Investment Associate Resume Samples

The Guide To Resume Tailoring

Guide the recruiter to the conclusion that you are the best candidate for the investment associate job. It’s actually very simple. Tailor your resume by picking relevant responsibilities from the examples below and then add your accomplishments. This way, you can position yourself in the best way to get hired.

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Create a Resume in Minutes with Professional Resume Templates

CHOOSE THE BEST TEMPLATE - Choose from 15 Leading Templates. No need to think about design details.

USE PRE-WRITTEN BULLET POINTS - Select from thousands of pre-written bullet points.

SAVE YOUR DOCUMENTS IN PDF FILES - Instantly download in PDF format or share a custom link.

Create a Resume in Minutes

E Fay

Ebba

Fay

6286 Victor Gardens

New York

+1 (555) 476 4108

6286 Victor Gardens

New York

Phone

p +1 (555) 476 4108

Experience Experience

Dallas, TX

Investment Associate

Dallas, TX

Mraz, Bergnaum and Jones

Dallas, TX

Investment Associate

Provide analytical performance reports while working closely with the Portfolio Managers to interpret the performance data
Provide analytical performance reports while working closely with the Portfolio Manager to interpret the performance data
Provide portfolio data and analytics, and work with the Portfolio Managers to create presentations for client and prospect meetings
Provide portfolio data and analytics, and work with the Portfolio Manager to create presentations for client and prospect meetings
Support all marketing and business development activities and assist in the development of investment plans and written proposals for prospects and clients
Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Managers
Provide on-going surveillance and asset management for existing debt investments managed by the Real Estate Finance Group

Phoenix, AZ

Research Investment Associate

Phoenix, AZ

Kuvalis-Muller

Phoenix, AZ

Research Investment Associate

Aid senior team members in forming house opinions on investment opportunities through ongoing qualitative and quantitative research and analysis
Utilize common analytical frameworks and develop unique analyses to assess secondaries opportunities and managers, as well as funds of funds. Areas of evaluation include organization, investment strategy, performance, fund terms, current portfolio positions, and other key attributes
Help source, evaluate, and monitor investment opportunities. Participate in meetings with general partners, portfolio managers, and other industry professionals
Complete written research utilized by our clients to support investment decisions. This includes concise commentaries summarizing meetings, in-depth due diligence and investment memos and other periodic research including white papers exploring current topics of interest in the secondaries and fund of funds industry
Complete analytical research on secondary transactions including assessment of underlying assets at the fund and company level
Conduct reference calls with fund managers, limited partners, portfolio company management, and other industry participants
Serve as a resource to colleagues seeking current information on investment opportunities, including data and analysis, comparisons across fund managers, and the opinion of the research team

present

New York, NY

Senior Investment Associate

New York, NY

Simonis, Hessel and Upton

present

New York, NY

Senior Investment Associate

present

Develop and maintain risk management reports for portfolio management
Provide analytic and programming support for the development, maintenance, and enhancement of models used in investment management
May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role)
Works with portfolio managers to develop and direct the execution of programs designed to achieve investment objectives for institutional relationships
Supports portfolio managers who manage a full set of institutional fully discretionary accounts
Seeks managerial guidance to develop individual investment strategies for each assigned relationship, based on circumstances and investment policy guidelines
Works with FIA staff to support development of new investment business

Education Education

Bachelor’s Degree in Business

Auburn University

Bachelor’s Degree in Business

Skills Skills

Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously and under tight deadlines
Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously
Strong attention to detail
Strong communication skills with a high-level of professionalism and ethical standards
Detail oriented with proven balance of analytical decision making and strong writing skills
Strong financial modeling skills and the ability to deconstruct a company’s financials
Excellent judgment and ability to work independently
Solid knowledge of fintech and related sectors
Strong client focus with the ability to build rapport at all levels, both internal and external
Highly motivated, committed and responsible, with a demonstrated ability to work both independently and as part of a team

Create a Resume in Minutes

15 Investment Associate resume templates

Read our complete resume writing guides

Investment Associate Resume Examples & Samples

Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Manager
Provide research support for the equity strategy teams by monitoring and gathering specific fundamental research data on stock recommendations. This may include providing research meeting notes and coordinating meetings with external Analysts and/or company management
Provide investment management administrative support and respond to client requests as they arise. The Investment Associate is expected to position them self as an additional point of contact for all clients whose portfolios are being managed by the Senior Portfolio Manager
Provide portfolio data and analytics, and work with the Portfolio Manager to create presentations for client and prospect meetings
Provide analytical performance reports while working closely with the Portfolio Manager to interpret the performance data
Liaise with Performance department and Client Service Administrators to ensure portfolios are properly set up for performance measurement, including benchmarks and composites
Provide cash flow analysis and wealth projections. Maintain awareness of client account activity (withdrawals, income sources, etc.) and work with Portfolio Manager to determine the best portfolio strategy
Conduct regular account reviews in an effort to identify potential changes within portfolios. Provide information to Portfolio Manager and help monitor portfolio asset allocation versus investment objectives
Manage small accounts following investment policy and mutual fund recommendations, or as guided by Portfolio Manager
Bachelor’s degree in finance, business, mathematics, or economics
At least 2 years of work experience in the finance industry, with a strong understanding of securities and the investment process
Interest in obtaining the CFA designation or an MBA
Understanding of performance, portfolio and risk analytics
Strong communication skills, both written and oral
Proficient in Microsoft Office applications (Word, Excel, PowerPoint, Outlook)
Experience with FactSet, Charles River and portfolio accounting systems

Family Investment Associate Resume Examples & Samples

5 years of Client Service experience (i.e. client role in a financial planning, public accounting or estate planning role)
Prior financial background recommended (i.e. accounting, financial statements, tax law, etc.)
Team-player, as well as have an ability to work with an independent work environment
Requires excellent communication, interpersonal skills and a proven ability to problem solve
Excellent computer skills (MS Office) are mandatory, specifically must be able build advanced excel financial worksheets and Power Point skills to build client presentations
Must be able to learn and multi-task in a fast paced environment, using innovation in balancing and focusing on the highest priorities first each and every day to meet required deadlines
A Certificate programs such as Certified Trust Financial Advisor (CTFA) or Certified Financial Planner (CFP) required
Bachelor’s Degree in related field required / graduate degree and professional license (JD/CPA) a plus

Chase Private Client Investment Associate Resume Examples & Samples

Ability to manage and resolve difficult situations with clients
Series 7, Series 63and 65 or Series 66 registration and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements
Ability to travel locally between branches as needed

Chase Private Client Investment Associate Resume Examples & Samples

At least one year of financial product service experience required
Knowledge of investments, insurance, trusts, bank products, financial planning and use of financial planning tools preferred
Ability to work in an environment with heavy phone-based customer interaction required
Required: Series 7, Series 63and 65 or Series 66; and (c) Appropriate State(s) Life & Health Insurance License(s) and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements

Investment Associate Resume Examples & Samples

Intermediate to advanced understanding of the stock market
In-depth knowledge of investments and regulatory policies and procedures
Intermediate to advanced computer skills (Word, Excel, Outlook)
Intermediate to advanced verbal, inter-personal, and writing skills
Intermediate to advanced problem-solving ability
Able to mentor others and able to work as part of a team
Able to work effectively in a fast-paced, attention to detail, and deadline-oriented environment
Based onmarket capitalization, RBC is the 15th largest bank in the world and the sixth largest in North America. (Bloomberg as ofJanuary 24, 2014)

Senior Investment Associate Resume Examples & Samples

Minimum of 5 years of industry experience
Intermediate computer skills (including Microsoft Office)
Series 63/65 (or the equivalent of a Series 66 may be required pursuant to regulations)
State licenses consistent with those of the FA(s) to whom this person supports
Strong customer service skills and problem solving ability
Able to mentor others
7 years industry experience
Based onmarket capitalization, RBC is the 12th largest bank in the world and the sixth largest in North America. (Bloomberg as ofAugust 2014)

Investment Associate Resume Examples & Samples

Work with investment strategy team to implement and support internally and externally developed asset allocation software
Manage, on a daily basis, client’s investment transactions and cash/securities movements. Prepare trade tickets and wire instructions on appropriate forms and obtain appropriate approval prior to processing
Work with operations and custody team to oversee client reporting and execution of trades/transfers
Ensure accurate implementation of the client’s investment strategies with third party custodians and separate account managers through constant review and monitoring
Ensure timely and accurate preparation and production of client quarterly investment reports. This may include setting benchmarks and monitoring target allocations vs. actual
Interface with the client service teams and platform teams regarding IAS planning, scheduling, executions and implementation
Provide overall quality of service and client satisfaction on daily request and special projects for clients
Undergraduate degree, CFA or CFA candidate, CIMA or CIMA candidate is a plus
3 to 5 years of financial services experience
Fundamental understanding of all types of financial markets and alternative investments
Understanding of statistical performance measures
Basic understanding of systems and methodology (performance, asset allocation, research)
Work well in a team environment
Understand and follow compliance rules
Strong analytical abilities and superior attention to detail

Investment Associate Resume Examples & Samples

20%: Client Service
Provide comprehensive service to clients on day to day matters as required to support the delivery of the desired client experience
Manage all incoming phone, mail or e-mail requests in a quick and courteous manner in accordance with established policies and procedures
Resolve any client issue or concern quickly and effectively to retain the relationship and build future opportunities for growth; all formal complaints must be immediately shared with the Chief Compliance Officer and the Financial Advisor
60%: Sales & Administrative Support
Perform sales support to help build the book of business for the Financial Advisor, including but not limited to the following key accountabilities
Complete required paperwork to open new client accounts and perform other required transactions (e.g., taking and executing trade orders)
Doing all required client servicing activities (e.g., strategy changes, distribution changes, address changes, redemptions,
Maintain a database of client/prospect communication letters and execute contacts as directed by the Financial Advisor
Maintain inventory of current sales literature as directed by the investment services professional(s)
Make outbound calls to follow-up on references, and quality referrals and schedule appointments
Plan and organize marketing events, such as seminars, branch meetings, to achieve the sales strategy
Prepare client information and booklets for prospect meetings, annual reviews with clients and other key meetings
Describe the client offer to prospects and referral sources to support new business efforts
Follow up on issues or outstanding transactions with insurance companies and investment companies as required to meet client needs
Maintain the calendar for the Financial Advisor to coordinate customer meetings and office coverage
Assist in the completion and transmission of transaction documents by establishing and maintaining file folders, maintaining document copies, faxing trade tickets and communicating as required with the operations team to follow up on transactions
Function as “Limited Agent” in handling discount brokerage account set-up and security transmittal
If part of the Premier Services program, provide banking sales and administrative support to the Premier Banker as required to support the client offer
Partner effectively with the Financial Advisor to build a cohesive team to support the client offer and business growth
20%: Risk Management
Maintain working knowledge of investment product and solutions and regulatory requirements
Perform all client service activities in compliance with firm and regulator requirement and policies to mitigate risk to BMO Harris Financial Advisors
Adhere to the service practices and guidelines outlined in the Compliance Manual for BMO Harris Financial Advisors
Conduct business based on the rules and regulations of the various entities that regulate the banking and brokerage industry (e.g. NASD, SEC, Federal Reserve, Internal Audit)
Maintain accurate client records as required by the firm, regulatory authorities and the nature of the client relationship
Maintain accurate transaction records as required by the firm, regulatory authorities and consistent with the products sold to the client
Utilize approved sales and marketing literature to mitigate risks and exposure to BMO Harris Financial Advisors
2 years of college education with a minimum of 2 years of customer service experience in an investment sales environment
Series 7, Series 66
Working knowledge of investment products and solutions
Ability and desire to work in a fast paced sales oriented environment
Attention to detail with regard to document content and timing
In-depth interpersonal and communication skills
In-depth problem solving skills
In-depth client servicing skills
Ability and willingness to adapt to change are required At BMO Harris Bank, we have been helping our customers and communities for over 130 years. Working with us means being part of a team of talented, passionate individuals with a shared focus on working together to deliver great customer experiences. We stand behind your success with the support you need to turn your potential into performance

Alternative Investment Associate Resume Examples & Samples

Develop and continue to build out a database for non-standard portfolio investments, including asset backed securities, private placements and real-estate based assets
Maintain legal and market information (e.g. trustee statements) related to each underlying asset to ensure that the investment is being appropriately tracked in the Portfolio Management and Investment Accounting system
Develop a process for tracking a wide variety of investment transactions across multiple categories(e.g. CLO’s, Structured Products, Promissory Notes)
Pro-actively develop relationships with outside parties and perform independent research to ensure that information has been appropriately validated
Assist and work with portfolio management, pricing and data integrity teams to validate cash flows and the investment terms of assets
Directly reconcile all mortgage loan assets to third-party loan servicer statements, this includes (but is not limited to) Commercial Mortgage Loans, Commercial Tenant Loans and Reverse Mortgages held in client portfolios
Assist with other projects on an as needed basis
CPA or CAIA is strongly preferred
Experience with Alternative Assets, Structured Products and Private Placements is required
Public Accounting Experience 3-5 years with a Financial Services Focus or prior Trustee or Custodial Prime Brokerage experience is also highly desirable
Organized, detail oriented and extremely thorough with strong problem solving skills and demonstrated ability to take initiative
Willingness to roll up their sleeves to perform any and all responsibilities to ensure success
Works efficiently and effectively in both team and individual environments

Investment Associate Resume Examples & Samples

Sets-up files with account documentation for
Reviews and analyzes fee worksheets to
1-3 years of investment or personal trust client

Investment Associate Resume Examples & Samples

Perform all client service activities in compliance with firm and regulatory requirement and policies to mitigate risk to BMO Harris Financial Advisors
Conduct business based on the rules and regulations of the various entities that regulate the banking and brokerage industry (e.g. NASD, SEC, Federal Reserve, and Internal Audit)
Series 7, Series 66 preferred - must obtain within 12 months
Ability and willingness to adapt to change are required

Senior Investment Associate Resume Examples & Samples

Researches and identifies securities to purchase and evaluates the current portfolio holdings
Communicates with clients providing trade settlement data, coordinating the delivery/payment of securities, and other routine requests
May purchase and sell securities within scope of authority on behalf of the broker
May manage daily operational activities and supervise day-to-day work of junior level employees (but not a formal management role)

Investment Associate Resume Examples & Samples

1919IC's investment approach is client focused. The cornerstone of our investment process is proprietary, independent, fundamental research. We emphasize quality, risk management, and diversification across all asset classes. In addition to our core capabilities in mid- to large-capitalization equities and domestic fixed income, we can customize portfolios with varied disciplines and styles
Researches and implements investment programs for clients ensuring that client objectives and client restrictions are considered and adhered to. Keeps investment teams on track with asset allocation and client reviews
Independently works with clients to answer investment related questions. Has superior knowledge of investment products, operations and the servicing requirements of their clients. Composes written correspondence to inform clients of portfolio activity
Uses independent judgment and analysis tools to prepare specialized reports for clients and prospects. Works on special projects as needed
Attends client meetings and client events. Attends relevant conferences to keep informed of changes and developments to the Firm and the industry
Handles various portfolio administrative functions including but not limited to opening and terminating accounts; reviewing client billing; monitoring accounts by tracking cash, maturities and settlements to ensure that funds are available to clients; instructing custodians to wire funds or prepare checks; implementing the sale of mutual funds; and determining instruments to sell to raise cash
Additional responsibilities as assigned or requested
Bachelor's Degree required; Business, Accounting or Finance Degree preferred
Ideal candidates will have completed or be working toward MBA or CFA
3-5 years experience in investment management or capital markets. Ideal candidates will have a well-established professional connection. Education and/or experiences may run concurrent
Proficient user of Microsoft Office suite with advanced knowledge of Excel; familiarity with market data systems
Experience working directly with clients and prospects
Ideal candidates will have working knowledge and competency with various analytical tools including: FactSet formulas and databases, Morningstar Direct, SAS, Excel Statistical and Data Functions. Ideal candidates will have advanced knowledge of and familiarity with the markets

Corporate Treasury Investment Associate Resume Examples & Samples

Overseeing existing investment structures and managers, monitoring market conditions and selecting new investment vehicles and managers within the Alternatives asset class
Seeking out and using a wide variety of new and varied tools, building the team’s network of peer and industry specialists, and being on the leading edge of what will best suit the risk/return protocols of the retirement plans’ investment mandates for both today and tomorrow
Conducting regular reviews, calls and visits with the managers to assess continuing excellence as the opportunity presents itself
Experience utilizing analytical investment skills and tools applied to advanced investment return and risk problem solving
Ability to conduct thorough research
Strong documentation skills with the highest attention to detail
CFA favorable
MBA Required

Investment Associate Resume Examples & Samples

Enter and execute trades while allocating the trades based on guidelines provided by the Portfolio Managers
Provide portfolio data and analytics, and work with the Portfolio Managers to create presentations for client and prospect meetings
Provide analytical performance reports while working closely with the Portfolio Managers to interpret the performance data
Provide cash flow analysis and wealth projections. Maintain awareness of client account activity (withdrawals, income sources, etc.) and work with Portfolio Managers to determine the best portfolio strategy
Conduct regular account reviews in an effort to identify potential changes within portfolios. Provide information to Portfolio Managers and help monitor portfolio asset allocation versus investment objectives
Manage small accounts following investment policy and mutual fund recommendations, or as guided by Portfolio Managers
2 years of work experience in the finance or related industry, with an understanding of securities and the investment process
Experience with FactSet, Charles River and portfolio accounting systems desired

Senior Investment Associate Resume Examples & Samples

CFP or acquiring
Wealth Management planning experience
7+ years industry experience

Investment Associate Resume Examples & Samples

Model Validation & Testing: Supporting independent periodic model validation and testing of investment, finance and risk models. This will include review, effective challenge, and written documentation, including assessment of conceptual soundness, model performance/outcomes analysis, and appropriateness of model assumptions, data sources, mathematical formulas and business applications as well as communication of key model weaknesses and data limitations (e.g., inherent model imprecision)
Degree in Mathematics, Financial Engineering, Economics, Business, Sciencebased, or related analytical field
3+ years of experience in the financial services industry (bank, insurance company, hedge fund, etc.) is desired
Strong communication (both written and oral) skills, including the ability to communicate complex issues to nontechnical persons
Experience managing one or more direct reports, or managing more junior level resources on projects, is desired
Ability to build strong relationships while challenging and influencing people in a constructive manner
Experience in the use of relevant software packages, such as MATLAB, VBA, SAS, R software
Experience with database development, maintenance, and extraction of data for reporting
Demonstrated advanced knowledge of software packages used in business communication such as MS Excel, Word and PowerPoint

Investment Associate Resume Examples & Samples

Working knowledge of fixed income products, equities, mutual funds, insurance and annuities
Intermediate interpersonal verbal and written communication skills
Member of SIRAN (Sustainable Investment Research Analyst Network)
Experience with ESG (Environmental, Social, and Governance)

Investment Associate Resume Examples & Samples

Working directly with top brokerage houses (who act as our custodians)
Helping plan and coordinate complex client-focused events nationwide
Producing detailed reporting and analysis for either our Private Client or Institutional groups

