field (i.e.: Accounting, Finance, Business
- Must possess strong leadership skills and be a complete team player
- Must be able to quickly learn and stay up-to-date with federal financial policies and
- Must have strong writing skills and should be able to communicate effectively and
34
Senior Internal Controls Analyst Resume Examples & Samples
- Develop a thorough understanding of business processes in scope for SOX compliance and support the documentation the process, risks and controls
- Identify risks associated with business objectives and evaluating the controls in place to mitigate those risks in order to improve the effectiveness of risk management, control, and governance processes
- Provide consultative support to departments with regard to the adequate design and execution of control processes. Enable units to document Internal Control through standard methods
- Provide value-added advice and support to business partners on the creation or modification of policies, procedures, processes, products or services to ensure an appropriate level of internal control and compliance is maintained
- Ensure consistency of assessment and monitoring approach across Internal Control processes. Provide assistance to units as self-assessments identify controls weaknesses requiring formulation and execution of remediation plans
- Coordinate and monitor remediation projects for significant deficiencies and material weaknesses as reported by Internal Audit and the external auditor
- Perform consulting services for management through participation in projects as requested by Group Management
- Actively assist in the evaluation of new Accounting Standards and determine the impact on the organization and financial reporting functions
- Perform other related duties and ad hoc projects as required or requested by the business unit or direct manager
35
Senior Internal Controls Analyst Resume Examples & Samples
- Performs SOX compliance audits including evaluating the design and operating effectiveness of key controls in various business cycles including General Accounting, Cost Accounting, Financial Reporting, Benefits, Payroll, Inventory, Derivatives, Tax, Treasury, Revenue, Fixed Assets, Accounts Payable and Accounts Receivable
- Assists in the mapping process and risk assessment to document compliance with the COSO 2013 framework in coordination with external auditors and management
- Plans, coordinates and executes audit test work, interviews, detailed documentation and reports per professional and departmental standards
- Assists in the development of SOX and COSO training for business process owners related to process documentation, risk assessment, and the identification of control deficiencies and effective controls
- Assists the Manager, Internal Controls and SOX Compliance in ensuring that CF Industries, subsidiaries, and reporting units adhere to proper internal control practices including compliance with COSO guidelines and CF Industries policies and procedures
- Evaluates test results through identifying symptoms, root causes, problems and identification of potential mitigating controls to evaluate the severity of findings and makes recommendations for changes as appropriate
- Assists Internal Audit Staff or co-sourced resources with technical skills related to SOX and other related compliance testing
- Assists in coordination with external auditors to ensure their understanding of CF processes, controls, and compliance test results to maximize their reliance on Internal Audit’s work
- Assists Audit Management in ensuring that CF Industries, subsidiaries and reporting units adhere to proper accounting and financial reporting controls including compliance with Generally Accepted Accounting Principles and CF Industries accounting policies and procedures
- Reviews the relevance, reliability and integrity of financial and operating information and the means used to identify, measure, classify and report such information
- Performs ad hoc appraisals, inspections, investigations, examinations or other internal audit related reviews or projects as assigned by Audit Management
- Works with various CF management personnel to periodically test controls and ensures that internal controls are put in place to monitor business processes as they are developed or changed
- Assists in administration of updates to procedure memos, flowcharts, control matrices, test documentation, and remediation support to ensure the internal control environment reflects current state
- Continually seeks greater understanding of business processes, related risks and identifies gaps between the risks and the controls within the process
- Five (5) or more years’ experience in internal audit, public accounting or equivalent experience with specific experience in SOX compliance programs
- Certification required; SOX related or CPA/CIA preferred; MBA or a master’s degree in the field desirable
- Demonstrated critical thinking skills; professional and ethical demeanor at all times
- Excellent communication and people skills, both verbal and written, with personnel at all levels of the organization
- Strong organizational skills, ability to manage multiple tasks and projects, demonstrated prioritization and decision making skills
- Demonstrated ability to handle sensitive or confidential information and knowledge of IIA Standards and COSO framework
- Demonstrated initiative, autonomy, adaptability, maturity and sound judgment
- Proficiency in Microsoft Office application; current knowledge of auditing using SAP
- Understanding and experience with electronic internal audit software and data analytics tools (ACL) Preferred
36
Senior Internal Controls Analyst Resume Examples & Samples
- Plan and perform the Company's compliance activities in support of SOX certification and reporting requirements
