Portfolio Associate Resume Samples

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Q Jacobs

Quinn

Jacobs

58122 Keebler Skyway

San Francisco

+1 (555) 975 1119

58122 Keebler Skyway

San Francisco

Phone

p +1 (555) 975 1119

Experience Experience

Philadelphia, PA

Portfolio Associate

Philadelphia, PA

Waelchi-Renner

Philadelphia, PA

Portfolio Associate

Work with portfolio managers to execute trades in client portfolios
Assisting in account transitions and cash flow management
Assist with community impacts data collection and help maintain a community impacts database for use in regulatory and management reporting
Assist with month end tasks and prepare monthly/quarterly compliance monitoring reports for management
Enjoy working collaboratively across the organization (especially with account managers) to resolve issues
Ad-hoc Support: Develop periodic and ad-hoc reports/analysis for portfolio management team
Improve existing and develop new processes for portfolio optimization within general team strategy guidelines

New York, NY

Client Portfolio Associate

New York, NY

Ullrich-Rogahn

New York, NY

Client Portfolio Associate

Work with the team to develop, test and automate improvements to asset allocation and financial planning software
Provides operational support to the sales/client services areas and client portfolio managers
Provide research and data gathering for team effort to produce and deliver comprehensive financial plans for financial management clients
Performs other duties and responsibilities as assigned
Assist with operational items (wires, journals, opening new accounts, etc.)
Assists in monthly and quarterly reporting to consultant databases, clients, and other key constituents
Provide investment reporting on selected clients

present

Philadelphia, PA

Loan Servicing Portfolio Associate

Philadelphia, PA

Christiansen, Smitham and Bauch

present

Philadelphia, PA

Loan Servicing Portfolio Associate

present

Manage daily tasks within short timelines
Oversee the management of the physical files onsite and offsite
Assist Portfolio Managers, analyze loan events (leases, ownership changes, etc), prepare property economics, review financials and tax returns of borrowers and guarantors
Create reports and templates
Enter and review data in records management systems for new loan applications received; Review and maintain active loans in multiple data management systems (boarding process includes examining documents, entering and reviewing data for content and accuracy)
Participate in the annual collection of the annual data for the loan portfolio (Review net operating income worksheets, operating statements, rent rolls and inspections)
Post daily cash and assist with daily accounting functions, including payoff quotes

Education Education

Bachelor’s Degree in Finance

Loyola Marymount University

Bachelor’s Degree in Finance

Skills Skills

Good investment management and financial planning knowledge and skills
Good judgment and sense of personal responsibility; exceptional maturity, professionalism, and ability to use discretion and maintain confidentiality
Excellent written and interpersonal communication skills with a strong customer service orientation
Exceptional attention to detail and the bigger picture, with a strong focus on quality control
Strong organizational skills. Ability to manage several tasks and projects at once in a faced-paced, deadline-driven environment
Ability to operate in a fast paced “start-up” like environment with an inquisitive mind and strong desire to learn, an adaptable skill set, creative problem solving skills, and the ability to multi-task
Experience working with investment data. Knowledge of third party analytical tools such as FactSet, Bloomberg, Morningstar Direct, Northfield, and Barra One would be
Has a good level of investment management understanding and proficiency
Organize queries and analysis to create a library of refreshable and reusable analysis. Improve the scalability and consistency of reporting and analytics processes. Enhance the capability to produce customized and/or on-demand reporting
Assists Sr. Manager and Manager, PMG with standard or custom spreadsheets and reports. This includes portfolio summaries, asset allocation targets, bond analysis reports, maturity schedules, sector analysis and income projections

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Portfolio Associate Resume Examples & Samples

Responsible for managing smaller relationships
Create and implement basic investment plans and financial planning strategies
Responsible for evaluating a client’s personal and investment needs in order to create an investment policy statement, asset allocation, investment portfolio and financial plan
Advise clients of BMOHPB’s investment strategy, philosophy and service-offering
Acts as the primary back-up to assigned ICs
Assist IC with client reviews, portfolio management, and financial planning
Supports the client experience through good relationship management
Investment Management & Financial Planning
Assist in the execution of investment management and financial planning strategies
Create and implement basic financial planning strategies to help clients achieve their financial and personal goals
Prepares standard or custom spreadsheets and reports to assist the IC. This includes performance information, portfolio summaries, asset allocation targets, bond analysis reports, maturity schedules, sector analysis and income projections
Provides basic investment support to clients of assigned IC
Assist in identifying new business opportunities within existing book of business
Responsible for assisting in the development of profitable new business leads through external networks
Assists in preparing new business proposals or presentations to clients and/or prospects
May work closely with other BHPB professionals to support them in their business development and sales activities
Team Effectiveness
Supports a work environment that inspires innovation, creativity, collaboration, diversity and demonstrates a high tolerance and flexibility for change
Shares expertise with team members in regards to investing and financial planning
Applies compliance policies and procedures to private client money management and ensures that existing risk management procedures and controls are being followed
May be required to assist with ad-hoc projects in support of the Regional Director of Investments
CFA and CFP designations
At minimum, CFA level 1 successfully completed with CIM designation
Minimum of 2 years working experience in the investment and/or financial services industry either in a similar role or as an associate within the Investment Research, Investment Banking, or Portfolio Management divisions
Ideally registered as an IC/PM in the Province where in operation
Good business development experience with successful track record
Good client service, interpersonal and communication skills
Ability to multitask and work with minimal guidance