Investment Associate Resume Examples & Samples

Collects, validates and analyzes economic and capital market data in support of investment projects and processes
Analyzes investment portfolios to provide attribution, risk and performance analytics
Assists with the development of investment proposals and recommendations for clients and prospective clients
Researches and develops investment concepts and ideas, working with senior investment team members
Works with the marketing and compliance departments on the creation of advisor and client focused investment communications
Assists with ongoing portfolio monitoring and account maintenance
Assists with searches, due diligence and ongoing monitoring of investments and managers
Organizes and maintains documentation detailing investment decisions and rationale resulting from Portfolio Management Team decisions
Provides ongoing support of advisors and clients in the management of their investment portfolios
Works closely with the trading team in the implementation and monitoring of investment models and portfolios
Bachelor’s degree in economics, finance, or a related field required
1 year of wealth management and investment advisory experience preferred
Working knowledge of Microsoft Office (Excel, Word, PowerPoint); experience using pivot tables and macros preferred
Experience working with common research, portfolio accounting, and rebalancing software preferred
Excellent analytical, and organizational skills
Ability to work on multiple projects at once while consistently completing projects on time and with few revisions
Willingness to understands firm’s wealth and investment management process
Ability to function as part of a team
Ability to think critically, take initiative and problem-solve
Ability to comfortably maintain poise and diplomacy amongst both client and company personnel

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

Educational concentration/major/focus in finance and/or real estate a plus
Excellent organizational skills and attention to detail with ability to manage multiple projects simultaneously
Outstanding written and oral communication skills,
Ability to work both independently and as an integral member of a team
Proficiency in MS Office applications, (Excel, Word and PowerPoint), required

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

Responsible for delivering of Human Resources activities in their assigned areas of responsibility, including the following
4 years formal education, major in Business Administration or Human Resource Management or other related field
1 – 4 years Human Resource experience

International Financial Services Investment Associate Resume Examples & Samples

Help manage relationship and account reviews; prepare timely and accurate performance reports
Help identify cross Line of Business partnership opportunities
Actively engage in Risk Management; including Know Your Customer procedures, Account Reviews and Inquires
Supporting business unit operational procedures and compliance requirements (e.g. completion of required operational forms and documentation)
Facilitate accurate and timely account set up, money movement and investment trades
At least two years of client relationship experience and proven ability to build lasting client relationships, internal partnerships and excel at client service
Excellent interpersonal/communication and organizational skills
Detail oriented, strong analytical/problem solving skills, ability to work in a team
Ability to work in a fast paced professional environment with heavy phone-based customer interaction
Ability to manage and resolve difficult situations with clients
Strong compliance record in prior position(s)
Proficiency in Word, Excel, and PowerPoint
Series 7, Series 63 and 65 or Series 66 registration and the appropriate state Group 1 - Life and Variable Annuity License in addition to meeting FINRA continuing education requirements
Ability to travel locally between branches as needed

Investment Associate Resume Examples & Samples

Coordinate investments between client, bank, custodian, etc
Partner with advisory, research, performance and administrative staff to manage client relationships
Coordinate research, operations and performance groups to ensure client deadlines are met
Respond to clients’ and staff correspondence in a timely manner
Enter and maintain investment requests in CaRD
Attend all Investment Committee and advisor meetings and Client Quarterly Research call
Serve on various committees and subcommittees as necessary

Investment Associate, Corporate Finance Resume Examples & Samples

Excellent analytical and accounting skills. Ideally 3-4 years of previous investment experience, or similar business experience
An MBA, or in pursuit of an MBA, with a focus/major within Finance, Investments or other quantitative subjects would be a plus
Familiarity with the capital markets (knowledge of debt and equity security terms and valuation methodologies)
Strong writing, interpersonal and communication skills with a strong desire to make marketing calls and a natural ability to connect with people

Investment Associate Resume Examples & Samples

Licensing: Series 7, 63 and 65 or 66
BA degree with a concentration in economics, finance, business administration, commerce accounting, or similar quantitative field
At least 3 years of prior professional experience or related occupation
A solid fundamental knowledge of investments
Able to work without direction

Chase Private Client Investment Associate Resume Examples & Samples

Supporting the Private Client Advisor in building and maintaining client relationships by assisting the Private Client Advisor with ongoing financial planning for clients and referral source management
Researching and resolving client inquiries
Coordinating with the Private Client Advisor to prepare for client meetings and presentations
Facilitating investment trades

Investment Associate Resume Examples & Samples

Attend client meetings with Investment Counselors and Bankers and participate in presentations and sales pitches
Obtain an accurate depiction of a client's assets, objectives, and risk profile in relation to product specialty. Uncover needs that are not clearly expressed by the client. Develop product solutions that meet client's short and long-term needs. Offer alternatives when a client's request cannot be met. Present clients with a seamless integration of services within each product specialty. Serve as a trusted advisor to clients, bankers, and other product specialists who seek expertise and strategic advice in regard to product specialty. Minimize the client's and Private Banks' exposure to risk within the product specialty by observing suitability policies at the point of client transactions and by monitoring and communicating changes in the client's financial condition as well as industry and economic trends
Contribute to periodic and ad-hoc client reviews with bankers, global market managers and product specialists
Anticipate events in a client's life or business that have implications for product specialty. Establish frequency and content of client contact that the client and Banker are comfortable with. Evaluate the rationale used in the product recommendation for a client (e.g., economic conditions, client's financial status), helping the Banker re-strategize when conditions or criteria change. Partner with Banker and other Product Specialists to deepen client relationship, gaining a larger share of wallet over time and referrals that generate new sales
Regularly participate in investment briefings and portfolio manager conferences
Maintain an in-depth understanding of product specialty, economic events and best practices within the industry. Maintain a general understanding of all other products that tie into product specialty. Communicate complex technical details in a manner that is easily understood and consistent with the level of sophistication of the client or sales team member. Influence a wide range of CPB personnel by applying expertise in product specialty
NASD Licensed Series 7, 63/ 66 – Necessary: CPA 20 & CFP
Strong background in discretionary investment (traditional and alternative) and capital markets (equity, fixed income, FX derivatives, structured products) offering. Knowledgeable in broader Private Bank product offerings including: trusts, custody, banking and credit. Quickly learn and incorporate new products and regulations
Experience in the practical application of asset allocation models and modern portfolio theory
Relationship management skills including a track record of building successful relationships with external clients and internal partners. Experience in delivering high quality service to complex individual or corporate clients
Self-starter with creative problem-solving skills. Demonstrated analytical and technical competence critical to understanding complex risk/return parameters of sophisticated product combinations. Understand client-driven goals and identify methods for reaching them by partnering with Banker teams, product partners and management
Competence in working through complex organizations to solve problems and deliver client satisfaction
Preferred MBA in Finance or equivalent on the job business experience
Languages: excellent communication skills (both spoken and written) in English

Investment Associate, Asset Management Pri O Resume Examples & Samples

Under the direction of senior asset managers, provide general management and direction for a diversified portfolio of properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
Negotiate common real estate contracts, including leases, loan documents, purchase and sale agreement, development service agreements, and property management/leasing agreements
Monitoring of the construction process on development investments to ensure quality of construction
Review quarterly appraisals for factual accuracy and consistency with other similar properties
Oversee/Assist in the budget process and preparation of the annual strategic plan for each property
Provide assistance to the transaction team for both the acquisition and disposition of properties
Bachelors degree in finance or related field required, real estate preferred; MBA a plus
5 years of related commercial real estate experience required

Risk Limits Investment Associate Inv Bk Resume Examples & Samples

Bachelors degree; progress toward or completion of an MBA and/or CFA preferred
Experience in fixed income and/or portfolio management
Ability to apply analytic skills with appropriate pragmatism
Expert proficiency with Excel

Investment Associate Resume Examples & Samples

Provide analytical support to Corporate Actuarial in the development of long-term capital market assumptions
Develop key market-based input parameters for portfolio management asset allocation and strategy tools
Research, develop and maintain market data definitions, methodologies and sources
Assist in scenario development for quarterly Finance forecasts
Support the implementation of the new Finance forecast model in QRM
Perform statistical analysis and create new or apply existing algorithms to analyze market data
Enhance controls, governance and documentation around key processes
Respond to internal inquiries and provide ad-hoc support with regard to market data needs
Utilize Bloomberg, Barclays Live and other market data tools
Work closely with Technology team to design, implement and maintain market data repository and algorithms
MS/MBA with concentration in quantitative fields preferred
5+ years of experience in areas related to quantitative research, market data analysis, operations or econometrics
Relevant knowledge in fixed income products and key market drivers including yield curves, credit spreads, FX rates, etc
Experience with major data sources including Bloomberg, Barclays Live or other systems
Basic knowledge of statistical techniques, interest rate models and economic scenario generators
Very strong governance and project management skills; controls oriented mindset
Strong collaboration and highly effective communication skills
Technology and/or operations experience helpful

Investment Associate, Actuarial Resume Examples & Samples

4+ years of actuarial experience
ASA required
Pursuing FSA through the Quantitative Finance and Investment (QFI) track is preferred
Prior variable annuity and/or hedging experience desired
Advanced level Excel VBA and SQL Server knowledge and working knowledge of MatLab desired
Prior experience with GGY Axis, MG-Hedge or similar actuarial modeling software is desired
Must be able to work equally well independently and in a team environment

Chase Private Client Investment Associate Century City Resume Examples & Samples

Supporting Advisor(s) through a variety of tasks including, but not limited to, account opening, account maintenance, gathering statements, completing documentation as well as preparing materials for client meetings
Facilitate accurate and timely account set up, money movement and investment trades
Excellent interpersonal/communication and organizational skills
Ability to work in a fast paced professional environment with heavy phone-based customer interaction
Ability to support multiple Advisors in multiple locations

Investment Associate Resume Examples & Samples

Design and deploy comprehensive asset-liability risk models for use in analysis of investment strategies
Examine market opportunities associated with non-traditional / alternative assets and hedging
Develop key insight into liability characteristics across the major product lines
Collaborate closely with investment risk, asset management, actuarial, Treasurers and finance
Utilize existing systems and tools including scenario generators, replicating portfolios and liability pricing models
A minimum of 5 years of quantitative modeling and programming experience
Experience in designing asset-liability models and economic scenario generators

Investment Associate, Asset Allocation Qma U Resume Examples & Samples

Individual should have an MBA or a Masters in Finance or Economics with up to three years of experience
Strong evidence of outstanding academic achievement
Strong quantitative and programming skills are required
A developed foundation in investments, economics, and statistics
Must demonstrate strong interpersonal skills, with desire to work as part of a team
Candidates with a Ph.D. are also encouraged as the positions have substantial opportunity for expanded responsibilities

Investment Associate, Model Risk Management Resume Examples & Samples

Advanced Degree in Mathematics, Statistics, Computer Science, Quantitative Finance or related analytical fields
3+ years of overall experience in the financial services industry (bank, insurance company, hedge fund, etc.), and with 1+ years of experience focusing on model validation or model implementation is desired
Strong communication (both written and presentation) skills, including the ability to explain complex modeling issues to nontechnical persons
Ability to build strong relationships while challenging and influencing people in a constructive manner
Demonstrated advanced knowledge of software tools used in business communication such as MS Excel, Word and PowerPoint

Investment Associate Resume Examples & Samples

Sets-up files with account documentation for existing or new clients (i.e., involving automatic payment, pledging securities, address changes, statement addresses, investment guidelines, fees, etc.)
Orders reports for portfolio managers or clients as requested
Communicates with clients and portfolio managers on client requests. (Ensures that portfolio managers follow-up with client requests)
Interacts with partners, primarily administratively, on a daily basis to receive and communicate information on all aspects of a client relationship or portfolio
Works with the tax area to research discrepancies and oversee adjustments on client accounts regarding tax cost issues
Responds to client inquiries for account information or to initiate transactions requested by the client
Follows-up with client on inquiries via the telephone or written correspondence
Processes client cash transfer requests. Determines if funds are available in the investment account. Contacts portfolio manager if cash needs to be raised
Processes fund trades via CIT or other bank applications by established deadlines
1-3 years of investment or wealth management client servicing experience. Prefer a candidate who has completed or is pursuing the CFA certification

Investment Associate Resume Examples & Samples

At least one-two years of transaction-related experience, including a significant amount of M&A transactions, preferably at an investment bank
Strong financial modeling skills
MBAs preferred
Experience and familiarity with the various legal, tax and other issues common to transactions
Financial institutions industry experience is a plus, but is not required

Investment Associate Resume Examples & Samples

Business development/transaction origination: Generating new deal flow through direct calling efforts via national and regional intermediaries, developers and general contractors
New transaction analysis: Managing the credit review process, including financial modeling, creating and presenting written and oral analyses and coordinating internal approvals
Investment recommendation: Determining the appropriate credit quality, pricing decisions and investment amount for a particular company/transaction
Deal execution: Developing and negotiating the terms and structure of Prudentials investment and assisting with the documentation process
Portfolio management: Understanding the investments under management through active monitoring of company performance
BA degree required; Finance, Investments, Economics or Real Estate focus preferred
An MBA or in pursuit of an MBA with a focus in Finance, Investments or other quantitative subject is a plus
Excellent analytical and accounting skills. Ideally 3-4 years of previous investment experience, or similar business experience
Familiarity with the capital markets (knowledge of debt and equity security terms and valuation methodologies)
Strong writing, interpersonal and communication skills with a strong desire to make marketing calls and a natural ability to connect with people
Participation in the Chartered Financial Analysts® (CFA) program is a plus

Investment Associate Resume Examples & Samples

Assist Investment Counselor in the performance of their duties and provide customer service
Support IC throughout the Investment Policy cycle, from creation to trading implementation, and follow up
Advise IC of client maturities
Support IC to identify clients whose needs would be best met by a CIBC partner or alternate segment
Request information and documentation from clients to open accounts
Follow up on client and IC requests to ensure proper settlement and delivery, informing appropriate departments to take action
Investigate and resolve enquiries and complaints related to accounts and refer to the IC where appropriate
Review incoming mail and telephone calls and respond as appropriate
Develop strong and effective working relationships with clients and third-[arties, such as Accountants working with clients
Ensure client confidentiality is maintained at all times
Ensure smooth operation when IC is out of the office or travelling
Provide administrative support to the assigned IC in managing their high value portfolios and maximizing their productivity
Plan and organize activities and required resources to ensure smooth running of IC office
Manage the day-to-day activities of the IC in a manner that maximizes availability and effectiveness
Respond to enquiries, when appropriate, to provide excellence in client service
Maintain and update client contact database
Prepare and distribute documentation and information to client including marketing materials, servicing packages, and proposals
Prepare and complete account closures in a timely manner
Keep appointment books/ agenda for IC
Order periodicals, journals and other literature for IC
Process transactions for clients (wire transactions incoming or outgoing, cheque deposit or issuance, cash transfers)
Implement Investment Policy Statements (IPS) as per IC’s instructions
Review client portfolios monthly to ensure records are in order
Maintain client files
Assist in the referral process (tracking to ensure payments have been received, ensure referral form (form #8329) is completed accurately)
High net worth individual clients
Private Wealth Management team and managers
Liaise with CIBC partners, eg. back-office
Operations and Compliance departments daily to obtain/ provide information
Complaints are logged and escalated when necessary
Adhere to proper procedures in CIBC manuals and the Code of Conduct
Post Secondary education Canadian Securities Course an asset
Several years experience in the financial or investment industry
Current knowledge of daily market activities sufficient to provide/explain information to clients
General knowledge of the financial industry
Strong interpersonal and verbal communication skills with the ability to use these skills to communicate with high net worth clients and staff at all levels in CIBC
Strong written communication skills sufficient to prepare marketing materials, presentations and technical proposal materials
Strong PC skills (Power point, Excel, Word, Outlook) with the ability to learn new systems
Strong initiative and a sense of responsibility, with the ability to work independently with minimal direction
Capacity to meet deadlines and work under pressure in a team environment

Registered Investment Associate Resume Examples & Samples

BS or BA in related field reguired; MBA, CFA or participateion in the CFA program desired. CFP desired
Minimum 1 year industry experience; 3 years in research related field a plus
Series 7 and 63 or 66 required (or ability to obtain within first 6 months).; Series 7 and 63, CFA enrollment designation desired
Proficient in MS Office suite; experience with BETA desired

Investment Associate Resume Examples & Samples

Provide high quality, high touch service to Chase Private clients. Responsible for receiving and reviewing client signed loan documents and the timely submission of the SLB loan applications
Manage daily client transactions and inquiries accurately, within established deadlines and in accordance with firm and business policies and procedures
Coordinate and follow through on client requests for account transaction requests and services (i.e., money movement, advances, credit draw downs/pay downs, client call- backs, etc.)
Research, follow-up and resolve client inquiries and issues through effective interaction with clients, advisors, operations teams and other staff in a timely and professional manner
Series 7 and 63 licenses preferred
Experience with consumer financial products, including loan documentation, preferred

Investment Associate, Commercial Real Estate Resume Examples & Samples

Under the direction of senior asset managers, provide general management and direction for a diversified portfolio of properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
Prepare analyses of various investment decisions - leasing; financing; acquisition; hold/sell
Assist in the negotiation of contracts with property management and leasing firms
Assist in the negotiation of leases as appropriate
Review quarterly appraisals for factual accuracy and consistency with other similar properties
Prepare and/or review periodic internal reports prepared and respond to information requests from the Portfolio Management team
Assist in the budget process and preparation of the annual strategic plan for each property
Review periodic property reports and track operating performance. Prepare quarterly updates summarizing results
Provide assistance to the transaction team for both the acquisition and disposition of properties
Bachelors degree required; emphasis in real estate or finance preferred
3 years of related commercial real estate experience required
Experience working across different property types (office, multi-family, retail, etc) is a plus
Understanding of real estate agreements including leases, purchase and sale agreements, management and leasing agreements, partnership agreements and loan agreements
Knowledge of west coast real estate markets; specific knowledge of Southern California markets is a plus
Understanding of basic finance concepts such as NOI returns, cash flow returns, internal rate of return, present value/discounted cash flow, capital markets
Understanding of transaction due diligence process
Ability to use financial and valuation software including Word, Excel, Argus and Resolve
Ability to perform market research
Strong interpersonal, communication and presentation skills
Capability of simultaneously handling multiple assignments
Ability to direct and monitor the activities of others on a systematic basis
Ability to negotiate acceptable terms with a third party

Investment Associate Resume Examples & Samples

Work with senior management of PREI by assisting in preparation of materials for new debt fund opportunity, including drafting pitch books
Work with research department to update materials for marketing books
Provide on-going surveillance and asset management for existing debt investments managed by the Real Estate Finance Group
Support ongoing fund management activities, including fund IRR modeling, capital calls and distributions, liquidity reviews, asset reviews, external audits, and ad-hoc investor requests
Perform preliminary screening of new investment opportunities
Participate in the underwriting analysis for a variety of commercial real estate debt investments, including: gather and review property and market data; analyze historical operating information; review borrower credit information; perform site inspections and conduct on-site interviews with property managers and leasing agents; prepare complex financial models, including sensitivity and return analyses, using Excel and Argus
Assist senior members of the group in the origination, negotiation and structuring of debt investments, including mezzanine loans, preferred equity, B Notes and first mortgages
Assist in the preparation of investment committee memos for submission to Investment Committee
Maintain and update the Real Estate Finance Group's transaction pipeline
Foster relationships with real estate borrowers, brokers, institutional lenders, loan sellers and internal contacts within PREI
1 - 3 years of experience in commercial real estate, preferably related to high yield lending, acquisitions, and/or underwriting/valuation. Some asset management experience preferred
Bachelor's degree required; Finance or Real Estate focus preferred
Proficiency with Excel, PowerPoint and Word required; Argus preferred
Fluent with basic real estate valuation concepts for all major property types
Understanding of the real estate industry (including current market trends) as well as the capital markets
Knowledge of the due diligence process and ability to execute such process preferred
Ability to read and interpret financial statements
Excellent quantitative and financial modeling skills
Ability to operate independently and in a team environment