- Develop and update control documentation including flow charts, narratives, and risk and control matrices
- Provide guidance and support to internal stakeholders as they make process changes or remediate controls
- Support implementation of strategic initiatives to optimize SOX compliance activities
- Assist in conducting internal controls assessment and alignment activities for acquisitions
- Serve as a liaison between internal controls, internal and external audit, and process owners for control related matters
- Periodic communications and reporting to leadership
- Bachelor's degree in Accounting required
- Audit related experience required
- Public Accounting audit experience preferred
- Sarbanes Oxley experience preferred
37
Internal Controls Analyst, NA Resume Examples & Samples
- Provide advisory support to the Mondelez business owners in timely and adequate completion of the CSAs rolled out by the global IC COE
- Perform Quality Assurance program on the CSAs completed by Mondelez business owners in accordance with the guidelines provided by the IC COE
- Provide support in timely review and resolution of Segregation of Duties (SOD) violation, recommend and agreed with respective manager in regard to mitigating control that may be required
- Oversee the internal control environment which may include review of existing financial and internal business controls procedures, compliance policy and recommending internal control improvements as well as documenting and/or updating control database
- Actively participate in new policies, procedures and business process, and system implementation ensuring that proper controls are embedded
- Support fraud and special investigation reviews including
- Providing guidance to management on the global fraud and non-compliance reporting process
- Reviewing of key documentation and data analyses
- Providing recommendations of key controls and improvement opportunities, and ensuring these controls are embedded within the revised processes
- Prepare status reports and present to the Assurance and Risk Committee, as applicable, (chaired by the Managing Director and represented by the relevant BOMs) on key findings from audit and fraud/special investigation reviews and tracking of management action plans on a periodic basis
- Strong knowledge on concepts related to ‘internal controls’
- Require a broad controls/ audit experience and knowledge of auditing and accounting practices used in large scale complex organization
- Internal control system; principle of management analysis and organization design
- Strong knowledge of US GAAP, SOX control requirement, control review and audit technique
- Knowledge in fraud and special investigations (Preferred)
- Ability to work with teams based on remote/ off-site locations
- Ability to manage multiple priority
- Ability to use accounting, spreadsheets, word processing and email software programs
- SAP knowledge or background is a plus
- CPA, CIA or Chartered Accountancy preferred
- Minimum of solid four years of experience in Audit (internal or external) or Corporate Assurance or any combination of training, education or experience that would provide the required knowledge and abilities
38
Internal Controls Analyst Resume Examples & Samples
- Internal Control Documentation Review - Reviews process narratives (controls and process links), detailed procedure documents (key control documents) and the internal control matrices to ensure all business areas are completing annual reviews and the documentation covers all key controls
- Internal Control Testing - Performs annual testing of our key internal controls for all business units. The analyst performs control testing and fully documents the procedures performed and any findings as a result of testing. All findings are reviewed with the control owners to discuss root cause, create an action plan to remediate the issues/concerns found (i.e., owners completing established tasks, vendor changes, appropriate auditing, etc.)
- Identification of Risks - Assists in the identification of financial risks to the Company as they relate to the implementation of financial systems (e.g. point of sale, credit and collections, payroll, ERP). Participates in annual discussions with business leaders to identify and address fraud risks to the Company, including creating new and/or updating controls
- Direct Assistance - Performs year-end audit tasks under the guidance of our external auditors in order to reduce overall audit fees for the Company
39
Internal Controls Analyst Resume Examples & Samples
- Preferred (but not necessarily required)
- CGFM, CPA, CDFM, CISA, Financial Statement Audit, IT Audit, Financial Reporting, Internal Controls,A123
- Ability to obtain and maintain certain job-related certifications if no job-related advanced degrees
40
Internal Controls Analyst Resume Examples & Samples
- Evaluates the design effectiveness of the internal control structure over processes that impact financial reporting
- Proactively partners with the business in identification of risks related to proposed business changes or identified issues to ensure accuracy and integrity of processes
- Acts as a Project Consultant Resource on financial risk and controls
- Provides Internal and External Audit Support as needed
- Identify potential risks or inefficiencies and develop recommendations for improvement
- Ensures compliance with Sarbanes Oxley requirements
- Performs special projects at the request of senior management
41
Internal Controls Analyst Resume Examples & Samples
- The Internal Control Analyst II is responsible for supporting the Manager of Internal Controls and the Director of Internal Controls in the execution of the SOX program and its related activities conducted within SC. This role will report directly to the Manager of SOX Controls
