Risk & Controls Analyst Resume Samples

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B McCullough

Blanca

McCullough

73292 Lueilwitz Fall

Houston

+1 (555) 349 3114

73292 Lueilwitz Fall

Houston

Phone

p +1 (555) 349 3114

Experience Experience

Houston, TX

Risk & Controls Analyst

Houston, TX

Langosh LLC

Houston, TX

Risk & Controls Analyst

Supporting/co-ordinating the Annual Risk Assessment process
Reviewing policies and procedures to ensure risk and controls have been considered
Supporting in the preparation of risk reports to Management
Escalating risks, control weaknesses or compliance breaches
Logging of incidents into FORECAST
Working knowledge of Risk & Controls within a technology environment
Risk & Controls Governance: Coordinate the resolution of Client data risk and control issues, audits, corrective actions globally

Phoenix, AZ

Senior Risk & Controls Analyst

Phoenix, AZ

Bechtelar, Mohr and Hickle

Phoenix, AZ

Senior Risk & Controls Analyst

Define standards and implement enhanced risk and internal control processes across S&P Global Ratings, including periodic controls assessment, integration with risk assessment, continuous monitoring and testing and sufficiency of internal control resources
Drives process enhancements through the global organization to ensure alignment to S&P Global Ratings Internal Control Structure. For example, alignment of self-identified and independent review findings to the Risk and Control Framework and periodic assessments
Drives ongoing risk and internal control activities across the organization, including the semiannual controls assessment and the annual assessment of internal control resources
Performs the annual assessment of the effectiveness of the internal control structure, identifies gaps and recommends improvements to the Controls Working Group
Prepares regular reporting on the effectiveness of the internal control structure to the Risk Committee, Audit Committee and the various Board of Directors
Monitors the remediation of internal control deficiencies
Supports requests for information from management and/or the Regulators on risk and control activities

present

Los Angeles, CA

TTS In-business Risk & Controls Analyst, Dir

Los Angeles, CA

Collier LLC

present

Los Angeles, CA

TTS In-business Risk & Controls Analyst, Dir

present

Continual process improvement on MCA program: Identification of improved / enhanced processes and/or new processes that should be included
Make recommendations for future prevention
Effective Manager's Control Assessment programs Support, Oversight and Management
Improvement of IBAM rate
Oversight for TTS Issue and Cap Monitoring and Management
Provide ongoing support to business
Deeper exposure to TTS operating environment across all products through engagement with the MCA program

Education Education

Bachelor’s Degree in Related Field

The University of Alabama

Bachelor’s Degree in Related Field

Skills Skills

Excellent analytical ability and proficient technical skills
Basic knowledge of
Ability to influence others and quickly earn the confidence of others
Good verbal and excellent written communication skills
Quick learner and able to work in a diverse, global environment
Good knowledge of Service Now
Strong attention to detail
Possess the ability to develop and maintain good working relationships with various levels of management
Strong attention to detail, high level of accuracy and problem solving skills
Strong knowledge of Microsoft Office with Excel, Outlook, and PowerPoint skills

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15 Risk & Controls Analyst resume templates

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Risk & Controls Analyst Resume Examples & Samples