Investment Associate Resume Examples & Samples

Under the direction of senior asset managers, provide general management and direction for a portfolio of multifamily and mixed use properties. This includes frequent contact and direction with property managers, operating partners or leasing brokers
Prepare analyses of various investment decisions - leasing; financing; acquisition; hold/sell
Negotiate contracts with property management and leasing firms as appropriate
Oversee or assist in the budget process and preparation of the annual strategic plan for each property
Understand general multifamily trends and individual property markets and submarkets
Bachelors degree required, finance or real estate emphasis preferred

Senior Private Client Investment Associate Resume Examples & Samples

Supports the Investment Advisor in preparing for client meetings & may participate in client meetings
Managing account relationships that would require regular & independent interaction with clients
Prepare portfolio recommendation letters for advisory & co-trustee accounts, AO coordination’s or best fit recommendations and investment performance reviews
Maintain a thorough working knowledge of bank resources to facilitate client service delivery & expand client relationships
Participate in internal meetings, pre & post call planning as a support resource to partners in the latter stage of the sales process to include: PCA’s, Financial Consultants, Relationship Managers and other partners in the sales process
Develop understanding of changes in the industry e.g., federal & state specific and various government regulations
Maintain positive working relationships
Develop knowledge of asset allocation and manager selection process & decisions, fixed income outlook & strategies, equity selections and approved list
Bachelor's Degree, or in lieu of degree, four years' relevant work experience
3 years of investment-related experience
Ability to communicate with executives, bank management and external clients & their representatives
Proficiency with personal computers including Microsoft Office
Ability to read, analyze and interpret general business periodicals, professional journals, technical procedures and government regulations
Ability to write reports and business correspondence
Ability to effectively present information and respond to questions from groups of managers, clients & the general public
Strong mathematical skills including the ability to apply concepts of algebra and statistics
Ability to build trust and rapport with clients
Bachelor’s degree in Finance
Professional designations such as CFA, CFP, CIMA or CAIA

Investment Associate Resume Examples & Samples

The creation and/or revision of investment and risk delegations of authority, policies, limits, standards and procedures
Administration and oversight of certain committees
Development and implementation of procedures for storing and maintaining risk and investment governance documentation including, but not limited to, electronic platforms and/or work-flow tools
Supporting Company-wide regulatory projects such as ORSA
Responding to regulatory requests and exams
Cross-functional initiatives, including periodic responses to internal audit examinations
2+ years of overall experience in the legal and/or financial services industry (law firm, bank, insurance company, etc.)
Demonstrated advanced knowledge of software tools used in business communication such as MS Word, PowerPoint and Excel; familiarity with online work-flow
Excellent communication (both written and presentation) skills, including the ability to summarize and explain complex financial topics to a broad audiences
Strong attention to detail, including drafting and proofreading
Willingness and ability to learn and perform new tasks, as needed
Self-starter with proven ability to work independently as well as within a larger team environment
Strong organizational, planning and time management skills with ability to effectively handle multiple projects simultaneously
Ability to adhere to strict project deadlines while being flexible as necessary in response to changing work responsibilities and priorities
Excellent interpersonal skills; ability to build and manage strong relationships while challenging and influencing people in a constructive manner
Ability to work well with people at all levels of the Enterprise including attorneys, investment professionals, and other members of ERM

Investment Associate Resume Examples & Samples

Providing market risk inputs (e.g. market shocks and economic assumptions) for various risk and capital frameworks
Maintaining market data (interest rate, spread, currency, and equity) and reviewing/refining data sources
Generating real-world market scenarios using a third-party vendor tool
Enhancing the Companys risk-adjusted capital methodology to address emerging risks, changing market conditions, and evolving regulatory environment; this includes quantification, evaluation, and communication of the impact of these enhancements on the capital and risk metrics
Creating and maintaining appropriate documentation for new/existing processes as well as writing white papers on market risk methodologies
Performing other special projects as needed
Bachelors degree in technical discipline, Graduate degrees, or actuarial/risk management designations (ASA/FSA/PRM/FRM) preferred
At least three years of experience in insurance companies, consulting firms, and banks with proven analytical and research skills
Understanding of fixed income markets, derivatives, and asset liability management is important
Familiarity with market data vendor systems (Bloomberg and Barclay Capital) and risk management systems (e.g. QRM and Barrie & Hibbert ESG) preferred
Demonstrated effectiveness working independently and in multi-disciplinary teams in a dynamic environment

Investment Associate Resume Examples & Samples

Conduct fundamental research to underwrite potential investments across asset classes including equity, credit, hard assets, and private investments
Construct detailed financial models on individual securities
Communicate with hedge fund managers and industry experts to formulate investment theses
Monitor existing investments by maintaining company models and updating position-level investment scenarios and risk/reward expectations
Draft and deliver investment memoranda for presentation to the BSOF Investment Committee
Conduct research on the macro and micro factors that may impact potential investments
Strong accounting and financial modeling skills
A demonstrated ability to write effectively
A desire to work in a team environment, often under pressure

Trust Investment Associate Resume Examples & Samples

B.S. or B.A. in finance or related field
Minimum 1 year experience in the financial services industry, 3 or more years preferred. Experience with Trust Fiduciary standards a plus
CIMA, AIF, CFA or CFP certifications a plus
Proficient in Microsoft Outlook and Microsoft Office Suite including Word, Excel and PowerPoint
Effective communication skills and ability to relay information well in both written and verbal form
Able to manage priorities, deadlines and tasks in order to meet deadlines and accomplish goals
Ability to use solid logic and reasoning to identify complex problems; review related information and develop options and implement solutions. Ability to assess liability and react appropriately and promptly
Ability to combine pieces of information to form general rules or conclusions

Investment Associate Resume Examples & Samples

Some understanding of the stock market, investments and retirement plans
Some knowledge of fixed income products, equities, mutual funds, insurance and annuities
Series 7 or obtain within 3 months of employement
Series 63 or obtain this within 3 months of employement (or the equivalent of a Series 66 may be required pursuant to regulations)

Senior Investment Associate Resume Examples & Samples

5) Help improve overall client satisfaction by facilitating efforts of service team, coordinating resources to ensure timely delivery and issue-resolution, and effectively communicating client needs/concerns to other Northern Trust partners
6) Cultivate strong working relationships with client contacts. Demonstrate the ability to add value by anticipating possible solutions and partnering with client to implement same
7) Support sales and marketing efforts. Analyze and assist in preparation of sales materials for new business presentations
8) Work closely with internal partners (manager and equity investment research, fixed income, trading, performance analysis) to assist the portfolio manager in making investment decisions and responding to client needs and requests
9) Complete special investment projects assigned by portfolio managers to assist the FIA practice in analyzing investment products, service alternatives, financial trends, etc
10) Build investment skills and knowledge base through on-the-job training and participation in company and industry investment training programs. FIA Investment Associates will be encouraged to pursue investment certifications – CFA, CIMA, etc
2-3 years of investment experience preferably in a role supporting Portfolio Managers

Scotiamcleod Investment Associate Resume Examples & Samples

Generate sales or revenue by
Identifying new business opportunities to gather additional assets and/or increase revenue
Having targeted revenue levels for a segment of the book
Utilizing an in-depth knowledge of products and services to identify new opportunities within the existing client base
Ensuring the suitability of client recommendations, and that they are in line with the clients’ financial goals, objectives and risk levels
Maintaining a good understanding of client profiles and that the Advisor’s investment strategy being used to implement client objectives
Managing the execution of transactions on behalf of the Advisor
Preparing, analyzing, and presenting reports and recommendations to clients
Developing financial plans, independently or with the Advisor
Working with the Advisor to develop and distribute client communication and marketing pieces
Providing recommendations to Advisor for improvement of team business processes
Working closely with Team of Experts
Coordination and execution of business development by
Assisting Advisor in development, preparation and presentation of annual business plan
Managing marketing programs, including development, approvals and implementation
Prospecting and follow up on leads
Developing content and maintaining Advisor website
5 years of Industry Experience
Ability to meet deadlines

Investment Associate Resume Examples & Samples

Complete all applicable trainings and assist in training and development of other client service associates or officers
Provide client service support by accepting and placing orders upon client requests
Provide client operational service support in regards to documentation and processing needs
Must have learned knowledge of all systems and applications that support operational client service needs
Liaison with clients/IC's/Bankers to discuss their investments as they fit with their financial goals
Have a solid understanding of Business goals to assist in development of the Private Branch
May be appointed as branch office coordinator for delegated functions, projects, and responsibilities
May initiate and conduct client meetings (in coordination with IC/Banker)
Assists FA in developing overall business plan and investment strategies by independently targeting prospective clients and independently planning and preparing the content of meetings
Executes according to these strategies to achieve desired results, i.e., to increase client base, gross production, assets, etc., using sound judgment and discretion
Proactively develops, utilizes, and implements technology into the team's business plan
Maintains relations with new corporate clients
Assists clients with market and stock research with discretion
Initiates, organizes, promotes and set up meetings for clients and prospects
Undergraduate degree required, Advanced degree preferred
Minimum of 3+ years financial services experience, preferably in Wealth Management
Series 7 & 63/65 or 66 registration preferred; if hired without licenses, must obtain within 90 days Knowledge of investment and banking products, policies & procedures is required
Strong client service and technical skills (MS Word & Excel)
Bilingual required – Portuguese strongly recommended

Investment Associate Resume Examples & Samples

Bachelor's degree or equivalent training and/or work experience
Minimum one year of trust/financial planning or related experience with client contact
This position requires that the incumbent be highly skilled in Microsoft Office (Word, Excel, Outlook, etc) and able to rapidly learn new software applications
Two years of trust experience
Experience dealing with high net worth clients

Investment Associate Resume Examples & Samples

3 + years of investment banking or private equity experience
Strong analytical skillset coupled with the ability to clearly present finding
Strong excel experience
Cross sector experience preferred

International Trade & Investment Associate Wanted Resume Examples & Samples

At least 3 years’ solid experience in international law
Ideal candidate will have substantive experience in economic sanctions, export controls (ITAR and EAR), and CFIUS
Experience in anti-corruption and anti-money laundering compliance is also a plus

Investment Associate Resume Examples & Samples

Compliance experience
Customer contact experience, with an intermediate proficiency in managing various situations/issues with customers
PC skills- Proficiency in Word and Excel required, Powerpoint and Access a plus
At least one year of financial product sales /service experience required
At least two years of sales and client management experience
Demonstrated client retention skills
College Degree Preferred
Licenses/Certifications: FINRA Series 7, 66 required(Candidates without Series 7 & 66 Licenses may be considered with the approval of the Regional Sales Director. Accepted candidates must obtain these licenses within 90 days of their date of hire)
Appropriate State(s) Life & Health Insurance License(s)

Senior Investment Associate Resume Examples & Samples

Provide analytic and programming support for the development, maintenance, and enhancement of models used in investment management
Provide analytical and programming support for portfolio management and investment-related research
Assist Portfolio Managers with implementation and execution of all dimensions of the investment process
Provide analytic support for client-related presentations and research
Develop and maintain performance attribution reports for investment portfolios. Assist in the development of written pieces explaining relative performance to clients
Develop and maintain risk management reports for portfolio management
Develop and maintain various statistical analysis for use in portfolio management
Provide analytic and programming support for measuring and managing transactions costs
Participate in QMA research seminars
Participate in internal and external investment meetings
One to three years work experience in a related field is desirable, but not required
Individual should have an MBA or a Masters in Finance or Economics. Candidates with a Ph.D. are also encouraged as the positions have substantial opportunity for expanded responsibilities
There should be strong evidence of outstanding academic achievement
Strong quantitative skills and extensive knowledge of robust programming methods and performance optimization
Strong understanding of data structures and algorithms
Advanced knowledge of databases, including design, normalization, and query optimization
Foundation in investments, economics, and statistics is also important Excellent verbal and written communication skills desired
Most importantly, strong interpersonal skills, with desire to work as part of a team, are crucial

Alternative Investment Associate Resume Examples & Samples

Develop and continue to build out a database and metrics for non-standard portfolio investments, including asset backed securities, private placements and real-estate based assets
Service internally structured credit deals: liaise with front end deal team, legal, and external parties in order to assist with product onboarding, and provide Servicing level info to internal departments
Bachelor’s degree required, CPA or CAIA is strongly preferred
3-5 years of relevant experience
Trustee or Custodial Prime Brokerage experience is also highly desirable

Global Investment Associate Resume Examples & Samples

Hedge funds, private equity and alternative investments
Sales strategies including: profiling, overcoming objections, negotiation, team selling approach, closing the sale and asking for referrals
Fixed income, equity, FX, and derivatives trading
Economic policy analysis and industrial/sectorial analysis, and its direct and indirect impact to markets
Conducting operations within FINRA and other regulatory agency guidelines and requirements
Analyzing the impact of specific financial instruments like currencies and fixed income, and how they can complement allocations for Latin American clients
Working with economic environments and trends in Latin America to advise clients on how global macro trends affect their asset allocation, investment goals and risk profile

Investment Associate Resume Examples & Samples

Collaborate with portfolio manager in the development of asset-liability management oriented investment policies and portfolio strategies that satisfy the businesss multiple objectives and constraints, including: investment income requirements, tolerance for financial statement volatility, RAROC, economic risk of loss, and returns on economic capital
Support the portfolio manager in constructing and implementing investment plans including development and monitoring of derivative strategies
Develop/apply analysis and reporting tools for evaluating investment activities in the context of financial and economic frameworks. Assessing portfolio investment performance and analyzing the drivers of results
Manage and support special projects on portfolio management-related issues such as building and supporting liability models, developing product hedging strategies, evaluating suitability and relative attractiveness of potential investment initiatives, and analyzing new business opportunities
Coordinate and partner with other insurance business functional representatives, and corporate functions (e.g., Enterprise Risk Management, Corporate Actuarial, Treasurers Department, and Finance) in addressing issues impacting the portfolios
Serve as team lead managing an investment analyst
Very strong analytic and quantitative skills. MBA degree or candidate strongly preferred, and CFA charter a plus
5-7 years of prior investment experience required
Knowledge of investment/asset allocation theory and fixed income mathematics
Proficiency in Excel-based modeling (experience with VBA, MATLAB, or C++ is a plus)
Strong interpersonal skills, clear communication skills, and the desire and ability to work with business partners of different backgrounds

Investment Associate, Asset Management Resume Examples & Samples

Negotiate contracts with property management and leasing firms
Negotiate leases as appropriate
Prepare and/or review periodic internal reports prepared and respond to information requests from the home office
Assist in the budget process and preparation of the annual strategic plan for each property
Review periodic property reports and track operating performance. Prepare quarterly updates summarizing results
Bachelors degree in real estate, finance or related field required; Masters degree preferred
Candidates must have at least 2 years of experience in real estate investment management or related experience in financial services
Experience working across different property types (office, multi-family, retail, etc) is a plus
Understanding of real estate agreements including leases, purchase and sale agreements, management and leasing agreements, partnership agreements and loan agreements
Knowledge of west coast real estate markets; specific knowledge of Southern California markets is a plus
Understanding of basic real estate terms and concepts such as net leases, gross leases, contracts, rents, percentage rents, operating expenses, capital expenditures, recovery of expenses, property types
Understanding of basic finance concepts such as NOI returns, cash flow returns, internal rate of return, present value/discounted cash flow, capital markets
Understanding of transaction due diligence process
Ability to use financial and valuation software including Word, Excel, Argus and Resolve
Ability to perform market research
Strong interpersonal, communication and presentation skills
Capability of simultaneously handling multiple assignments
Ability to direct and monitor the activities of others on a systematic basis
Ability to negotiate acceptable terms with a third party

Investment Associate Resume Examples & Samples

Produce monthly and quarterly client reports inclusive of quantitative and qualitative data
Write quarterly commentary on existing investments using manager letters, performance information and meeting notes
Provide analytical performance reconciliation and reports while working closely with the appropriate team member to interpret the performance data
Liaise with Performance department, Custody, and Client Service Administrators to ensure portfolios are properly set up for performance measurement and transactions are captured accurately on the firm’s accounting system
Perform due diligence on external and affiliated investment managers, including traditional and alternative asset classes while providing manager research support for the team by gathering and monitoring quantitative and qualitative data on manager recommendations through a variety of sources
Develop and maintain internal research reports and recommendation profiles, capturing quantitative and qualitative performance metrics, investment strategies and other relevant information
Develop and define input/output for the team’s web-based alternative investment analytical system
Perform asset allocation analysis for current and prospective clients while working with other internal departments on asset allocation requests. Provide information to senior team members and help monitor portfolio asset allocation versus the client’s stated investment objectives and asset allocation guidelines
Provide cash flow analysis and wealth projections as needed for Advisory clients. Maintain awareness of client account activity (withdrawals, income sources, etc.)
Enter and execute mutual fund and ETF trades while allocating the trades based on recommendations approved by the client
Provide administrative support and respond to client requests as they arise
Bachelor’s degree in Finance, Business, Mathematics, or Economics
1-3 years of work experience within the finance industry, preferably within manager due diligence
Strong analytical skills and attention to detail required
Strong communication skills, both written and verbal, with the ability to write client/portfolio commentary
Proficient with MS Office applications, especially Excel
Factset, Morningstar Principia, Caissa and Charles River experience a plus

Investment Associate Enterprise Risk Methodology & Analytics Resume Examples & Samples

Stress testing experience at an insurance company would be beneficial
Strong educational background in a quantitative discipline. ASA would be an advantage
Computer programming ability would be a benefit

Investment Associate / Actuarial, Manager Resume Examples & Samples

Asset Adequacy Testing & Risk Based Capital
Statutory Reporting
Asset Cash Flow Production
Statutory Standards and Governance
Emerging Regulatory Issues
Develop expertise in the assets that Prudential invests in and the creation of expected cash flows for those assets
Develop expertise in using the BondEdge vendor system. Participate in CASO's projects to enhance the asset cash flow process. This will include partnering with the technology area to develop a more robust modeling process and infrastructure
Collaborate with members of investment reporting and other investment areas
Learn the asset cash flow needs for each of the cash flow testing processes
Maintain a list of modeling issues. Work with the software vendor and/or data providers to resolve those issues
Research and test different asset valuation systems
Assist in the development of economic assumptions for actuarial calculations
Prepare thorough documentation of all work performed
Minimum 4 years Bachelor degree in Mathematics, Finance or other quantitative field
Minimum 3 years of work experience in a field such as statistics, economics, business finance, investment or other quantitative field
Strong computer skills with Excel/Word/Access. SQL, VBA or any computer programming experience is preferred
Asset modeling knowledge (knowledge of debt and equity security terms and valuation)
Solid verbal and written communication skills and the ability to collaborate with a broad variety of people
Experience with BondEdge, QRM, FactSet or any asset valuation system is preferred
System conversion experience is preferred
Derivative knowledge is a plus
Advanced degree in Mathematics, Finance or other quantitative field is a plus
CFA or any business related designation is a plus
Knowledge of insurance products is a plus
Drive to learn and stay current with new technologies is a plus

