Sox Analyst Resume Samples

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M Walter

Martine

Walter

273 Adela Mountains

Los Angeles

+1 (555) 132 9674

273 Adela Mountains

Los Angeles

Phone

p +1 (555) 132 9674

Experience Experience

Boston, MA

Sox Analyst

Boston, MA

Wehner Group

Boston, MA

Sox Analyst

Documenting Sarbanes Oxley testing results and/or findings, including the gathering and organizing of documentation or evidence collected
Supporting Identity and Access Administration functions for employees and contractor
Working with the SOX Manager, assist in the preparation of the annual SOX audit plan by location/function based on internal risk assessment processes
Reporting issues or deficiencies found during testing
Implementing SOX/Privilege Access controls
Analyzing auditor or management reported issues and making a determination of SOX findings,
Working both independently and across teams, or across entities, to collect evidence to facilitate IT SOX Testing

San Francisco, CA

Internal Controls & SOX Analyst

San Francisco, CA

Altenwerth and Sons

San Francisco, CA

Internal Controls & SOX Analyst

Assist in developing and communicating corporate policies and practices
Frequent communication and coordination with global, cross functional, and third party providers
Proactively identify issues, opportunities, implement positive change, and process improvements
Develop and present data to the leadership and others within the organization
Provide internal and/or external analysis, consultation and decision support
Lead business risk, self-assessment, and implementation of action plans
Facilitate problem resolution and analysis

present

Detroit, MI

Senior Sox Analyst

Detroit, MI

Johnson Group

present

Detroit, MI

Senior Sox Analyst

present

Assist in providing SOX technical research to identify updates, guidance and interpretation of the regulations
Provide support for external auditor reliance on internal audit work for SOX compliance
Schedules assignments and manages workload based on agreed upon deadlines
Propose/maintain SOX Framework control changes (i.e. additions/deletions/modifications) and participate in the change management process
Assist in developing, communicating and continually updating enterprise risk assessment efforts
Executes the test of design and test of effectiveness of in-scope business processes, as defined within the Business Unit Narratives
Assist in drafting compliance memos

Education Education

Bachelor’s Degree in Accounting

Belmont University

Bachelor’s Degree in Accounting

Skills Skills

Basic knowledge of internal controls, audit and GAAP
Strong attention to detail
Strong analytical skills and ability to manage and coordinate multiple tasks
Strong Audit knowledge
Attention to detail/accuracy, quick learner and internally motivated to seek out answers, generate ideas, and develop new skills
Excellent communication skills
Ability to multitask
Ability to work in a fast-paced environment
Proven consultative and communication skills and ability to interface effectively with all levels of employees and management
Strong communication skills

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IT SOX Analyst Resume Examples & Samples

Detailed knowledge of SOX 404, AS5 and the SEC Interpretative Guidance required
Project management and cross functional experience (dealing with IT and Finance)
Broad understanding of COSO, COBIT, GAIT or other frameworks required
Working knowledge of IT GCC,SAS70, segregation of duties, and spreadsheet and report controls required
Advanced PC skills, including Excel, Access, and the ability to create macros, SQL scripts, etc
Experience with Oracle, UNIX, RACF, Active Directory, LDAP, Windows NT, ACL, and other audit and retail applications
Strong analytical, organizational and project management skills, and demonstrated ability in making decisions and exercising good judgment
Ability to influence people and process
Strong interpersonal skills with proven ability to develop and maintain effective business partner relationships
Ability to address highly complex technical issues
Effective oral and written communication skills, with demonstrated presentation experience
Ability to effectively deal with competing priorities and meet aggressive guidelines
BS degree in Finance or Information Systems required
MBA, CPA, CIA is a plus
4+ years of experience related to SOX IT compliance work (i.e., IT general computer controls and application controls)
Previous information technology audit experience in a Big 4 firm required
Previous experience in retail industry is a plus

Senior Sox Analyst Resume Examples & Samples

Creating and improving COSO-based internal controls
Updating internal control documentation
Presenting results to both management and external auditors
Maintaining SOX compliance
Ad hoc reporting and projects as required by management
Two plus years of SOX experience
Advanced excel skills (v-lookups, pivots, macros)
Visio experience is a preferred
Ability to speak French, Portuguese, or Spanish is a plus