Portfolio Associate Resume Examples & Samples

Proactively assists the Sr. Manager and Manager, PMG in the effective implementation, construction and monitoring of client accounts
Assist the Sr. Manager and Manager with regular communications to the ICs and provides a high standard of Portfolio Manageme
Proactively liaises with the trading desk to enhance synergies
Support the Sr. Manager and Manager, PMG with the implementation of block trades for clients as policy changes occur relative to client constraints
Assist Sr. Manager and Manager, PMG to maintain low portfolio variability and keep performancein line with internal composites benchmarks
Leadership & Team Effectiveness
Provides insight and shares expertise with team members in regards to financial markets, economic developments and investment management
Has a strong level of understanding of the compliance policies and procedures relating to private client money management and ensures that existing risk management procedures and controls are being followed
Must be willing to take initiative, is entrepreneurial and achievement orientated
Displays high energy and self-confidence
Assist with ad-hoc projects in support of the SVP & National Director - Investment Management, and Sr. Manager and Manager, PMG
A minimum of 2 years in banking or the financial industry
Interest in investments - CSC and asset
Enrollment in or intention to enroll in CFA Program
Experienced in Microsoft Office suite; (Essential, Bloomberg, GP, and T1 – nice to have)
Overtime will be required on occasion

Portfolio Associate, Private Banking Resume Examples & Samples

Investment & Relationship Management
Has a good level of investment management understanding and proficiency
Assists Sr. Manager and Manager, PMG with standard or custom spreadsheets and reports. This includes portfolio summaries, asset allocation targets, bond analysis reports, maturity schedules, sector analysis and income projections
Assist the Sr. Manager and Manager with regular communications to the ICs and provides a high standard of Portfolio Management
Assist Sr. Manager and Manager, PMG with duration and asset allocation analysis against model portfolios
Assist Sr. Manager and Manager, PMG to maintain low portfolio variability and keep performance
University Degree in finance, business, economics or related
CFA, Level 1 complete
Minimum of 3 years working experience in the investment and/or financial services industry either in a similar role or within the Investment Research, Investment Banking, or Portfolio Management divisions
Very good investment management knowledge and skills
Very good client service, interpersonal and communication skills
Very good relationship management skills
A solid understanding of the financial markets and genuine interest in economics, with the ability to communicate the impact of financial conditions succinctly
Very good financial analysis knowledge and familiarity with taxation issues
Ability to work within a compliance framework
Very good attention to detail, organized, able to work independently, ability to multitask and takes initiative
Very good computer skills and exposure to Global Plus, Microsoft Outlook, MS Excel, MS Word, MS PowerPoint, Starquote, Bloomberg and FMC would be an asset

Portfolio Associate Resume Examples & Samples

Facilitate trades in Financial Advisor(s) absence
Assist in marketing campaigns and seminars
Research and respond to client inquiries
Maintain strong relationship with client base and identify service solutions that support client needs
Conduct client outreach
Ability to recognize potential sales or service opportunities
Ability to prepare presentations
General administrative duties
Advanced Word, Excel, PowerPoint and Internet knowledge
Participate in branch product meetings to gain product knowledge
Firm requirements for continuing education for registered persons
Perform daily operations, client service, and Financial Advisor support
10 or more years industry experience
Outstanding client rapport-building skills and relationship management skills
Assist branch operations with client inquiries
Non-exempt position