Investment Associate, Market Risk Management Resume Examples & Samples

Performing technical analysis of new business, hedging and other initiatives in order to support the Risk Identification & Assessment team
Qualitative and quantitative assessment (including, where relevant, the development of challenge models) of risk measures,
Bachelors degree in Mathematics, Finance, Economics, Engineering or another heavily quantitative discipline
2-4 years of experiences in insurance companies, consulting firms, and/or investment banks
Proven analytical and research skills with extensive, hands-on actuarial and capital markets modeling experience in complex actuarial and financial analysis, fixed income markets, derivative modeling and/or portfolio asset liability management
Extensive experiences with insurance and annuity products are definite plus
Deep knowledge of statutory/GAAP accounting and actuarial valuation frameworks, together with market valuation and market factor sensitivity calculations for a broad range of asset and derivative instruments, including embedded derivatives in the insurance product portfolios, is highly desirable

Investment Associate for Baam Ventures Resume Examples & Samples

Financial analysis and modeling
Investment research
3-10 years’ experience as an analyst at a hedge fund/asset manager or investment bank research department
Strong financial modeling skills and the ability to deconstruct a company’s financials
Sophisticated understanding of markets, instruments, and approaches within a strategy

Investment Associate, Citi Private Bank Resume Examples & Samples

CFA or CIM designation is required, as is the ability to be registered as an Advising Representative by the local securities regulator
At least 5 years of prior professional experience or related occupation
Ability to build strong relationships with product and other partners across the firm
Excellent written and communication skills

Investment Associate Resume Examples & Samples

Develop an independent, value-added perspective on investment discussions
Assistance in the execution of transactions
Cultivate a book of manager contacts for ongoing coverage
Communications with portfolio company senior management
3-4 years’ total experience and ideally including experience from an Investment Banking or Leverage Finance banking program
A desire to work in a team environment often under pressure
An ability to manage ad hoc projects independently and to completion

Investment Associate, Centralized Resume Examples & Samples

Contacting KIS clients for review of accounts and issue resolution
Project involvement and/or assignments from management as required
Industry experience including but not limited to Corporate actions, 1099, statement and cost basis research, collections, New Account Process, Legal and Annuity documentation requirements
Retirement accounts including contribution, distributions and RMD calculations. Securities, Bonds, Annuity in addition to Mutual Fund classes and fee structures
Series 7 and Series 63 required. Life & Health insurance license and Series 66 preferred
Strong written and verbal communication
Excellent customer service and analytical skills
Ability to recognize and understand client issues and develop appropriate responses and solutions

Principal Investment Associate Resume Examples & Samples

Souring mandates
Minimum 3 year experience Mega Banks, Japanese Securities, Big 4 audit firms, Global Investment Bank or Strategic Consulting firms
Junior Candidate with no more than 8 year working experience

Investment Associate Resume Examples & Samples

Participate in all aspects of the investment sourcing, underwriting and diligence process for primary fund and separate account investments
Work with operations, accounting, tax and legal departments as part of the investment due diligence and execution process
Work with portfolio manager to optimize Prudentials real estate portfolio
5+ years of prior investment experience
3 years prior experience in direct real estate investment and/or real estate fund investment
Solid verbal and written communications skills
Strong project management skills with ability to manage multiple projects simultaneously
MBA or equivalent degree preferred; emphasis on real estate a plus
CFA or CAIA a plus

Investment Associate Resume Examples & Samples

Collaborate effectively with relationship managers and client service teams to ensure consistency in investment implementation
Act as a resource consultant for relationship managers and client service teams to assist them with efficient and effective investment implementation and management
Review and ensure adequate documentation related to portfolio exceptions including concentrations, off-list holdings and unique assets
Ensure appropriate plans and timely implementation of the same for diversification of concentrations, off-list holdings and unique assets where appropriate
Work with business line management to identify investment implementation risks
Partner with enterprise support functions (Technology, Operations, Human Resources, Compliance) to develop, implement and maintain streamlined account investment management procedures
Report issues and findings to Office Heads and Senior Management
Work with Compliance, Risk Management and Internal Audit to remediate findings
Design and monitor controls and evaluate the effectiveness of such controls
Provide semi-annual reporting to AT Operating Committee and assessment of adherence to investment platform, concerns, emerging risks
Relationship Management and Client Service teams
Atlantic Trust Investment Team
CIBC Infrastructure partners (Technology, Operations, Compliance, Internal Audit, Risk Management)
Bachelor’s degree required, finance or related field preferred
5+ years experience in investment management, client management, compliance, audit or trust and account administration
An expanded knowledge of investment account administration, setting and implementing policies and procedures and fostering collaboration
Proficient with Microsoft Office and experience with multiple trust and investment management software applications
Strong team orientation, client service orientation, verbal and written communication skills, analytical and problem solving skills
Excellent judgment and ability to work independently

Stis Investment Associate Resume Examples & Samples

Series 65 or 66 license
3 years of experience in the financial services or securities industry
Fully proficient in all brokerage desktop tools & procedures
Series 7, 63 and 65 (or 66) licenses. Minimum 4 years of experience in the securities industry
3 years of direct experience
Sales related experience

Investment Associate Intern Resume Examples & Samples

Collaborate with portfolio managers to assess securities within investment objectives and fund restrictions for the Taxable, and at times for the Municipals, portfolios
Provides written investment recommendations for approval by the Global Liquidity Research Committee and
At times for the subsequent review by the Board of Trustees of the Invesco funds for inclusion on the various Approved Lists maintained by the Global Liquidity Research Department
Conducts ongoing and systematic financial review of all issuers and securities on the approved lists and prepares written watch or drop recommendations
Provide relative value recommendations on short-duration securities for inclusion in various ultra-short and short-duration portfolios
Communicates research information on current holdings to the portfolio managers, senior management, and the board of Trustees of the Invesco funds
Develops relationships with rating agency analysts to better understand their ratings process with the goal of better anticipating rating changes
Researches and studies industry information to build expertise in industry specialties and creates commentary from a top down perspective
Provides intra-company support in identification, evaluation, and monitoring of counterparty credit risk
A minimum of 1 - 3 years of experience in the financial services industry, specifically with emphasis on financial statement analysis, or an accounting or finance background, is required
Prior experience in portfolio management or credit analysis within the investment management industry, particularly within 2a-7 money market fund environment, is preferred
Must show the ability to make quick decisions, establish priorities, and concentrate on detailed information, sometimes under stressful conditions, for up to 70% of the work time
Must exhibit appropriate software knowledge of Bloomberg and Windows-based applications, with expertise in Excel, PowerPoint, and Word
The ability to cooperate in a team environment is critical

Investment Associate Resume Examples & Samples

Two years experience in brokerage or financial services support role
Required Licenses: FINRA Series 7 & 63. Preferred Licenses: 65 or 66 and state life and health insurance license
Working knowledge of investment products
Demonstrated excellent organizational skills and a strong attention to detail
Excellent computer skills: Word, Excel, Power Point, email, internet savvy, etc
Quickly gain broad knowledge of clients and their needs
Demonstrated ability to develop trusted advisor relationships
Strong customer service and analytical skills
Ability to use applicable equipment, which may include: PC Microsoft Office (including Word, Excel, etc.), Desktop, etc

Investment Associate Resume Examples & Samples

Research asset class and sector relative value opportunities from a qualitative and quantitative perspective
Due diligence work on evaluating opportunistic transactions which can be thematically-driven and provide attractive risk-adjusted returns
Analyze active risk management strategies
Macro economy and the capital market surveillance which also includes input from PIM asset management units, investment banks, and external asset managers
Use market information to formulate investment view and support PSG Capital Market Update (published bi-weekly)
Asset Management Unit liaison role which includes discussing investment opportunities, review market trends, and help resolve portfolio issues
An undergraduate degree in a highly quantitative discipline such as statistics, mathematics, business, engineering, economics, computer science, finance or a similar quantitative subject area
Ability to develop complex data models in Excel
Strong analytical, organizational and negotiating skills
Excellent structured problem solving and the ability to explain results (both oral and written)
Ability to comfortably interact with internal and external counterparties
Strong mathematics/finance background
MBA and/or CFA
Insurance company asset-liability experience or actuarial skills are highly desirable

Music Row Investment Associate Resume Examples & Samples

Series 7, 63 and 65 (or 66) licenses. (or ability to obtain them within the required period)
4 years professional administrative experience, including 1 year of experience in the securities industry
Strong customer service and communication skills
3 years experience in the financial services or securities industry
Life and Health Insurance license

LFG Investment Associate Resume Examples & Samples

Series 7 and Series 66 – to be completed prior to or shortly after employment begins
Knowledge of financial markets and products on a broad level, primarily centered around traditional investments (Equities, Fixed Income, etc.) as well as some understanding of alternative investments (Hedge Funds, Private Equity, Real Estate)
Primary emphasis on knowledge of investment vehicles related to Private Bank clients such as mutual funds, ETFs, separately managed accounts, alternatives funds, limited partnerships, etc
Proficiency in Microsoft Office products, particularly Excel and Power Point, and general tech proficiency and ability to pick up new software and concepts quickly

Investment Associate Resume Examples & Samples

Deal sourcing & screening
Industry and competitor reviews
Portfolio / fund analysis
Supporting other operational activities including marketing, portfolio administration, and contact management
Solid knowledge of fintech and related sectors
Have exceptionally strong analytic skills to put large amounts of information into context
Ability to work within an environment that deals with complex / ambiguous problems
Self-starter, able to initiate projects and work independently
Empathy, patience and a natural ability to believe what others don't
Bachelor's degree in mathematics, statistics, finance, economics, or accounting

Investment Associate Resume Examples & Samples

Perform marketing related activities to promote business growth
Cross train and back up on various functions within the Service and Support teams
High School Degree or equivalent required. College Degree in Business or Finance preferred
Demonstrate excellent organizational skills and a strong attention to detail

Investment Associate Latam Resume Examples & Samples

1) Monitoring of capital markets and managed investments position
Capital Markets: follows all open structured notes and monitor the KI and KO levels as well as auto call dates and levels. Looks at new structures to replace those maturing or being called. As such, it is expect to interact with the capital markets desk
Managed Investments: Assists to managers and product calls and update the IC and Banker teams on the products through bullet points write ups. It is expected from the IC support to interact with the managed investments hub
2) IC Travel
Good experience in analyzing, interpreting and managing quantitative data
The incumbent ideally has some prior market knowledge/experience within either: Equities, Fixed Income, Capital Markets or Alternatives
Fluent in English and Spanish, Portuguese a plus
Ability to communicate effectively with co-workers and clients
Successful team worker with ability to work individually
Pro-active service attitude and self-motivated
Ability to tackle changes in a constructive manner
Highly motivated and self-starter
Good organizational skills, ability to work under pressure and prioritize within tight deadlines
Proficiency of Microsoft applications (Word, Excel and PowerPoint) as well as Bloomberg
User knowledge of Citi developed applications
University degree or equivalent in related discipline (e.g. Finance, Economy, Business Administration)
Master degree or CFA a plus

Investment Associate Resume Examples & Samples

Research and resolve account / operational investment discrepancies
Work diligently toward mitigating losses due to error, being mindful of possible contingencies
Continue to develop fundamental investment knowledge, either through on the job training, online Northern educational seminars, formal graduate program or pursuance of the CFA designation or CFP® certification
Refinement of knowledge of investment strategies and instruments through continual contact with Northern Trust investment research areas and other industry professionals
Knowledge of investment, economic and financial principles, acquired through completion of a formal degree program, while maintaining a 3.00 or higher GPA, is required for this position
Securities / investment industry knowledge
Analytical skills, problem solving skills, intellectual curiosity, ability to work closely within a team framework, and excellence in execution are essential to be successful in this role, which may lead, over a period of time, to portfolio manager responsibilities
Additional skills which are desirable for this position are the ability to handle multiple tasks, adjust to competing priorities as needed, and timely completion of assignments

Investment Associate, Modeling & Analysis Resume Examples & Samples

Bachelors degree in quantitative field
2-5 years of relevant work experience
Expertise in Excel, SQL, and programming languages such as Python
Experience with financial data and models. Credit experience desired

Buy Out Investment Associate to VP Resume Examples & Samples

Perform Execution work in Buy Out Investment Transactions
Create financial models
Solid track record in Investment Bank , Strategic Consulting or PE Fund in Japan
Junior Candidate with no more than 7 year working experience
PE Fund experience

Investment Associate, Client Services Resume Examples & Samples

Provide day to day support to current and prospective clients for the core plus and value add funds
Coordinate regular client reporting and prepare responses to ad-hoc client requests
Compile responses to RFPs, RFIs, DDQs and other client inquiries
Assist in the development of client presentations and pitch books in support of all client service, relationship management and business development efforts
Coordinate responses to client requests across portfolio management, business development, marketing communications, investor services and other functional groups
Provide support for the compilation of quarterly fund analytics
Minimum of 3 years experience in client services, investor relations or related function within or supporting the investment management industry; experience in real estate preferred
A high degree of professionalism and strong work ethic
Excellent writing and project management skills
Technologically savvy
Excellent multi-tasking capabilities
Strong initiative, good judgment, and attention to detail
Positive, "can-do" approach to work
Discretion required in handling highly sensitive and confidential information
High level of proficiency with software programs such as Microsoft Word, Excel and PowerPoint
Ability to compose routine letters and emails
Flexibility to work overtime if necessary

Investment Associate Upstream Oil & Gas Resume Examples & Samples

Minimum of 4 years as analyst/associate at a private equity firm, investment bank, or endowment/foundation with direct investment platform
Experience in upstream oil & gas investing
The ability to interact with portfolio companies and investment partners
Solid analytical and quantitative skills with strong attention to detail
Strong Excel and PowerPoint skills
Intelligent, analytical, collaborative, self-aware, confident and comfortable with ambiguity
Flexibility for travel
BA/BS degree with MBA and/or CFA

Investment Associate Located Resume Examples & Samples

Develop strong networks and source investment opportunities relevant for LGT IV
Get involved in the deal at an early stage and support the senior team in investment analysis with industry/ market research, site visits, management discussions, review of business plan and financial statements, valuation, commercial negotiations, deal structuring and legal documents
Prepare documents for internal discussions and presentation to the Investment Committee
Actively support lead Investment manager and provide strategic inputs based on analysis of operational and financial information received from portfolio companies
Review the monthly MIS from portfolio companies and prepare status reports for LGT IV Board
Multi-tasker with excellent research and analytical skills, both qualitative and quantitative, that can be applied to evaluation of business models
Strong quantitative skills to develop and review financial models and other financial information
Self-starter, keen to work independently with limited supervision
Excellent written and oral communication skills, with an ability to formulate and present analysis and arguments in a clear, crisp and concise manner
Fluency in English and Hindi, and preferably another local Indian language
MBA or equivalent management degree from a premier institute; CFA also preferred
4-5 years of prior experience with a private equity or management consulting firm based in India; experience in performing commercial and operational due-diligence preferred
Demonstrable interest / passion for addressing social and environmental issues

Investment Associate Resume Examples & Samples

Undergraduate degree (in Finance related field is preferred however all majors will be considered) or equivalent combination of training and experience
Minimum two to three years of general client service experience
Demonstrate a high degree of knowledge regarding Vanguard products, services, and systems
Ability to interact effectively and communicate with clients, peers, and management
Exceptional client service skills
Ability to work independently in a quickly changing environment
The ability to obtain your Series 7 & 63 licenses

Investment Associate, Non-profits Resume Examples & Samples

BA/BSc in any discipline, minimum 2.1
Interest in investments
Experience welcomed but not a requirement
Strong analytical, quantitative and writing skills
Experience using computer software including word-processing and Excel
An ability to work independently and under constant time pressure
An ability to assign priorities to multiple concurrent, competing requests, while ensuring the integrity, accuracy, completeness, and timeliness
Foreign language skills welcomed but not required

Investment Associate Resume Examples & Samples

3+ years of relevant work experience in capital markets, investments, or credit
Self-starter; ability to work independently and exercise good judgment
Strong fixed income background
Familiarity with credit models and rating agency methodologies
Expertise in Excel, experience with SQL, and/or statistical programs such as R a plus
CFA and/or Advanced degree a plus

Investment Associate Resume Examples & Samples

Gathering and analyzing clients’ historical asset allocation, spending, and performance data, which could include developing a strategic asset allocation, understanding portfolio geographical and sector exposures and deriving performance drivers/detractors
Writing investment memos related to investment manager recommendations or redemptions
Preparing exhibits and other presentation materials
Liaising with the Performance Reporting Group in the preparation of clients’ performance reports
Answering clients’ questions and requests
Attending client and investment manager meetings
A demonstrated ability to work independently and as part of a team
Shows good initiative and a curiosity to learn
Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously
Bachelor’s degree (any major) with a record of high academic achievement
Fresh graduates and individuals with 0-3 years of work experience are welcomed to apply

Investment Associate Resume Examples & Samples

Sourcing of private equity real estate investment opportunities in Europe
Analysis and due diligence of real estate private co-investments, joint-ventures, funds, club deals and secondary transactions
Research and analysis of European real estate markets
Ongoing monitoring of European private equity real estate portfolio investments by periodic visits of operators/managers, assets and advisory board/investor meetings
Participating in marketing initiatives for new private equity real estate multi-manager products
Understanding of institutional investment standard
Solid work experience with proven real estate experience and a good understanding of European real estate markets within real estate private equity, real estate banking, a property company
Strong Academic background – Bachelors required, MBA preferred
Fluency in English, other European languages a plus
Technology – proficiency in MS Office applications
Strong analytical skills – excellent quantitative analytical capabilities combined with strong financial modelling skills (Excel), applying investment analysis and research techniques to assess/analyse the strategic and financial impact of trends, developments or initiatives and ability to recommend the appropriate action
Knowledge of financial statements and cash flow analysis
Strong communications skills with the ability to use both written and oral communication to gain internal support and enthusiasm for initiatives and to create thought-provoking material
The ability to simplify complex and ambiguous situations and to filter relevant content from background noise, independent judgment is critical. Attention to detail and commitment to excellence
Self-motivated with the ability to work both independently and with colleagues as part of a team, independently plan, organize and prioritize work
Strong interpersonal skills; strong team player; highest degree of intellectual honesty and integrity; high energy, drive and determination
Willingness and desire to travel

Digital Investment Associate Resume Examples & Samples

Assist Senior Associate and Manager on plan development and recommendation development, including
Assist the Senior Associate and Manager in negotiation process
Meet with industry representatives to gain insight to all phases and points of contact of media partners
Ongoing management and stewardship of campaigns
Coordination and input on standard buy campaign reporting
Ensure accurate and timely vendor invoice approval and reconciliation with Finance teams
Comfortable working with budgets and numbers

