Trade Support Resume Samples

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F Jaskolski

Felipa

Jaskolski

240 Carley Crescent

Los Angeles

+1 (555) 828 7290

240 Carley Crescent

Los Angeles

Phone

p +1 (555) 828 7290

Experience Experience

New York, NY

Trade Support

New York, NY

Brown and Sons

New York, NY

Trade Support

Working knowledge of trade bookings in Risk Management systems
Provide ad-hoc management reporting when requested
All executed Macquarie confirmations accurately reflect our Risk Management systems and are processed in line with our compliance, audit and legal policies
Working well in a team environment
Follow up and resolution of Settlement breaks and Post Settlement Adjustments
To be responsible for maintaining and contributing to the improvement of the front to back deal processing
Repo/Eonia rate process, and Eurex collateral management

Philadelphia, PA

Cib-credit Trade Support

Philadelphia, PA

Huel, Powlowski and Bergstrom

Philadelphia, PA

Cib-credit Trade Support

Performing various control functions to ensure trade values in risk management are in sync with Risk, PNL & downstream applications
Partnering with global & local partners on projects, efficiency and business change (new products, industry change)
Overseeing the data gathering process, analyze the data and report MIS utilizing the various data source
Generate efficiencies by reviewing existing processes, improving STP & increasing capacity
Manage day-to-day processes across staff members including providing regular feedback, performance reviews and career development opportunities
New regulatory reporting implementation & on going remediation
Investigating trade break queries raised by Operations, analyzing trade booking /recaps, amending trades in risk management & working with Front Office to assess PNL impact

present

Boston, MA

Trade Support Manager

Boston, MA

Abernathy, Dare and Kuphal

present

Boston, MA

Trade Support Manager

present

Working with senior management to develop KPIs/MIS
Work closely with Processing, Product Service-and Account Managers, Sales and Relationship Managers
Institute, evaluate and communicate daily workflow through quantitative metrics and management reporting
Provide LOB entity level cash management oversight in NA, EMEA and Asia/Pacific
Assist with monthly management reporting
Assist in the development of training materials
Set and Monitor SMART performance and development for the TSP team

Education Education

Bachelor’s Degree in Accuracy

Johnson & Wales University

Bachelor’s Degree in Accuracy

Skills Skills

Excellent PC skills with good understanding of MS Word & Excel
Working knowledge of trade bookings in Risk Management systems
High accuracy rates and a high standard of attention to detail
Ability to appropriately prioritise competing demands
Strong problem solving skills and the aptitude to learn system flows
Strong organisational, communication and prioritisation skills
Ability to work well under pressure in a high paced environment
Enthusiastic, Proactive and Flexible attitude
At least 1 years prior experience at an Investment Bank or similar institution
Client Service for internal and external clients in the Financial Services industry

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15 Trade Support resume templates

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Equity Derivatives Exotic Trade Support Resume Examples & Samples

Trade verification
Monitor events, corporate actions, expirations, and settlements which directly impact trading
Review various daily reports to resolve breaks and make needed trade amendments
Booking derivative and warrant trades
Troubleshoot all issues which result from a new issue, new trade, or action on existing positions

Fixed Income Cash Trade Support Resume Examples & Samples

Liaison with Desk Control Team to ensure the timely and accurate affirmation of all trades within 15 minutes, contacting internal and external clients where necessary
Monitoring trader's books in a live environment, to ensure positions and risk are correctly captured at the point of execution. Liasing with the BU on an ad hoc basis to identify and resolve issues, provide trade information, and act as liason point with various other teams within the Firm
Maintaining responsibility for risk management within the team through use of checklists, and timely escalation
In conjunction with Desk Control team, monitor reconciliation, settlement and product set-up queries as required
Maintaining, developing and improving current processes & procedures. Supporting the desk through NPAs, system enhancements and regulatory or compliance queries
Developing and maintaining various regulatory reports, to comply with market requirements
A general knowledge of Fixed Income products and how they are traded is preferable
An understanding of the wider financial environment
The ability to effectively prioritise a high volume of work in a real-time environment
Good risk awareness and the ability to escalate issues appropriately
Analytical and keen eye for detail
Good level of numeracy to aid in the quick identification and resolution of cash flow discrepancies
Teamwork is particularly important and the sharing of information is key to the success of the team
Able to identify and support the resolution of ambiguous problems through initiative and tenacity
Good IT skills and proficiency with Microsoft Office applications (particularly Excel)

Trade Support & Market Registration Associate Resume Examples & Samples

Serving as the point of escalation for all operational risk exposures,
Lead discussions regarding new or enhanced operational requirements
Constantly evaluate the services Morgan Stanley Investment Management receives from our external service providers to ensure that the highest standards for trade processing and portfolio services are met
Provide proactive and effective operational support to the MSIM front office and business support functions
Continuously review State Street's performance against agreed SLA deliverables
Jointly manage State Street and MSIM operations action plans to enhance service quality and address operational deficiencies
Assist with steps necessary to open local market accounts for the Morgan Stanley Funds
Bachelor's Degree or years experience or equivalent
General knowledge of global equity and fixed income products, global settlement cycles, market practices, registration issues and clearing systems
High degree of computer literacy, including working knowledge of MS Windows-based applications such as Word, Access, Excel and PowerPoint
Demonstrated ability to work effectively in a team-oriented environment
Able to work in high stress, high volume and time sensitive environment

CIB Ops-trade Support Resume Examples & Samples

Provide direct support to the trading desks and marketers as it relates to bookings, positions, and client and settlement queries
Verify accuracy of risk and p/l required for trading
Oversee end to end reconciliations of firm positions and trade bookings
Partner with other MO and BO teams globally to resolve issues
Calculate maturity payoffs and coupon amounts
Perform a variety of daily control functions
Identify process weaknesses and work with technology teams to implement solutions
Understanding of the JPM Equity business, infrastructure, trade flows and control environment Experience in an operations role
Self motivated, self starter
Strong analytical and problem solving skills
Ability to multitask and to work under pressure, prioritizing duties according to risk and client profiles
Excellent communication and interpersonal skills, ability to partner with teams across Operations, technology, finance and the front office
Knowledge of derivative products including Equity Swaps, Div Swaps, Options and ETFs is preferable

Gmbs Principal Strategies Trade Support Resume Examples & Samples

Support Principal Strategies business (Prop) focusing on Equity and Equity Derivative products. Other global markets products include Cash and Derivative Credit, FX and Rates products
Work with trading to ensure market risk and trade entry is accurate. Coordinate with global colleagues to ensure that all aspects of trade processing is completed
Affirmation of T0 trades using either trading recap or broker confirmation to ensure proper booking
Ownership of life-cycle management of trades including expiries, resets, corporate actions, novations and unwinds
Calculate and distribute daily P&L to the Trading Desk, Product Control and Senior Management
Previous Equity trade support experience
Motivated, diligent learner that is able to work in a fast paced, high pressue environment
Proficient in excel and ability to quickly learn internal & industry applications
Ability to work effectively in a team environment
Interest in General Financial Markets

Global Middle Office Equity Trade Support Resume Examples & Samples

Troubleshoot/ resolve issues independently as per Letter of Authority/ authority levels following established guidelines and procedures. Maintain appropriate audit trails
Problem-solve escalated issues, including more complex exceptions referred from others
Escalate all unresolved processing issues to the appropriate level, as per guidelines, including system, software and hardware failures
Prioritize work in accordance with policy and severity of service impact to minimize financial/ customer impacts
Act as SME for area of expertise. Provide advice in the completion of processes within established guidelines and procedures
Ensure receipt of appropriate approvals/ authorizations in accordance with P&Ps and controls
Manage and monitor a complex portfolio of work representing a significant amount of risk
Monitor compliance requirements. Ensure adherence to directives, policies & procedures and regulatory/ government requirements
University degree/college diploma or equivalent work experience
2 to 3 years of related experience
Good knowledge of standard desktop applications used by the business unit
Good knowledge and understanding of the business unit’s key products and services, processes and controls
Good knowledge and understanding of the business unit’s key products such as cash equities, equity and index options, equity and index futures, convertible debentures, ETFs, and warrants, processes and controls
Good understanding of the business unit’s risk and regulatory requirements
Good knowledge of departmental systems and applications; previous experience with Fidessa, Imagine and /or ADP would be desirable
Knowledge of back-office operations including trade settlements is an asset
Good understanding of internal business partners’ business, services and organization
Good knowledge of departmental systems and applications
Basic accounting and financial reporting background is an asset
Strong problem-solving skills
Strong investigation skills
Strong customer service and relationship management skills
Strong conflict management/ resolution skills
Strong written and oral communication skills
Good decision-making skills
Strong teamwork skills, with the ability to work independently as well as collaboratively

Principal Financing Trade Support Resume Examples & Samples

Monitor Cash Equity and Stock Loan activity across the various markets, ensuring timely positioning and matching for the various structures through to settlement
Maximize the trading books’ profitability by identifying short positions and cheap internal availability; conversely of any longs that could be financed in the overnight money market
Monitor traders’ positions and activity, ensuring that all positions are accurately reflected in internal books and records and risk systems
Ensure P&L meets expectations across trading structures by reconciling trade executions across derivatives and hedges and ensuring all bookings include correct commissions, taxes & fees
Monitor upcoming Dividend and Corporate Action activity, ensuring all positions are in line on key dates
Handle queries from BU, counterparts and other internal clients regarding booking differences and trade fails
Handle queries on Derivative trades such as Equity Swaps, OTC Option, Div Swaps, Div Futures and Forwards
Ensure that all listed and OTC derivatives are correctly expired on expiry dates
Booking all structured products trades for wealth management clients, maintaining accuracy and attention to detail throughout the process
Analyse trading accounts to ensure correct hedging of FX risk
Forecasted cash flows and liaised with funding desk and Treasury to manage liquidity requirements
Escalate items of risk to the trading desk, and ensure follow up until issues are resolved
Deliver quality service to Firm focus clients
Experience and understanding of Stock Loan, Corporate Actions and Dividends or Derivatives Products preferred
Proven Experience in Banking Operations with a track record the same or similar functional coverage. Preferably Trade Support experience with exposure to trade life cycles and process flows, reconciliation and control functions
Ability to multi-task and work to strict deadlines
Outstanding interpersonal skills
Ability to communicate to a wide and varied audience, and group of stakeholders
Excellent attention to detail and proven risk awareness
Strong numerical and analytical background
Good organisation skills
Ability to deal with high-pressure situations and high work volume
Understands the risks inherent to operational processes
Excellent team player
Bachelor’s Degree level qualification or equivalent