This position, based in Buffalo, will report to the Head of Client Data Risk & Controls in New York. It falls within the domain of the Global Head of ISG Risk & Controls based in London
Risk & Controls Governance: Coordinate the resolution of Client data risk and control issues, audits, corrective actions globally
Policy & Procedure: Policy and procedure development, standardization, awareness, and enforcement across the NAM, APAC, and EMEA regions -
Controls Testing: Conduct testing of policies, procedures, controls and assess their adequacy and sufficiency
Advisory: Provide subject matter expertise and trusted advice on risk and control issues to ISG Management
Relationship Management: Develop strong partnerships with AMC IT, EDM OPS, Global Risk & Control counterparts, Internal / External Auditors, Regulators, Compliance / Legal, Enterprise Risk Management, and Business Stakeholders. Liaise with Auditors/Regulators to provide requested information. Respond to IMRs, MRIAs, CAPs raised
Self Assessment/ Review: Conduct quarterly MCA reviews. Open CAPs when control weaknesses or breakdowns in procedures are detected. - Prepare Annual Risk Assessment Plans reflecting current operating environment and control infrastructure -Review adherence to current operating procedures. Create / modify procedures to reflect new requirements or technological enhancements
Track CAPs through ultimate resolution. Projects/ Metrics - Review monthly AMC Data Quality Metrics. Direct remediation efforts for data quality threshold breaches
Assist / drive regional risk and control related projects: Present findings / recommendations at monthly Risk & Control forums
Technology/ General - Contingency planning: Ensure contingency plans are executable, documented and tested
Knowledge of risk and controls gained through previous roles -
Understanding of Citi’s internal risk & controls policies and processes and the ability to quickly identify areas of weakness
Regulatory concepts and other key areas of risk within the operations and data environments
Risk & Control Business Analysis experience in the Financial Services industry
Experience with data profiling and information audit techniques
Familiarity with Institutional Banking and Securities Operations
Knowledge of reference data risk and control frameworks
Knowledge of business process reengineering and business modelling concepts, business systems development, and analysis
Strong verbal communication skills with ability to be assertive
Strong analytical skills and writing skills, including solid experience in writing functional and technical specifications
Ability to work with various levels of management and build and maintain effective working relationships
Ability to work closely with IT Project managers and development teams
Proven success in a team environment and strong influence / negotiation skills
Advanced knowledge of MS Office suite (Word ,Excel, PowerPoint
Ideal candidate will have over 5 years of relevant work experience in the Financial Services industry and over 3 years relevant experience
Exceptional candidates who do not meet these criteria may be considered for this position provided they have the requisite skills and experience
Ability to influence negotiate and build strong relationships at various level
Planning and organizing, with close attention to detail
Can make decisions quickly based on available information
Ability to work on several initiatives concurrently and cope with changing priorities
Ability to put together senior management presentation material
Strong teamwork skills in a local setting, as well as across different geographic locations

Assistant Market Risk Controls Analyst Resume Examples & Samples

Interactions and visibility with senior management, risk managers and auditors
Ensure the timely delivery, data integrity and completeness of monthly KPI/KRI metrics at a granular business line, source system and entity-specific level
Consistent communications and follow-ups with the Risk managers, Risk reporting and IT teams to collate detailed commentaries on the root causes and potential remediation of issues identified
Maintain and update comprehensive procedure documentation, change management controls and archives for relevant metrics processes
Fresh graduates welcome, previous working experience in MIS reporting, Market Risk or related Control function preferred
Strong analytical skills with an acute eye for detail
Excellent written and verbal communication skills, English language fluency
Effective stakeholder management skills and ability to understand business process flows
Highly self-organized, good time management, tracker and chaser and ability to deliver on tight deadlines
Proficiency in Oracle SQL, MS Access database, MS Excel and VBA

Markets Risk & Controls Analyst Resume Examples & Samples

Oversee daily regulatory reporting processes and compliance with internal or regulatory initiatives
Bachelors degree in Computer Science, Business Administration, Economics, Finance or Accounting
Series 7, 24 a plus
Exposure to database and Data Warehouse applications a plus

Assistant Market Risk Controls Analyst Resume Examples & Samples

Work closely with the Risk reporting, IT, Finance and Strategic Risk Project teams to align the business organizational hierarchies used between Risk and Finance
Evaluate impact of the alignment, communicate changes to affected parties, obtain necessary approvals and implement consolidated changes within agreed timelines
Early identification and prompt escalation of significant or material issues to ensure smooth delivery of project milestones
Generate targeted MI reports for various senior management forums
Maintain comprehensive issue logs, procedure documentation, version controls and archives
Project coordination support and communications to global project managers to resolve issues, breaks and control gaps identified
Participate in the roll-out of enhancements in risk systems, controls processes and databases
Undertake other adhoc projects or requests as necessary