Investment Associate Resume Examples & Samples

Work with portfolio managers on research initiatives, stock fundamental analysis, and overall portfolio analysis and monitoring to ensure keeping with account guidelines and restrictions
Perform daily administrative and account management functions in the daily administration of trust portfolios under direction of the portfolio management team. Including researching, compiling, computing, organizing and preparing information for Trust and AIM, LLC officers for use in discussions, client and staff meetings. Implementing portfolio strategy based on direction from portfolio manager, administrative officer or internal/external client
Develop an in-depth knowledge of the market and client base in order to design, organize and maintain presentation pieces for internal and external communication purposes
Coordinate daily, monthly, quarterly and annual compliance reporting in accordance with Trust, OCC, SEC and other regulatory requirements. Maintain records to be used in regular internal and external audit exams
Work under portfolio managers guidance on projects related to overall client portfolio review and management, complex account issues, investment selection analysis and management portfolio management and research
Enter trades on behalf of portfolio manager, administrator or client. Maintain integrity between internal and third party software. Possibly provide backup to trading desk
Monitor account and department strategic risk guidelines in accordance with internal compliance procedures and regulations

Cpb-investment Associate Resume Examples & Samples

Degree holder with 3-5 years of relevant experience in accounting, equity/credit analysis or research
Must have excellent knowledge of Excel
Strong presentation skills; previous experience involving direct client contact and presenting to groups will be beneficial
Able to work under pressure and with attention to detail
A team player with excellent interpersonal and communications skills

Investment Associate HNW Resume Examples & Samples

Providing industry leading client experiences by
Proactively placing outbound calls including, but not limited to, margin calls, return mail, retention, short sale buy backs and quarterly touch bases with book of clients
Understanding client trading needs, in order to increase trading activity by identifying referral and cross-sell opportunities, with the intent to grow assets under management
Developing and maintaining a full knowledge and understanding of Scotia iTRADE products and services, and an awareness of competitor products and services
Successfully completing cross-selling activities with clients to create deeper customer relationships, resulting in improved customer profitability and retention
Assist in maintaining the effective operation of Scotia iTRADE and the HNW team
Ensuring the timely escalation of issues to Management and/or applicable departments with appropriate recommendations
Ensuring familiarity with your role in a Business Continuity Plan outage
Documenting work flow metrics including daily/weekly/monthly reports as required
Placing equity, option, fixed income and mutual fund orders pursuant to firm and industry policies and procedures
From time to time, leading or assisting with monitoring of customer communications of all types
Identifying and resolving trading discrepancies efficiently and accurately
Acting quickly to alleviate errors and reduce firm exposure
Reviewing approved order and status orders to appropriate exchanges and vendors
Corresponding with clients and resolving client escalations via telephone, written format, and or social media on an advanced level
Broad investment product and capital markets knowledge
High degree of flexibility required to adapt to a wide variety of tasks and functions associated with position
Familiarity with the fundamentals and techniques of stock, option and fixed income trading
Ability to exercise discretion; ability to manage multiple concurrent projects
Knowledge of back office functions and securities settlements process
Exhibit excellent negotiating techniques and the ability to influence and motivate others
Industry experience preferably in a customer service or sales role

Investment Associate, Private Equity Resume Examples & Samples

Assist in maintaining a standard approach to the analysis and due diligence of prospective investment opportunities
Identify and evaluate fund investments for possible investment across various asset classes and strategies
Financial modeling to support the analysis and recommendation of prospective co-investments and direct investments, conduct scenario analysis to support deal assessment and term sheet negotiation
Assist in managing and monitoring existing investments and relationships
Responsible for completing internal reviews and valuations on existing investments
Lead private equity-related analytical projects, including country and industry reports
At least 2 years of related work experience, ideally in private equity, investment banking, or transaction/valuation advisory services
Prior experience investing in private equity funds and/or co-investments desirable
Bachelor of Commerce degree or MBA
CFA or CA designation an asset
Strong analytical and quantitative skills, ability to perform in-depth and critical analysis
Strong interpersonal and relationship management skills
Ability to manage multiple projects simultaneous

100

Italian Client Service Investment Associate Resume Examples & Samples

Working directly with top banks (who act as our custodians)
Supporting our outside sales representatives in an administrative capacity
Producing detailed reporting and analysis for our Private Clients in Italy
Helping evaluate the current financial situation for prospective clients
Interacting with various groups internally and externally to insure clients needs are met

101

Senior Investment Associate Resume Examples & Samples

Collaborate with investment officers of our foreign-domiciled International Insurance units, and US-based portfolio managers who oversee portfolios dedicated to assets supporting business reinsured from Japan, in the development of asset-liability management oriented investment policies and portfolio strategies that satisfy the business’s multiple objectives and constraints, including: investment income requirements, tolerance for financial statement volatility, economic risk of loss, and returns on risk-adjusted capital
Support the local investment officers and US-based portfolio managers for reinsured businesses in constructing and implementing investment plans
Development of portfolio analytics and reporting capabilities
Very strong analytical and quantitative skills. MBA/MS-Finance degree or candidate, and CFA charter is preferred
Knowledge of investment/asset allocation theory, portfolio management and construction, and fixed income mathematics
Experience and/or strong interest in investment markets in the US and globally
Strong interpersonal skills, clear communication skills, team orientation, and the desire and ability to work with business partners of different national, cultural, and language backgrounds
Proficiency in Excel-based modeling. Experience with VBA, MATLAB, or C++ is a plus
Knowledge of insurance liabilities a plus

102

Digital Investment Associate Resume Examples & Samples

Use internal and syndicated data sources to shortlist prospective site partners for direct (contextually placed) site buys
Assist with the preparation and submission of RFPs (Request For Proposal) to prospective site partners
Collate site partner responses, assess with team, and assist with selecting final site list for upcoming campaigns
Prepare site by site trading history reports to support rate (media cost) negotiations
Assist with developing campaign plans / schedules for client review and authorization
Prepare supporting assets and brief ad operations team on upcoming campaigns to ensure accurate and timely execution
Enter confirmed media buys into financial planning system (Prisma) and oversee confirmation of media commitment (Insertion Orders) by campaign site partners
Traffic campaigns: push committed buys through to adserver and ad operations team in order to initiate campaign setup and execution process
Generate campaign delivery reports to uncover and resolve site partner discrepancies
Responsible for billing projects including: vendor delivery, internal weekly/ monthly tracking, and the processing of invoices to finance. Vendor meeting coordination including: sit-down meetings, phone calls, and webinars. Assist in knowledge sharing across the team and agency regarding new opportunities
Generate reporting data to track campaign performance, monitor vendor delivery and help provide insights for client reporting. Data may include, but not limited to: 3rd party delivery data, viewability and fraud reporting, brand study results, site analytics, etc…

103

Investment Associate Resume Examples & Samples

Assists in budget preparation and project control activities
Administers programs, projects, and/or processes specific to the operating unit served
Serves as administrative liaison with others within and outside the company regarding administrative issues related to purchasing, personnel, facilities and operations

104

Investment Associate Resume Examples & Samples

High school diploma and one year secretarial or clerical experience required
Strong computer and PC skills
Excellent communication and organization skills
Ability to prioritize duties, attention to detail and accuracy; and proven track record of customer service and teamwork
Typing skills of 45+ wpm
If you are hired as an Investment Associate- Retail, no licenses are required at the time of hire; however, obtaining a S7 & 63 within the time frames provided in your Offer Letter will be required prior to promotion to Investment Associate – Retail, Registered

105

Investment Associate Resume Examples & Samples

2-5 years’ experience in financial or investment analysis, financial modeling or actuarial roles requiring a balance of strong quantitative capability and qualitative judgment
Quantitative modeling skills: experience building, testing and documenting complex database and/or spreadsheet-driven analysis is critical
Solid written and verbal communication skills - able to express complex ideas clearly and succinctly to both technical and non-technical audiences
Candidates with a good understanding of key components of statutory and GAAP financial statements may have an advantage
Stress testing experience would be beneficial but not required
Experience in insurance or investment businesses or enterprise corporate functions (e.g., Risk, Actuarial, Treasurer’s or Portfolio Management) would be helpful
CPA, CFA, ASA or FSA or an advanced degree is a plus

106

Investment Associate Resume Examples & Samples

Providing advisors with service and support functions such as portfolio analysis, quarterly performance reporting, account opening and maintenance, and client/prospect meeting preparation
Trading and cashiering in client accounts per direction of Portfolio Managers
Analyzing financial information obtained from clients/prospects to help determine strategies for achieving their investment objective
Assisting with portfolio asset allocation determination and preparing investment related analysis
Completing ad hoc client projects with an eye towards strengthen and expanding the relationship
Engaging in all aspects of client servicing and ensuring accurate and timely completion of client requests
Organizing and contributing to client quarterly performance reporting and meetings, including preparing agenda, custom exhibits, and investment performance summary reports
Perform research and analysis on mutual funds and separately managed accounts
Creating custom and standardized investment reports
Participating on firm-wide committees and projects
Knowledge and interest in financial markets and investments required
Exceptional quantitative, analytical and technical skills
Strong proficiency in technology/applications is preferred including exceptional Excel capabilities and knowledge of Morningstar, Advent, FactSet and Wealthbench
3+ years of related work experience in investments and/or wealth management preferred
Bachelor’s degree required and industry recognized credentials a plus

107

Investment Associate Resume Examples & Samples

Portfolio analytics: utilization of PEC’s new portfolio monitoring software tool (Ipreo) to prepare standard and custom reports that generate analytical insight
Company modeling: maintain and enhance entity level pro forma models for PEC portfolio companies
Asset valuation:maintain and analyze property level valuation metrics in conjunction with PEC’s quarterly mark to market process
Asset monitoring:develop market and property level knowledge for each operating company including a moderate amount of travel
Transaction review: support the analysis of acquisition, disposition and financing activity related to operating partner investment activity
Market research:monitor capital market and fundamental data for PEC sectors, and contribute to bespoke research projects designed to generate strategic insight
Bachelor's degree; prefer real estate, finance, economics, math or computer science concentration
Three plus years of experience in commercial real estate analysis / underwriting / valuation
Irreproachable character and integrity
Sound judgement and critical thinking skills
Ability to manage sensitive information with discretion and strict confidentiality
Ability to multitask and prioritize workload to meet established deadlines and performance standards
Advanced / expert level skills in Microsoft Excel and preference for experience with Argus Enterprise
Regular travel required including overnight stays

108

Investment Associate Resume Examples & Samples

College or University degree with minimum two years experience in the brokerage or banking industry would be a great asset
Successful completion of the Canadian Securities Course and Conduct and Business Practices Handbook Course
Experience in an administrative support position
Thorough knowledge of cash management, account transfers, account administration, product management, end of year processing, estate settlement, would be a great asset
Proficiency in MS Office: Word, Excel, Outlook
Flexible, adaptable and must be able to work under pressure; Able to prioritize work flows
Strong attention to detail with the ability to multi-task and show initiative and exemplify a positive attitude
Excellent interpersonal and organizational skills
Ability to offer fast and efficient service to clientele
Exceptional English oral and written communication skills; French knowledge is an asset

109

Investment Associate Resume Examples & Samples

Coordinate and participate in fundraising meetings and portfolio updates with general partners. Participate in manager assessment process and write summary analyses of each meeting for distribution within the firm
Work with IDs to write due diligence reports on venture capital and growth equity firms. Due diligence responsibilities include attending and participating in on-site meetings; analyzing a manager’s organization, investment strategy, investment performance, and fund legal terms; conducting reference calls with portfolio company CEOs and senior-level professionals; and preparing materials for ratings committee meetings
Serve as a resource to client-facing IDs and Investment Associates (IAs) seeking current information on venture capital and growth equity opportunities, including data and analysis, comparison to other fund managers, and the opinion of the research team
Monitor market trends related to fundraising and investment activity and contribute to periodic market updates that are accessed by IDs, IAs, and clients
Prepare materials for and participate in monthly firm-wide meetings in which the global private investments research team discusses recent manager meetings and current investment opportunities of interest with client-facing investment directors
Represent Cambridge Associates at annual manager meetings
Received or expected BA/BS in any discipline (minimum GPA of 3.3)
Interest in venture capital and growth equity asset classes
Strong writing ability and oral communication skills
Strong analytical and quantitative and skills
Ability and willingness to engage in conversation with managers and references
Solid MS Office skills (in particular, Word and Excel)
Strong work ethic and ability to work both independently and as part of a team under tight deadlines
Willingness to travel occasionally (primarily to California and New York)

110

Research Investment Associate Resume Examples & Samples

Aid senior team members in forming house opinions on investment opportunities through ongoing qualitative and quantitative research and analysis
Utilize common analytical frameworks and develop unique analyses to assess secondaries opportunities and managers, as well as funds of funds. Areas of evaluation include organization, investment strategy, performance, fund terms, current portfolio positions, and other key attributes
Help source, evaluate, and monitor investment opportunities. Participate in meetings with general partners, portfolio managers, and other industry professionals
Complete written research utilized by our clients to support investment decisions. This includes concise commentaries summarizing meetings, in-depth due diligence and investment memos and other periodic research including white papers exploring current topics of interest in the secondaries and fund of funds industry
Complete analytical research on secondary transactions including assessment of underlying assets at the fund and company level
Conduct reference calls with fund managers, limited partners, portfolio company management, and other industry participants
Strong, demonstrated interest in investments
Demonstrated command of and interest in financial modeling
Strong analytical, quantitative, and Excel skills required
Ability and willingness to engage in conversation with internal and external parties, including senior investment managers
Demonstrated command of written communication and strong business writing skills
Demonstrated leadership, integrity and initiative
Willingness to travel occasionally, including internationally
Ability to work both independently and in a team under tight deadlines

111

Investment Associate Resume Examples & Samples

Responsible for supporting the investment due diligence process, manager selection, onboarding and oversight of external investment managers for asset class specific mandates
Responsibilities include compiling detailed portfolio analysis on both the individual manager portfolio, strategy and aggregate portfolio levels
Assist or lead with supervision in full due diligence process of third party asset managers across a variety of strategies including fixed income, equities, and alternatives; includes Request for Proposal composition, on-site review, manager analysis and recommendation and portfolio analysis
Prepare findings to be presented to various investment committees as requested
Continue to assist with the build out of the processes supporting the External Manager practice and Aflac’s future capabilities to outsource investments
Monitoring of the externally mandated portfolios, for which responsibility is assigned, aligned with the Investment Management Agreement, Investment Guidelines and service level standards codified in the external mandate
Perform data-heavy research, validation, and review market data as it relates to external portfolio management and investment discussions. Work with GI colleagues and business partners to develop investment rationale and comprehensive documentation supporting new investment opportunities. Such documentation will address various lenses applicable to Aflac (e.g., Aflac’s various constituents, internal operational requirements, internal management presentations and documentation)
Provide applicable quantitative analytics as requested
Prepare oral and written analyses and concepts to Head of External Management, Chief Investment Officer’s, Senior Management and Committees as needed
Ad hoc projects, analyses, and support to external management team
3+ years of direct experience with Investments – external management practice
1+ years of experience in Insurance Industry
2+ years of experience in Investment or Financial Services (Fixed Income knowledge)
1+ year of experience Investment Operation workflows and processes
1+ years of experience Insurance Industry Regulations as they pertain to Investments
1+ year of knowledge & understanding of US and/or Japan: Insurance Regulations; Securities & Derivatives Regulations as they pertain to Insurance Industry Investment activity
Advanced knowledge of PowerPoint and Excel

112

Investment Associate Strategy & Risk Resume Examples & Samples

Understanding of economic principles and trends, and their impact on the management of a large and varied investment portfolio
Adaptability to tackle a broad range of issues and projects
Knowledge of various types of investments and their characteristics, including equities, fixed income investments, real estate/real assets and alternative investments
A strong quantitative background
Strong analytical and problem solving skills and the ability to apply them to develop solutions to a range of investment problems
Experience in developing and defending investment ideas and/or macro views
Strong communication/interpersonal skills, and the ability to interact with a variety of investment and support professionals
Ability to work independently as well as thrive in a team environment
Comfortable taking initiative
Ability to work under strict deadlines
Ability to design, construct and maintain sophisticated Excel spreadsheets
Familiarity with DataStream, Bloomberg, Matlab etc

113

Investment Associate / Mmip-boston Resume Examples & Samples

Support MMIP team in managing Atlantic Trust’s Multi-Manager investments
Act as point person for the team in terms of keeping multiple projects progressing
Organize and implement teams processes for hedge fund manager research and due diligence
Maintain control of documents to verify completeness of information
Contact firms to schedule meetings
Data entry and calculations across multiple spreadsheets
Provide support to investment team
Ability to work as part of a team and take instruction from team members
Ability to work independently and exercise sound judgment
Ability to solve problems, prioritize work, provide sound advice, and meet deadlines in a sometimes-demanding work environment
Strong organizational skills and detail orientation
Open-minded, flexible, and willing to listen to other people’s opinions
Interpersonal skills necessary to effectively communicate in person and over the phone with a variety of individuals at a variety of levels
A Bachelor’s Degree is required with an interest in investments and a statistical background a positive. A degree in business and/or mathematics
Proficient with Microsoft Word, Outlook, Excel and Power Point
Team player than can join us in the growth of our research team to deliver outstanding performance to our clients

114

Man GPM Aalto Investment Associate Resume Examples & Samples

Provide key support/lead in idea generation and researching new sectors, asset classes and strategies for new Man GPM products
Analyse research undertaken into full investment thesis covering all key points from an investment perspective (market background, risks, returns)
Support in developing investment thesis into full investment product e.g. fund/vehicle structure, investment terms
Assist in fund raising process
Translate complex investment ideas and data into a logical and visually engaging format
Contribute to bespoke investor reporting and presentations as and when required
Assist in fund/investment vehicle structuring

115

Investment Associate, Victoria, BC Resume Examples & Samples

Two years' relevant experience in the banking, insurance and/or financial industry
Successful completion of the Canadian Securities Course and/or Conduct and Practices Handbook Course
Business development experience
Organizational and priority management skills
Excellent communications skills
Bilingualism (spoken and written) English and Mandarin is a great asset

116

Investment Associate Resume Examples & Samples

Perform analysis of identified venture opportunities including: Capitalization Tables, Cash Flow, revenue projections
Initiate Market and Competitive Analysis
Review & Understand Term Sheets, MOU
Coordinate: IP analysis, compensation, other legal
Develop investment scenarios
Manage dynamic landscape analysis for one or more of the focus areas
BS, MS or PhD; Science, Engineering or Technology discipline preferred
MBA + 1 - 3 years experience in Business Operations or Venture Capital

117

Investment Associate, Chatham Resume Examples & Samples

Experience in customer service and in an administrative support role
Successful completion of the Canadian Securities Course and/or Conduct and Practices Handbook Course, an asset
Ability to adapt to change
Be process oriented
Be autonomous, energetic and disciplined
Bilingualism (spoken and written), an asset