Institutional Equity Trade Support Resume Examples & Samples

Trade processing
Client confirmation and settlement
Amendment of any trading issues
Updating and opening of client accounts
International trade processing and settlements
NCIB (Normal-Course Issuer Bid) daily and monthly reconciliation
Foreign Market Trades

Equities Trade Support st Line Support Resume Examples & Samples

Familiarity of structured products, models and payoffs
Previous experience of supporting a demanding trading desk
Proven record of delivering results and working to strict deadlines
Familiarity with impacts on risk and P/L
Excellent organisational skills and attention to detail
Strong Communicator (articulate and literate)
Strong Microsoft Excel knowledge is essential

O&t-icg-stock Loan Trade Support Resume Examples & Samples

Trade handling across equity finance, including trade processing, fail and short cover, exposures and collateral management, recalls/replacements, borrow returns
Management of client settlement activity, liaising with settlements and clients to resolve any issues
Main point of contact for operational/desk SBL queries
Review exposures
Provide SBL MO support for all APAC markets
Documentation and publication of MIS where required
Completion of all daily processes and controls including ad-hoc tasks that may be assigned with focus on automation of manual processes
Jobholder should have some background in a middle office function, preferably in Prime Finance
Jobholder should demonstrate his/her ability to understand the basic functions of Firm’s systems, operational trade flows, reconciliation and control procedures. Jobholder will be required to understand various global market regulations and practices as immediate priority
Jobholder should have the ability to work independently and pro-active to resolve daily operation issues
Hours can be demanding; ready to work during most Hong Kong holidays; require continuous efforts to research and communicate with various parties
Must be a stable and self- motivated learner who will make every effort to learn & understand SBL and Funding, with cross training coverage on Prime Brokerage and margin. Focus on internal controls and procedures essential

VP-equity Trade Support Derivatives Ops Resume Examples & Samples

Trade & Business Unit Support
Position and Control Functions
Data Integrity & Risk Reporting
Confirmation Drafting and Confirmation processing
Trade electronic matching

Cash Equity Trade Support Group Resume Examples & Samples

Reconcile equity trading positions
Stock Exchange Break Reconciliation
Broker Market Break Reconciliation
Agency Account reconciliation
Omni Account and Miscellaneous Account Reconciliations
FX Position Reconciliation
Change of Cost FX reconciliation
Ad-hoc Taps trade bookings on the back of the various reconciliations
Daily liaison with local and regional IED, answering queries they have in relation to the Cash Equity Trade flow (trade processing issues, FX executions, settlement issues/stock borrow, account opening, etc. ) and assisting in the facilitation of their business
Referential Data Setup (Products, Broker Accounts, Broker Delivery Instructions)
Participate in New Product Approvals as necessary, Testing System Changes
Various Risk Control Processes, e.g., review/escalation of T+1 position breaks
Preparation of Risk and Metrics Reports
1-2 years’ experience in an Operations role
1-2 years’ experience with a global investment bank (Equity Trade Support experience an advantage)
Some working experience with sales/traders & clients

Trade Support Manager, Commodities Resume Examples & Samples

Oversight of verification & confirmation processes for the MAST business, to ensure
A proven track record in Operational Risk & Control
Strong Technical ability for complex issue resolution and the aptitude to learn system flows
Ability to appropriately prioritise competing demands
High accuracy rates and a high standard of attention to detail
Proven track record of driving change initiatives, for efficiency and/or control
Working well in a team environment
Strong organisational, communication and prioritisation skills
Drafting of ISDA confirmations for OTC Commodity products and a good understanding of ISDA Master Agreements & Definitions
LME Matching function, including booking of trades on exchange (in LMESmart)
Working knowledge of trade bookings in Risk Management systems
Solid understanding of common Derivative instruments

Fixed Income Operations Trade Support Resume Examples & Samples

Ensures all functions and procedures are performed in a timely and correct manner, i.e. trade checkout, position reconciliation, wash account reconciliation -
Ability to identify and escalate issues to senior management and to trading desk(s)
Analytical and Problem Solving Skills

Trade Support Executive Houston Resume Examples & Samples

3-5 years experience in the energy industry
Experience in Commodity Operations/Middle Office or derivative products and a good working knowledge of ISDA documentation, EEI and WSPP contracts
Strong knowledge of the current regulatory environment
Experience working in a busy team environment
Strong problem solving skills with the ability to prioritize tasks while maintaining a high level of attention to detail and a low tolerance for error
Strong Microsoft Excel and Word experience

Listed Derivatives Trade Support Specialist Institutional Securities Group Product Services Resume Examples & Samples

Requires a focus on risk management and control with respect to regulatory requirements and reporting
Communicate with exchanges, brokers, internal and external clients, Legal and Compliance, and Technology
Provide clearing services to selected market/making proprietary trading broker dealing clients
Processing of standard and non-standard client requests and review of legal documentation to ensure the appropriate client approvals are obtained prior to release of cash and securities
Weekly, monthly, and quarterly risk management and team performance metrics reporting
Managing top-day trade allocations for full service and clearing-only trades (ensuring client allocation requirements are met and the T+ statement generation is accurate and in keeping with the client Service Level Agreement), facilitating exchange-facing trade input (pit transactions), managing Privately Negotiated Trades (PNT) input, partnering with the Projects team with respect to testing, documentation, QA validation as well as interfacing with internal and external constituents to manage execution-only trade flow
Ensuring that all steps (Commissions, Interest profiles) as part of the Client On boarding process are set up in the relevant systems as well as all Give Up agreements are executed in line with the instructions from the firm customers, counterparties and traders
Demonstrate a clear understanding of the business they support
Take personal responsibility for resolving client issues, is able to clearly escalate cause and resolution
Actively seek opportunities / challenge broader than current scope of role
Actively seek out new opportunities for self and career development
Actively participate in team meetings, raise issues, question others and offers solutions/ideas
Show a willingness to help others in the team with tasks and issues
Analyze problems to establish root causes and suggest clear, logical and practical solutions based upon extensive analysis
Contribute to refining controls and continuously improving and reducing operational risk for their respective area
Ability to build and manage relationships with the Business Unit, other Morgan Stanley infrastructure departments, and external contact points in client organizations
Demonstrate deep knowledge of the product and/or functional area for which they are responsible
Establish clear goals and set priorities for themselves as well as ability to teach other resources their job function
Articulate thoughts and ideas clearly and concisely using both written and verbal communication
Roll-up-the-sleeves, results orientated mentality
Structure and effectively able to manage individually assigned tasks while incorporating Team duties and requirements
Ability to prioritize multiple and often conflicting requests from internal and external stakeholders
Manage and meet intra-day and end-of-day deadlines
Provide exceptional customer service
High degree of accuracy and meticulous eye for detail
Excel proficiency and ability to quickly learn proprietary applications
Self-motivated, inquisitive in nature, a strong appetite to learn
Passion for making a difference
Demonstrate commitment for risk management and clear focus on process improvement
Ability to identify and escalate risk items as they arise
Understanding of the regulatory environment and flexibility to adapt to change

Corporate Bond Trade Support Resume Examples & Samples

Be able to absorb new responsibilities that are put in front of you
Working to get to the next level is something this candidate should strive for
Assist in nightly P&L flash and liaise with finance team to resolve any T+1 variances
Should have the ability to interface with both the front and back office personnel to resolve various trade issues that arise
Always work towards enhancing and improving the day to day processes
Candidate should have 1-3 years of experience in the financial industry
Familiarity with FICC/RTTM/Trace is a plus
Must work well with others and be able to adapt to a continuously changing environment
Must be a team player and be able to work with a group
Must be willing to understand the importance of industry regulation
Must understand the importance of risk and time sensitive issues

Fx Operations Trade Support Resume Examples & Samples

Ensure payments are released via the banks processing systems to meet currency cut-off times
Exercises initiative and independent judgment is resolving client issues
Minimum of a BA/BS degree

Trade Support & Settlements Administrator Resume Examples & Samples

Provide administrative support to the trading desk
Assist in the input of trade information and the reconciliation of previous day trading activity
Research security prices as required
Assist Compliance Department with document processing and filing
Act as a liaison between trading and operations staff
Ensure timely and accurate settlement of all trades
Identify trade settlement issues while offering solutions to minimize risks or costs
Maintain accurate files for compliance, audit and regulatory purposes
Provide assistance and support to Trading Room staff and portfolio managers when implementing new processes or revising existing procedures
Pro-actively offer solutions for streamlining processes and/or procedures and ability to implement suggestions or new projects as developed
Maintain an ongoing awareness and ability to implement all custodial, industry and RBC policies, procedures and rules

Equity Derivatives Trade Support Specialist Resume Examples & Samples

Provide trade support to Equity Derivatives front office in New York. Responsibilities include but not limited to equity derivative trade validations to front office systems, corporate action booking, cash equity/stock loan breaks, daily price fixings, and event calculations
Interact with Front office Trading and Sales, Operation teams, product control and external counterparties to resolve trade discrepancies and escalation issues
Compile daily and monthly trade reporting to management
Minimum of 2 years experience of Equity Derivatives Operations
Minimum of a BA/BS degree in Business or Finance
Knowledge of Sophis preferred

Derivative Operations Trade Support Fund Operations Resume Examples & Samples

Ability to meet strict deadlines in a fast-paced environment
Ability to think laterally, and recognise opportunities for system/process improvement
Ability to understand complex problems quickly and move projects forward
Good communication/relationship building
Confident in speaking to various departments / the front office
Degree qualified or equivalent
Familiarity with the front-to-back lifecycle of derivative products
Good understanding of derivatives and cash equity products, ideally equity derivative OTC and listed options