Senior Sox Analyst Resume Examples & Samples

3+ years of Public Accounting and/or Private Industry experience
Previous Audit (Financial and Operational) and Sarbanes Oxley experience
Working knowledge of Sarbanes Oxley
Previous Banking experience

Sox Analyst Resume Examples & Samples

Competitive salary
Excellent work/life balance
Planned global travel
Rapid Growth
Coordinate and execute the Sarbanes-Oxley program activities
Working with the SOX Manager, assist in the preparation of the annual SOX audit plan by location/function based on internal risk assessment processes
Maintain and update the SOX audit plans and templates as necessary
Assist SOX Administrator develop SOX standardization plan including implementation of a SOX tool
Prepare SOX audit reports and memos for review by the SOX Manager. Ensure control deficiencies are clearly defined and recommendations are sound and in accordance with Company policies and standards
Assist business units/operations to develop a plan of remediation, monitor remedial action steps and perform remediation testing when necessary
Assist the SOX Manager in reporting the status of the SOX program periodically to divisional/upper management
Bachelors degree in accounting
Manufacturing experience required or Big 4 with MFG clients
Willing to travel 40% globally – planned travel
Very energetic person

Sox Analyst Resume Examples & Samples

Prior experience in a Big 4 Firm
Prior experience working with SOX
CA / CPA

Sox Analyst Resume Examples & Samples

Works with the SOx Program Manager to perform a broad variety of activities to support ADSK’s SOx Compliance Program
Manages multiple SOX program related priorities including the following
Experience implementing and/or working within a SOx compliance program
Degree in Accounting, Finance or a related field
4 years Internal Audit/SOx experience
Licensed CPA, CIA, and/or CISA preferred

Sox Analyst Resume Examples & Samples

4-7 years of related accounting experience
Demonstrated knowledge of operational audits
Experience with Sarbanes Oxley and Internal Controls

Sox Analyst Resume Examples & Samples

Evaluate risk and likely sources of potential misstatement for significant processes
Create/update narrative, flowchart and risk-control matrix documentation for significant processes including appropriate consideration of key reports, control evidence, end-user computing, and management review controls with information provided by process and control owners
Administer SOX related certifications
Perform ongoing individual control deficiency analysis monitoring, aggregation analysis, and reporting as required
Assist in developing regular presentations to Management and Audit Committee on relevant topics
Partner and communicate with teams across business to move key SOX initiatives forward
Facilitate annual internal and external audit tests of controls
Self-starter with the desire to work in a high-profile position, with the ability to perform work that requires critical thinking and attention to detail
Demonstrated project management experience in organizing, planning and executing compliance procedures from vision through implementation across multiple internal reporting and organizational lines
Strong analytical, verbal and written communication skills are essential
Possesses the ability to handle multiple requests, and exhibits a proactive, hands-on approach to problem solving
Works effectively in a team environment and has the ability to think outside the box
Experience with key concepts of PCAOB AS5 and PCAOB Staff Audit Practice Alerts
Excellent understanding of financial statement assertions and COSO integrated control framework
Experience with information produced by entity, service organization controls, precision of management review controls, General Information Technology Controls (GITCs), system interface, and automated / IT dependent controls a plus
Experience with significant business processes such as Fee-based Services, Risk Management Hedging, Derivatives Trading, Deposits, Securities, Taxes, Compensation, Benefits a plusTwo to five plus years of financial accounting experience. “Big 4” CPA firm preferred
Proficiency in Excel; experience with Visio, Access and SharePoint a plus

IT Controls SOX Analyst Resume Examples & Samples

3 to 7 years’ experience within the private industry with an emphasis on evaluation of internal controls or operational risk in one or more of the following areas: IT General Controls, operational/enterprise risk management, audit, accounting, Sarbanes Oxley compliance
Experience supporting IT functions within SOX compliance
Experience monitoring IT key controls and work processes
Excellent understanding of core business processes in a manufacturing environment
Experience with operational/enterprise risk management building blocks such as risk and control self-assessment process, loss data collection, and key risk indicators is a plus
Must demonstrate sound judgment and the ability to analyze situations, define problems, develop recommendations, and present solutions
Excellent verbal and written communication skills; Strong analytical and problem solving skills
Ability to deal effectively with people at all levels of the organization in a team environment
Demonstrated ability to summarize data and findings into a meaningful report
Demonstrated ability to manage several projects with competing priorities simultaneously
CISA / CISSP