Portfolio Associate Resume Examples & Samples

Assist with a variety of departmental projects and specific requests coming from Financial Advisors and Client Relationship Associates
Provide information on research updates/changes and developments to various internal departments and to Baird’s Financial Advisors
Prepare fund and/or portfolio reports using software tools including Morningstar and other programs
Responsible for the ongoing monitoring of asset managers, including the monitoring of a standardized scoring model, performance attribution analysis and qualitative assessment of investment team and process on a quarterly basis to ensure that a negative trend is not developing, and recommending manager removal when necessary
Effectively utilize the department's multiple software programs (Morningstar, FactSet, Bloomberg) to accurately analyze the performance and style of managers and mutual funds
Maintain strong relationships with mutual fund partner firms and act as a liaison between fund companies, Financial Advisors, and Baird’s Business Development Consultants
Participate in other duties/projects as assigned, such as analyzing retail and institutional client portfolios, writing white papers, et cetera
Bachelor’s degree in business, marketing or finance
2-4 years of work experience within financial services or a related industry
Series 7 and Series 63 license, or ability and willingness to obtain within first few months. Progress toward or interest in pursuing advanced designations/degrees (e.g., CFA, MBA, etc.) is a plus
Proficient with the Microsoft Office suite, especially Excel
Experience with and/or working knowledge of investment management, statistical foundations, client service and marketing
Excellent organizational skills and ability to prioritize and handle multiple tasks simultaneously
Demonstration of effective oral, written, and interpersonal communication skills
Comfort working in a team environment with the regular pressures of deadlines and interruptions
Strong initiative, work ethic, and a willingness to occasionally travel or work longer hours

Portfolio Associate Resume Examples & Samples

The Portfolio Associate’s (PA) day to day responsibilities will include
Opening and setting up accounts for new relationships and on-going strategy/portfolio adjustments
Ongoing regulatory support of mailing for new accounts (ADV, welcome letter etc.)
Working with Investment Officers and Financial Advisor Teams in support of portfolio rebalances, including liaising with back-office, clients, and personnel at asset management companies
Onboarding relationships to the PARis performance reporting tool and providing ongoing support and maintenance
Assisting with Investment Policy interpretation, guideline set-up, and follow-up allocation monitoring in Clearwater, the system used for monitoring Investment Policy statements
Tracking and coordination of the CIO Client list, including non MSSB custody accounts, contact lists, etc. to maintain the CIO asset sheets
Managing a highly-structured filing system, correspondence, and documents via Sharepoint and shared drives
Navigating the Firm’s resources and interfacing with various departments on behalf of Investment Officers in response to requests from Financial Advisors and clients for information
Creating and updating group policies and procedures
Providing performance reporting to clients and/or Financial Advisors
Monthly and weekly business report reviews (transfer and billing reports)
CIO Performance Composite review and support
Demonstrated proficiency with MS Excel, Word, and Sharepoint
Interest and understanding of investments and portfolio management
Excellent interpersonal, and relationship management skills
Highly motivated, able to work independently, and results oriented
Ability to work effectively within a large, complex organization across and within teams

Portfolio Associate Resume Examples & Samples

Bachelor's degree required, Finance Business or related field
Experience in financial services, preferably in private Wealth Management, portfolio Administration or colleged education and internships relating to Private Wealth Management
Roven experience work with "High-touch" client services
Knowledge of economic and accounting principles and practices, the financial markets, the industry, the analysis and reporting of financial data, and associated terminology
Knowledge and experience using analytical skills
Knowledge of principles and processes for providing excellent interpersonal and communication services. This includes customer needs assessment, meeting quality standards for services, and evaluation of customer satisfaction

Portfolio Associate, Private Banking Resume Examples & Samples

Registered in the CFA program
Registered in the CIM (Canadian Investment Manager) Program
At minimum, 2-4 years experience as a portfolio assistant working in the investment and/or financial services industry either in a similar role or as an associate within the Investment Research, Investment Banking, or Portfolio Management divisions
Good investment management and financial planning knowledge and skills
Good relationship management skills
Exposure to an investment management or portfolio accounting system
Exposure to FMC, Global Plus, Broadridge, CRIMS, Bloomberg and Thomson
Excellent organizational, interpersonal, written and verbal skills
Demonstrated history of responsiveness and problem solving capabilities
Ability to take initiative, be accountable and work in team-oriented environment

Scotiamcleod Portfolio Associate Resume Examples & Samples

Provide Portfolio theory and management in support of the Advisor’s book of business by
Understanding the Advisor’s business models, to ensure that recommendations and advice support their business needs
Delivering seminars and client presentations/pitches to high net worth individuals and corporate accounts
Ensuring that recommendations and advice support Advisor’s business needs
Identifying opportunities through fundamental market research, statistical analysis and the use of various valuation models
Develop new revenue generating opportunities with the overall objective of driving increased revenue