Trader Assistant, Trade Support Specialist Resume Examples & Samples

Serve as first point of contact for issues raised by Middle Office, Product Control and Technology regarding potential trade issues
Serve as primary point of contact for booking of securities on hub entities on the behalf of Banamex and local branches
Ensure valid booking and verification across multiple product lines (FX, Rates, Securities) for NY Hub and Local Branch executions, including reconciliation of positions and trade details between multiple risk managements and execution platforms
Ensure T+0 trader estimates are in line with T+1 PnL, working closely with Product Control, Middle Office and Technology
Develop and maintain procedural documents for all FO activities including trader support, to ensure coverage during new analyst rotations
Manage ad hoc projects related to new regulatory, compliance and control mandates
Identify workflow/system improvement opportunities and lead projects to address these opportunities
Work closely with LatAm business managers to execute corrective action plans that address control gaps
Coordinate and track key technology projects and escalate issues as needed to ensure delivery dates are met
Ensure consistency of in-business controls, policies and procedures and alignment with MCAs
Develop a deep understanding of the FX and Local Markets business, its products and processes, and how it operates within a large organization
Build strong leadership and managerial skills
Build effective prioritization skills as the job entails dealing with multiple conflicting priorities in a time sensitive environment
Direct exposure to senior Markets management and key control areas (Finance, PCU, Compliance, Legal, Internal Audit, Risk, Technology)
Successful candidates will have the opportunity for future career progression within the Markets business and beyond
At least 2 years of relevant experience in a trader support role, business management or related role
Strong project leadership skills and ability to manage cross-functional teams
Results/task orientation with excellent attention to detail
Ability to work well autonomously as well as within a team and with colleagues who may not be in the same location
Excellent MS Office skills including Excel and PowerPoint
Fluency in Spanish a plus but not required
Excellent academic record, ideally in a quantitative field such as engineering, mathematics, computer or natural sciences and economics
Proven track record of managing large, complex projects involving cross-functional teams

Fixed Income & Funding Trade Support Specialist Resume Examples & Samples

3 – 5 years of experience in the financial services industry related to fixed income & funding
Knowledge of Bloomberg TOMS, Bondfire and ICI a plus
Strong organizational skills, detailed oriented, highly motivated and adaptable
Strong understand of Excel and light programing a plus
Ability to handle pressure

Hedge Fund Trade Support Specialist Resume Examples & Samples

Support of the trade life cycle, including fund review and on-boarding, instrument set up and maintenance, Cut-off monitoring, trade instruction, settlement of trades and position/lot level maintenance
Providing data analysis and metrics to senior management
Strong risk and controls awareness
Experience with Olympic Banking System a plus

Hedge Fund Trade Support Specialist Associate Edinburgh Resume Examples & Samples

Working with a wide variety of internal and external counterparties to ensure timely identification of issues and their resolution
Support of the project agenda (both ad hoc and strategic) to meet the changing requirements in the industry as well as driving efficiency gains and risk reduction
BS/BA Degree – Legal, Accounting, Finance or Business preferred
Ability to multi-task and work well under pressure to meet deadlines
High level of integrity

Team Leader Structured & Exotic Trade Support Resume Examples & Samples

Act as sole front-to-back Operations point of contact for Sales & Trading
Define daily Controls for the team
Executing on supervisory controls
Definition of team member objectives, delivery of midyear and end of year reviews
Building relationships with Operation teams, Financial Controllers, Trading & Risk Management
Managing tactical/stratgic agenda to enhance control framework

Trade Support Specialist Trade Management Analyst Resume Examples & Samples

Ownership of the end-to-end trade booking process; including but not limited to daily communication with business partners in multiple LOB’s, affirmation of economic trade details, booking/enrichment/allocation of trades in loan processing system, exception management of Primary syndication and Third Party trades, trade settlement of Third Party and certain Secondary Loan trades, Bridge Loan Participation support, related portfolio transfer and trade amendment activity, and system initiatives/testing related functions for the various LOB’s supported
Responsible for BAU activities, MIS control data, daily/monthly KPI management, SOX and/or internal/external audit requirements, CSA reviews and required process reviews/improvements, and ongoing review of control environment, etc
Coordination between MO Documentation and Operations Settlements Teams, Loan and Agency Services, Legal, Credit, and Technology business partners to ensure smooth execution of trades within the syndication pipeline
Resolution of day to day issues that arise during the course of the trade management function support
Ensure proper escalation of risk and control related issues with appropriate Compliance, Controls, & Legal contacts
Daily analysis of KPI metrics with subsequent daily/weekly communication of KPI volume and outstanding trade affirmation/confirmation aging trends to senior management contacts
Participate in Operations & Technology strategic initiatives planning and UAT strategy for BAU implementation
Bachelor's degree in Finance or Business (or equivalent experience)
Finance background
Self-motivated with strong initiative
Detail orientated individual that can work efficiently under pressure
Ability to work effectively across groups within the organization
Strong focus on control and process improvement
Have a passion to understand details behind numbers and/or processes
Able to foster a team-oriented environment
Strong conflict resolution/ negotiation skills
Proficiency with Microsoft Office Suite (Excel, Word, and PowerPoint)
Familiarity with loan-based software (LoanIQ, ClearPar)
Experience with LSTA standard documentation; Knowledge of the LSTA Standard Terms and Conditions
Knowledge of the trade lifecycle and/or experience supporting a trading business
Familiarity with syndicated loans

Mutual Funds Trade Support Specialist Resume Examples & Samples

Support of the trade life cycle, including fund review and on-boarding, instrument set up and maintenance, Cut-off monitoring, trade instruction, settlement of trades and position/lot level maintenance
Daily and weekly Cash and Security reconciliations, including identification and resolution of issues
Funds revieu and on-boarding, instument set-up and maintenance
Responding to ad hoc front office questions and requests as well as providing periodic product information updates
Working with a wide variety of internal and external counterparties to ensure timely identification of issues and their resolution
Providing data analysis and metrics to senior management
Support of the project agenda (both ad hoc and strategic) to meet the changing requirements in the industry as well as driving efficiency gains and risk reduction
BS/BA Degree – Legal, Accounting, Finance or Business preferred
Strong risk and controls awareness
Meticulous attention to detail
Ability to multi-task and work well under pressure to meet deadlines
Team player with a strong sense of ownership
High level of integrity
Consultative in approach, understanding and anticipating business partner needs and proactively delivering solutions
Strong organizational and prioritization skills
Ability to take a corporate perspective
Excellent written & oral communication skills in English
Microsoft Word, Excel, PowerPoint proficiency is required, Access a plus
Experience with Olympic Banking System a plus
Knowledge of the various financial regulatory requirements a plus

Private Bank-mutual Funds Trade Support Specialist Resume Examples & Samples

Support of the trade life cycle, including fund review and on-boarding, instrument set up and maintenance, Cut-off monitoring, trade instruction, settlement of trades and position/lot level maintenance
Daily and weekly Cash and Security reconciliations, including identification and resolution of issues
Funds revieu and on-boarding, instument set-up and maintenance
Working with a wide variety of internal and external counterparties to ensure timely identification of issues and their resolution
Providing data analysis and metrics to senior management
BS/BA Degree – Legal, Accounting, Finance or Business preferred
Team player with a strong sense of ownership
High level of integrity
Ability to take a corporate perspective
Excellent written & oral communication skills in English
Microsoft Word, Excel, PowerPoint proficiency is required, Access a plus
Experience with Olympic Banking System a plus

Senior Trade Support Splst Resume Examples & Samples

Equities / Fixed Income
Money Market Instruments (Call Accts – Time Deposits)
Stock Collateral
Placing activity
Unit Trusts / OEIC’s
Stock Lending monitoring and settlement
Excellent verbal and written communication skills
Computer skills. Proficiency in Microsoft Word and Excel required
Works well in a team environment
Attention to detail and the ability to work under pressure within set deadlines
Ability to provide support to other team members by answering questions and offering guidance
Strong communication skills, written and verbal, both internally and externally with clients and third parties, and be able to communicate clearly and effectively to all levels
Ability to manage multiple requests within a given time frame and consistently meets deadlines
Display a proactive and flexible approach to all tasks
Effective time management and organisational skills
Ability to work well in a team environment
Always demonstrate trust and integrity
Excellent problem solving and research capabilities
Demonstrate ability to escalate items timely, while providing necessary information for further actions
Maintain high quality of work
Begin to support more complex accounts and respond to more complex client inquiries
Act as an on boarding mentor for new team members
Provide on the job training for new team members
Provide support to other team members by answering questions and providing guidance
Help other teams when possible
Attend client meetings as required
Offer potential solutions and help execute client requests
Work more independently on executing daily deliverables

CIB Ops-na Linear Rates Trade Support Resume Examples & Samples

The role entails significant interaction with a variety of business partners (Accounting, Finance, FO, Marketers, Credit, Settlements, Confirms, Technology) in order to manage the operations front to back
The ability to communicate complex matters in a clear and concise manner is essential whether dealing with the FO or when dealing with other support groups
Strong product knowledge on interest rate swaps, cross currency swaps, FRA, and other rates derivative products, trade support experience is a plus
Experience in P&L and Risk
Display strong drive and enthusiasm, highly numerate and have strong analytical skillStrong technical skills, such as Excel, VBA, Access
Strong communication skills and attention to details
Great team player to work in the pressurized environment
Adaptable to changing environment, ability to multi task and prioritize
Ability to work in a pressurized environment, able to meet tight deadlines on regular basis
Ability to quickly absorb new information and incorporate changes in to existing processes

Fixed Income Securities Trade Support Specialist Resume Examples & Samples

Understanding risk implications of fixed income operations
Providing supervisory oversight to ensure all functions and procedures are performed in a timely and correct manner, i.e. treasury auctions, trade checkout, position reconciliation, wash account reconciliation
Reviewing regulatory reporting including TRACE, MSRB, and FR 2004
Working with trading desk, sales, and other operations group to ensure proper trade processing and reporting
Managing stakeholder relationships across the business unit
Assisting on any issues, and providing timely escalation to desk and operations senior management
Recruiting and developing Talent
Strong communication skills, willingness to transfer knowledge is imperative
Team player, must be able to collaborate across multiple operational areas
Multi-Tasking and time management skills are critical
Ability to identify and escalate issues to senior management and to trading desk(s)
Analytical and Problem Solving Skills
Work well in a time sensitive environment
Self-starter, who is willing to ask questions Skills Desired
5+ years experience within Fixed Income Operations
Fixed Income Securities Knowledge (Rates, Credit, EM)
Experience of TRACE, Fed Reporting and the Treasury Auction Process
Heavy Experience with Metric and Data Analysis
Understanding of Regulatory framework for Fixed Income Securities
Active within the industry; Understanding of key Fixed Income Organizations