Sox Analyst Resume Examples & Samples

Facilitate cost estimation, budgeting and forecasting processes
Prepare and consolidate annual departmental, regional and R&D project budgets
Perform monthly analysis of variances against budget and forecasts for multiple projects and cost centers
Support month end closing activites such as journal entries & reports
Create and adjust basic financial models
Monthly management, forecasting & reporting on R&D portfolio for Executive Project Review
Administer system controls such as work breakdown structures, signing authority and time sheet administration
Serve as Finance Lead on the Core Team(s) for product development
Liase with various Corporate Accounting groups to ensure appropraite accounting treatment of the R&D Projects

Senior Sox Analyst Resume Examples & Samples

Assist in providing SOX technical research to identify updates, guidance and interpretation of the regulations
Prepare/amend detailed test plans for financial controls in compliance with annual SOX requirements
Propose/maintain SOX Framework control changes (i.e. additions/deletions/modifications) and participate in the change management process
Assist with detailed scoping/planning for testing of internal controls to ensure applicability of controls to be tested
Ensure SOX/ICFR requirements are comprehended in policies & procedures impacting financial reporting/assisting in the design of appropriate internal controls around new business processes
Support the preparation of SOX compliance and status reporting, including write-up of deficiencies as needed
Inform management and key process owners of relevant SOX requirements
Assist in the review of responses to control deficiencies to validate proper classification for evaluation (i.e. D, SD, MW)
Develop training and awareness programs and materials, and conduct required training as needed
Assist in developing, communicating and continually updating enterprise risk assessment efforts

Senior Sox Analyst Mssa Resume Examples & Samples

Manage the MSSA SOX compliance efforts, including, but not limited to, the following: 　
Develop and maintain SOX controls　
Annual documentation of controls design　
Quarterly/Annual documentation of controls operation, including testing of controls　
Identification and classification of deficiencies　
Provide subject matter expertise on the design and implementation of internal controls for membership accounting and outside medical cost mega processes.　
Assess quality of MSSA process documentation and controls testing to ensure compliance with Program guidelines　
Coordination with Process Owners regarding SOX documentation, testing, evaluation, and necessary remediation　
Coordinate with external auditors and other outside consultants to ensure timely completion of SOX attestation　
Assist in planning and coordinating SOX training sessions and SOX planning/status meetings.　
Develop and produce presentations and reports relevant to SOX project status, trends, and results.　
Act as facilitator and problem solver for project related issues.　
Provides administrative support to management on special projects that contribute to formulation of policies and procedures. 　
Implements and monitors policies and procedures related to controllership and compliance and related automated systems.　
Maintain MSSA control data in GRC Risk Navigator, the KP Sarbanes-Oxley documentation system.　
Able to perform special studies/projects of complex scope, which require independent development of innovative analytical approaches to resolve issues related to financial management and/or automated systems.　
Maintain relationships with SOX PMO, Regional Sox Teams, Business Process and Control Owners, Internal Audit, Compliance, External Auditors, IT and Access megas and other parties as necessary.　
Works directly with external auditors and internal auditors with regard to SOX compliance, testing, and attestation.　
Responsible for recommending modification to program policies and systems, as needed to ensure compliance with Sarbanes-Oxley and Internal and External audit findings　
Responsible for initiating and coordinating with various internal and external parties including senior Program Offices Finance personnel, regional and Shared Service Organization Controllers, National Compliance personnel, Internal and External Audit personnel, Business Process and Control Owners, and such other personnel as necessary
Up to 25% travel may be required to support operations in other cities
Minimum four (4) years of process improvement, management consulting, change management, or related business experience
Big 4 CPA
CIA designation
Claims or Membership Services Accounting Experience
Internal or External Audit Experience
Experience with SOX, Internal controls