Senior Portfolio Associate Ic Resume Examples & Samples

Bachelor’s degree in Finance, Business or related field
Minimum 3 - 5 years related experience in financial services, preferably in Private Wealth Management, Portfolio Administration
Proven experience work with "High-touch" client services
Highly organized, attentive to detail. Self-motivated, able to multi-task in an independent & timely manner
Dependable, accurate and conscientious with a strong sense of team effectiveness
Advanced knowledge of Microsoft Suite especially Powerpoint, Excel, Word and Outlook is required. FactSet, Bloomberg, Experience with Advent APX, Moxy and Trust Accounting Systems also a plus

Fixed Income Portfolio Associate Resume Examples & Samples

Department Resource: The Associate Strategist serves as a resource to Financial Advisors (FA) on broad-based Fixed Income strategies. The role performs data queries to determine individual FA’s bond ownership and other pertinent information for use by Senior Strategists and Strategists. Lead efforts to construct and review portfolios and portfolio proposals. Point person for written publications and in-bound calls from financial advisors
Department Coordination: The Associate Strategist has overall responsibility for distribution of all marketing materials and any/all pertinent research both internal and external. This is accomplished by gathering information, ideas and resources from external sources such as Bloomberg, S&P, Moody’s, KDP, and internal sources such as RBC Capital Markets analysts
Specialized Product Support: The Associate Strategist is responsible for providing specialized support to the Senior Strategists and Strategists of the Fixed Income Strategies Group. This is accomplished through utilizing marketing ideas, research, spreadsheets, etc
Customer Communications: The Associate Strategist identifies key clients (FAs) of fixed income for the purpose of maintaining and developing new relationships to grow the Fixed Income business. Provides external resource and research ideas to FAs utilizing infoNET, phone, fax, e-mail
Bachelor’s degree, preferably in Finance or Economics
0-2 years' related experience
Strong quantitative skills
Demonstrated proficiency utilizing Microsoft Word and Excel
1+ year of experience with Fixed Income products
Knowledge of Fixed Income markets
Ability to operate in a team environment
Strong computer skills with a demonstrated ability to utilize Word, Excel, and PowerPoint
Based on market capitalization, RBC is the 12th largest bank in the world and the fifth largest in North America. (Bloomberg as of August 20, 2014)

Portfolio Associate Resume Examples & Samples

Work with the Portfolio Managers and Portfolio Specialist in reviewing portfolios and implementing various investment and financial planning strategies for a diverse client base
Assist Portfolio Managers in the preparation and timely delivery of market and investment communications to clients
Assess bond offerings from inventory for purchase in advisory and commission accounts
Assist Portfolio Specialist in portfolio rebalancing, strategy implementation, and trade entry. This includes monitoring cash variances, transitioning new accounts toward model strategies, maintaining limit orders, and reviewing corporate actions and making recommendations to PMs
In collaboration with the Portfolio Specialist, responsible for screening and assessing investment ideas based on team guidelines and presenting to PMs
Utilize all available Baird resources avenues to monitor existing holdings and explore new investment ideas
Improve existing and develop new processes for portfolio optimization within general team strategy guidelines
Work with Portfolio Specialist to maintain client database to track unique investment needs, preferences, and restrictions
Ensure knowledge of entire investment solution suite and recommend investment solutions to the Financial Advisors based upon clients’ needs and constraints
Maintain research records for advisory investments for Compliance
Must have an undergraduate degree in Finance, Accounting, Economics or related field
1-5 year experience desired
Related experience preferred
CFA track desirable but not required
Must obtain Series 7 and 66 licensing required within 12 months
Excellent presentation skills, very strong interpersonal and written communication skills
Strong Excel skills needed. Familiarity with Bloomberg, Fact Set, Morningstar or comparable tools preferred

Portfolio Associate Resume Examples & Samples

Assist assigned portfolio manager(s) with all daily administrative tasks such as typing, filing, answering the phone, speaking with clients and supporting account maintenance
Reconcile all assigned client accounts daily using automated tools provided by the portfolio management system where available
Manually reconcile accounts that do not have automated tools available to client Custodian statements at least once a month
Prepare and mail quarterly invoices and tabulations to all assigned clients
Assist portfolio manager(s) with administrative tasks surrounding nonprofit and/or charitable and Board activities as requested
Powerful commitment to and capacity for handling confidential financial information for high net worth clients
Excellent interpersonal skills and the ability to work well in a team environment, including assisting others as needed
Excellent client service and telephone etiquette skills
Excellent typing and math skills with accuracy paramount
Advanced knowledge of the following Microsoft Office programs: Word, Excel, Outlook and Powerpoint
Working knowledge of Adobe Acrobat software
Good working knowledge of the AXYS® Portfolio Management System
Excellent attention to detail, a high level of accuracy in data entry and excellent proofreading skills
Good problem-solving skills and the ability to work independently at times
Familiarity with the Investment Management Industry, including equity stock and fixed income securities
Professional appearance, demeanor and communications as a representative in client interactions
Knowledge of the Moxy Trading System
Bachelor’s degree or equivalent education and related training