Portfolio Administrator Trade Support Resume Examples & Samples

Provide a high level of service and professionalism to internal and external clients
Specific to internal clients, the goal of the Trade Support team is to provide required support and remove as much routing and/or special project work as possible from the Traders and Portfolio Managers providing them with additional time to manage core trading, analytics and portfolio management competencies
Daily trade settlements: Money Market, Equity, Fixed Income, International, FX, Derivatives – Bond Forwards, SWAPS, Netting, Options, CDSs, FX Spots & Forwards, Collateral Movements, Margins & Futures
Ensure confirmation of Foreign Exchange trades
Monitor corporate actions and ensure response submitted to meet deadlines. Maintain records of same
Receive sort and respond to corporate action notices
Administrative support for proxies. Add new accounts accordingly and respond to queries from Proxy Analyst
Maintenance of Settlement Instruction Records
Retention of broker confirmations
Coordinate in-specie transfers
Provide support and back up as required across the Operations Team
Be an effective team player and flexible in adjusting to changing work priorities
Participate fully as a member of the team: contribute to a positive work environment, TD Pulse results/action plan
Support the team by continuously developing knowledge in own area

North American Commodities OTC Trade Support Resume Examples & Samples

Efficiently and accurately verify the settlement calculations for structured Electricity and Natural Gas settlements
Timely resolution of settlement disputes
Identify, analyze, and ensure resolutions to cash fail receivables and trial balances
Confirm accurate trade representation in risk
Provide Operational support for New Product Approval in Commodities
Address ad-hoc requests from Clients, Traders, Origination, Legal, Credit, IT and Controllers
Attention to detail
Excellent verbal and communication skills
Ability to Multitask
Ability to work under pressure
Proficient in Excel
Team Player

Process Manager Am Im a Trade Support & Global Cash Resume Examples & Samples

Trade Confirmation - Trade Matching of Time Deposits & Municipal Trades with LOU's/brokers
Fails Resolution - Emails on Fail station trades and monitor/respond to fail reports from brokers and custodians until resolution
Confirm Affirm/Near Match - Affirmation of trades on manually Marketwide agreed parameters & follow up on discrepancies
Factor Management - Factor Revisions on Fixed Income trades upon factor revision as per Bloomberg
AFS Reconciliation - Reconciliation between Trading (AFS) & Accounting System (Eagle)
Time Deposits - Processing & confirming the cash flow with the external brokers for a short term deposits, documentation etc
Considering the twin city model, additional roles in trade confirmation function expected in India, we expect a strong 601 in Bangalore to strengthen the team

Interest Rate Derivative Exotics Trade Support Director Resume Examples & Samples

As a member of IRD Structured TSG you will be working closely with the Front Office to provide the first level of control for the Interest Rate Derivative Trading desks
You will be responsible for offering the first line of defence for the Trading desk's franchise risk and risk in ensuring that the trade bookings are correctly reflected in both Front and Back Office systems and tie out with the Counterparty
You will be ensuring that all trades are booked and confirmed as intended by checking the Trading system verses internal MS systems and versus MarkitWire, liaising with Trading, Sales, Brokers or the Counterparty directly
You will act as guardian for the bank and you will monitor the integrity of the Firm's risk by ensuring that all trades are confirmed ASAP
You will be the intermediary between the Trading desk and other areas of the Bank. Controllers, Settlements and Confirmations areas will come to you to discuss and resolve issues to ensure that breaks are resolved effectively
You will be responsible for ensuring current controls are enforced, liaising with IT and Projects Groups to initiate new controls and build STP to improve the firms infrastructure to increase both efficiency and control as you see fit to protect our franchise
You will need diplomacy and accuracy in dealing with Traders, Brokers, Sales people and focus clients
The pace of the desk demands that you complete each task quickly and accurately. You will be protecting our franchise and dealing with millions of dollars at risk. The ability to organise your time and complete each task on time will be a key factor in determining your suitability for the role
A high degree of accuracy and a willingness to learn new products is essential. This role is constantly changing and a willingness to adapt to new firm and industry initiatives and put forward your own ideas is of paramount importance
You will operate Trend, STIX, STS, E-ticket and Mainframe and any future systems. On the job training will be given to allow you to operate these in-house applications. An understanding of industry platforms such as MarkitWire, Reuters and Bloomberg is desirable
Daily deadlines are inflexible and the candidate should be organised to ensure the team meet all deadlines. The role requires the sharing and discussing of knowledge and information between the Trading, Sales, Settlements and Confirmations groups
You will be in constant communication with the front office, clients and many departments within the bank. You should be accurate, knowledgeable and professional in all dealings with whomever you may meet
You will work closely with your peers and you will need to share knowledge and act as a team player to get the most out of this role

Trade Support Resume Examples & Samples

Operational support for Crude and Refined Products; Power and Natural Gas
Verification of deals entered into ETRM against Broker confirmations – both electronic and paper; as well as Trading Blotters
Confirmation and Broker matching via eConfirm
Generating ISDA, WSPP, EEI Confirmations as well as drafting Long-Form Confirmations for Power and Natural Gas trades
Reconciliation of Settlement Invoices against ETRM system, customer records, supply and transportation records
Preparation of all relevant documentation for Settlement and liaising with Counterparties to agree final Settlement amounts
Follow up and resolution of Settlement breaks and Post Settlement Adjustments
Managing relevant internal and external relationships. Cross training between products and roles as required by the business
Identifying and resolving issues and escalating prudently to direct and senior management
Identifying areas of improvement across systems, processes and procedures
Regulatory Reporting
Degree Qualification with relevant 1-5 years of experience in energy or financial operations
Good knowledge base of financial and physical energy products and markets
Working knowledge of ISDA documentation, EEI and WSPP contracts
Strong problem solving skills with the ability to prioritise tasks while maintaining a high level of accuracy and a low tolerance for error
Ability to initiate and incorporate updated procedures and processes
Experience working in a busy team environment with demonstrated ability to work under pressure
Be highly motivated, professional, and possess strong attention to detail
Excellent communication skills – both written and verbal
Strong Microsoft Excel and Word experience
Act with a high level of personal accountability and ownership of their role

Fixed Income Cash Trade Support Resume Examples & Samples

Monitoring trader's books in a live environment, to ensure positions and risk are correctly captured at the point of execution. Liaising with the BU on an ad hoc basis to identify and resolve issues, provide trade information, and act as liaison point with various other teams within the Firm
Experience managing a high performing team in a dynamic environment
The ability to remain calm, confident and capable of communicating to a varied and often very senior audience, clearly and concisely in a pressurised environment
Ability to focus on the detail and maintain accuracy in a pressurised environment
Ability to develop and maintain relationships with business units and other operational groups

Trade Support Manager Resume Examples & Samples

Provide oversight on global cash reconciliation processing in NA, EMEA and Asia/Pacific
Provide LOB entity level cash management oversight in NA, EMEA and Asia/Pacific
Support all OPICS sub-ledger reporting activities feeding GL’s in NA, EMEA and Asia/Pacific
Administer daily cash reporting to the LOB and servicers via the Max Automated Reconciliation System
Oversee Transaction Life Monitoring process related to reconciling all LOB related nostro accounts
Provide support on LOB global cash clearing account reconciliation reporting for GLRS p&l substantiation
Administer no-buy cash reporting on all client cash received on claims which have been repurchased by the client
Process monthly servicer invoice reconciliations for timely payment of all servicer invoices
Provide claim level remit data weekly and monthly reporting to all external 3rd party servicers
Process all client direct payment wires and checks in conjunction with the MO deal administration team
Work with Maxis Support IT team to build out automation, controls and efficiencies on all TM related reporting processes on the proprietary database platform
Assist in quality control testing in conjunction with the US external servicers across the Collections Litigation, Sworn Documents and SCRA work streams
Assist in the production of a weekly metrics reporting deck for review with the front office and middle office senior management as required
Provide support on the Master and Internal Servicing work streams as required
Provide assistance in support of the ABS Special Opportunities Student Loan LOB as required
Provide support on all ad-hoc and special project requests from FO/MO senior management as required
Ability to multitask and to work under pressure, prioritizing duties according to risk and client profiles
Excellent communication and interpersonal skills, ability to partner with teams spanning operations, technology, finance, Mumbai internal servicing team, 3rd party external servicers, and the front office
Demonstrate the ability to identify issues and escalate timely while understanding potential risks and looking to mitigate control gaps where necessary
Proficiency in Excel, Word and PowerPoint a must
Knowledge of Sybase, PowerBuilder a plus
Experience in an operations role a plus

CIB Ops-tokyo Equity Derivatives Trade Support Resume Examples & Samples

Book trades in risk management system for OTC derivative / Cash Equities which are executed by Tokyo trading
Ensure the risk is correct in risk management system
Be responsible to monitor any types of control breaks
Be responsible to prepare regulatory reporting
Be accountable for ad hoc queries from various groups within the firm related to EDG
Drive and implement process improvement related initiatives
Analyze new business initiatives
Manage projects related to E2E review, efficiency realization, new initiatives, etc in local, regional, and global scale
Well motivated, enthusiastic, and strong work ethic
Able to work in time sensitive environment
Good communication skills able to develop good relationships among the middle office members (local and global), front office, clients, operations, Legal & Compliance and others key functions within the organization
Able to multi-task with good eye for detail
Supportive working behavior able to place themselves in the counter person’s position
Business level communication skills in Japanese and English

Trade Support Resume Examples & Samples

Timely and accurate completion of all daily tasks to ensure correct information is recorded in MSG's client and risk management system including but not limited to trade entry, monitoring of cash and position reconciliations, cash payments, rates maintenance
Timely response to all queries related to the information recorded in MSG's client and risk management systems. This includes interactions with traders, accountants, settlements staff, bookings, risk managers and external brokers
Specific experience in equity markets is desirable. Experience should cover cash equity and futures support