Sox Analyst Resume Examples & Samples

Provide ongoing corporate-level administrative management, support and interaction with each of the company’s process owners to ensure that current processes are reviewed and documented (i.e., update SOX risk-control matrices), and that process-managers take ownership of their controls
Assist in the analysis of risk-control matrices to ensure that the control objectives are met and the controls are auditable
Assist in the performance of the company’s financial reporting controls risk analysis (update overall SOX matrix) and in the compilation and analysis of SOX testing exceptions (SAD list; 302/404 memo) to ensure company compliance
Assist in the development and design of new controls by coordinating with process owners and working closely with them on remediation of control failures to ensure appropriate internal controls over financial reporting
Participate in activities related to systems development, new businesses, acquisitions, and the analysis of new policies to ensure that internal financial control considerations are evaluated, developed, and implemented in the early stages of these activities
Analyze the controls and audit test results of SOX key reports and spreadsheets to ensure their effectiveness
Document and analyze the company’s entity-level controls to ensure controls are effective
Conduct regulatory research regarding financial controls over financial reporting to provide up to date information for the department and company
Assist with financial, operational and compliance audits under the direction of more experienced auditors in order to complete the annual audit plan
Prepare internal-audit workpapers and final reports in accordance with applicable professional standards to support conclusions and to facilitate supervisory review
5+ years’ experience in accounting, auditing or finance required
1+ year Sarbanes Oxley-related experience preferred
Experience working with large ERP systems is a plus (JD Edwards preferred)
Must have consistent confidentiality, honesty and integrity under all environments
Basic MS Office Suite skills are required
Basic knowledge of internal controls, audit and GAAP
Ability to independently set priorities, organize work and work in high-production environment while responding quickly and effectively under pressure, changing priorities and tight timelines/deadlines
Strong analytical skills and ability to manage and coordinate multiple tasks
Attention to detail/accuracy, quick learner and internally motivated to seek out answers, generate ideas, and develop new skills
Good written and oral communication skills to effectively disseminate information and convey concepts, ideas and information to all levels of employees
Proven consultative and communication skills and ability to interface effectively with all levels of employees and management
Team player who can operate effectively within a matrix management environment
Ability to recommend process improvements targeted at improving efficiency and effectiveness

Sox Analyst Resume Examples & Samples

Performing Sarbanes Oxley audits
Evaluating internal controls
Communicating results with management
Propose changes to improve any deficiencies

Sox Analyst Resume Examples & Samples

BS in Accounting/Finance, CPA/CIA preferred; · ---5+ years of experience with full SOX audits; Public Accounting experience helpful
Ability to identify, communicate, and resolve problems required
Strong analytical, organizational, time management, oral/written communication skills are essential
Able to work independently (self-directed) and take initiative with audits
Advanced Excel skills

Senior IT SOX Analyst Resume Examples & Samples

Support the coordination process of all IT SOX Compliance activities
Serve as a key liaison between Accounting/Finance, IT, Internal Audit, and Kemper’s external auditors in SOX IT matters
Assist the Corporate SOX Compliance team with IT system/infrastructure scoping, risk assessment, and control design
Work with various stakeholders to identify information asset owners to classify data and systems as part of a control framework implementation
Play key role in the implementation of new systems brought into SOX scope, including risk identification/mitigation, control design, and pre-/post-implementation reviews
Participate in the research, evaluation, design, and testing of information security solutions to ensure that security is factored into the evaluation, selection, installation and configuration of hardware, applications and software
Assist in the execution of certain controls, including review of quarterly certification submissions from control owners and appropriate documentation of procedures
Support the CISO team to monitor ongoing IT projects and ensuring proper considerations are being made around IT controls
Support the CISO and work with IT and business stakeholders to define, collect and report on metrics that effectively communicate risk management successes and progress of security compliance
Support the CISO and assist the CISO team in developing and maintaining the security program, and drive security projects that address identified risks and business security requirements while serving as an active and consistent participant in the information security governance process
Excellent verbal, written and interpersonal communication skills, including the ability to communicate effectively with the IT organization, project and application development teams, management and business personnel
A strong understanding of the business impact of security tools, technologies and policies
Sound working knowledge of COSO integrated framework of internal controls, generally accepted auditing standards, and knowledge of IT controls required
Experience with Sarbanes-Oxley required, with knowledge of PCAOB Audit Standards a plus
Knowledge and experience with broader business processes, financial controls and accounting principles a plus
Strong understanding of information security concepts, protocols, industry best practices, strategies and frameworks such as International Standards Organization (ISO) 2700x or NIST
In-depth knowledge and understanding of information risk concepts and principles as a means of relating business needs to security controls
Strong analytical skills to analyze security requirements and relate them to appropriate security controls
Experience with and ability to document processes, systems and controls
The ability to perform risk, business impact, control and vulnerability assessments, and recommend treatment strategies
The ability to interact and build strong relationships with key stakeholders at all levels and across all business units and organizations, and work effectively with business managers, IT engineering and IT operations staff