Portfolio Associate Resume Examples & Samples

Preparation and participation on weekly investment committee meetings
Reporting and trade processes for portfolio management
Review and creation of presentations for current and prospective clients
Bachelor’s Degree or higher. Major in Finance, Economics, Computer Science or Mathematics preferred
Proficiency in Excel and PowerPoint, familiarity with Bloomberg preferred
Basic understanding of investments and statistics
Familiarity with programming, MATLAB, Python, Stata, SQL, VBA preferred
Interest in CFA and/or CAIA programs preferred
0-2 years of experience in investment management

Client Portfolio Associate Resume Examples & Samples

Knowledge of and ability to utilize the tools, techniques, and acceptable business practices associated with managing a portfolio
Knowledge of, and the ability to use summarization and simplification techniques to explain complex technical concepts in simple, clear language appropriate to the audience
Knowledge of tools, techniques, and practices, and ability to analyze and determine the credit-worthiness of a business enterprise through its financial statements

Portfolio Associate Resume Examples & Samples

Work closely with the CDTC Origination and Portfolio Management teams in understanding specific deal dynamics
Become proficient in the intricacies of the transaction models and related forecasts for NMTCs and HTCs
Analyze partnership financial statements and tax returns/K-1's and interact with the Corporate Tax Department
Incorporate financial results and adjust related forecasts as needed
Provide support and analysis related to asset dispositions in conjunction with the Corporate Tax Department
Assist with annual and quarterly regulatory tax credit compliance reporting
Assist with month end tasks and prepare monthly/quarterly compliance monitoring reports for management
Assist with community impacts data collection and help maintain a community impacts database for use in regulatory and management reporting
Work with the Originations team and external counsel to ensure compliance requirements are included in the loan documents prior to closing transactions
Track portfolio of NMTC loans for receipt of timely interest payments and assist with collection efforts when borrowers are delinquent
Ensure required distributions to investment funds are timely and are NMTC compliant
Assist with a planned reporting automation project
Requires a CPA (or demonstrated progress toward CPA)
At least 2 years of relevant accounting experience; tax experience a plus
Communicate effectively with people across diverse professional backgrounds
Must be able to speak up to ensure tax credit compliance requirements are met – even in tense situations

Portfolio Associate Resume Examples & Samples

Allocation of daily cash management and funding activity
Managing real-time cash forecasting as liaison between Cash Desk and PMs
Creating reports for risk monitoring
Monitoring client portfolios’ position weights and product versus client guidelines
Interacting with Compliance Department
Assisting in Account Transitions
Re-balancing of portfolios to model/target weights
Generating allocation studies across a set of mandates or products in accordance with investment guidelines and benchmarks
Responding to ad-hoc requests from the Portfolio Management team
12 hour work day typical; 4am PT start time

Portfolio Associate Resume Examples & Samples

Reallocation Management: Responsible for the day-to-day model portfolio management process. This includes building model portfolios, analyzing model analytics, supervising the model release process and resolving associated issues
Portfolio Oversight: Develop, monitor and communicate portfolio performance, risk, positioning, rebalance metrics etc. to ensure alignment with the Portfolio Managers investment thesis and process
Investment Research and Analysis: Works closely with the PAS-W investment team, and other investment staff to continuously refine and improve the quantitative investment methodology and associated policies, through investment analysis projects
Business Liaison: Work closely with portfolio services, data strategy & management, product development, and the distribution channels in monitoring re-allocations and enhancing existing processes
Systems Collaboration: Provide requirements to the SAI technology group as part of ongoing evolution of the PAS-W investment platform. Perform business acceptance testing of platform enhancements
Ad-hoc Support: Develop periodic and ad-hoc reports/analysis for portfolio management team
Graduate degree preferred. The ideal candidate will have a background in both engineering/technology and quantitative finance/investment management
Three to five years of relevant work experience in the investment management industry
CFA designation or a progress towards one is desired
Stellar quantitative and programming skills, ability to perform quantitative analysis/research via R is required
Capable of performing advanced data analysis using SQL. Familiarity with data visualization tools is a plus e.g. Spotfire, Tableau
Detailed understanding of quantitative portfolio construction techniques in a multi asset class context, portfolio theory and statistics
Experience working with investment data. Knowledge of mutual funds, portfolio analytics, and familiarity with tools such as Morningstar Direct, Factset and BarraOne will be preferable
Passion for financial markets and the investment management process
The successful candidate will be detail orientated, demonstrate excellent written and oral communication skills, and the ability to work independently on multiple projects without close supervision
The candidate must be able to work effectively in a team environment, with a can-do attitude and optimistic spirit
The team is looking for someone with intellectual curiosity and capacity to grow with a long-term commitment to the product