Fixed Income Institutional Trade Support Specialist Resume Examples & Samples

Understands risk implications of fixed income operations role
Ensures all functions and procedures are performed in a timely and correct manner, i.e. trade checkout, position reconciliation, wash account reconciliation
Work with trading desk, sales, and other operations group to ensure trade processing
Cross-training with other team members
Assist on any issues, and provides timely escalation to desk and operations management
Strong communication skills, willingness to transfer knowledge is imperative
Team player, must be able to collaborate across multiple operational areas
Multi-Tasking and time management skills are critical
Ability to identify and escalate issues to senior management and to trading desk
Analytical and Problem Solving Skills
Work well in a time sensitive environment
Self-starter, who is willing to ask questions

Equity Derivative OTC Options & Exotics Trade Support Resume Examples & Samples

Reconciliation of Trader?s Risk products and positions to Firm books and records and investigation and resolution of breaks
Investigation and resolution of failing trades
Minimum Bachelor degree

Avp-credit Trade Support Resume Examples & Samples

Identification and resolution of booking, system and process issues
Establish relationships across departments to ensure structures are appropriately captured for accounting, valuation and settlement purposes - approving new product initiatives
Work closely with Traders to resolve and escalate Risk and P&L issues
Implement improvements to the system infrastructure & control environment
Work with technology team and other lines of business to execute user testing and project implementation related to our credit trading system

CIB Ops-public Finance Trade Support Resume Examples & Samples

To understand both cash flows and operational flows associated with each trade and to work with the accounting and settlement teams to ensure that settlement is accurate and timely
Trade maintenance for all trades/structures
To be able to identify areas of improvement and implement new procedures or to change existing process flows to ensure tight controls front to back
Bachelors degree, required
Self starting team player
Control focused (Checks and Balances, Regulatory Implications)
Understanding of process flows: Ability to look at the overall process and explain it to others
Time Management: Organization and prioritization of tasks, setting own deadlines and working to defined targets
Technical skills : The daily tasks will involve using several applications as well as the standard desktop so must have an aptitude for this

Team Leader Derivative Exotics Trade Support Director Resume Examples & Samples

Trade and Issue Date controls on product set-up and trade booking
Deal verification of Trade booking to Term sheets or other sources
Processing lifecycle management for Note and Certificate business
Calculating Complex Payoffs for OTC's & Structured Products
Support of Exotic OTC business
Daily reconciliation and clearance of position/product & internal accounting breaks
Liaising with external issuing and paying agents (IPAs) & clearing systems to ensure that coupons are processed in a timely manner and responding to ad-hoc queries
Interacting with other internal support areas such as Finance, Treasury, Settlements and Legal
Identification and escalation of control-related issues, developing procedures/solutions to close gaps
Interacting with the Sales & Trading Desks, answering any ad-hoc requests/trade related questions
Partnering with stakeholders to specify and deliver business process improvements and efficiencies via changes in procedures and technology

Mumbai Equity Trade Support Resume Examples & Samples

Trade processing exceptions
Third party broker matching and reconciliation
Exchange / ECN reconciliation
Position break flagging and categorization
P&L break research
Business process improvement
Hire and train the best people we can find in the market
Process documentation
Excellent communication skills including fluent spoken and written English required
High computer literacy required, moderate to high expertise with Excel (including creating macros) desired

Derivative Trade Support Specialist Resume Examples & Samples

Perform daily processing responsibilities focused around trade processing, block trade allocation communication, trade affirmation, and trade notification
Interact with various third party service providers, such as custodians and accountants as well as various executing and clearing brokers
Continually review and improve processes to achieve maximum efficiency and effectiveness
Understand and be able to communicate key regulatory changes that impact derivative trading and product support
Support current business initiatives within the team
Any other duties as assigned

Head of Trade Support Resume Examples & Samples

Direct line management responsibility for Chicago Trade Support team including recruitment, objective setting, staff development, and performance management
Effectively monitor team capacity and ensure proper cross training and job rotation is being completed
Manage and ensure proper oversight of all post trade activity for equity and fixed income teams including confirmation, trade entry, settlements, claims, reconciliation, collateral movements and escalations. Ensure items are completed in a timely manner and the team is maintaining proactive responses to issues and inquiries
Maintain and improve the control environment and ensure compliance with SOX requirements and Operational Risk Framework at all times
Provide regular MIS metrics for review by senior management. Identify trends and escalate issues via the Risk Management process. Document risk activities in the appropriate systems including near misses and errors
Monitor and manage relationships with custodians and brokers
Act as senior escalation point for any post trade related queries or issues arising from internal and external clients
Facilitate onboarding of new accounts and ensure setup is completed in the relevant trade support systems. Partner with the Transitions team to review new clients and instrument types to ensure proper processes are in place to support new business operationally
Drive major change projects within the team to ensure seamless implementation. Provide the leadership for process driven improvements to gain efficiency using Six Sigma (or similar types) practices
Ensure life cycle events related to Trade Support are processed and actioned appropriately including corporate actions on trades with pending settlement, process mortgage factor updates, process monthly mortgage pool deliveries, and cash wire netting payments for repurchase agreements and mortgage TBA trades. Ensure manual inputs are reviewed through a four eye check and proper controls are in place to ensure accuracy
Perform daily reviews of reconciliation exceptions for cash, transactions and holdings as they pertain to the trade support team. Liaise with the custodians, brokers and reconciliations team to ensure reconciliation breaks are resolved immediately
Document detailed procedures and review and enhance support guides to share with team members
Drive and Commitment
Strategic perspective and global awareness
Strong organization and time management skills
Excellent technical skills in Microsoft Office products including Excel, Word, PowerPoint and Office. Knowledge of Excel at the macro level and SQL is a plus
Strong project management skills
Prior experience with Bloomberg, Easy Pool (EPN), Omgeo OASYS and ALERT, GIM2, Longview, TradeFlow, etc. a plus
Highly skilled and analytical problem solver with logical thought processes and quantitative aptitude

Trade Support Manager Resume Examples & Samples

Risk oversight of verification and confirmation drafting of UK & European Gas & Power, Emissions, Uranium and Securities trades to ensure risk systems match all incoming and outgoing documentation
Primary escalation contact for clients, brokers and the Sales and Trading division
Working with both the local and global Trade Support teams to drive identification and implementation of improvements in operational processes from a control or efficiency perspective
Transition clients/products from Paper confirmations to Electronic Matching
Increase STP rates for Paper Confirmations
Working with senior management to develop KPIs/MIS
Previous experience as an Operations Team Leader or Team Manager
Recruitment and strategic team building/development
Strong technical ability to learn and teach the representation of complex OTC trades
Comfortable in dealing with clients who expect a platinum service and building relationships with them
Able to prioritise competing demands & manage internal/external client expectations
Proven track record of driving change initiatives, for efficiency or control
Enjoy working in and fostering a team environment
Enthusiastic, Proactive and Flexible (Does Macquarie look for specific attributes in leaders?)
Ability to work well under pressure in a high paced environment
Strong OTC Commodities experience, preferably a subject matter expert on UK & European Gas and Power Products
Experience of drafting ISDA/EFET/GTMA confirmations for Vanilla and Exotic FICC products
Knowledge of how the Operations team interacts with other areas of the Bank
Understand the importance of controls & procedures within the Operations Division
Awareness of the regulatory environment and its current/potential impact on financial institutions, specifically on an operational level

Associate Equity Trade Support Mumbai Resume Examples & Samples

Certain trade booking / amendments
Settlement fails monitoring
Improve business processes to strengthen controls, communications, and improve efficiency
Product and operational knowledge in global cash equities (primarily), corporate actions, FX, listed derivatives, commodities, bonds, loans, swaps, derivatives, principal investments
Risk awareness, willingness and propensity to probe, question, and escalate

Trade Support Manager Resume Examples & Samples

In relation to ongoing regulatory initiatives
Previous investment banking experience required
Experience of OTC derivative processing/lifecycle, in one or multiple asset classes desirable
Experience in managing initiatives/ projects
Client interaction in a previous role
Understanding of client reference data desirable
Excellent delivery record in previous roles, ability to manage changing priorities & high volume processes
Strong influencing & negotiation skills
Good organisational/ project management skills
Have a proactive, focussed approach, looking at continuous ways to improve the control & operational environment
Strong PC skills e.g. Excel, PowerPoint

CIB Ops Trade Support Manager Resume Examples & Samples

Prior experience managing a team required
Strong Client Service skills: The team is extremely Client Service focused and has a great deal of interaction with Clients and every internal team that is involved in the booking of a trade globally, thus requiring a high level of professionalism
Technical Skills: Advanced Microsoft Excel
Previous experience of Client Service, Valuations, Reconciliations is very beneficial, given the organic nature of the role
Ability to prioritize and organize workload, react swiftly especially under pressure at peak periods, with demanding internal and external clients

Trade Support Supervisor Resume Examples & Samples

Reviewing and releasing trade instructions to custodians and clients
Investment confirmation and settlement monitoring
Unmatched or failed trade monitoring and resolution
Reconciliation review and clearing of items
Implementing ideas which will increase the efficiency and accuracy of the team

Credit Trade Support Resume Examples & Samples

BA/BS degree required
PC Literate and proficient in Microsoft Excel, Word and Access
Basic accounting knowledge is required
Able to identify and resolve issues with minimum supervision
Self motivated with good interpersonal skills
Able to work under pressure and meet deadlines
Self starting team player who is creative and reliable
Extremely detail oriented and controls focused
Analytical and quantitative aptitude
Adaptability to learn new tasks & demonstrate willingness to understand the detail of a process
Understanding of the transaction flow: Ability to look at the overall process and explain it to others
Strong time management: organization skills and prioritization of tasks, setting own deadlines and working to defined targets

Cib-rates Trade Support Resume Examples & Samples

Keep yourself up-to-date with the firms policies and standards
Ensure that serious problems are escalated in a timely manner and to the correct level within J.P.Morgan
Delegation of questions and problems to the correct departments
Pro-actively seek training opportunities within and beyond his/her field of expertise
Continuously strive towards more efficient and robust processes in joint cooperation with his/her manager and other departments

Listed Derivatives Trade Support Group ISG Product Group Operations Resume Examples & Samples