118

Senior Investment Associate Resume Examples & Samples

Monitor and take ownership of all compliance related duties and follow-up procedures, including consulting with PMs on deficiencies and communicating with clients to eliminate exceptions
Participate in client meetings with the PM and other members of the client service team. Duties range from insuring our records are complete for compliance purposes to providing equity and fixed income research needed for discussion with clients to inform them of investment decisions and transactions in their accounts
Monitor daily all current and outstanding capital structure offers, and ensure that capital structure decision deadlines are met
Communicate information on current offers, relevant research recommendations and any other related information to PMs
Coordinate preparation of asset allocation analyses and presentation materials for existing and prospective clients
Monitor PMs’ desks in their absence. Distribute investment research and portfolio construction information when and where appropriate. Read, understand and abide by the PFS PM Guidelines
Assist in the preparation of materials for client meetings to insure the information is accurately and logically presented. Investment Associates work with multiple family relationships. Strong organizational skills are essential to understand each family’s particular circumstances. Obtain written client approvals for Investment Objective forms, trade confirmations, no investment-responsibility letters and any other account-related documentation
Investment Associates require a broad understanding of financial markets. Knowledge of investment products, services, and terminology, usually obtained through on the job training or prior experience, are needed. Analytical and organizational skills are needed to meet deadlines and solve client or administrative problems
Analytical and organizational skills are needed to meet deadlines and solve client or administrative problems. Excellent technical skills, including advanced Excel skills are required as well as Powerpoint. A passion for the investment business and excellent communication skills. Preference toward candidates pursuing a CFA

119

Research Investment Associate Resume Examples & Samples

Aid senior team members in developing house opinions on U.S. equity managers and markets through ongoing qualitative and quantitative research and analysis
Utilize common analytical frameworks and develop unique analyses to assess global and international equity funds in terms of organization, investment strategy, performance, fund terms, current portfolio positions, and other key attributes
Conduct portfolio performance analysis, including use of Factset, Bloomberg, Stylus and/or other in-house and third-party analytical tools
Help source new ideas and monitor existing strategies by attending and participating in meetings with portfolio managers and other senior personnel
Complete written research utilized by our clients and directors to support investment decisions. This includes concise commentaries summarizing meetings with fund managers, in depth due diligence reports, and other periodic research including white papers exploring current topics of interest in the equity markets and fund industry
Strong, demonstrated interest in investments. Strong analytical and quantitative skills
Demonstrated leadership, integrity, and initiative.　
Ability and willingness to travel domestically
Successful completion of CFA Level 1 preferred
Post-college work experience preferred

120

Research Investment Associate Resume Examples & Samples

Work as an integral member of the private equity team in all aspects of the practice, with a primary emphasis on sourcing and evaluating private equity co-investment opportunities
Perform business, financial, and industry due diligence on real assets, leveraged buyout, growth equity and venture capital transactions
Attend and participate in meetings with private equity fund executives, portfolio company executives, and other senior professionals
Complete written research and analysis utilized by our clients and investment teams to support investment decisions. This includes concise commentaries summarizing opportunities and in depth due diligence reports
Help lead investment evaluation meetings and reference calls in support of opportunities
Serve as a resource to colleagues seeking current information on co-investment opportunities
Prepare for and participate in global practice meetings
Collaborate with senior professionals to support the team’s engagement with existing and prospective co-investment clients
Represent the firm at industry and investor conferences
2 years of relevant investment or transaction experience
Strong, demonstrated interest in private investments, including direct investments or co-investments
Ability and willingness to engage in conversation with internal and external parties, including senior investment professionals
Strong Excel skills, including financial modeling
Ability to work both independently and on a team under tight deadlines
Willingness and ability to travel domestically and internationally

121

Stis Investment Associate , International Resume Examples & Samples

Fully proficient in all brokerage desktop tools & procedures
Series 7, 63 and 65 (or 66) licenses
Minimum 4 years of experience in the securities industry
Strong customer service and communication skills
Bilingual Spanish

122

Investment Associate, Trade Operations Resume Examples & Samples

Day-to-day resolution of complex problems and the execution of complex transactions
Confirm any necessary adjustments/corrections with Traders and process trade corrections as needed
Ensure all trades are sent to banks by deadlines on trade date, with particular emphasis on sensitive markets and short-settlement trades. Save and check details from all broker confirms each day
Affirm domestic trades via OMGEO system and confirm global trades via CTM. Save all official trade confirmations from these systems
Analyze and complete the CTM reconciliation report
Load all FX files, ensure all FX activity is matched with brokers in GTSS and resolve any discrepancies
Maintain Accurate broker settlement instructions in accounting system
Reconcile and analyze daily FVM and resolve issues between multiple counterparties including brokers and custodial banks
Prepare wires for daily FVM movements, obtain signatures and send to banks
Handle incoming email issues; resolve or route accordingly
Monitor all trade processing in our Trade Order Management system
Maintain data integrity of Trade System (holiday calendar, security info, daily error messages etc.)
Responsible for complete set up of new funds- Requires coordination between internal party’s banks and brokers in addition to system set ups
Ensure daily blotters are clean by end of day, and all trades have been sent to banks, fund accountants, etc
Follow-up on issues as related to assignments
BA/BS degree, preferably in Finance/Economics/Business
2-3 years of related experience in the accounting/operations area of the investment management industry preferred
Highly analytical, organized, and detail-oriented
Systems skills
Excellent communication skills both verbal and written
Excellent time management skills; work efficiently under the pressure of deadlines

123

Investment Associate Resume Examples & Samples

Ensures that portfolio materials are prepared for account review meetings with clients. Retrieves reports, desired by portfolio managers or requested by clients, off the EDS, PIMS, IMS, and PAS systems
Responds to client inquiries for account information or to initiate transactions requested by the client (i.e., re-register gift stock, remit proceeds, sell gifts, etc.). Processes physical stock/bond certificates and completes DTC transfers
Processes fund trades via CIT or all-in-one bank applications by established deadlines
Reviews and analyzes fee worksheets to ensure that fees are calculated appropriately
Knowledge of investment products, services, and terminology, usually obtained through on the job training, are needed to prepare material for client meetings
Analytical and organizational skills are needed to meet meeting deadlines and solve client or administrative problems
Personal computer and system application skills are needed to prepare presentation materials

124

Investment Associate Resume Examples & Samples

Implements the strategies and techniques used to ensure that customers have a positive experience with the organization and its products and services at every touch point
Knowledge of and the ability to identify and engage potential opportunities in the market. Build relationships and create opportunities. Plan, strategize and target the right industries. Create value propositions with impact
Ability to build and use effective working relationships within own department and across department, functional, and geographic reporting lines
Knowledge of and ability to implement effective strategies and activities that promote long-term customer loyalty
Knowledge of and the ability to sell an organization's products and services
Knowledge of various types of customers and ability to analyze customer activities, profiles and information
Ability to utilize tools and techniques for understanding the needs of customers; markets to clients a full suite of bank products. Promotes financial ideas and solutions from new or existing relationships resulting in increased revenue generation

125

Investment Associate Resume Examples & Samples

Completed college and/or university diploma in a related field
Two years' relevant experience in the banking, insurance and/or financial industry would be a great asset
Offer excellent customer service
Excellent knowledge of the Microsoft Office suite

126

Investment Associate Resume Examples & Samples

Effectively manage the investment process, including collaborating with others across the organization on due diligence efforts and deal negotiation
Identify, screen, review and assess prospective investment opportunities
Field calls from prospects, reviewing their pitches and presentations, preparing them for further internal review
Manage McClatchy’s existing and growing portfolio of investments by building and maintaining relationships
Work with cross-functional teams and internal stakeholders (Branded Content, Business Development, Tax, General Counsel, Controller, Executive) by monitoring investor performance and providing detailed reports/presentations
Perform analysis of financial performance of existing investments
2-4 years experience in institutional investing, M&A or finance required
Demonstrated ability to identify & evaluate potential investments, deep understanding of equity deals, venture capital and convertible notes
Drive to pitch & close deals including track record of successfully closed deals and an established professional network
Ability to coach & mentor start-up companies
Excellent written & verbal communication skills including a high level of polish & professionalism
Experience with providing detailed reports to leadership regarding financial performance and investment prospects
Tech savvy and experience in digital media strongly preferred

127

Investment Associate Resume Examples & Samples

Provide support to the District Sales Manager and Financial Advisors
Customer service duties, assist in daily office operations including: assisting with obtaining new account and customer maintenance forms, establishing new accounts, customer account servicing, processing estate account requests, researching problems, preparing and editing correspondence, obtaining proper approval on correspondence, record keeping, heavy order entry, and client contact
Solid base knowledge of Retirement accounts including distributions and Required Minimum Distribution calculations
Follow up on client service activities and Financial Advisor's requests
Create and manage the client database: address, contact info, type of client (investor, credit, etc.) and use this to create mailing database for sending out "value added" material, invitations to events, follow up phone calls, etc
Help make and schedule appointments. Expected to participate in sales support activities such as weekly teleconferences, monthly sales unit meetings, manager coaching sessions, etc. and to attend additional product and process training as available. Create, obtain proper approval and distribute letters on product promotions
Assist as needed with coordinate marketing events, seminars and presentations for client/prospects - including booking location, client/prospect list, mailing invitations, refreshments, presentation material and equipment
Create/assist in production and distribution for newsletters, bios, etc. Additional Licensed IA functions: Process annuity and 1035 exchange paperwork, place all trades for Financial Advisors, money movements, trade logs, and check receipts and security receipts

128

Investment Associate Resume Examples & Samples

Completed College and/or University diploma in a related field
Two years' relevant experience in he banking, insurance and/or financial industry
Bilingualism (spoken and written) an asset

129

Investment Associate Resume Examples & Samples

Aid portfolio managers in all aspects of the investment sourcing, underwriting and diligence process for primary fund investments, co-investments, and secondary investments
Work with portfolio managers to optimize Prudential’s private equity portfolio
5 years of relevant work experience (i.e. private equity, credit underwriting, valuation work, or investment banking)
MBA or CFA preferred, Accounting or Financial undergraduate degree a plus
Credit or Investment Bank training a plus
Team oriented with strong interpersonal and relationship management skills

130

Research Investment Associate Resume Examples & Samples

Strong interest in investments, particularly alternative/real assets
Demonstrated facility for written communication and strong business writing skills
Ability and willingness to engage in conversation with managers and references
Familiarity with Microsoft Office suite and strong Excel skills
Willingness and ability to travel occasionally

131

Principal Investment Associate Resume Examples & Samples

Manage deal flow of potentially attractive venture capital targets including (i) market screening (ii) initial assessment of investment candidates (iii) prioritization of deals (iv) deep technology assessment and validation with internal experts
Analysis of market segments and their growth perspectives and development of investment theses and pro-active search for interesting startups
Preparation and presentation of company profiles and investment documents
Responsibility for due diligence to prepare the final investment decision
Business planning and modeling to identify risks of an investment decision
Close cooperation with internal experts
Minimum 6 years working experience in the Mobility and/or Building Technology business area
Proven interest in new solutions and new business models
Knowledge of the markets and Siemens products and solutions in the field of Building Technologies and Mobility
Master in technology field and/or business administration/finance
Financial analytical skills (Profit&Loss, Balance Sheet, Cash Flow) and modeling skills
Experienced project manager who managed projects involving at least 8 team members and/or had a significant financial/ business impact and/or had a project budget of at least USD 2M
Strategic planning and business development tools knowledge
Advanced knowledge and minimum 4 years working experience in Venture Capital and/or M&A processes
German language or other language skills a plus
Negotiation skills (preferred)

132

Bessemer Private Investment Associate Resume Examples & Samples

Support the evaluation and execution of new investment opportunities by managing internal due diligence efforts, performing extensive and detailed quantitative analyses, conducting primary research on companies, industries and alternative asset classes, and preparing internal investment memoranda
Monitor portfolio investment performance and assist in the evaluation and execution of strategic initiatives within the portfolio. This will include interfacing and developing relationships with portfolio management teams and boards of directors
Support fund administration including preparation of valuation and other portfolio analyses, deal tracking and other activities
Outstanding record of performance in academic and professional settings
1-3 years of experience in one or a combination of management consulting, investment banking and private or public investing
Strong quantitative skills combined with the ability to tailor analyses to the specific circumstances of an investment opportunity
Ability to perform deep proprietary research through calls with industry contacts, consultants and other relevant parties
Self-starter who can manage multiple projects and is comfortable with a small team
Good people skills are a must (must be pleasant to work with)
Entrepreneurial ambition and enthusiasm for being an early team member of a new investment platform

133

Digital Investment Associate Resume Examples & Samples

Responsible for billing projects including: vendor delivery, internal weekly/ monthly tracking, and the processing of invoices to finance
Vendor meeting coordination including: sit-down meetings, phone calls, and webinars. Assist in knowledge sharing across the team and agency regarding new opportunities
Generate reporting data to track campaign performance, monitor vendor delivery and help provide insights for client reporting
Data may include, but not limited to: 3rd party delivery data, viewability and fraud reporting, brand study results, site analytics, etc…

134

Investment Associate Contractor Temp to Perm-boston Resume Examples & Samples

Assist in performing investment analysis across various assets classes and strategies
As directed, act as point person between the investment team and relationship managers
Assist in creating marketing materials and ad-hoc client reports for relationship managers
Assist with investment monitoring by preparing semi-annual Private Equity progress reports
Schedule and attend meetings with visiting Fund Portfolio Managers
Maintain and update portfolio performance and other details in various systems/spreadsheets
Provide periodic updated information to our risk, compliance, and marketing departments
Prepare materials and record minutes for our committee and team research meetings
Organize electronic documents and files
Assist MMIP Team with various administrative tasks
Bachelor's Degree, preferably in business or math
0-2 years related work experience (within an investment and/or private wealth organization a plus)
Proficient Excel skills and some accounting/finance knowledge preferred
Excellent communication skills (written / verbal)
Ability to manage multiple responsibilities and time-sensitive deliverables with a high degree of quality and accuracy. Strong organizational skills and detail-orientation a must

135

Research Investment Associate Resume Examples & Samples

Update standard charts for use by other departments, ensuring accuracy of data, methodology, and presentation; maintain administrative information associated with charts
Respond to and assist in responses to ad hoc requests from internal staff and clients, upholding our high standards for customer service
Assess data retrieved for data integrity; sort/segment data for further analysis by other departments or other team members
Perform regular quality checks on data and analysis
Research new sources of data and become familiar with various data publications and vendors to assist the group in continually expanding data coverage
Support the firm’s data needs by collecting, entering, and maintaining index and other market data in spreadsheets and in our proprietary applications
Regularly evaluate internal processes to correct inefficiencies, ensure accuracy, and improve communication
Perform additional duties as necessary to support the group’s and the firm’s needs. Successful individuals in the role have the opportunity to grow their responsibilities to contribute directly to research, including
Working on research pieces alongside an Investment Director, sourcing data, preparing charts, and conducting data analysis
Reading and summarizing leading institutional investment research publications
BA/BS degree; 1-2 years similar experience preferred; enrollment in the CFA program a plus
Ability to meet deadlines and to work additional hours when necessary
Strong organizational, communication, customer service, and problem-solving skills
Ability to manage competing priorities in a complex environment
Ability to collect, correlate, and analyze large amounts of data; advanced knowledge of Excel a plus
Demonstrated ability to work well independently and with a group
Demonstrated interest in investments, capital markets, or macroeconomics; background in these areas preferred. Familiarity with Bloomberg, FactSet, and Thomson Reuters Datastream a plus
Resume and cover letter required for application

136

Investment Associate Resume Examples & Samples

Responding to clients’ and investment directors’ questions and requests
Gathering and analyzing historical asset allocation, spending, and performance data
Evaluating financial histories
Assisting with developing and maintaining internal content related to impact investing
Working on special projects, such as published research reports and presentations, which enhance Cambridge Associates’ knowledge of various impact investing topics
Preparing exhibits and other presentation documentation
Strong quantitative, analytical, and communication skills (verbal and written)
Demonstrated interest in investments and the capital markets or related quantitative fields
Demonstrated interest in impact investing/sustainability topics
Proficiency in MS Excel, Word and PowerPoint
An ability to assign priorities to multiple concurrent, competing requests, while ensuring their integrity, accuracy, completeness, and timeliness
All candidates must be eligible to work in the United States without sponsorship or restriction

137

Investment Associate, Accounting Specialist Resume Examples & Samples

Responding to client and investment director questions and requests
Maintenance of cash ledger for client offices, and monitoring of cash as it relates to investment and transaction flows
Recording and reconciling investment-related transactions on a monthly basis
Assisting internal and external teams with the preparation of the monthly and quarterly portfolio performance reports
Using custodial systems and client account tools to input and maintain transactional record, with goal of supporting the investment team and clients
Supporting and assisting in the preparation for annual client audits
Reviewing and documenting all current/new policies and procedures for the internal investment team and recommend areas of opportunity for improvement
Monitoring and coordinating manager documents and notifications
Calculating and recording team expense reports and personal charges as needed
Preparing exhibits and other presentation documentation as needed
Taking on special assignments and ad hoc projects as they arise
Bachelor’s degree in Accounting with a record of high academic achievement
Recent graduate or 2-3 years of financial accounting experience
Working towards CPA, CMA, and/or CFA designation is highly desirable
Good written and oral communication skills, ability to organize and complete a number of tasks in a timely manner, set priorities, and pay attention to detail
Strong interpersonal, technical, and analytical skills
Proficiency in MS Excel, Word and PowerPoint required
A demonstrated ability to work independently and as part of a team
All candidates must be eligible to work in the United States without sponsorship or restriction

138

Renewable Power Infrastructure Investment Associate Resume Examples & Samples

Deal assessment and execution: working with the team to assess and execute renewable energy project investments. This will include conducting due diligence, financial review, preparation of presentation material for investment committee etc
Financial modeling: developing, utilizing, analyzing and dissecting financial models in order to analyse project opportunities and conduct valuations both at a project and overall Fund level
Portfolio management: assist in the management of investments in the portfolio, including ongoing interaction with the Technical, Finance and Operations teams
Market research: including research on potential investments, renewable energy policy and markets, competitors, technology etc
Degree educated with strong academic background
Demonstrable financial modeling and evaluation skills are critical. In particular, a good understanding of accounting and/or leveraged finance / project finance modeling
Deep knowledge of Microsoft Office suite (PowerPoint, Excel, Word); very strong Excel skills are required
Requirement for fluency in English (must have), Swedish and or Norwegian languages
Able to manage workload effectively and deliver quality work on schedule

139

Investment Associate Resume Examples & Samples

Coordinate investment sub-advisor write-ups
Act as the point of contact for account openings, compliance, and audit
Assist with investment manager analytical reports and processes (i.e. client reporting and internal investment analysis)
Maintain and distribute client-specific reports and data
Assist with presentations to clients, prospects, and others
Coordinate investment-related documents (i.e. investment management agreements, fund documents, fee schedules)
Manage incoming requests generated by Client and Wealth Advisors
Minimum of 3 years of financial services related experience with experience in Investor Relations and Client Account Management preferred
FactSet experience preferred
Highly proficient in Microsoft Office (Word, PowerPoint and Excel)
Team player with positive attitude and pro-active approach to work
Ability to multi task, prioritize, work under pressure while managing tight deadlines
Self-motivated individual with a high level of attention to detail, problem solver