Client Portfolio Associate Resume Examples & Samples

Provides operational support to the sales/client services areas and client portfolio managers
Extensive interaction via phone and written documents with clients, consultants and home office associates to resolve complex operational issues requiring in-depth research
Schedules, reports, and tracks information for department
Collects data for preparation of various reports
Assists with more complex research and investigation and may prepare analyses of information
Inputs data into CRM for client/consultant meetings
Assists in monthly and quarterly reporting to consultant databases, clients, and other key constituents
Assembles and compiles RFPs, mailings and presentations
Runs adhoc fact set reports and portfolio management system reports
Have knowledge of consulting firms, clients, custodians, etc
Basic office software, processes and functions
Key internal and/or external contacts to request assistance from or utilize expertise
Operating standard office equipment and using required software applications to produce reports, electronic communication and maintain spreadsheets and databases
Coach others in the development of their skills
Execute instructions and request clarification when necessary
Provide courteous, timely service when addressing customer questions and concerns
Convey information clearly and effectively through both formal and informal documents
Constructively work under stress and pressure when faced with high workloads and deadlines
Plan, organize, and coordinate work assignments
Promote team cohesiveness, cooperation, and effectiveness
Work independently with limited supervision
High School Degree or equivalent with three (3) years of customer service experience

Portfolio Associate Resume Examples & Samples

Monitoring portfolio positions and products versus client guidelines in concert with Compliance team
Utilizing proprietary risk systems for monitoring of portfolio exposures
Assisting in account transitions and cash flow management
Conducting performance and attribution analyses

Global Portfolio Associate Resume Examples & Samples

Assists Portfolio management team and traders to ensure that investment views are properly implemented across mutual funds and client accounts
Develops, generates and interprets portfolio and attribution analysis reports
Monitors cash balances, allocations, and cash flows of various funds
Develops a high level of understanding of account restrictions and compliance rules to optimize strategy implementation
Oversees various critical tasks including maintenance of risk models and investment screening tools
Assists with other Department projects as needed

Portfolio Associate Resume Examples & Samples

Generating trade execution studies across a set of mandates or products in accordance with investment guidelines and benchmarks
Portfolio summaries
Portfolio monitoring
Performance and attribution analysis in addition to other requested analytics
Create reports for risk monitoring
Monitor client portfolios position weights and product versus client guidelines
Reviewing and ensuring pre- and post-trade compliance

Cpb-portfolio Associate Resume Examples & Samples

Must have outstanding Excel and PowerPoint skills. Knowledge of visual basic, Bloomberg and Bloomberg’s API functions is highly desirable
Highly motivated with demonstrated ability to manage conflicting priorities and requests
Excellent interpersonal skills with ability to maintain relationships at all level in organization
Ability to take initiative and function independently
Maintain high standards of professional and ethical conduct

Macs Portfolio Associate Resume Examples & Samples

Minimum Bachelors degree, Advanced Degree welcome; Business, Finance, Economics, related
3-5 years industry experience; Portfolio Management, Asset management, Investment Sales; Manager Research; Private Banking
Strong communication skills a must, both written and verbal, strong analytical and computer skills (Excel, etc)
Looking for strong team player, problem solver willing to take initiative

Portfolio Associate Resume Examples & Samples

Support Portfolio Managers (PM) in understanding client investment objectives, portfolio construction, and portfolio execution
Ensure client portfolios are being managed consistently according to guidelines, track account changes and movements and coordinate timely investment for new portfolios and liquidation for closed accounts
Prepare trade orders for portfolios and work in conjunction with PMs and traders to ensure trades are executed
Ensure overdrafts are monitored and returns for cash are maximized. Monitor cash and portfolio additions and withdrawals
Act as an intermediary between PMs and operations on administrative matters (i.e. Account opening / closing assistance, money and security transfers, banking activities, etc.)
Knowledge of financial markets
Knowledge of asset allocation techniques and implementation tools such as investment strategy, investment process, performance and structure
Bachelor's Degree required, preferably in finance, accounting, business or related field
Effective relationship management skills with strong client focus
Highly motivated self-starter, results-driven and teamwork oriented
Excellent presentation and communication skills