Citibank Berhad Kl-senior Risk & Controls Analyst Resume Examples & Samples

Degree in Banking or Finance with 7 years in Operations Risk, Internal Audit or Risk Management
A mature person who is able to adapt to a fast paced highly regulated operating environment
Results oriented with excellent follow-up skills and meticulous attention to detail
Ability to manage multiple tasks and prioritize them to meet deadlines
Fast learner who is required to work independently with minimum supervision
Confident in interacting with peers, seniors and business unit heads
Internal relationship management skills with respect for others at all levels
Computer literate in MS Office and Sharepoint
Strong written and verbal skills in English

Regional O&T Risk & Controls Analyst Resume Examples & Samples

Reviewing management-raised issues and weaknesses raised by Internal Audit reviews and external examinations to identify emerging risks and common themes and to document these in actionable reports for regional and country process and product owners and control managers
Engaging with the respective regional process and product leads to identify regional preventive and corrective actions as a result of the risk and control analysis
Strengthening the IBAM (Issues Being Addressed by Management) process, enforcing and tracking country level adherence and monitoring the IBAM trend with the aim of materially improving the underlying components of IBAM
Reviewing, trending and initiating actions to improve the balance of Management Scorecard Metrics including On-Time Remediation (OTR), Reopen Rate (ROR) and Escalated Control Issues (ECIs)
Leading and coordinating mid-size control projects such as Decentralized Audit and Regulatory Review Tracking (DAART), Consolidated KRI Reporting, Reporting Rationalization and other projects of typically one to three months duration
Supporting key projects through quantitative and qualitative risk and control analysis, coordination of project sub-workstreams and progress tracking
Developing and maintaining a Lessons Learned process for risks and issues identified during Country Health Check reviews that ties into the overall regional Lessons Learned process
Supporting the Regional Country Health Check Lead in the identification of suitable countries to undergo the Health Check review through analysis of risk exposure and key risk indicators
Coordinating elements of Health Check reviews including the identification of suitable reviewers, request and tracking of deliverables and general review coordination
Participation in Health Check Reviews as may be relevant
Minimum of Bachelor’s degree or equivalent professional qualification
Minimum of three years in the financial services industry, with at least one year of relevant experience in an Internal Audit, Risk Management or Control Management-related role (includes experience in products and operational processes that relate to controls)
Good basis in key risk and control concepts, tools and trends relating to risk identification, rating and prioritization, mitigation and reporting
Understanding of banking processes and products, as well as Operations and Technology
Ability to manage and coordinate through influence (e.g. coordination in the absence of reporting lines)
Ability to build rapport and work closely with key country and regional stakeholders and partners
Ability to multi-task and manage concurrent tasks, initiatives and deliverables
Proficient in the use of basic Microsoft applications (Word, Excel, PowerPoint)

Lead Risk & Controls Analyst Resume Examples & Samples

Liaison to business partners within the following areas: Internal Audit, Business Continuity, Compliance, Legal, Risk, Outside Consultants and External Auditors
Responsible for review, design, and testing of internal controls and remediation plans on behalf of the Asset Management lines of business; mitigating operational risk
Plan, perform and document RCSAs throughout the Asset Management organization
Provide support to business units related to contingency planning
Coordinate testing efforts with Internal Audit, Compliance, Risk Management and other testing functions within the business
Perform ad hoc projects as assigned to assist in analyzing the risk and control environment related to the investment lifecycle
Design, implement, maintain and support enterprise wide GRC
Management and oversight of business unit specific Vendor Governance program
Review of OFAC requests (as needed)
5+ years’ experience in a risk and control related function required
Solid understanding of regulatory agencies (e.g., FINRA, SEC)
Knowledge of SSAE16 and supplier governance program
Strong Internal Controls assessment skills (Level 1, 2, 3)
Investment industry experience preferred
Knowledge of Process Improvements, Six Sigma, LEAN and project management a plus
Customer oriented with the ability to form relationships across the organization
Organized and a keen attention to detail is critical
Knowledge of Microsoft SharePoint and PowerPoint
Effective time management skills are critical

Risk & Controls Analyst Resume Examples & Samples

Manage a team of people locally and remotely. Be responsible for staff development and appraisal activities. Assign workloads, ensure continuous improvements and quality of deliverables
Experience of managing teams locally and remotely
Excellent interpersonal, written and verbal communication skills