140

Investment Associate Resume Examples & Samples

Strategic Vision & Passion for Creating the Future: To be effective in this role requires gaining an understanding of HSB’s and Munich Re’s global insurance and reinsurance businesses, including business models, drivers of economic value, the insurance value chain, competition, risk transfer mechanisms and products, and regulatory environment. Individuals must be able to then build upon this knowledge to envision alternative futures and growth strategies and specific tactical paths to getting there, based on emerging trends, market dynamics, and evolving customer needs and partner opportunities
Intellectual Curiosity: This role requires an innate and insatiable intellectual curiosity about business, technology, and business models. Active and constant monitoring and engagement with the innovation ecosystem is essential
Strong Analytical Skills: Candidates must have requisite financial and investment analysis and research skills
Superior Visual & Written Communication Skills: This role requires the ability to sift through large quantities of information, both quantitative and qualitative, identify the salient points, and then communicate them in the appropriate form in a succinct and elegant story or case
Superb Communicator & Relentless Networker: The position requires a high level of communication, influence and interpersonal skills in order to network, navigate, and execute internally with cross-functional teams and externally with multiple stakeholders and partners
Disciplined Adaptable Tactician: This role requires strong execution and follow-through in emergent and uncertain situations. The ability to be adaptable and problem solve in the face of evolving internal and external stakeholder agendas and changing priorities is critical
3 + years of experience, including 1-2 years in venture capital, investment banking, strategy consulting, or business / corporate development
MBA required, preferably combined with a degree in computer science
Knowledge and fluency in emerging technology and business models in sectors relevant to HSB & Munich Re
Superior oral, written and visual communication skills
Superior proactive networking and relationship development skills
Proven teamwork skills both as a leader and cross-functional team member
Self motivated with high initiative
Willing to travel 15-20% of the time including internationally

141

Investment Associate, Counterparty Risk Resume Examples & Samples

Understanding of capital markets and pricing/risk measurement for a broad range of asset, liability and derivative instruments on all major asset classes (e.g., interest rates, equities, credit, foreign exchange)
Strong quantitative, analytical and research skills. Experience applying same in an investment, credit or risk assignment is beneficial
Experience with complex technical investment and financial issues
Strong reasoning and excellent written communication skills with ability to communicate knowledge to less quantitatively inclined colleagues
Demonstrated effectiveness working independently and as part of a multi-disciplinary team
3 to 5 years of experience in credit analysis of financial institutions and/or fixed income markets and/or, derivative modeling
Experience in counterparty risk preferred
Undergraduate degree in quantitative field. Graduate degree or other relevant designation beneficial

142

Wealth Management Investment Associate Resume Examples & Samples

Three or more years of client service and support experience in a banking environment
Advanced knowledge of departmental operations/policies and bank products/services
Experience with department-specific systems preferred

143

Investment Associate Resume Examples & Samples

Support UK based Client Managers and Consultants with valuation reports and quarterly monitoring reports
Supporting senior managers with reports and presentations
Assisting the Investment team in creating E-meeting packs when necessary
Support client work as required - e.g. proof-reading documents, drafting non-technical material
Portal/platform administration as required
Ad hoc administration duties
Peer reviewing and ensuring own work is peer reviewed as appropriate
Maintaining accurate time recording
Adhering to Corporate Policies and Procedures (CCPs)
Reporting any suspected breaches to management/compliance department upon discovery
Other duties concerning the Consulting Support tasks
An all-round communicator
Proof reading
Drafting documentation
Able to prioritise, organise and carry out tasks within deadlines
Good numeracy and literacy skills
Proactive and a team player
Computer literate - Excel proficiency
Excellent telephone manner
Willing to learn and a flexible approach to work

144

Investment Associate / Analyst Resume Examples & Samples

Minimum of three to five years of relevant business experience, preferably in commercial real estate investment and/or analysis
A thorough understanding of financial modeling, including producing cash flow models, cash-on-cash yield, IRR analysis, and discounted cash flow valuations
Proven track record of identifying, underwriting, and acquiring investment opportunities
Proficiency in Microsoft Excel, Word and ARGUS is required
Strong written and oral communication skills, including the ability to prepare accurate and appropriate documentation

145

Trust & Investment Associate Resume Examples & Samples

Receives service requests from clients and partners, obtains appropriate information from partners and client to facilitate service changes or transactions
Coordinates resolution of client issues and informs client of steps taken to resolve requests or problems
Assists in the development of appropriate action plans for client servicing events and participates in execution and follow-up
Acquires and develops proficiency in various business applications critical to relationship management including client on-line tools

146

Investment Associate Natural Resources Resume Examples & Samples

Evaluating acquisition and disposition opportunities
Monitoring and reviewing portfolio property budgets and management plans
Monitoring the portfolio investments for compliance with contracts and regulations
Coordinating annual appraisal process
Conducting ad hoc market research related to our portfolio or global markets
Monitoring global market developments and identifying major macro risks to our portfolio
Relating market conditions, industry and regulatory developments to investment execution
Bachelor’s degree, preferably in forestry, agriculture, business administration, finance, or economics
Graduate degree in forestry, agriculture or business is desirable
7+ years of experience in forestry or agriculture industry is desirable. Experience in financial services and/or a TIMO would be a significant plus
Strong analytical and problem solving skills and the ability to apply them to develop solutions to a range of investment problems
Experience in developing and defending investment ideas and/or macro views
Strong communication/interpersonal skills, and the ability to interact with a variety of investment and support professionals
Comfortable taking initiative
Organizational skills and the ability to efficiently manage several diverse tasks at the same time to meet required deadlines
Ability to design, construct and maintain sophisticated Excel spreadsheets and wood flow models

147

Senior Investment Associate Resume Examples & Samples

Responsible for reviewing and analyzing investment data to formulate investment recommendations for investment managers and clients
Provides investment management support to a function by processing new account applications, resolves inquiries and handles account transfers
A College or University degree and/or some relevant securities industry work experience is preferred
Related Industry qualification (e.g. Series 7 and Series 63, registration required by the National Association of Securities, etc. to offer annuities) is required Excellent oral and written communication skills are required
Security/investment industry knowledge is required
Analytical and problem solving skills are required
Technical skills / systems knowledge (e.g. Peoplesoft, Microsoft Office) is required

148

Investment Associate Resume Examples & Samples

Creates custom asset allocations based on specific client criteria and restrictions using program approved investment products and bank guidelines. Must understand the characteristics and relationship between specific investment objectives, asset mix guidelines and product sets by utilizing knowledge of financial statistics and how they affect the construction of specific portfolios
Addresses the requirements of each activity in a timely fashion and in strict adherence with Northern Trust and Wealth Management Risk Management and Compliance guidelines and procedures, promptly escalating any issues and/or concerns to CSS Management
Reviews and maintains client records and information on all applicable client servicing systems, ensuring appropriate and required documentation is collected and imaged
Develops a strong knowledge of the various business applications critical to client and account servicing, including client’s on-line tools
Where appropriate, strives to identify service efficiency and delivery enhancements, as well as process improvements
Keeps abreast of new or existing Northern Trust and Wealth Management products, services and compliance requirements
Minimum of 1-2 years experience in investment management, investment research or analytical responsibilities within the financial markets industry with client servicing experience preferred
A College or University degree and/or relevant proven work experience is ideal
Mathematical, analytical and Excel spreadsheet skills are preferred

149

Cpb-investment Associate Resume Examples & Samples

Bachelor degree in related discipline
Good interpersonal and communication skills
Must be fluent in English and Mandarin

150

Research Investment Associate Resume Examples & Samples

Aid senior team members in developing house opinions on International, Global, Emerging and Frontier Markets equity managers and markets through ongoing qualitative and quantitative research and analysis
Complete written research utilized by our clients and directors to support investment decisions. This includes concise commentaries summarizing meetings with fund managers, in depth due diligence reports, and other periodic research, potentially including white papers exploring current topics of interest in the equity markets and fund industry
Demonstrated leadership, integrity, and initiative

151

Senior Investment Associate Resume Examples & Samples

Manages the existing investment portfolio, including maintaining in-depth knowledge of the underlying assets and the dynamics of the secondary markets. Prepares reports and analysis to facilitate the monitoring of the existing portfolio, maintaining and enhancing existing reporting processes working with a support team of analysts
Analyzes new investments opportunities in the private equity and venture capital asset class as well as in the impact investing segment. Prepares quantitative analysis and qualitative summaries of potential investments. Reviews and summarizes related legal documentation. Becomes familiar with a wide range of sources for potential investments. Continually enhances expertise in evaluating underlying strategies, market instruments and managers. Maintains up-to-date understanding of global financial markets and asset class dynamics for input into the portfolio construction and asset management programs of the University
Completes special projects. Works with the Director of Investments to complete a wide range of projects designed to enhance portfolio performance. Develops quantitative reporting tools to evaluate market conditions and portfolio construction alternatives. Researches specific strategies and investment topics. Evaluates software tools. Prepares summaries of results and recommendations
Prepares accurate and detailed reporting on investment programs for review by the CIO, various governance bodies, Treasury and outside auditors. Updates database of potential investments that may be eligible for inclusion in the portfolio. Ensures the quality and integrity of the portfolio level data working with 3rd party vendors and internal systems/software
Maintains and enhances the quality and integrity of the portfolio level data working with third party vendors and internal systems/software
Develops and grows Tufts’ network in the financial services and asset management industries
Contributes to overall Investment Office goals. Contributes to staff meetings reviewing potential investments across asset classes. Completes analytical work for CIO and others as necessary
CAIA
Spanish or Chinese fluency

152

Investment Associate Resume Examples & Samples

Strong organizational skills. Ability to prioritize time
Proficient in Microsoft Office, Excel, Powerpoint, Word, Outlook
Adept with technology and comfortable navigating online systems

153

Investment Associate Resume Examples & Samples

Strong proficiency in technology/applications is preferred including exceptional Excel capabilities and knowledge of Morningstar, Advent, Zephyr and Wealthbench
2+ years of related work experience in finance or investments preferred
Bachelor’s degree required and advanced degree preferred in finance or comparable field

154

Investment Associate Resume Examples & Samples

Being a self-starter and having an inquisitive nature
Motivated and engaged to take ownership of tasks
Ability to critically problem-solve
Bachelor’s degree (any major) with a record of high academic achievement (credit average or above)
Must be eligible to work in Australia without sponsorship

155

Senior Investment Associate Resume Examples & Samples

Executes client investment servicing activities as requested by partners within appropriate time frames, including but not limited to meeting preparation, compiling client presentations using Microsoft Excel, PowerPoint, Adobe, as well as standard and proprietary internal systems; researching and preparing required documentation for client signature, and maintaining accurate & complete account records; updating client databases, imaging of documents, and researching of client issues
Review prior day trade activities for execution and completion, following up on pending and/or failed trades; process requests for capital calls for various private equity and hedge funds; prepare documentation for new alternative asset subscription documents; process and deliver various standard and custom client reports on a weekly/monthly/quarterly/annual basis; review and approve corporate actions; process and track requests to transfer/deposit/withdraw funds to/from Separately Managed Accounts; attend monthly, mandatory compliance meetings and follow up on account action items; research special requests, as necessary
Maintains a strong understanding of required steps involved with each activity, proactively communicating with relationship management and operations teams as appropriate to obtain necessary information to properly execute the requested activity and to improve upon the client servicing experience
Addresses the requirements of each activity in a timely fashion and in strict adherence with Northern Trust and Wealth Management Risk Management and Compliance guidelines and procedures, promptly escalating any issues and/or concerns to management
Develops a strong understanding of required steps involved with each request, communicating with relationship management and operations teams as appropriate to obtain necessary information to properly execute the requested activity
Maintains a strong knowledge of the various business applications critical to client and account servicing, including on-line tools, and seeks to expand knowledge of the latest enhancements to Northern Trust partner and client technology and/or systems in order to maintain highest standards of servicing
Strives to identify service efficiency and delivery enhancements, as well as process improvements, and periodically participating in business unit initiatives related to process, technology, and system enhancements when directed by management
Keeps abreast of new or existing Northern Trust and Wealth Management products, services and compliance requirements with an eye on expanding client relationships and fostering new business
Serves as a mentor to fellow client service representatives, offering guidance, encouragement and direction as needed
Minimum of 3 years experience in investment management, investment research or analytical responsibilities within the financial markets industry with client servicing experience preferred
A College or University degree in Finance, Economics or a related field is preferred
Strong knowledge of investment, banking and/or personal trust and advisory operations, products and services usually acquired through related work experience is required in order to skillfully assist relationship management teams in processing client servicing needs
Ability to work in time-critical environment; time management skills are required

156

Baam Ventures Investment Associate Resume Examples & Samples

Ability to lead the logistics of a hedge fund manager underwriting to completion, including leading “deal team” conversations and presentation to the investment committee
Independently manage a book of hedge fund manager contacts for ongoing coverage
Ability to originate, present and debate original investment analysis to senior management and the investment committee
Ability to source / evaluate new manager leads that fit investment profiles
Lead or assist in negotiating and execution of hedge fund managers seed agreements
Ability to hold a comprehensive investment discussion with the Investment Team and investment committee on topics covering managers, markets, and portfolio construction
Blackstone seeks to hire individuals who are highly motivated, intelligent and have demonstrated excellence in prior endeavors. In addition to strong analytical and quantitative skills, the successful candidate should have
Candidates should have 4-10 years of industry experience
Direct investment experience withina buyside environment (preferred)
In depth understanding of markets, instruments, and approaches within a strategy
Superior organizational and communication skills as well as a demonstrated ability to write effectively
A desire to work in a team environment

157

Investment Associate Resume Examples & Samples

Develop a comprehensive understanding of the company’s risk profile versus risk appetite and capacity, including the drivers and evolution thereof
Report enterprise risk appetite metrics and limits
Create Board Presentations explaining enterprise risk strategy, stress testing, and results
Develop detailed risk reporting to Prudential’s various stakeholders
Assist in the execution of extreme stress scenarios, including process, governance and controls across the firm
Evaluate, analyze, and report scenario results
Experience in an actuarial, economics or capital market role, that require a balance of quantitative capability and qualitative judgment
Stress testing experience at an insurance company or financial institution would be beneficial
Strong written and verbal communication skills - able to express complex ideas clearly and succinctly to both technical and non-technical audiences
Knowledge of insurance businesses, product offerings and corporate functions (Risk, Actuarial, Treasurer’s or Portfolio Management) would be a benefit
Strong educational background in a quantitative discipline is preferred

158

Investment Associate, Ascension Ventures Resume Examples & Samples

Read and summarize business plans, enter and update information in AV's deal database
Support the other investment professionals in due diligence; examples include preparing financial models, performing comparable company, and precedent transaction analyses, organizing diligence data for investment recommendation materials
Assist in preparation of materials for the Board of Managers, Executive Review and other constituents
Perform ad hoc company and industry analyses
Help plan and participate in periodical internal deal meetings
Assist with quarterly and annual reporting processes
Review healthcare industry periodicals and research reports to proactively target potential investment niches and prepare reports analyzing market potential, growth, competitive landscape, etc
Perform all work with a direct reflection of the Mission, Vision and Values of Ascension
Promote, exemplify and support the Ascension Core Values of Service of the Poor, Reverence, Integrity, Wisdom, Creativity, and Dedication

159

Investment Associate Resume Examples & Samples

Generating the requirements in the scheduling tool
Generating and fine-tune the schedules
Reviewing and updating the Standard Work Instructions for Scheduling together with the WFM Planner
Updating Agent Administration

160

Structured Finance Investment Associate Resume Examples & Samples

2+ years of direct Structured Finance experience at a Securities or Investment firm
Experience with Financial Modeling and Transaction Structuring / Closing
Previous experience with CDO's, CLO's, Mortgage Backed, and Valuation
Working knowledge of VBA

161

Investment Associate Resume Examples & Samples

Facilitate all aspect of client on-boarding on-going account administration
Arrange and assist with Asset Transfers
Coordinate Initial Public Offering bids and allocations for Adviser team
Liaise with Operations and external agents regarding client and FA queries
Coordinate client seminars, conferences and presentations
Maintain account files and undertake regular follow-up on missing documents
Process and monitor settlements and payments across all asset classes
Work with clients to develop long term relationships producing regular sales activity and revenue. Attract new customer assets under management to the company for investment in equities or related products offered by the company
Develop a referral network of potential clients through direct contact, referral and other marketing techniques
Provide appropriate trading and investment advice in line with parameters set by Management, based on market opportunities, asset allocation and a deep understanding of each client’s financial objectives
Effectively analyse and manage client portfolios within changing global economic environments, in line with individual client objectives
Provide the highest quality of service and constantly strive to enhance the integrity and reputation of the firm in all client and internal dealings, under the guidance of their Senior Sponsoring Advisor
Identify cross-sell products and services offered by the firm
Comply with the ethical standards contained within the Code of Conduct
Adhere to Company policies and procedures, regulatory and legislative requirements, in particular client suitability and agreed parameters for the provision of personal advice
Immediately escalate potential and actual client complaints to Branch Management or Compliance
Outstanding IT literacy, database and analytical skills
Expertise in Australian and global securities markets
Knowledge of global Company policies and procedures
Knowledge of Australian and US securities regulations and compliance requirements
Strategic awareness and entrepreneurial insight
Strong knowledge of financial markets and the Wealth Management Industry
Ability to apply this knowledge to ensure technical or professional solutions are delivered
Ability to work under pressure and to tight time frames within a team
Strong client focus with the ability to build rapport at all levels, both internal and external
Highly developed interpersonal, negotiation and relationship management skills
RG 146 compliant
Synthetic Series 7
Continuing professional development as required
Bachelor or higher degree essential
At least 5 years of relevant industry experience

162

Investment Associate Opportunistic Business Resume Examples & Samples

Prepare and update financial models in Excel and/or Argus for existing assets and prospective investments, including sensitivity analysis, various leverage structures and joint venture structuring
Work with team members in the analysis, documentation and execution of various capital transactions, including acquisitions, partnerships, financings, development programs and ultimate exit opportunities
Prepare internal and external presentations and memos regarding existing investments and proposed new investment vehicles
Analyze market research to evaluate prospective new investment opportunities or strategies
Interface with internal and external parties, such as operating partners, leasing/sales brokers, lenders, accounting teams, legal counsel and other market contacts as needed
All candidates must have a BA or BS degree from an accredited institution, with preferred degrees in real estate, finance, business, accounting, economics or related area. Must have strong academic credentials
3 – 5 years of real estate finance experience and strong experience with financial modeling
Proven analytical skills and working knowledge of Microsoft Office Suite. Experience with Argus preferred
Effective writing skills and ability to synthesize information, as well as verbal interpersonal/communication skills
Strong organizational skills, with the ability to prioritize and manage multiple projects simultaneously

163

Research Investment Associate Resume Examples & Samples

Act as a point of contact in the C|A Research group for credit investments. Coordinate and participate in fundraising and monitoring meetings with portfolio managers and general partners. Participate in the manager assessment process, including writing summaries of each meeting for distribution within the firm
Work with Research Directors to complete in-depth written due diligence on current fixed income and credit investment opportunities. Responsibilities include: attendance of manager meetings, due diligence planning, writing meeting notes, travel to on-site meetings, evaluation of the team, strategy, and performance, analysis of relevant positives and issues
Serve as a resource to colleagues seeking current information on credit investment and fixed income opportunities, including data and analysis, comparison to other managers, and the opinion of the research team
Prepare materials for and participate in monthly firm-wide meetings where the research team discusses recent manager meetings and current investment opportunities of interest with client consultants
2-3 years of relevant financial services work or internship experience preferred
Strong, demonstrated interest in, and comfort, with investments and capital structures
Ability and willingness to engage in conversation with managers. Strong interpersonal skills
Someone that has demonstrated creativity and can come up with new ideas
A self-starter who takes the initiative. Someone who does not need to be instructed
Ability to work both independently and in a team
Strong Excel and PowerPoint Skills