- Assists with documenting SOX process and control activities via narratives, matrices, and test scripts etc
- Audits and tests SOX controls to ensure that they are performed as required and is in accordance with test scripts/control objectives and within budgeted time allowed. Testing is adequately documented and cross-referenced and adheres with sample size requirements and internal SOX methodology
- Works with process owners to ensure SOX documentation is updated (as needed)
- Assists with maintaining a library of SOX documentation including narratives, test scripts, and risk matrices
- Builds strong relationships with SOX control and process owner's, IT SOX internal control team, internal audit, external auditors, internal control team and compliance department
- Participate as a key member of the Internal Controls team in audit projects
- Determines an adequate scope for the reviews, in conjunction with department leadership
- Conducts audit testing of the areas, documenting the processes reviewed, summarizing and communicating audit results to management
- Assesses and evaluates the adequacy of internal controls, governance framework, and compliance with established policies and procedures
- Assists in the development of recommendations to close identified control gaps
- Assists in the preparation of the recommendations and report documents
- Performs a follow-up review of prior audit issues, determining if appropriate corrective actions have been taken to address previously issued recommendations
- Presents accurate and formal executive reports with audit conclusions
42
Internal Controls Analyst Resume Examples & Samples
- Perform comprehensive risk assessments for the business processes, and provide controls advisory
- Assess and test design and operating effectiveness of financial, operational and compliance controls
- Perform reviews to determine compliance with the Company’s policies and procedures
- Design, implement, document and test controls under the Company’s Sarbanes-Oxley (SOX) program
- Effectively communicate risks and recommendations / action plans to senior management
- Build professional and effective working relationships with business process owners and management
- Promote best practices in the areas of business
- 3 to 5 years of relevant work experience in external or internal audit focusing on financial and operational controls
- Prior experience acquired in an international external audit firm or another large multinational company
- Bachelor’s or Master’s degree in Finance, Business or related degrees is preferred
- Accounting or Finance Certifications is a plus
- CIA/CISA/CRISC/CISSP certification is a clear advantage
- IT audit experience is a plus
- Hands-on knowledge / experience of SAP is ideal
- Enthusiastic and ambitious self-starter with a strong drive for results
- Team-player with excellent interpersonal, communication and influencing skills
- Integrity, honesty and trust
43
Internal Controls Analyst Ap Resume Examples & Samples
- Performing procedures that support the quarterly representation letter process, providing comfort to APR’s management prior to representation letter sign off (e.g. review of account reconciliations; performing revenue recognition cut off tests, etc)
- Participate in SOX related activities (e.g. RCA documentation & review, etc), and ensure that all requirements (including actions required to be taken to mitigate any control weaknesses) are properly executed within established timeframe
- Performing periodic review of APR’s account reconciliations to identify for any financial exposures and/or non-compliance with policy, and provide regular feedback and recommendations to preparers/reviewers, and monitor actions required to be taken to improve account reconciliations
- Performing data analytics and investigative audits relating to some specific areas to detect potential activities associated with fraud, waste, or abuse, to identify for any process weaknesses, and propose improvements, and monitor actions required
- Performing periodic risk assessments to identify risks and ensuring adequate management focus and attention are provided to mitigate these risks; undertaking reviews/projects as necessary to address risks identified
- Internal audit – facilitating timely completion of internal audit, and follow-up on audit findings to ensure timely action & closure
- Company Policy awareness & compliance – help to raise awareness (including providing training) of company policy requirements & help drive compliance by employees (e.g. T&E policy, Business Standards, Decision Authority, etc)
- Participating in ad-hoc projects as required
- Possess a minimum of a bachelor degree in Accounting / Finance
- Preferably a CPA (Certified Public Accountant) or a CIA (Certified Internal Auditor)
- A minimum of 6 years of relevant experience, preferably with 3 years of public accounting experience in a big-4 public accounting firm, or 3 years in-house internal or compliance audit experience
- Have a good understanding of the requirements of Sarbanes-Oxley Act of 2002
- Possess a strong knowledge and experience of auditing process and a thorough understanding of business processes and internal control structure
- A keen problem solver, being able to offer alternative solutions to problems identified
- Possess excellent documentation and communication skills
- Ability to relate well to people from all levels of seniority (eg. staff members, mid level and high level management staff)
44
Internal Controls Analyst Resume Examples & Samples
- Develop recommendations/direction to business units on process and control improvements
- Review processes for opportunities improve efficiency and effectiveness, including opportunities to automate processes