Infrastructure Risk & Controls Analyst Resume Examples & Samples

Partner with the GSO Controls, Resiliency, Risk, Hygiene and Asset Management teams to implement consistent controls and practices across operations
Ensure all RCSA artifacts are appropriately completed including: end to end process flows used to facilitate the identification of risks and controls, handshakes, risk and control matrix, residual risk reviews etc
Examine the effectiveness of controls; assign control ratings that are appropriately supported/justified
Partner with Asset Management Oversight & Control, Risk, Technology and Information Risk Management to increase risk awareness and drive efforts to strengthen the control environment
Understand and comply with regional and regulatory requirements pertaining to GTI-GSO Independent thinking, willingness to "step outside the box" and take reasonable, calculated risks and demonstrated ability to be reliable and flexible
Identify opportunities for process improvements to deliver increasing operational efficiency in the processes
Lead / Participate in other ad-hoc risk initiatives with minimal supervision
5-7+ years of professional experience within Information Technology
3+ years of Infrastructure experience with Systems Administration
2-3+ years of experience with either IT Risk and Controls, IT Audit or IT Asset Management/Governance
Middleware experience is preferred
Working knowledge of the Risk Management systems is preferred
Previous experience in Project Management and & ITIL (Incident, Problem, Change Management) methodology is a plus
Preference given to individuals with demonstrated knowledge/background in internal control principles
Excellent software skills: MS Office Suite (PowerPoint, Word, Excel, Access, Project), SharePoint
Problem-Solving Skills: research, gather, arrange, compile, summarize and evaluate data in recommending solutions
Strong analytical/writing skills, ability to quickly analyze information and creatively reach solutions
Proven ability as a self-starter, detail-oriented, well organized, strong decision-making skills
Detail oriented; committed to quality and continuous improvement
Ability to operate in grey spaces and adapt to work flow variation and change
Ability to function productively in a fast paced changing environment
Ability to conceptualize and quickly understand new processes
Bachelor’s Degree in Technology or equivalent experience

Organizational Risk & Controls Analyst Resume Examples & Samples

Bachelor’s degree in related field or equivalent combination of education and experience is required
Minimum of five years of job related experience including three years auditing (operations, IT, or compliance), risk and controls assessment, or financial services operational controls experience is required
Ability to apply excellent customer service and analytical skills, while developing collaborative working relationships with both internal and external contacts
Ability to provide creative solutions in a high-pressure and short-timeline environment that do not adversely impact the business areas, yet still allows the bank to maintain operational and regulatory compliance
Strong project management skills with the ability to multi-task, keep multiple projects and issues on track simultaneously, and work independently and with minimal supervision
Ability to effectively communicate, both orally and in writing with colleagues, management, and executives as well as with regulators and other third parties as applicable
Working knowledge of Microsoft (MS) with an intermediate to advanced level of proficiency in word processing (Word) and spreadsheet (Excel) software applications is required
Intermediate to advanced level of proficiency in Business Objects and First Data software applications and proficiency in use of analytical packages and query languages used to analyze customer databases (SQL and TOAD) highly desired
Represent Nordstrom to our Customers in a professional manner at all times
Adhere to all Bank policies, procedures, and practices
Maintain a clean, safe, and accident-free work environment and comply with Bank safety rules
Understand the value, respect, and care of Bank assets
Treat all customers and employees in a fair and equitable manner
We offer a comprehensive benefits package that includes medical, vision and dental coverage, a fabulous merchandise discount, an employer-matched 401(k) plan and much more