Structure ? effectively able to manage individual to-dos while incorporating Team duties and requirements
Quick study with respect to new technology and system applications
Esprit du Corps mentality ? continuity across the team for servicing our constituents

Trade Support Senior Associate, Securities Resume Examples & Samples

Synthetic product verification and settlement
ETF, Equity Finance, SBL trade support tasks
Booking of margin payments/receipts, Futures, FXs and Bonds
Escalation of failed and disputes trades
Index Arbitrage bookings and verifications
Management of daily reconciliations owned by the group, ensuring all breaks are cleared
Management of daily checklist
Compiling MIS and reporting to senior management
2 to 3 years prior experience working in support functions
A strong understanding of Equities and Derivatives, product lifecycles and settlement markets
A proven track record in Operational Risk & Control
Strong Technical ability for complex issue resolution and the aptitude to learn system flows
Ability to appropriately prioritize competing demands
High accuracy rates and a high standard of attention to detail
Working well in a team environment
Enthusiastic, Proactive and Flexible attitude
Excellent PC skills with good understanding of MS Word & Excel

Trade Support Resume Examples & Samples

Handling the confirmation processes for the MMA business, to ensure
Economic & non-economic terms are accurately represented on all outgoing confirmations
All regulatory eligible confirmations are dispatched within ESMA/CFTC deadlines and non-regularly eligible trades are dispatched in a timely fashion
All executed Macquarie confirmations accurately reflect our Risk Management systems and are processed in line with our compliance, audit and legal policies
Liaising with clients and the CFM Sales & Trading division on technical queries
Working with Legal to draft pre-trade and bespoke confirmation templates
Producing/reviewing Standard Operating Procedures
Working with both the local and global Trade Support group to drive identification and implementation of improvements in operational processes, from a control or efficiency perspective
Transitioning clients/products from paper confirmation processes to electronic matching platforms
Increasing Straight-through Processing (STP) rates for paper confirmations
Strong problem solving skills and the aptitude to learn system flows
Ability to appropriately prioritise competing demands
High accuracy rates and a high standard of attention to detail
Working well in a team environment
Enthusiastic, Proactive and Flexible attitude
Ability to work well under pressure in a high paced environment
Strong organisational, communication and prioritisation skills
Excellent PC skills with good understanding of MS Word & Excel
At least 1 years prior experience at an Investment Bank or similar institution
Client Service for internal and external clients in the Financial Services industry
Working knowledge of trade bookings in Risk Management systems

Cib-credit Trade Support Resume Examples & Samples

Investigating trade break queries raised by Operations, analyzing trade booking /recaps, amending trades in risk management & working with Front Office to assess PNL impact
Strong product knowledge; thorough understanding of the end to end transaction cycle for Credit derivative products
Flexibility to work global hours and willing to travel

Cib-credit Trade Support Resume Examples & Samples

Drive firm wide & industry projects (Dodd Frank, Clearing etc) by partnering with project leads
Manage day-to-day processes across staff members including providing regular feedback, performance reviews and career development opportunities
Partnering with global & local partners on projects, efficiency and business change (new products, industry change)
Ability to negotiate & influence at appropriate levels

TK Ops, Equity Trade Support Resume Examples & Samples

Leadership and people management skill
Equity market/products knowledge - experiences on working in the middle office team is preferred
Good communication skills, able to interact and communicate effectively across divisions
Adaptable and flexible to changes and new challenges
Ability to multitask and take ownership of complex issues
Demonstrated problem solving and business analysis skills
Ability to develop solutions that add value to the firm and our clients
Self-motivated with positive working attitude
English and Japanese - Fluent in written and spoken communication
Comprehensive understanding of Microsoft Office (Excel, Word, and PowerPoint)

Trade Support Manager Resume Examples & Samples

Responsible for providing technical guidance to Trade Service Professionals and other Trade Service groups
Support the ongoing development and growth of the Trade Department
Provide effective ongoing communication to the team and the business
Provide support and training for the team to maximise productivity and effectiveness, setting clear objectives for improvement
Assist in the creation of Personal Development Plans for the team and support development-training activities including on the job training, coaching, internal / external training courses
Ensure the attendance, punctuality and conduct of all employees is appropriate and professional, ensuring adherence to all codes of practice, policies and procedures within the group
Provide support and guidance to the respective team members, monitoring and appraising them accordingly
Management of robust MIS process and regional coordination of metrics
Develop and review metrics, and monitor mechanisms to ensure accurate and comprehensive reporting
Customer trend analysis and preventative action planning
Root cause analysis to be performed on all inquiries and investigations
Reporting of key metrics and project milestones to management
Manage relationships with internal departments including Product, Sales, relationship and other operational areas
Work closely with Processing, Product Service-and Account Managers, Sales and Relationship Managers
Assist on client visits as required
Responsible for core process improvements
Escalate customer feedback, processing delays and errors appropriately
Enable EMEA Trade to provide our clients with a "best in class" service through streamlined operations delivery, innovative client solutions, clear, concise and timely responses to queries, Trade related issues and timely escalation of any issues to operations managers
Maintain pristine controls for all aspects of the function to ensure effective risk management for EMEA Trade
Drive Service Delivery in line with agreed Key Performance Indicators thus ensuring customer and relationship expectations are met
Set and Monitor SMART performance and development for the TSP team
Ensure exceptional levels of customer service are achieved through close monitoring of call / email /overall service quality. Ensure that Platinum / Gold customers receive the appropriate service levels
New Client on-boarding and management. Work in partnership with Implementations; Sales; Product and Technical Partners
Maintain pristine controls for all aspects of the TSP function to ensure effective risk management for EMEA Trade
Handling escalations
Participate and take ownership of project work, particularly the Benecare and TSP Projects, driving business improvements through innovation and new initiatives
Review of pended files and reports, ensuring smooth and quick processing of transactions, involving TA / Seniors as appropriate
Ensure compliance of all environments and adherence to process
Identify and develop key talent
Continually find ways to enhance Service Standards for clients
A team player with excellent leadership and interpersonal skills
Strong experience of successfully supervising / coaching employees
Well-developed influencing and negotiating skills
Proven experience in building effective relationships
Track record of delivering innovative customer solutions in a time-critical environment
Strong ability to interact with a demanding customer-base
Experience of a financial services environment, preferably within Trade Finance / Services
Proven ability of influencing teams and senior managers where working in a heavily control-focussed environment
Extensive years of experience in a customer service type role preferred but not essential
Extensive years of experience in people management
Good macro knowledge of trade flows would be desirable
Excellent communication skills: able to deal with internal departments at all levels within the organisation
Ability to manage functions across geographies
Excellent communication skills (written and verbal) at all organisational levels
Excellent working knowledge of MS Office
Ability to prioritise and organise own workload
Excellent customer service skills - ability to empathise with customers
Ability to work well within team environment displaying willingness to help colleagues when required
Proactive approach to problem solving and ability to use own initiative
Strong organisational and follow-up skills and the ability to multi-task effectively in a high volume environment
Customer and people orientated
Strong problem-solving skills and analytical approach
Certified Documentary Credit Specialist preferred but not essential

Cib-rates Trade Support Resume Examples & Samples

Generate daily / weekly/ monthly reports and circulate to stakeholders of the Global Recipient
Investigations
Execute the T+1 control reconciliations associated with the process and resolve discrepancies, if any
Investigate, reach out to respective Marketers, Marketing Support teams, Risk Management teams and amend Risk Management systems for external business conduct Ids found through the investigation
Bachelor’s Degree (at least 70% marks) with 3-4 years of relevant banking experience
Further education, Masters. (Commerce/ Accounts preferred)
Derivatives Systems knowledge (JPMC or Banking Systems)
PC Literate MS Excel/ Word/ Access required
Proficiency in written & spoken English
Process –

Operations & Trade Support Specialist Resume Examples & Samples

Knowledge and understanding of industry regulations & standards
Ability to manage stress and risk – would make large trades (over $1,000,000)
Broad knowledge and understanding of BMO InvestorLine Inc. products and services
Exceptional telephone and communication skills
Great ability to seek, recognize and act upon opportunities to expand business relationships with clients
At least 1 year of experience with BMO InvestorLine or equivalent
Successful completion of Canadian Securities Course, Conduct and Practices Handbook, Derivatives Fundamentals & Option Licensing Course is a must
University or Community College diploma/degree or equivalent experience
Strong math skills – ability to calculate margin requirements
Goal and achievement oriented
Ability to work in a high stress environment
Ability to adapt in a fast-paced, changing environment
Must show initiative to take on additional tasks and learn new skillsets
Must be resourceful, patient and resilient
The incumbent should be self-motivated and have the ability to work independently
Language skills as per regional requirements
Operates in multiple working relationships/partnerships/environments
General computer knowledge (Word, Excel, Windows)
Advanced knowledge of required programs (RIS, ADP, Thompson One) and ability to troubleshoot website issues

Equity Derivatives Trade Support Specialist Resume Examples & Samples

Independent decision making qualities, while being mindful of associated risks and engaging Manager/Senior Manager when necessary
Minimum of 3 years experience of Equity Derivatives Operations
Participate in UAT testing and system implementations

Cog-trade Support, Utilities, Executive Resume Examples & Samples

Verification of UK & European Gas & Power, Emissions, Uranium and Fixed Income trades to ensure the risk system data matches all trade documentation
Drafting confirmations for the above-mentioned trade types
Checking & processing incoming confirmations received from clients
Primary contact for clients, brokers and the Sales and Trading division
Working with both the local and global Trade Support teams to identify and implement improvements in operational processes from a control or efficiency perspective
Increase levels of straight-through-processing (STP) within the confirmation workflow
Working with management to produce KPIs/MIS
Ability to prioritise competing demands & manage client expectations
A high degree of accuracy and meticulous attention to detail
Enjoy working in a team environment
Enthusiastic, proactive and flexible
Ability to work well under pressure in a high paced environment
Good organisation and communication skills
Excellent PC skills with a good understanding of MS Word & Excel