Senior Sox Analyst Resume Examples & Samples

Executes the test of design and test of effectiveness of in-scope business processes, as defined within the Business Unit Narratives
Completes testing by collecting, analyzing, interpreting and verifying information. This information is examined to determine whether records and reports contain accurate, reliable, timely, and complete information; and to determine whether controls over records, reports and documentation are adequate and effective
Documents the procedures used in each testing assignment and participates in the preparation of detailed work papers to include: tested control, detailed issues, evidence, and associated risk
Schedules assignments and manages workload based on agreed upon deadlines
Completes testing and walkthrough work papers in accordance with standards for External Auditor reliance and ING requirements
File/administrative tasks as assigned
CPA or CIA designations
5-7 years’ experience with Sarbanes Oxley (SOX)
Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations

Sox Analyst Resume Examples & Samples

Assist in maintaining and enhancing the SOX program, including Corporate standards, procedures, and testing approaches
Maintain the SOX 404 database containing SOX documentation of processes, risks and controls and ensure the database is updated timely and accurately
Coordinate the preparation of documentation to evidence management's attestation of SOX compliance and support executive management's quarterly and annual certification
Work closely with the Management and Internal Audit leadership to ensure appropriate coverage for the SOX testing, to include Entity Level controls, End User Controls, and IT General Controls
Work closely with our external auditors to ensure the program meets their requirements in terms of scope, timing and approach
Conduct walk-throughs on significant processes to ensure the identification of key risks, adequacy of stated controls, and identify the significance of any control gaps
Review and evaluate results of walkthroughs performed to determine control effectiveness and areas for potential improvement
Produce high quality process documentation that meets the standards of the SOX Compliance Department
Foster and maintain group spirit and high team morale
Remain current with changes in regulations to ensure timely compliance with SOX 404 to include internal control updates/changes as needed/required
Assist in the development and delivery of SOX training and/or training materials for employees
Provide guidance and support as a subject matter expert to process owners for any implementation or remediation activities, including documentation of action plans
Consult with management of the business units to design and implement new or enhanced processes to strengthen controls
Provide insight and control recommendation to management both proactively and in response to control issues
Bachelor’s degree required; advanced degree and/or relevant professional certifications preferred (MBA, CPA, CIA, etc.)
2+ years of public accounting or relevant industry experience required, preferably with a Big 4 or large regional accounting firm and/or a large publicly traded company
Sound knowledge of and experience with the Sarbanes-Oxley Act of 2002,the COSO 2013 control framework, and U.S. GAAP, as well as familiarity with internal control concepts, practices, and procedures
Skilled in conducting and documenting SOX walkthroughs
Understanding of banking regulations and compliance as related to financial services strongly preferred
Skilled in developing remediation and mitigation strategies for control weaknesses
Ability to work independently and take initiatives with SOX reviews and analyses
Excellent organizational and project management skills - ability to manage multiple tasks and projects simultaneously
Strong written, verbal, and interpersonal communication skills with the ability to work with others or independently as the situation dictates
Strong proficiency in analytical work, documentation capacity and capability, and presentation abilities
Ability to adapt to changing requirements