IT Risk & Controls Analyst Resume Examples & Samples

Responding to CSA and RCSA control tests within required timeframes
Coordinating risk related responses with process owners
Providing status and communications to RSM and Risk teams
Conducting controls tests, documenting test results as evidence for substantiation
Assist with identification of control risks that require remediation
Develop control risk remediation action plans for approval by process owners
Coordinate the implementation of the action plans with appropriate systems developers and process owners
Communicate action item status with Phoenix and to LOB stakeholders
Provide management status communications
Work with RSM and Risk teams to develop a calendar of future control tests
Coordinate pre-RCSA process assessments with LOBs
5-7 + years of professional experience within Information Technology
Experience with Risk and Controls, Audit, Compliance or Governance is preferred
Experience with Incident/Problem Management process support is a plus
Excellent writing skills; ability to accurately summarize test findings
Experience working as a business analyst; documenting specifications for IT related enhancements is a plus
Experience working with Microsoft applications; Word, Excel IE (and other browsers: E.g. Firefox), Outlook mail and calendaring
Ability to take the lead on completing assignments with minimal direction
Detailed oriented – required to successfully perform control tests
Experience working within a global organization

Senior Risk & Controls Analyst Resume Examples & Samples

Highly motivated individual with a broad array of financial & accounting knowledge
Self-starter with technical, analytical, planning, & organization skills (excellent attention to detail)
Strong problem solving, teamwork, business writing, & communication skills
Advanced computer skills (extensive use of SAP, Excel & PowerPoint)

Risk & Controls Analyst Resume Examples & Samples

Assist Lisbon with production of all Weekly and Monthly MI for Banking Services including Risk and Controls pack for the CCS MBR, Monthly Risk and Controls meeting, and Fortnightly breaks/IRIS meeting
Production and distribution of statistics on volumes etc. to Operational Risk teams
Provide statistics and data analysis around breaks and incidents logged in BIRDIE
Act as a contact point for BIRDIE issues within in both operational teams, helping with static data updates and technical issues
Logging of incidents into FORECAST
Follow up of BIRDIE and FORECAST action points
Help with quality control of incidents logged in BIRDIE, ensuring that incident descriptions and corrective actions are correctly completed
Complete monthly reconciliations between Midas incident P&L accounts and IRIS for both UK Finance and Paris Controls Team. Chase up and help resolve any differences
Ad hoc reporting for senior management projects and management support tasks
Follow up and help on closing of all recommendations (Internal audit, external audit and Compliance)
Work closely with the different areas including: Local and Global custody teams, Broker Dealer Outsourcing, Operational Risk, Compliance and Audit from a Risk and Controls perspective
Development and testing of Second Level controls
Maintenance of Rome database and Key Risk Register, including challenging the validity of the risk ratings and controls

Risk & Controls Analyst Resume Examples & Samples

Conduct risk assessments of current business practices and controls
Identifies the significant auditable areas
Researches laws and regulations as applicable
Develops the nature and extent of the audit scope to address risk including data reporting, data integrity and fraud prevention
Partner with internal clients to ensure appropriate controls are defined and consistently executed
Act as a security SME to answer questions and problem solve to ensure users obtain appropriate security access to our applications
Use discretion and decision making skills to evaluate and approve exception access requests, taking into consideration appropriate controls and segregation of duties
Develop and implement security procedures, modifying existing procedures to enhance controls and efficiencies or implementation of new procedures as appropriate
Perform system security and other controls issues from application analysis, new project meetings, or exception requests
Applicant should have 5+ years of related business experience (preferably with an employee benefits outsourcing company). Domain expertise is essential
Strong analytical, problem solving, interpersonal and communication (written and oral) skills
Ability to prioritize tasks and handle multiple tasks simultaneously in a changing work environment
Demonstrated ability to plan, manage and execute projects while ensuring deliverables and specification are met
High degree of discretion and independent judgment with an understanding of standard operating procedures
Strong knowledge of MS Office Suite, specifically Excel, Outlook and Word

Central Risk & Controls Analyst, Assistant VP Resume Examples & Samples

Accountable to help develop documents, meetings and reporting to stand up the risk and controls function and to maintain regular frequency reporting
Bachelor’s degree in Business, Finance desirable
Past experience in operational risk, compliance, audit or controls
Good PowerPoint and excel skills, ability to use Open Pages and reporting tools

IPB Risk & Controls Analyst Resume Examples & Samples

Audit experience in Financial Institutions
3+ years of previous banking experience (AML and Operational Risk Management experience is a plus)
Specific experience working in compliance internal controls or audit role for financial institutions preferred
Requires understanding the legal and regulatory environment of the business
Proficient in the use of Microsoft applications (Word, Excel and PowerPoint)