CIB Ops-na Rates Trade Support Resume Examples & Samples

Monitor risk portfolios for trading desk, ensuring that risk and P&L data are always accurate
Timely trade entry and confirmation for off screen broker trades
Ensure all verbally executed sales trades are booked correctly and quickly by sales staff
Assist in Treasury Auction process by collecting bids and submitting to the Treasury
Perform basic reconciliations between front end risk system and back end settlement systems
Field post-execution inquires from settlements and sales support with regard to any discrepancies between what we’ve booked and what the counterparty claims was executed
Observe price action in the market to monitor foreign customers’ orders

Gcg-trade Support Representative Resume Examples & Samples

Answer phones, take messages, and respond to calls when appropriate
Give clients market quotes
Utilize support information available through Firm training
Type correspondence for Financial Advisor, following Firm guidelines
Maintain files for Financial Advisors on clients and products
Provide follow-up with clients and operations staff
Obtain investment and product information for Financial Advisor
Perform other duties, as assigned by Management
At least 3 years of financial industry experience
Minimum diploma qualifications
Ability to communicate effectively with co-workers and clients
Independent and yet a strong team player

Trade Support Manager Resume Examples & Samples

Manage, review, monitor and take action on daily fail reports and daily break items for various security types including equity, fixed income, derivative, mutual fund and currency related security types
Direct and participate in the facilitation of daily resolution of trade exceptions and breaks. Research root causes, and take appropriate action to communicate and resolve trade exceptions and breaks with internal and external counterparties
Responsible for the oversight and maintenance of the firm’s collateral management process
Supervise and oversee the daily trade notification process with brokers, custodians and interested third parties
Oversee the affirmation of DTC confirms including communication and management of discrepancies with brokers
Coordinate priorities, proactively investigate business processes, conduct procedural due diligence and implement improvements in collaboration with other groups, including, but not limited to, Portfolio Management, Client Service, Trading and Operations
Institute, evaluate and communicate daily workflow through quantitative metrics and management reporting
Continuously analyze key work drivers and identify opportunities to reduce manual exception rate through various methods, including automation and other technologies
Create and implement new team processes and procedures based on business requirements
Lead, implement and document value-add projects to improve team infrastructure
Liaise with other functional groups to determine opportunities to streamline process
Develop and maintain positive relationships with the firm’s custodians
Attend industry functions for the purpose of evaluation of best practices and serve as a subject matter expert on Trading Support processes
Maintain compliance with regulatory and audit related requirements and guidelines
Oversee the group’s KACE ticket queue and prioritize ad-hoc internal inquiries
Develop and guide staff; conduct regular check-in meetings and reviews

Trade Support Manager Resume Examples & Samples

Managing a team of 8 people to ensure high quality performance, engagement and retention
Ensuring the timely delivery of deliverables in accordance with KPI's and client agreements
Building and maintaining a high level of engagement with key internal stakeholders, such as traders, product managers, fund accounting, compliance and investment operations teams
Development and maintenance of strong relationships with external counterparties including brokers and custodians
Effective involvement and coordination of compliance, audit and risk reviews

Cib-credit Trade Support Resume Examples & Samples

New regulatory reporting implementation & on going remediation
Establish the end to end control processes
Review & improve the end to end control process around the Regulatory Reporting agenda in Credit / Rates / Equities
Come up with process and system enhancement recommendations
Perform cost benefit analysis to propose optimum future process to the business
Ensure all controls and checks are completed on End of Day
Previous experience in the Financial Services industry with strong understanding of Credit / Rates / Equity Derivatives products
Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
Strong communication skills, both written and verbal, including the ability to develop relationships across the various stakeholders including Senior Business executives
A self motivated individual who is able to deliver with minimal supervision, whilst also working effectively as part of a team
Ability to work in a high pressure environment with time critical deliveries
Ability to influence team and provide a vision
Effective stake-holder management
Graduate with 10+ years of experience, with alteast 5+ years in an investment banking environment, preferably in Middle Office / Trade Support

Team Member, Trade Support Team Resume Examples & Samples

To process corporate action related client or advisory requests in an effective timely manner
Provide quality client service consistent with our firm's standards and business values
Action requests received by applying standard procedures and escalating non standard requests
Build an expert knowledge of the Team's Processes and Procedures
To pass entries to receipt income earned as the result of a distribution into clients accounts
Perform Daily Quality Assurance testing, to assist in quality control
Handle incoming internal advisor and external (accounting & fund manager) inquiries, resolving these inquiries in an efficient and accurate manner
Monthly pricing of non listed securities
Ensuring consistent compliance with internal and external regulators, policies and procedures
Quick learner and exceptional communication skills
Ability to plan, prioritise and organise to meet deadlines
Highly motivated and role models the firm's values
Work as a team player who can work autonomously and is self managing
Is adaptable and resilient
Advanced computer literacy skills
Strong judgement & problem solving skills
Up to 3 years experience in a preferred industry related experience
Degree and /or professional industry related course
Experience within a Corporate Actions or Income processing environment would be an advantage

Investments Product Desk Trade Support Resume Examples & Samples

Degree in Finance/Economics preferred
Must have knowledge/experience in the securities marketplace primarily in FX/Commodities & Derivatives as well as other asset class: equity, listed option, fixed income, structured products, syndicates, and alternative assets
Prior experience with supporting trading desks, trading applications, and trading controls
In-depth knowledge of Excel, PowerPoint and Internet technologies
Taking ownership, ensuring the accurate and timely escalation and resolution of all inquiries
Must be highly disciplined, a self-starter, have the ability to work under high-pressure and execute on assignments independently
A team player who demonstrates work ethic and consistently demonstrates a high level of professionalism
Attention to detail with superior written, verbal, and excellent problem solving skills
Ability to communicate with all levels within the Line of Business
Strong capacity for operating in a flexible, dynamic environment where creative and strategic thinking is required
Project Management Skills: candidate must have ability to create practical and comprehensive implementation plan and partner with all levels of management and stakeholders to gain consensus
FINRA Series 7 & 63 will be required

Team Lead Trade Support Resume Examples & Samples

Excellent verbal and written communication skills. Computer skills
Proficiency in Microsoft Word and Excel required
Attention to detail and the ability to work under pressure within set deadlines
Works well in a team environment and individually
Ability to manage and supervise the team s workflow
This role could be captured by BNY Mellon's Training and Competence (TC) scheme which requires the individual to attain competence in the role within 24 months and maintain competence thereafter
They must comply with the Company's policies and procedures in place to ensure compliance with such requirements
Reasonable experience in financial services required
Experience in middle office services preferred

Trade Support Manager Resume Examples & Samples

The role entails significant interaction with a variety of business partners (Accounting, Finance, FO, Marketers, Credit, Settlements, Confirms, Technology) in order to manage the operations front to back
Strong product knowledge on interest rate swaps, cross currency swaps, FRA, and other rates derivative products, trade support experience is a plus
Display strong drive and enthusiasm, highly numerate and have strong analytical skillStrong technical skills, such as Excel, VBA, Access

Trade Support Resume Examples & Samples

Work closely with trade support, operations & technology as functions migrate during the murex - Sophis transition
Prompt investigation and resolution of errors/queries from trading, operations or finance
Trade entry / amendment in Sophis
Analysis and trouble shooting of trades
Assist with reconciliations between Sophis & desk clearing/trading systems
Assist with resolving settlement issues
Assist the front office to manage market data feeds and generation of market data
Generation of term sheets and coordination of confirmation signing

Associate, Trade Support Resume Examples & Samples

Troubleshoot/ resolve issues independently as per Letter of Authority/ authority levels following established guidelines and procedures. Maintain appropriate audit trails
Problem-solve escalated issues, including more complex exceptions referred from others
Escalate all unresolved processing issues to the appropriate level, as per guidelines, including system, software and hardware failures
Prioritize work in accordance with policy and severity of service impact to minimize financial/ customer impacts
Act as SME for area of expertise. Provide advice in the completion of processes within established guidelines and procedures
Ensure receipt of appropriate approvals/ authorizations in accordance with P&Ps and controls
Manage and monitor a complex portfolio of work representing a significant amount of risk
Monitor compliance requirements. Ensure adherence to directives, policies & procedures and regulatory/ government requirements
2 to 3 years of related experience
Good knowledge of standard desktop applications used by the business unit
Good knowledge and understanding of the business unit’s key products such as cash equities, equity and index options, equity and index futures, convertible debentures, ETFs, and warrants, processes and controls
Good understanding of the business unit’s risk and regulatory requirements
Good knowledge of departmental systems and applications; previous experience with Fidessa, Imagine and /or ADP would be desirable
Knowledge of back-office operations including trade settlements is an asset
Good understanding of internal business partners’ business, services and organization
Good knowledge of departmental systems and applications
Basic accounting and financial reporting background is an asset
Strong organizational skills and attention to details
Good decision-making skills
Strong teamwork skills, with the ability to work independently as well as collaboratively

FX Trade Support Group Resume Examples & Samples

Regulatory Functions
Client Services
Trade Support & Controls
FX Cash and Options
Local FX markets
Develop and maintain Firm-wide stakeholder relationships. These relationships are fundamental in order to be able to perform data analysis and interpret in real time
People development we place significant emphasis on continuity planning, the success of which is dependent upon actively developing our people
Supervision of daily functions to ensure all issues are resolved and escalated in a timely manner
Risk ownership a comprehensive suite of risk management tools are used to identify and actively manage risk across our business. The successful candidate will be required to demonstrate commitment to our risk management agenda
Proven senior operations management experience
A methodical approach to analysing/interpreting data and problem solving
An intrinsic ability to identify priorities and deliver outputs on time to a consistently high standard
A proven ability to manage people and motivate teams, having regard to both local and remote management skills
The ability to prepare written reports to a high professional standard alongside effective verbal communication skills. The ability to communicate clearly and decisively to colleagues and senior stakeholders will be a key candidate attribute
An ability to think strategically, to challenge the status quo and to develop solutions to support the business towards delivering its agenda
Experience working with Regulators, for example in the interpretation and analysis of information requests, data mining, report preparation and presentations
A desire to develop their career at Morgan Stanley by demonstrating willingness over time, to develop their role and acquire new responsibilities
Skills Proficiency: Senior/Advanced