Sox Analyst Resume Examples & Samples

Working with process owners to maintain SOX documentation and controls that mitigate NGC risk/control standards,
Analyzing auditor or management reported issues and making a determination of SOX findings,
Completing quarterly/annual reporting requirements,
Coordinating with internal/external auditors to facilitate SOX testing,
Providing guidance to the sector on how to implement Corporate SOX requirements,
Representing the sector at enterprise-wide meetings and on teams aimed at continually improving the NGC SOX initiative
Assist with sector’s internal accounting reviews, through testing and validation
Assist in financial statement reviews and other accounting related tasks

Sox Analyst Resume Examples & Samples

Assists with the development and implementation of the global SOX compliance process
Participates in the performance of the company-wide risk assessment and scoping activities for SOX compliance
Assists in the execution of SOX compliance processes, including the evaluation of the design of SOX controls, the completion of SOX walkthroughs and process flows, and testing the effectiveness of SOX controls
Ensures the documentation for the controls design and operating effectiveness is complete, properly supported and addresses the relevant risks within the process
Performs or reviews test findings, facilitates the remediation of control gaps, and, with the assistance of the Sr. Manager of Global SOX, escalates possible critical issues to the senior management team
Identifies the SOX impact of changes in the control environment due to changes in accounting regulations, internal company policies, system enhancements or implementations, company reorganizations and reacts accordingly to update existing controls or add new controls when necessary
Builds a good rapport and solid business relationships with process owners and the Zebra Management Team
Works closely with external accounting firm to ensure their reliance on our SOX testing to reduce their need for additional work
Provides the Internal Auditor team (and/or other team members, as relevant) with appropriate guidance during the course of SOX process
Assists in the coordination of control self-assessments
Conducts SOX training, as needed

Senior Sox Analyst Resume Examples & Samples

Assist in drafting compliance memos
Review SSAE 16 reports for outside service providers
Provide support for external auditor reliance on internal audit work for SOX compliance
Perform walkthroughs of key controls over financial reporting, as needed
Perform testing of key controls over financial reporting as needed
Review documentation updates of business processes and related controls to support process owners with their responsibility for adequate/optimal control design
Support the preparation of SOX compliance and status reporting, including documentation of deficiencies as needed
Participate as an integral part of the team, exhibiting ownership, follow through, initiative, awareness and effective communication
Assist in recommending business solutions/alternatives for best practices
Assist in the integration of business acquisitions
Perform special projects and presentations as needed
Understanding of the COSO framework, SOX, financial reporting risks, internal controls & test plan development, US GAAP
Experience in collecting and analyzing complex data, evaluating information and systems, and drawing logical conclusions
Ability to stay organized, multi-task and meet deadlines in a fast-paced environment
Excellent verbal and written communication skills to effectively present to peers and management
Ability to effectively work with employees at all levels within the organization to analyze processes and implement recommendations for change
Ability to work independently, with limited required direction and guidance and provide appropriate direction to other internal audit project team members while conducting SOX work
Proficient in a Microsoft Windows environment (Word, Excel, PowerPoint, Outlook, Visio) with experience with Vlookups and Pivot tables
Possess excellent business acumen and professional demeanor

Sox Analyst Resume Examples & Samples

3-5 years’ experience preparing and maintaining SOX/Change Management documentation
Minimum of 5 years in Information Technology
Working knowledge and understanding of Sarbanes Oxley compliance, including IT General Controls and Application controls
Experience with the creation of Sarbanes Oxley controls or other compliance standards
Hands-on experience with Sarbanes Oxley or Compliance testing, including the development of remediation activities or steps
Proficient in IT Project Life Cycle Management
Proven ability to prioritize work load, work effectively on concurrent tasks, and be able to meet project deadlines
Proven ability to facilitate meetings or discussions with internal and external personnel to determine action items and completion dates
Experience in Information Services including knowledge of auditing principles, auditing standards, IIA standards and Sarbanes Oxley requirements
Experience conducting, or providing evidence for audits
Assesses SOX IT controls and recommends remediation steps to management
Executes detailed and more complex IT control testing procedures
Documenting Sarbanes Oxley testing results and/or findings, including the gathering and organizing of documentation or evidence collected
Reporting issues or deficiencies found during testing
Working with the appropriate person or team to document the planned remediation steps and estimated completion date
Working both independently and across teams, or across entities, to collect evidence to facilitate IT SOX Testing
Interface between IT and Internal Audit