Risk & Controls Analyst Resume Examples & Samples

Bachelor’s Degree and 5+ years of experience in IT audit or Governance, Risk and Compliance
Technical accounting knowledge
Strong analytical and strategic planning skills
Solid negotiation skills
Initiative and drive to pay attention to details and remain customer focused

Risk & Controls Analyst Resume Examples & Samples

1+ year of experience in Finance and Risk & Controls
College Degree or currently in Graduate School
Microsoft Office/Suite proficient (Excel, Word and PowerPoint)

Senior Risk & Controls Analyst Resume Examples & Samples

Evaluates the impact of issues in the market, business changes, new and changed regulations on risk and internal control, identifies the required changes in S&P Global Ratings Internal Control Structure
Define standards and implement enhanced risk and internal control processes across S&P Global Ratings, including periodic controls assessment, integration with risk assessment, continuous monitoring and testing and sufficiency of internal control resources
Drives process enhancements through the global organization to ensure alignment to S&P Global Ratings Internal Control Structure. For example, alignment of self-identified and independent review findings to the Risk and Control Framework and periodic assessments
Drives ongoing risk and internal control activities across the organization, including the semiannual controls assessment and the annual assessment of internal control resources
Performs the annual assessment of the effectiveness of the internal control structure, identifies gaps and recommends improvements to the Controls Working Group
Prepares regular reporting on the effectiveness of the internal control structure to the Risk Committee, Audit Committee and the various Board of Directors
Prepares annual reporting on the effectiveness of the internal control structure to the SEC and other applicable regulators
Monitors the remediation of internal control deficiencies
Supports requests for information from management and/or the Regulators on risk and control activities
Communicates sensitive information, modifies beliefs or opinions based on collective facts or direction that has been set
Strong communication skills, both oral and written, and the ability to communicate clearly with constituents at various levels of the organization, including senior management as needed
Works independently to produce deliverables that are in near finished form, understandable and at the appropriate level of detail depending on the audience (e.g. staff vs senior management)
Ability to build effective relationships with management and staff in other departments with a proven record of building trust and credibility
Routinely impacts quality, timelines of results, planning and revenues or budgets of own team and related teams and frequently sets policies, procedures and standards
Delivers significant impact on internal control activities within the global organization, particularly in the practice areas and operations, data and IT
Identifies valuable improvements to internal control activities conducted on a global basis
Acts effectively as a change agent for the risk and control culture within the organization
Manages own work and allocates or coordinates the work of others but does not have full management responsibilities. Focus of the oversight is limited to quality and completion of work or tasks
Demonstrates leadership skills through ownership of issues through their resolution including driving decisions through the organization
Effectively manages multiple results within multiple disciplines
Establishes effective, collaborative relationships with the business and control functions
Sought out by management in other functions (legal, compliance, practice) for input on risk and internal control
Analytical thought needed to resolve issues in a variety of complex situations. Considers best practices and lessons learned to evaluate solutions. Makes decisions after analyzing multiple sources, internal and external
Analyzes complex and not well defined risk and control requirements and conceptualizes and designs solutions that appropriately consider risk and global needs
Experienced in the design of a multitude of diverse risk and control processes and deployment in global organizations
Works independently to drive the design and implementation of pragmatic processes to support our internal control structure
Strong attention to detail to deliver consistent high quality deliverables in near finished form. Develops effective business cases that are agreed by management that appropriately balance risk and cost
Applies broad knowledge of risk and internal control to multiple functional disciplines, geographies and specific business situations
Works effectively in new areas and learns new technical concepts

Risk & Controls Analyst Resume Examples & Samples

Work with the team to develop, implement and coordinate local operational risk oversight arrangements, policies, framework and processes
Co-ordinate the recording, coordination and timely reporting of Loss Events and Key Controls status
Support collation, tracking and quality control of risk appetite metrics across all risk types
Provide input to routine Risk reporting for senior management and oversight committees
Attendance at supplier oversight meetings and review and challenge of risks within supplier relationships
Degree level qualification and experience in Financial Services preferable
Experience of Operational Risk, or Risk/Compliance/Audit role preferable
General awareness of risk and control tools and methodologies
Knowledge of insurance and investment products and services
Good verbal and excellent written communication skills
Good numeracy and analytical skills
Ability to build effective relationships across the business
Positive and supportive outlook in line with the team culture