- Provide analysis of new projects and efforts for impact to business processes and controls
- Monitor production problems/incidents for impact to business processes and controls
- Design and perform tests of controls for design and operational effectiveness
- Produce effective reports on the business processes and control activity, improvement efforts, as well as current effectiveness of controls
- Develop and monitor, with business lines, self-testing approaches for applicable individual controls
- Produce and deliver education on Internal Control Framework and Process Management Program
- Coordinate process and control efforts with control groups to maximize efficiency and effectiveness
- Collect data to identify root cause of problems, identify trends, formulate solutions and escalate potential issues as necessary
- Deliver presentations and training courses including measurement, analysis, improvement and control
- Understand, utilize and train on the organization’s eGRC tool (RSA Archer)
- Produce high quality business process flows with controls identified risks and controls
- Strong background and knowledge in process management, including familiarity with audit best practices, issue management or compliance
- Understanding of the role and importance of internal controls within the organization
- Ability to dissect a business process in order to determine hidden control elements and identify potential improvements to the process and controls
- Strong analytical skills with the ability to apply judgment to provide efficient and effective solutions, and to analyze all collected data to garner useful results
- Ability to prepare informative and concise reports depicting the current situation and historical trends
- Understanding of the options industry and OCC operational and support areas
- Excellent written and oral communication skills and the ability to interact with various departments to successfully collect needed information
- Ability to manage multiple efforts concurrently
- Graphical/Charting expertise (i.e. Visio)
- Documentation expertise (i.e. Word)
- Bachelor’s Degree in Business, Finance, Accounting, or a related discipline
- 2-5 years related work experience in Audit, Compliance or internal control related function
- Experience with internal controls role within an organization
45
Internal Controls Analyst Resume Examples & Samples
- Learn and understand IGT’s processes and systems used for financial reporting processes and financial statements. Learn the Company’s business processes and controls across the organizational structure and assist the Internal Controls Manager in providing subject matter recommendations for the Company’s SOX compliance efforts
- Assist the Internal Controls Manager in the planning, execution, and reporting phases of the SOX Compliance Program
- Support the Manager on various corporate-wide initiatives (i.e. consulting on important control issues and managing related projects throughout the organization)
- Perform occasional site-visits to international and domestic locations; capable and willing to step into temporary (up to financial control) roles to support effective internal control environment in field locations, pursuant to acquisition or transition of financial control leadership
- Raise potential risk of control breaks to the Internal Controls Manager. Assist with identification of root cause and guidance on appropriate resolution, and communication of learning throughout the Company
- Support process owners throughout all phases of the SOX Compliance Program
- Perform on-going program management activities. Prepare accurate, comprehensive, and timely status reporting
- Assist with special projects which may require balancing multiple tasks and utilizing innovative and analytical approaches and solutions
- Ensure completeness of the SOX Compliance documentation within the Company’s tool. Creates and runs reports from the tool as needed to prepare and provide status reporting to internal and external stakeholders
- Assist with coordination, communication, and training efforts for all SOX Compliance stakeholders
- Minimum of 2-3 years of internal control and/or audit experience
- Strong knowledge of US GAAP
46
Senior Internal Controls Analyst Resume Examples & Samples
- Provides assistance in the implementation of accounting and control policies and procedures. Significant focus on acquired businesses/unintegrated business units
- Ensure management is well informed of internal control related activities through timely status reports
- Perform business control risk assessments, working closely with management to ensure compliance with Honeywell policies
- Perform special financial audits and operational audits as required
- Provides training and assistance in the remediation of control issues across financial processes
- Sarbanes Oxley Act and 404-Certification coordination
- Internal audit interface and remediation of findings
- Perform portions of the balance sheet review (BSR) process within the APAC Region and helps drive the process to ensure compliance with the Corporate BSR Policy
- Assist the Regional Finance Leader, Internal Control Leader and SBU CFO’s as needed with special projects
- Up to 25% regional travel
- Five+ years of finance/ audit experience required
- Four-year bachelor's degree in finance or accounting
- Two years audit experiences preferred
- MBA or Big 4 CPA is strongly preferred
47
Internal Controls Analyst Resume Examples & Samples
- Assist in maintaining and updating internal control processes, internal controls assessments, testing of internal controls performance and reporting on testing results
- Assist in timely communication of findings and recommendations to management, monitoring remediation of issues and performing validation procedures