Portfolio Associate Resume Examples & Samples

Carry out day to day responsibilities for implementation/ investing/ re-balancing Discretionary Portfolios within Citi Investment Management. Middle office function for Discretionary Portfolios
Responsible for order generation and implementation for various types of Multi-Asset Class Discretionary portfolios
Cash Management for various types of Multi-Asset Class Discretionary portfolios. Foreign Exchange generation, execution and co-ordination of FX orders to cover the purchase of non-reference currency stocks and any appropriate forward contracts to maintain the required currency exposure
Strong character
Strong Mathematical ability
Good interpersonal skills both in respect of the Banker and the Relationship Team
Well organised
Service oriented approach
Strong PC skills including Work, Excel, PowerPoint, and applicable internal systems

Portfolio Associate Resume Examples & Samples

Bachelor's degree required, preferably in Finance Business or related field
Minimum 1 - 3 years experience in financial services, preferably in private Wealth Management, portfolio Administration or colleged education and internships relating to Private Wealth Management
Knowledge of Microsoft Suite especially Powerpoint, Excel, Word and Outlook is required. FactSet, Bloomberg, Experience with Advent APX, Moxy and Trust Accounting Systems also a plus. Experience with Adobe is a plus

Portfolio Associate Resume Examples & Samples

Provide data analytical support to the Portfolio Engineering team and other business partners
Develop a broad understanding of our managed account business, such as portfolio construction, risk management, tax management, and personalized portfolio management
Organize queries and analysis to create a library of refreshable and reusable analysis. Improve the scalability and consistency of reporting and analytics processes. Enhance the capability to produce customized and/or on-demand reporting
Serve as the key resource of account oversight analytics in the following areas for all SAI managed products
Undergraduate degree required. Degree or emphasis in data science/engineering/math subjects preferred
Existing or active progress toward CFA credentials preferred
A successful candidate will have between 2 and 4 years of relevant experience with a combination of different skills in areas that could include engineering/technology and finance/accounting/economics
Capable of performing advanced data analysis using SQL and R. Familiarity with data visualization tools such as Spotfire or Tableau is preferable. Work towards understanding data science and Artificial Intelligence (AI)/Machine Learning would be a plus
Experience working with investment data. Knowledge of third party analytical tools such as FactSet, Bloomberg, Morningstar Direct, Northfield, and Barra One would be a plus
Ability to operate in a fast paced “start-up” like environment with an inquisitive mind and strong desire to learn, an adaptable skill set, creative problem solving skills, and the ability to multi-task
Outstanding attention to detail, independent judgment and decisive reasoning while dealing with significant time constraints

Client Portfolio Associate Resume Examples & Samples

Initiate and execute client portfolio investment activities including rebalancing activities
Provide research and data gathering for team effort to produce and deliver comprehensive financial plans for financial management clients
Financial planning assistance including the ability to generate and update client data, budgeting needs, and preparation of client financial plans
Respond to client ad-hoc inquiries
Assist with financial reporting and preparation of client deliverables
Assist with operational items (wires, journals, opening new accounts, etc.)
Ability to verify quarterly performance reports for accuracy, formatting, and timeliness
Asset allocation modelling and inter-quarter updating when necessary
Work with the team to develop, test and automate improvements to asset allocation and financial planning software
Provide investment reporting on selected clients
Deliver and/or supervise ongoing investment monitoring services including annual rebalancing reviews for financial planning clients
Attend client meetings including meeting prep and follow up items
Must have hands-on trade execution experience (ETFs, mutual funds, equity & fixed income securities)
Must have notable experience interacting directly with high-net-worth clients
Financial planning experience working with a variety of clients, preferably in the high net worth market. CFP or progress towards completion a plus
Motivated, self-starter with strong analytical skills who will work both independently and as part of a high-touch team
Superior analytical and problem-solving skills
Effective interpersonal and communication skills
Reliable organizational skills with a demonstrated ability to multi-task
Bachelor’s degree in Accounting, Finance or Business Management
Strong MS Office skills (Outlook, Word, Excel, PowerPoint)