Business Risk & Controls Analyst, Cleveland Resume Examples & Samples

Identify findings and assist with remediation plans, and exception requests, escalating risks and issues outside of risk appetite, as applicable
Develop understanding of risk management requirements for new business/product initiatives, product/process changes, regulatory changes/guidance and third party activities
Under the Direction of the BRC Manager for ECP, facilitate understanding of risk management requirements for new business/product initiatives, product/process changes, customer complaints, losses, customer facing materials, regulatory changes/guidance and vendor/third party activities
Assist with implementation of risk management policies, programs and procedures by participating in projects and reviewing documentation
Actively engage with line of business and corporate risk management partners to understand and assess risks across Key Corporate Bank and standardize risk management processes and reporting
College degree or equivalent work experience with emphasis on business and risk management. J.D. preferred
Demonstrated ability to be self-motivated, build and manage relationships, and work in a dynamic, fast paced team environment
Demonstrated ability to work in a team environement
Strong interpersonal skills and the ability to interact effectively with external and internal clients including executive managers, along with building and sustaining collaborative relationships

Risk & Controls Analyst Resume Examples & Samples

Assist in planning, designing and implementing overall risk management process for the platform
Conduct audits of policy and compliance to standards
Check that all essential documents are implemented and complied with
Assist in the development of business continuity plans to limit risk and prepare for disaster recovery
Assist with developing an understanding of regulatory compliance
Assist in developing an understanding of essential components of quality compliance
Communicate using management lines on issues identified as concerns
Provide written reports of any audits undertaken requiring corrective action in services to the Audit, Risk and Compliance
Maintain internal audit schedule
Advise the Manager immediately of any critical issues relating to audit, risk and compliance
ITILv3 Certified
Good knowledge of Service Now
Good understanding of IT Production environments
Good understanding of IT infrastructure
Basic knowledge of

Risk & Controls Analyst Resume Examples & Samples

MS Excel, Word, Power Point and Outlook proficient
ARIS proficient (desirable)
Thorough understanding of how to develop a key controls framework
Understanding of the importance of IS & Programme controls
Thorough understanding of what delivers great customer service
Be able to display confidence and creditability
Ability to prioritise deliverables and plan accordingly

TTS In-business Risk & Controls Analyst, Dir Resume Examples & Samples

Effective Manager's Control Assessment programs Support, Oversight and Management
Implementation and oversight of standard PRCs Globally
Provide ongoing support to business
Ongoing Monitoring of MCA program
Continual process improvement on MCA program: Identification of improved / enhanced processes and/or new processes that should be included
Promoting consistency and standardization
Improvement of IBAM rate
Accurate metrics reporting and escalation to the business stakeholders – Regional and Global
Oversight for TTS Issue and Cap Monitoring and Management
Ongoing monitoring on Cap and Issue target dates
Monthly evaluation of issues
Report generation and follow-up’s
Operational Losses and Near Miss Reviews & attestations – Weekly, Monthly and Quarterly
Trend identification
Make recommendations for future prevention
Operational Risk Management Policy & Standards: Support to ensure adherence to Citi and TTS Operational Policies and standards and effective roll out of new and revised policies including: monitoring of operational risks and controls, enhancements to mitigate operational risk, KOR and KOR metrics, Risk and Regulatory Compliance, and support in the creation of a consistent In Business Controls infrastructure across the TTS business
Education: Bachelor’s Degree or equivalent experience (MBA a plus)
8+ years of related experience in MCA program, operations processes and/or business control & compliance functions
Experience, or exposure to TTS Transaction processing, a plus
Risk based thinking and analytical mind set
Program/ Project Management experience a plus
Ability to work effectively and drive results with a virtual global team
Strong experience in analytics and problem solving
Ability to multi-task and manage concurrent projects and deliverables
Proficient in MS Suite of application