Sox Analyst Resume Examples & Samples

Maintain relationships with control owners to provide guidance and training regarding SOX program and requirements
Serve as valued control advisor to process and control owners on any SOX related issues within significant processes owned
Participate in walkthrough-like meetings with process and control owners as well as internal and external auditors
Facilitate control testing and resolve control issues
Perform individual control deficiency analysis monitoring and aggregation analysis
Contribute in GRC application configuration and implementation
Qualified Accountant, ideally with a big 4 accountancy firm
Experience in financial services preferred
At least 3-5 years of relevant financial accounting experience is required
Self-starter and critical thinker with attention to details that desires a high-profile position
Ability to develop relationships with diverse groups and different levels of financial and operating personnel
Flexibility, multi-tasking, creative thinking, good business judgment skills are required to meet strict deadlines and manage other projects
Advanced skills in Excel; experience with Word, Visio, Access and SharePoint
Understanding of financial statement assertions and COSO integrated control framework
Experience with key concepts of PCAOB AS5 and PCAOB Staff Audit Practice Alerts a plus
Experience with information produced by entity, service organization controls (SOC1), General Information Technology Controls (GITCs), system interface, and automated / IT dependent controls a plus
Experience with significant business processes such as Fee-based Services, Risk Management Hedging, Derivatives Trading, Deposits, Securities, Taxes, Compensation, and Benefits a plus

Sox Analyst Resume Examples & Samples

Assist with the development and maintenance of Bunge’s SOX framework, which includes to conduct the annual risk assessment, scoping for management testing and compliance to the 2013 COSO Internal Control – Integrated Framework
Assist with the ongoing evaluation, testing, and enhancement of the SOX Program by performing walkthroughs and control testing for selected OpCo’s and Corporate processes, including IT General Controls and SOC 1 reviews, and developing and maintaining standard testing templates and scripts
Manage the SOX Program application (Cadency Compliance), including user access maintenance, workflow monitoring and maintenance and performing quality checks of selected OpCo’s and processes
Provide support to the deficiency reporting & remediation process, including providing assistance to OpCo SOX teams to fulfil their SOX reporting needs through Cadency Compliance, tracking remediation status of SOX related Global Internal Audit (“GIA”) findings and the escalation process
Provide support with SOX PMO Audit Committee and Management Reporting
Continue professional development on US GAAP and SOX
Develop relationships with OpCo’s SOX Coordinators, internal and external auditors, and highlight best practices

Sox Analyst Resume Examples & Samples

Primary support of SOX/Privilege Access requests
Investigating issues raised
Crafting Audit Responses
Implementing SOX/Privilege Access controls
Supporting Identity and Access Administration functions for employees and contractor

Internal Controls & SOX Analyst Resume Examples & Samples

Sarbanes Oxley (SOX) compliance testing and analysis, including coordination of robust and timely remediation of deficiencies
Drive and initiate internal controls initiatives
Lead business risk, self-assessment, and implementation of action plans
Coordinate and track accounting / non accounting processing policy deviation requests
Provide internal and/or external analysis, consultation and decision support
Facilitate problem resolution and analysis
Develop and present data to the leadership and others within the organization
Coordinate communication of information between departments
Frequent communication and coordination with global, cross functional, and third party providers
Lead local Business Continuity activities and Information Lifecycle Management (ILM) record retention requirements
Serve as a liaison between General Motors Audit Services and other external auditors
Assist in developing and communicating corporate policies and practices
Leverage best practices from regional shared service centers and apply locally
Knowledge and understanding of corporate/unit policies and procedures
Ability to prioritize assignments/projects and multi-task within restricted time constraints
Ability to adapt quickly to changing controls environment
Demonstrated ability to work with minimal supervision on unstructured assignments
Work involves a high level of independent judgment, decision making, problem solving, creativity, and initiative
Strong Audit skills
Demonstrated problem solving and analytical abilities
Strong interpersonal skills and demonstrated commitment to teamwork and partnerships
Strong networking and collaboration skills
Highly proficient in computer and technology driven skills