Portfolio Associate Resume Examples & Samples

Work with portfolio managers to execute trades in client portfolios
Reconcile trading systems each morning to ensure cash and positions posted correctly
Pre-trade review of all trades and clients’ accounts to ensure it is acceptable with the clients guidelines or investment policy statement
Monitor position and risk reports on a daily basis
Create monthly reporting package for review at the investment committee
Interface with financial advisors for portfolio questions
Manage the order execution process working directly with our fixed income trading desk
Education and/or Experience

Portfolio Associate Resume Examples & Samples

Maintain reports on leads and potential business
Works with academics and bookshops to identify and deliver custom content solutions
Works closely with Rights & Permissions and Production Services to build and maintain project budgets
Contribute to, and coordinate, product research processes and activities to support product strategy
Aptitude for learning new technologies quickly
Excellent data analysis skills
Relevant professional or extra-curricular related experience

Portfolio Associate Resume Examples & Samples

Provide administrative support including scheduling team meetings and conference calls, maintaining the PDT calendar, managing correspondence for team inboxes, light technology and facilitation support for virtual team meetings/trainings, managing storage of team-specific resources/knowledge, processing expenses for team members
Directly support two of our four portfolio sub-teams with a diverse range of operational, administrative, knowledge management and data tracking needs. Each portfolio sub-team provides people development services to 12-15 TFA regional teams across the country
Managing team communications including generating and organizing an engaging, informative and innovative monthly team e-blast
Minimum of 1-2 years of professional work experience, preferably in an administrative or operational support role is required
Strong organizational skills. Ability to manage several tasks and projects at once in a faced-paced, deadline-driven environment
Exceptional attention to detail and the bigger picture, with a strong focus on quality control
Excellent written and interpersonal communication skills with a strong customer service orientation
Good judgment and sense of personal responsibility; exceptional maturity, professionalism, and ability to use discretion and maintain confidentiality
Strong MS Office skills (Word, Excel, PowerPoint, Outlook) and/or a propensity to learn new systems quickly

Portfolio Associate Resume Examples & Samples

Support Portfolio Managers on PIMCO's Global Desk in the capacity of an expert on all currency related matters
Assist in the tracking and monitoring of currency exposures in Global Portfolios as well as Offshore vehicles and Overlay Strategies
Become an expert in all currency related legal guidelines and take proper action daily to stay within the limits
Attend PIMCO account opening and closing meetings as an advisor on proper currency management
Perform Risk Management on a daily basis in regards to currency hedging and rebalances
Become an expert in all G10 and EM conventions and mechanics from trade to settlement for spot, forward and OTC options

Fixed Income Portfolio Associate Resume Examples & Samples

Monitoring and directing advisor and client communications and requests to team members
Monitoring cash flows, restrictions, and portfolio outliers to assist the investment team
Working closely with traders to help facilitate execution of individual trades
Assisting with the processing of trades, including communicating allocations, running end of trade reports, and helping with trade reconciliation
Working closely with Operations, IT, Compliance, and Trading support teams in Overland Park, KS
Data entry and maintenance within CRM and portfolio management systems
Answering phones and general clerical work
Assist with all other business functions as needed
1-5yrs administrative, trade processing, or other investment experience, preferably with a buy-side firm
Experience with Salesforce, Bloomberg, Advent APX and Moxy, Orion, and/or Investor Tools Perform a plus
Ability to represent the firm in a professional, friendly, and helpful manner
Excellent verbal, written, and interpersonal skills
Flexibility and interest in assisting with a wide variety of tasks, including both investment-related and clerical
Highly motivated and with wide-ranging intellectual curiosity
A positive attitude and sense of humor to build camaraderie within office

Loan Servicing Portfolio Associate Resume Examples & Samples

Enter and review data in records management systems for new loan applications received; Review and maintain active loans in multiple data management systems (boarding process includes examining documents, entering and reviewing data for content and accuracy)
Collect, track, examine and maintain insurance coverage requirements (property, liability, earthquake, flood) for the active loans in the portfolio, includes uploading and downloading Acords, Endorsements & Declaration pages
Assist Portfolio Managers, analyze loan events (leases, ownership changes, etc), prepare property economics, review financials and tax returns of borrowers and guarantors
Participate in the annual collection of the annual data for the loan portfolio (Review net operating income worksheets, operating statements, rent rolls and inspections)
Oversee the management of the physical files onsite and offsite
Responsible for insurance casualty claims, tracking electronically and storing incoming recorded documents and title policies
Field standard borrower and mortgage banker requests
Prepare and process Reconveyances
Post daily cash and assist with daily accounting functions, including payoff quotes
Track real estate taxes and flood certifications
Collaborate with the team, department and Symetra's mortgage bankers
Other tasks or special projects assigned by supervisors
Create reports and templates