- Develop relationships with various departments, external auditors, and highlight best business and control practices
- On a global basis, establish and maintain relationships with finance management and other functional areas as required
- Coordinate with business owners and facilitate the quarterly self- assessment process
- Working technical knowledge of US GAAP, COSO, SOX requirements, including PCAOB audit standards and audit processes and procedures
- Attentive to details and assumes accountability for actions
- Results-driven. Requires ability to prioritize day-to-day activities and ability to work effectively in a rapidly changing environment
- Experience working with international locations
- Excellent MS Office skills, including Excel and Visio
- Bachelor's degree in Finance, Accounting or equivalent
- Minimum of 4 years of experience working with progressive responsibility
48
Internal Controls Analyst Resume Examples & Samples
- Liaison with SOX, PwC and Internal Audit for the Memphis Distribution Center (MDC)
- Validates key controls and helps mitigate control deficiencies for the site
- Performs operational health check and testing for key controls
- Prepares controls update for the MDC site leadership
- Monitors key policy/ process changes for its impact on process or controls
- Participates in process improvement initiatives
- College, University or equivalent degree in Accounting, Finance, or related field required
- MBA desirable but not required
49
Senior Internal Controls Analyst Resume Examples & Samples
- Audit specific types of business processes, transactions, flows, primarily based on the Risk Assessment requirements and/or requests from local Management
- Perform SOX related activities in order to ensure compliance with SOX regulations: controls documentation, walkthrough, testing controls, reporting
- Advise local management and business process owners in reducing business risks, in improving control environment efficiently and timely raise areas of concern for existing /future processes
- Perform Internal Control Risk Assessment and monitor the implementation of established action plans
- Promote organizational awareness and advise about the Philip Morris standards, company internal controls responsibilities and activities
- Support PMI Fiscal Compliance Program or other specific Compliance related activities
- Assist/guide all departments to identify, develop, document and issue their Principles and Practices, review them against local and PMI requirements
- Perform systems monitoring & developments to ensure compliance with respect to data security, data integrity and users documentation
50
Senior Internal Controls Analyst Resume Examples & Samples
- Perform in-depth SOX activities in compliance with SOX cycles; analyzing narratives and developing business plans with business process owners as necessary
- Assist with the development and implementation process reviews, operational checklist audits, and standardized internal controls; ensuring compliance with company policies and procedures
- Assist with the development and implementation of training and assistance practices for cross-divisional teams pertaining to SOX processes and procedures within the assigned the assigned function(s)
- Maintain current knowledge of laws and regulations as they affect the assigned function(s); ensuring appropriate application of changes and updates
- Facilitate collaboration and coordination of efforts with auditors
- Work independently on a routine basis; leading teams in the completion of special projects or as requested
- Mentor other staff as applicable
- 3 - 5 years’ related experience; or a Master’s degree with 3 years’ experience
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or other professional financial certification preferred
- Prior accounting or auditing experience in a decentralized multi-location environment preferred
- Strong computer skills with demonstrated proficiency in word processing, spreadsheet, presentation and email applications
- Proficiency with business warehouse (BW) systems preferred (e.g., BEx, SAP, etc.)
- Possess strong technical skills in areas of Generally Accepted Accounting Principles (GAAP), auditing and internal controls
- Must be able to work independently with minimal supervision, and alternately possess excellent interpersonal skills with the ability to work cohesively within a team environment
- Excellent oral and written communication skills to effectively communicate with all levels of management
51
Senior IT Internal Controls Analyst Resume Examples & Samples
- Assess risk and controls within processes using new systems and technology (Robotic Process Automation, Salesforce, and other applications)
- Assist with IT internal control risk assessments and control walkthroughs as assigned
- Review processes to identify weaknesses and strengthen the control environment
- Review MFC SAP roles and segregation of duties conflicts
- Perform department reviews to ensure compliance
- Review risks within reporting methods
- Create reporting for audits completed within the team
- 5+ years audit experience
- Bachelor’s degree in Accounting or Information Systems
- Combination of 5+ years of experience in Audit or Information Technology, including 2+ years of experience with SOX, internal controls and auditing
- 2+ years of experience analyzing requests and making recommendations to improve processes and controls
- 2+ years of experience interfacing with auditors (internal and external) and business partners
- Strong ability to provide excellent customer service and collaborate across multiple functions and levels of the organization
- Intermediate to advance level of MS Excel (v-look ups, pivot tables, data manipulation, etc) skills