Risk & Controls Analyst Resume Examples & Samples

2 to 3 years of relevant business experience with exposure to internal controls (i.e. audit, operational risk, finance-SOX)
Strong analytical and research skills able to synthesize information to provide practical business solutions to accomplish pragmatic, meaningful results
Ability to develop a thorough understanding of control concepts and practices

ICG Risk Controls Analyst Resume Examples & Samples

Partner with the ICG Risk Global Controls Officer and staff to set the strategy to build a strong ICG Risk Control framework and share lessons learned more broadly through Risk and Citi global functions and businesses
Lead ICG Risk’s Controls reporting responsibilities as well as internal and external informational requests impacting the controls framework
Develop a granular understanding of the drivers behind control issues and provide standardization of the relevant processes used to manage the control environment
Help coordinate ICG Risk’s Manager’s Control Assessment processes inclusive of the Annual Risk Assessment
Review internal and external assessments to identify gaps and key themes across ICG Risk
Build a strong understanding of core controls systems, including, but not limited to MCA, Integrated Corrective Action Plan System (iCAPS), Regulatory Exam Management System (REMS)
Preferred Experience: Operational Risk, Controls Coordinator, Project Management, Risk Architecture, Risk
Familiarity with Citi’s Risk systems and comfortable and eager to learn new systems
Methodical and proactive thinker with strong organizational and follow-up skills
Proven time and task management skills with the ability to multi-task effectively and promptly
Highly proficient in Excel, PowerPoint and data management/ mining

Market Risk & Controls Analyst Resume Examples & Samples

Liaise with CRIS members globally (and if necessary with Market Risk Management) to coordinate controls/governance activities - and in the process become a subject matter expert on all governance/control activities within CRIS Market Risk
Act as a co-ordination and advice point for CRIS Market Risk teams on Operational Risk incidents and liaise effectively with Risk Oversight
Represent CRIS Market risk in relevant Market Risk forums and prepare inputs that feed into these forums including design of dashboards for reporting on the controls
Assisting in projects and BAU processes relating to key dimensions of Data Quality – Timeliness, Accuracy and Completeness of Risk reported

Risk & Controls Analyst Resume Examples & Samples

Control Self Assessments (CSA/ICA)
Prior controls experience required
Ability to work in deadline oriented and controlled environment
Working knowledge of Risk & Controls within a technology environment
Ability to demonstrate flexibility and adaptability to rapidly changing business and technology needs
Self motivated and proactive with the ability to work in a team
Excellent knowledge of firm data protection standards
ISACA certification (CISA/CISM/CRISC/CGEIT) preferred
Proficient in IT Controls practices
Strong attention to detail, high level of accuracy and problem solving skills
Organizational, time management and multi-tasking skills
Strong presentational skill sets verbally, visible and written
General knowledge of Microsoft Office Suite
Strong communications, interpersonal, and consultative skills
Ability to take initiative and use proactive approach
Excellent analytical ability and proficient technical skills

Risk & Controls Analyst Resume Examples & Samples

Support the Control Self-Assessment framework and methodologies within ECS
Act as a liaison to ECS throughout the entire CSA process
Coordinate CSA/ICA Testing and perform the QA of the workpapers
Coordinate controls testing across all 3 ECS platforms
Risk & Control Self Assessment (R&CSA)
Support the R&CSA process testing for ECS
Coordinate controls testing across ECS and perform the QA of the workpapers
Phoenix Issues & Action Plans
Support the coordination of identified issues in Phoenix and the remediating Action Plans
Perform quality checks and reporting for management review
Support the RFI management for Audits
Provide reporting for management review
Risk and Control Governance
Provide support for programs such as ACA, Break management, Issue management
Administrative tasks for Risk and Control reporting, follow-ups, and governance
Five plus years of relevant work experience required
Ability to work in a deadline-oriented and controlled environment
Self motivated and proactive, with the ability to work in a team
Excellent knowledge of firm data protection standards preferred
Organizational, time management, and multi-tasking skills
Strong presentational skill set, including verbal, visible, and written
Ability to take initiative and use a proactive approach