164

Investment Associate Resume Examples & Samples

Demonstrated ability to read, write, and communicate effectively to develop, comprehend, and complete legal, financial, human resources, and other business documents and to provide updates and reports to owners and key business leaders
Strong organizational, time-management, and project management skills in order to effectively track, report, and manage multiple projects and priorities where meeting deadlines is critical
Financial modeling and analysis
Market research and strategy formulation for prospective investment ventures
Preparation of marketing materials and conference presentations
Portfolio allocation analysis and recommendation
New investment idea generation/vetting
Strategic and operational analysis of existing venture performance
Preferred Bachelor’s degree in a relevant field
Two to four years of experience in investment banking, equity research, private equity, or management consulting preferred
Expert financial modeling and extensive experience with various forms of valuation analysis
Strong familiarity with quarterly and annual public filings
Produces work in high quantity and quality
Demonstrated interest in real estate

165

Investment Associate Resume Examples & Samples

Develop and service client segments and the next generations and beneficiaries
Develop, profile, and qualify new prospective clients through practice client acquisition strategies
Organize client events, referral alliances, and targeted seminars with a focus on strategic networking, sourcing and introductions
Implement Goals-Based Wealth Management process utilizing current tools and technologies for clients and prospects
Gather additional assets from existing client base and deepen relationships by partnering with all GWIM partners to deliver full breadth of solutions
Coordinate technological support through the development of portfolio analysis, proposals and direct mail campaigns utilizing Salesforce and other tools and resources
Provide technical expertise in certain product areas (e.g. Corporate 401(k), Rule 144, Insurance, Wealth Management Workstation )
Provide marketing and organizational support. May support additional activities included in Good/Better/Best of OPM

166

Research Investment Associate Resume Examples & Samples

Aid senior team members in developing house opinions on private equity fund managers and markets through ongoing qualitative and quantitative research and analysis
Utilize common analytical frameworks and develop unique analyses to assess private equity funds in terms of organization, investment strategy, performance, fund terms, current portfolio companies, and other key attributes
Help source new ideas and monitor existing managers by attending and participating in meetings with fund general partners and other senior personnel
Complete written research utilized by our clients and consultants to support investment decisions. This includes concise commentaries summarizing meetings with fund managers, in depth due diligence reports, and other periodic research including white papers exploring current topics of interest in the private equity industry
Help lead reference calls with portfolio company CEOs and other industry participants
Prepare for and participate in bi-weekly Private Equity Research Committee meetings where colleagues globally come together to discuss the global private equity and venture capital markets
Willingness and ability to travel domestically

167

ISD Investment Associate Resume Examples & Samples

Series 7 and 66 licenses and additional licensing as needed
Proficient in software applications (ex. Microsoft Word, Excel.)
More than 2 years’ experience in the financial services industry required
Self -starter
Ability to communicate with co-workers and clients

168

Research Investment Associate Resume Examples & Samples

Actively follow developments in global financial markets
Work on research pieces alongside the Chief Investment Strategist, sourcing data, conducting data analysis, and preparing charts
Identify and evaluate economic and financial data for research projects including discovery of new data sources and value-added research
Assess data retrieved for data integrity
Create and update presentation materials
BA/BS degree; 2-4 years similar experience preferred; enrollment in the CFA program a plus
Strong interest in researching different investment, capital markets, and macroeconomic topics
Strong quantitative analysis skills
Exceptional attention to detail; careful attention to quality and accuracy
Demonstrated ability to work well independently, to take direction, and to manage multiple projects
Proficient in Excel and PowerPoint
Knowledge of investments, capital markets, and macroeconomics; background in these areas preferred
Familiarity with Bloomberg, FactSet, and Thomson Reuters Datastream a plus

169

Investment Associate Resume Examples & Samples

Coordinating with external data and performance reporting providers to synthesize data and portfolio results for Investment Committee distribution
Monitoring investment managers’ portfolios and performance, maintaining records of performance drivers and portfolio exposures, as well as coordinating, participating in, and documenting regular calls or meetings with external money managers
Providing administrative support to the Investment team, including scheduling, handling phone calls, making travel arrangements, managing budgets and expenses, and preparing materials for Investment Committee and Board distribution
Overseeing, organizing, and prioritizing the flow of external manager communication
Assisting in crafting and maintaining total portfolio exposure and risk templates for internal use and Investment Committee discussion
Providing modeling and analytical support for asset allocation and investment policy setting
Supporting new manager identification, evaluation, and due diligence across multiple asset classes represented in the portfolio
Utilizing analytical tools and resources, such as Bloomberg and other databases, to help assess the attractiveness of global markets and investment strategies
Bachelor’s degree with high academic credentials; degree in Finance, Economics, or quantitative field preferred
Two to three years of related work experience
Proven interest in global financial markets and investments
Strong organizational, planning, and multitasking skills with high attention to detail
Proficient in Excel and PowerPoint, familiarity with Bloomberg and/or S&P Capital IQ preferred
Experience with quantitative data and analysis

170

Senior Investment Associate Resume Examples & Samples

Supports portfolio managers who manage a full set of institutional fully discretionary accounts
Trades accounts with managerial input regarding investment decisions
Works with portfolio managers to develop and direct the execution of programs designed to achieve investment objectives for institutional relationships
Consults with portfolio managers and administrative partners to identify the guidelines and constraints within the account governing documents, the client investment policy statement and other appropriate documents to be able to exercise the level of investment discretion granted to the trustee/agent
Seeks managerial guidance to develop individual investment strategies for each assigned relationship, based on circumstances and investment policy guidelines
Maintains extensive contact with FIA client relationship managers, to ensure communication of trust/agency requirements, and coordinate portfolio activity
Ensures the completion of processing needs relative to the administration of assigned accounts
Researches discrepancies involved with investment processing
Assists in preparation of responses to RFP with the support of the sales team
Prepares and coordinates final sales presentations and related materials
Maintains data files, researches prospect information and market data, and provides analysis to increase pipeline of new business opportunities
Produces periodic and ad hoc reports
Assists Regional Director in planning and execution of key marketing events and sponsored conferences
Three to five years of relevant work experience and general knowledge of investment services in the financial services industry
CFA candidacy a plus
Familiarity with basic sales concepts obtained through work experience or education is helpful to assist in sales process
Strong interpersonal, written and verbal communication skills are required to interact with prospects, clients and partners

171

Investment Associate Resume Examples & Samples

Collects, analyzes, and evaluates both quantitative and qualitative data on product solutions utilized on the advisory platform
Produces written analysis and recommendations on mutual funds, exchange traded products, separate account managers, and alternative investments
Presents investment manager and product recommendations to investment committees
Assists in the maintenance and development of product recommended lists and model portfolios
Assists financial advisors in implementing advisory products into client portfolios
Conducts on-site investment manager due diligence meetings
Publishes white papers and conducts conference calls to educate financial advisors on timely industry topics
Supports various ad hoc projects and other duties as assigned
One to three years of investment experience preferred. Entry-level candidates will be considered
Working knowledge of the financial services industry including mutual funds, exchange traded products and separate account managers
Bachelor’s Degree with a concentration in finance, economics, or a related field and a strong record of academic achievement
Series 7 and 66 licenses preferred, or must be obtained within 6 months of hire
Progress towards the CFA designation or interest in pursuing a plus
Technically proficient in Morningstar Direct, Word, Excel and PowerPoint
Detail oriented with proven balance of analytical decision making and strong writing skills
Demonstrated skills in time management and prioritization of tasks
Strong communication skills with a high-level of professionalism and ethical standards
Highly motivated, committed and responsible, with a demonstrated ability to work both independently and as part of a team

172

Investment Associate, Private Equity Resume Examples & Samples

Attend annual meetings, actively monitor our existing funds and update the PEU with Annual Meeting Notes (highlighting major changes to the underlying portfolio - exits, new investments, value drivers / underperformers, org. changes, fundraising)
Meet with various existing GP’s to receive updates to evaluate investment progress, team/organizational changes, strategy, and to receive updates on the state of the markets and potential investment opportunities
Assist in the completion of sector reviews for our Distressed, LBO and Venture Capital portfolio segments
Analyze and monitor existing portfolio relationships through annual meeting attendance and monitoring of quarterly reports
Source and track new opportunities with external investment managers, including participation in fund due diligence including review of dataroom, detailed portfolio review and analysis, and fundamental research of portfolio holdings
Preparation of investment memos and presentations for investment committee
Train and mentor junior staff members
Minimum of 2-3 years of experience in the due diligence, selection, monitoring and management of private equity fund investments
Strong analytical, quantitative and interpersonal skills with ability to work independently and in a team
Detail-oriented individual with keen focus on performance and results

173

Research Investment Associate Resume Examples & Samples

Aid senior team members in developing house opinions on EMEA (Europe, Middle East & Africa) equity managers and markets through ongoing qualitative and quantitative research and analysis
Utilize common analytical frameworks and develop unique analyses to assess EMEA equity funds in terms of organization, investment strategy, performance, fund terms, current portfolio positions, and other key attributes
Conduct portfolio performance analysis, including use of Factset, Bloomberg and other in-house and third-party analytical tools
Help source new ideas and monitor existing strategies by attending and participating in meetings with portfolio managers and other senior personnel at investment management firms
Complete written research utilized by our clients and Investment Directors to support investment decisions. This includes concise commentaries summarizing meetings with fund managers, in depth due diligence reports, and other periodic research, potentially including white papers exploring current topics of interest in the equity markets and fund industry
Serve as a resource to client facing colleagues seeking current information on investment opportunities, including data and analysis, comparisons across fund managers, and the opinion of the research team
Strong analytical and quantitative skills, including Excel
Ability and willingness to travel on occasion (domestically and internationally)

174

Investment Associate, HNW Resume Examples & Samples

Answering advanced client service and trade related inquiries in a fast paced technology based environment and communicating advanced concepts clearly and effectively
Liaising and collaborating with Management and colleagues to identify issues/trends, recommending solutions and executing solutions effectively
Ensuring timely and prompt submission of client instructions and customer follow-up
Liaising with internal departments (e.g. Order Management, Settlements, Credit, Compliance etc.) and external vendors (e.g. Executing Brokers) to ensure proper handling of client orders
Foster and emphasize a sales environment with a focus on growing the business and retaining clients
Using strong negotiation skills to create Non Standard Agreements with reduced rates for commission, interest rates or other incentives to increase assets under management and trading activity
Ensuring that service level objectives for productivity and quality are achieved. Effectively work as part of the HNW team to manage client wait times and abandons to ensure that service levels exceed target
Collaborating with Managers to identify system issues and enact back-up procedures as necessary
Actively adhering to all Guidelines for Business Conduct and Privacy policies
Ensuring that service level objectives for productivity and quality are achieved
Ensuring client complaints are handled in accordance with compliance guidelines
Creating proposals and recommendations for quality improvements and policies based on customer and business needs, trends, new business, or product launches; projects as assigned
Minimize risks to the business by
Developing familiarity in areas including money laundering, anti-terrorist financing and privacy laws
Building effective working relationships across the team and with various business lines and corporate functions
Developing and executing a meaningful Employee Development Plan
Excellent written and oral communication skills, presentation and interpersonal skills
Highly adaptive and excellent time management skills and the ability to prioritize workloads

175

Research Investment Associate Resume Examples & Samples

Coordinate and participate in fundraising meetings and portfolio updates with general partners. Participate in manager assessment process and write summary analyses of each meeting for distribution within the firm
Work with IDs to write due diligence reports on venture capital and growth equity firms. Due diligence responsibilities include attending and participating in on-site meetings; analyzing a manager’s organization, investment strategy, investment performance, and fund legal terms; conducting reference calls with portfolio company CEOs and senior-level professionals; and preparing materials for ratings committee meetings
Serve as a resource to client-facing IDs and Investment Associates (IAs) seeking current information on venture capital and growth equity opportunities, including data and analysis, comparison to other fund managers, and the opinion of the research team
Monitor market trends related to fundraising and investment activity and contribute to periodic market updates that are accessed by IDs, IAs, and clients
Prepare materials for and participate in monthly firm-wide meetings in which the global private investments research team discusses recent manager meetings and current investment opportunities of interest with client-facing investment directors
Represent Cambridge Associates at annual manager meetings
Received or expected BA/BS in any discipline (minimum GPA of 3.3)
Interest in venture capital and growth equity asset classes
Strong writing ability and oral communication skills
Strong analytical and quantitative and skills
Solid MS Office skills (in particular, Word and Excel)
Strong work ethic and ability to work both independently and as part of a team under tight deadlines
Willingness to travel occasionally (primarily to California and New York)

176

Investment Associate, Energy Finance Group Resume Examples & Samples

Excellent analytical and accounting skills. Ideally 3-4 years of previous investment experience, or similar business experience
An MBA with a focus/major within Finance, Investments or other quantitative subjects would be a plus
Familiarity with the capital markets (knowledge of debt and equity security terms and valuation methodologies)
Strong writing, interpersonal and communication skills with a strong desire to make marketing calls and a natural ability to connect with people
Participation in the Chartered Financial Analysts® (CFA) program is a plus

177

Trust & Investment Associate Resume Examples & Samples

Two to five years of experience in client/customer service, and fiduciary activities
Thorough knowledge of, and experience in, personal trust administration, fiduciary regulations, and trust services
Thorough knowledge of fiduciary services and compliance/regulatory reporting
Thorough knowledge of systems and procedures, as well as operations areas and responsibilities
Strong problem-solving and negotiation skills as well as the ability to handle basic to difficult customer calls
Proven commitment to high quality customer service
Strong time management skills to maximize the number of clients that can be assisted while maintaining a high level of customer service

178

Research Investment Associate, Hedge Funds Resume Examples & Samples

Aid senior team members in developing house opinions on hedge fund managers and markets through ongoing qualitative and quantitative research and analysis
Complete written research utilized by our clients and consultants to support investment decisions. This includes concise commentaries summarizing meetings with fund managers, in depth due diligence reports, and other periodic research including white papers exploring current topics of interest in the hedge fund industry
Utilize common analytical frameworks and develop unique analyses to assess hedge funds in terms of organization, investment strategy, performance, liquidity, fund terms, current portfolio positions, and other key attributes
Help source new ideas and monitor existing managers by attending and participating in meetings with hedge fund portfolio managers and other senior personnel
Work on special projects that enhance Cambridge Associates’ knowledge of various security types and the ever-changing landscape of alternative investment strategies
Serve as a resource to colleagues seeking current information on investment opportunities, including data and analysis, comparisons across fund managers, and the opinion of the research team
Prepare performance exhibits and capital markets exhibits for monthly Hedge Fund Research meetings
Bachelor’s degree (any major) with a record of achievement
Ability and willingness to engage in conversation with internal and external parties, including senior investment managers and references
Strong Excel skills preferred
Must be eligible to work without restriction in the US

179

Investment Associate Resume Examples & Samples

Work with investment directors to build and manage private investment programs for clients
Prepare investment memos and client presentation materials related to investment manager recommendations, portfolio updates, and other thematic discussion topics customized for clients
Synthesize firm research and highlight interesting new private investment ideas and maintain a customized investment pipeline for each client
Gather and analyze clients’ historical performance and company exposure data with the aim of developing a strategy for their private investments portfolio, understanding portfolio geographical and sector exposures, and identifying performance drivers/detractors
Liaise with the Performance Reporting Group in the preparation of clients’ performance reports
Serve as an interface between clients, research teams, and investment managers for client questions and requests
Work with investment directors on manager due diligence projects
A demonstrated interest in private investments including venture capital, private equity, private credit and private real assets
Familiarity with the private investment manager landscape would be a bonus but not a pre-requisite
Excellent organizational skills, keen eye for detail, ability to prioritize and work on multiple projects simultaneously and under tight deadlines

180

Investment Associate Resume Examples & Samples

University degree completed in a related area; Economics, finance, accounting, etc
Two years' relevant experience in administration or client service in the financial industry
Excellent knowledge of the Microsoft Office Suite: specifically Excel and Power point
Ability to learn new systems (Croesus / ISM T80 / IRIS / Fund serv)
Organized individual with the ability to manage and prioritize diverse tasks
Ability to adapt to change, and work in a team
Excellent communication skills by phone and in writing
Dynamic, versatile, perseverant, ambitious and energetic
Analytical and structured, takes initiative, and capable of working autonomously
Propensity to provide prompt and efficient service to the concerned clientele in a professional manner
Bilingualism (spoken and written) French and English (this role will primarily deal with English speaking clients)

Download Investment Associate Resume Sample as Image file

Related Job Titles

Investment Banking Associate Resume Sample

Investment Counselor Resume Sample

Investment Banking VP Resume Sample

Investment Representative Resume Sample

Investment Grade Resume Sample

Chief Investment Officer Resume Sample

Real Estate Investment Resume Sample

Investment Support Resume Sample

Associate Director, Strategy Resume Sample

Associate Investment Resume Sample

Investment Office Resume Sample

Investment Research Resume Sample

Browse More

Investment Associate Resume Samples

The Guide To Resume Tailoring

Craft your perfect resume by picking job responsibilities written by professional recruiters

Pick from the thousands of curated job responsibilities used by the leading companies

Tailor your resume & cover letter with wording that best fits for each job you apply

Resume Builder

Resume Builder

15 Investment Associate resume templates

Read our complete resume writing guides

How to Tailor Your Resume

How to Make a Resume

How to Mention Achievements

Work Experience in Resume

50+ Skills to Put on a Resume

How and Why Put Hobbies

Top 22 Fonts for Your Resume

50 Best Resume Tips

200+ Action Words to Use

Internship Resume

Killer Resume Summary

Write a Resume Objective

What to Put on a Resume

How Long Should a Resume Be

The Best Resume Format

How to List Education

CV vs. Resume: The Difference

Include Contact Information

Resume Format PDF vs Word

How to Write a Student Resume

Investment Associate Resume Examples & Samples

Family Investment Associate Resume Examples & Samples

Chase Private Client Investment Associate Resume Examples & Samples

Chase Private Client Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Senior Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Alternative Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Senior Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Corporate Treasury Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Senior Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

Investment Associate Commercial Mortgage Finance Ori Resume Examples & Samples

International Financial Services Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate, Corporate Finance Resume Examples & Samples

Investment Associate Resume Examples & Samples

Chase Private Client Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate, Asset Management Pri O Resume Examples & Samples

Risk Limits Investment Associate Inv Bk Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate, Actuarial Resume Examples & Samples

Chase Private Client Investment Associate Century City Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate, Asset Allocation Qma U Resume Examples & Samples

Investment Associate, Model Risk Management Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Registered Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate, Commercial Real Estate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Senior Private Client Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

Trust Investment Associate Resume Examples & Samples

Investment Associate Resume Examples & Samples

How to Make
a Resume

50 Best
Resume Tips

200+ Action
Words to Use

Internship
Resume