- Thorough knowledge of accounting policies, practices and systems
- CISA is preferred
- System design experience
- Must be flexible and thrive in a fast paced environment
- Must possess excellent organizational skills and attention to detail
52
Internal Controls Analyst Resume Examples & Samples
- Bachelor's degree in Accounting or Finance. If no Bachelor's degree in the aforementioned, must have a Master's degree in Business Administration (MBA) or Accounting designation
- Minimum 5 years of experience in Accounting or Finance, preferably with at least 2 years public accounting experience (Big 4 or larger regional accounting firm preferred)
- Strong personal computer skills including Word, Excel, PowerPoint, Visio
- Master's degree in Accounting or Finance
- Certified Public Accountant (CPA), Chartered Accountant (CA), Certified Internal Auditor (CIA) or equivalent
- Big 4 or large regional public accounting firm experience
- Previous experience with financial reporting
53
Internal Controls Analyst Resume Examples & Samples
- The following are preferred, but NOT required
- Audit (financial statement Audit/IT Audit)
- Internal controls evaluation
- Financial reporting
- CGFM
- CDFM
- CIA
- Top Secret Clearance Required
54
Internal Controls Analyst Resume Examples & Samples
- Under close supervision, perform SOX activities in compliance with SOX cycles; reviewing narratives and developing plans with business process owners as necessary
- Perform and monitor routine SOX process reviews, operational checklist audits, and standardized internal controls; ensuring compliance with company policies and procedures
- Provide general training and assistance to cross-divisional teams pertaining to SOX processes and procedures within the assigned function(s)
- Maintain current knowledge of laws and regulations as they affect the assigned function(s)
- Certified Public Accounting (CPA), Certified Internal Auditor (CIA), or other professional financial certification desirable
- General knowledge of insurance and/or medical billing and reimbursement regulations desirable
- Possess good technical skills in areas of Generally Accepted Accounting Principles (GAAP), auditing and internal controls
- Good time management skills with the ability to multitask concurrent projects in an organized manner
- Strong oral and written communication skills to effectively communicate with all levels of management
55
Internal Controls Analyst Resume Examples & Samples
- Assists in the planning, execution, and completion of routine management testing for Sarbanes-Oxley/COSO and other compliance related programs. Documents the test steps, test methodology, work performed and summarized test results
- Determines areas of risk and evaluates the controls environment relative to other existing standards/regulatory requirements
- Assists with District projects and initiatives as necessary
- Participates in support role for the FINIT (Financial and IT Controls) application; provides effective testing of completed development; provides basic troubleshooting for customers and other support for the FINIT project manager
- Demonstrates the ability to manage and satisfy multiple customer objectives simultaneously
- Performs periodic testing of controls and compiles results
- Complies with internal policies and procedures including checks and balances related to the work unit
- Audit and Financial/Business Controls - Audit and Financial/Business Controls Generalist/Multi Designs, develops and implements the organization's audit program for accounting and financial control systems
- Ensures the effectiveness of internal controls in compliance with corporate objectives and government standards, such as the Sarbanes-Oxley Act (SOX)
- Identifies internal control gaps in business procedures, processes or systems, and initiates appropriate remedial action
- Ensures that documentation for all processes across the organization is reviewed and updated periodically
- May coordinate with external auditors to prepare the attestation of management assessment on internal controls in accordance with Section 404 of the Sarbanes-Oxley Act
- Responsibilities are within the Financial/Business Controls Function as a generalist or in combination of Disciplines
- Bachelor's degree in Accounting, Finance, Information Systems, or Audit is preferred
- 0 -1 year(s) of progressive experience performing management testing or audit field work relating to financial and technology controls preferred
- Professional certification such as Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Sarbanes-Oxley Professional (CSOX/CSOXP) is preferred
- Basic knowledge of accounting practices and procedures; knowledge of Sarbanes-Oxley Act, Auditing Standard #5, COSO, COBIT, NIST, FISMA, and other control regulations and Frameworks a plus
- Understands the current COSO internal control framework and how the business unit’s risks and controls align
- Strong computer skills including, but not limited to, proven efficiencies with Microsoft Office
- Understands effective control or mitigation options to manage specific risks; maintains composure when discussing control deficiencies or findings with customers
- Must possess excellent oral and written communication skills, be comfortable working in a team environment as well as able to work well independently
- Ability to prioritize and respond to problems or issues and maintain flexibility and adapt to changes in the business environment
- Adheres to a high standard of core values and ethics that align with the organization; maintains high integrity and trust
- Ability to complete work assignments with close supervision and communicate information timely to management and peers
- Equivalent education and/or experience may be substituted for any of the above