Trade Support Manager Resume Examples & Samples

Day to day operational management responsibilities for the Trade Support Team in Manila
Providing timely reporting status on the team's deliverables (KPIs)
Development and training of local staff in Manila office
Serve as a local operational escalation point to Trade Support stakeholder management
Lead the integration of processes into the Trade Support Manila team, ensuring that each migration occurs in a controlled manner and that the team is adequately resourced
Provide supervisory oversight of the following activities
Foreign Exchange and Commodities transactions are verified to deal source documentation in a timely manner
Verification, pre-matching and settlement of cash and fixed income/securities
Escalation of trade discrepancies to the Front Office for resolution as soon as they are identified with follow up until resolved
Follow up of trade breaks identified through reconciliation processes
Monitor matching state of deals confirmed via SWIFTNet, CLS, eConfirm and other matching platforms as required
Monitor unconfirmed trades reports and identify trades requiring chasing or escalation in accordance with procedures
Provide oversight of internal batch processes that update/enrich confirmation state
A minimum of 5 years experience in a managing high performing operational teams in the Banking industry
Knowledge in FX, Commodities and Fixed Income products
Experience in Trade Support including documentations and/or settlements
High level of accuracy & attention to detail
Ability to prioritize and problem solve, and consistently deliver a high level of service to clients under tight time frames
Experience in managing tasks and operations and ensuring these adhere to Risk and Governance principles and frameworks
Confidence in the learning of new functions and processes and be able to question current procedures with a focus on continuous process improvement and operational excellence
An understanding the importance of controls, escalation & adherence to procedures
An ability to identify and effectively manage risks
Proven ability to work across all levels of stakeholders and handle competing priorities
Successful track record in developing others through guidance, feedback and mentoring

Manager, Trade Support Resume Examples & Samples

Supervises the booking of all Fixed Income Security transactions are properly recorded in the back office systems
Ensure FOBO reconciliations are completed and reconciled on a daily basis
Supervise the client communications between Client Service and external customers for allocations, fail confirmations and trade dispute resolution
Manage the relationship and work load between Client Service and Front Office
Identify operational risk and inefficiencies, develop and implement efficient Ops processes and controls, and work-arounds
Direct staff recruitment and cross training
Responsible for creating and commenting on MI that reflects the activities supported
Designing workflows for new products, IT fixes and enhancements
Managing resources and cross-training
Negotiate workflow with the front office
Minimum 5-10 years experience in financial markets and operations; strong management experience
Good understanding of operational risk and controls
Adaptable, proactive, able to lead change
Ability to prioritize and work within time constraints and deadlines, ability to communicate clearly and concisely

Rates Derivatives Trade Support Resume Examples & Samples

Booking trades accurately and in a timely manner
Communicating across MO colleagues, internal stakeholders across business lines, and control teams
Providing trade support across all areas of Rates business and clients
Maintain Middle Office controls in accurate manner across fast-paced environment
Escalate issues appropriately and proactively
Participate in necessary project involvements
Experience within or strong understanding of financial services
Good communication skills to face off with members of business
Proactive and ambitious mindset to learn new skills
Strong attention to details
Able to work well in a team and independently
Fast learner to pick up new systems and concepts

Cib-trade Support Resume Examples & Samples

Investigating trade break queries raised by Operations, analyzing trade booking /recaps, amending trades in risk management & working with Front Office to assess PNL impact
Performing various control functions to ensure trade values in risk management are in sync with Risk, PNL & downstream applications
Drive firm wide & industry projects (Dodd Frank, Clearing etc) by partnering with project leads
Review key metrics to measure controls, workflow capacity, system & team efficiency
Generate efficiencies by reviewing existing processes, improving STP & increasing capacity
Manage day-to-day processes across staff members including providing regular feedback, performance reviews and career development opportunities
4-5 years in a Derivative Operations (Middle Office / Back Office) role
Strong product knowledge; thorough understanding of the end to end transaction cycle for Rates derivative products
Strong communications skills both verbal and written
Build strong working relationships across global cross functional teams, including Front Office
Partnering with global & local partners on projects, efficiency and business change (new products, industry change)
Ability to drive results through a "hands-on" approach
Ability to manage a team of high achievers with diverse experience and skill sets. Successful in team environments with matrix reporting structures
Skilled in identifying talent, recruiting, coaching, mentoring, and developing team members
Can operate effectively in a dynamic environment with tight deadlines
Control mindset to identify process control gaps, prioritize & mitigate operational risk
Analytical mindset and high attention to detail
Ability to multi-task effectively to met tight dead lines
Ability to negotiate & influence at appropriate levels
Ability to manage internal clients & stake holders
Problem solving skills and ensure quick resolution by coordinating with relevant groups
Flexibility to work global hours and willing to travel

Trade Support Middle Office Associate Resume Examples & Samples

Provide operational support for Corporate, Public Finance, and Securitized Product Group Syndicates primarily in the deal process from announcement to expense closeout
Product coverage includes Municipal, Corporate and Asset-Backed securities
Understand Fees & Expenses involved with a Syndicate new issue, including the accounting and settlement procedures with co-managers
Understand system flow and front to back operations of trade processing including settlements, PnL, front office and other middle office groups
Understand trade reporting rules to regulatory bodies including the MSRB and FINRA
Metrics reporting for upper management and control teams within the Middle Office
Ensures all issues are dealt with effectively and resolved accordingly in a timely manner
Drives Middle Office change management in coordination with Technology to increase automation and controls
PC Literate and proficient in Microsoft Excel, Word and Access
Able to identify and resolve issues with minimum supervision
Self motivated with good interpersonal skills
Extremely detail oriented and controls focused
Strong time management: organization skills and prioritization of tasks, setting own deadlines and working to defined targets

Operations Trade Support Resume Examples & Samples

Daily cash and positions reconciliations
Daily management of trade settlement and issue resolution
Resolution of trade breaks and day to day dealings with the brokers
Trade booking and trade affirmation
Active monitoring of pricing and profit and loss
Reconciliation of realised swap pnl and related cash flows
Monitoring of corporate actions
The incumbent may be required to cover ad hoc project work as required by the business

Integrated Middle Office Specialist SBL Trade Support Resume Examples & Samples

Interface with internal and external clients and vendors to provide operational and administrative support as needed
Supervise Offshore teams to ensure their activities achieve performance targets, service level agreements and act as a point of escalation
Drive change and enhance quality and performance by promoting a customer focused and continuous improvement culture
Partner with the Front Office and Business management to support Change and new business processes
Develop the knowledge and skills of existing and new team members

CIB Operations Asia Repo Trade Support Resume Examples & Samples

Close coordination with other support groups, such as front office and sales support and settlement groups to resolve potential settlement issues
Ensure all trading reports are ready London AM (Fails, shorts reports etc)
Excellent communication – Much of the role requires dialogue with Trading desks, operations and 3rd parties on a local and regional level
Ability to work well under pressure is essential as there are significant operational losses associated with non completion of daily processes
2 years+ Fixed Income experience ideally in an investment bank environment
Intermediate excel – Comfortable with basic macros and pivot tables

Trade Support Resume Examples & Samples

Structured & Flow OTC trade capture and validation in Front Office system
Daily control execution, reporting and break resolution
Query Resolution
Lifecycle event monitoring and action
Lead role in current drive to automate trading flows and allocations
Involvement in other projects and ad-hoc task
EA License No: 11C5502

Senior Associate, Mortgage Trade Support Resume Examples & Samples

Book/Amend/Verify Mortgage trades in TOMS, manage block allocation process
Assist FO in T+0 P/L reconciliation and T+1 with P/L group
Assist FO in T+0 Risk reconciliation & issue resolution
Intraday risk checks (Eg. MarketAxess, TradeWeb, X-trader, eSpeed, Bloomberg FIT)
Broker & Client Trade affirmation using Omgeo platforms e.g. CTM
Client On-boarding assistance (TOMS, other FO Trading Systems) & new account setup
Blotter checks (EOD)
Booking internal trades when necessary and back-to-backs (TOMS)
Monitor TRACE reporting, to ensure adherence to regulatory requirements
Help resolve Settlement issues and follow up with clients & Operations
System enhancements / Ad hoc FO reporting requests
Coordinate with new products (NPAPs, ISAPs, IAPs)
Coordinate EOD
Work with other regional front office desk and MO teams to improve processes, to increase STP and scalability
Senior management reporting around trade capture issues
Write procedures to document end to end Mortgage Trade Support process
Establish and manage client relationships in respect to trade related inquiries
Participate in industry initiatives
5 to 10 years of business related experience in the financial services industry
Knowledge of Financial Markets and Regulatory oversight bodies
Highly developed written and oral communication skills
Advanced problem solving skills, analytical thinking and sound judgement
Strong leadership and organizational skills, detail oriented, highly motivated and adaptable to a changing business environment
Strong understanding of internal business partner’s business, services and organization

Senior Analyst, Trade Support Resume Examples & Samples

Completion of University/CFA designation with 2-4 years of experience in the financial services industry related to interest rate derivatives
Demonstrated interest & knowledge of Capital Markets, products and processes
Knowledge of Calypso, MarkitWire, Bloomberg, TraderEh, Mortgage Hub a plus
Understanding of and experience with CAD Mortgage Products
Understanding of and experience with Interest Rate Derivative Products
Strong organizational skills, detailed oriented, highly motivated and adaptable
Ability to multi-task and prioritize work load
Ability to hadle pressure

Cib-credit Trade Support Resume Examples & Samples

Manage end-to-end trade settlement process in investment management
Perform daily pre-matching of Equity trades for Cash and EDG before settlement date
Overseeing the data gathering process, analyze the data and report MIS utilizing the various data source
Daily reporting of the fail trades to the management and Traders
Provide detailed business metrics to management on a daily basis
Action business as usual (BAU) tasks and execute root cause analyses on new issues
Take ownership of work, problems, clarify issues / objections, and ensure data integrity, accuracy and completeness
Build and maintain strong working relationships with all EDG teams and be an expert on Securities Operations
Handle adhoc projects for the team
3-5 years of experience in an investment banking environment, preferably in operations management
Attentive to details and strong interpersonal skills
Sound knowledge in Equity products
Basic project management skills
Can operate effectively in a dynamic environment with tight deadlines, and can prioritize one’s own work to achieve them
Degree holder in Finance / Economics or other related disciplines
Fluent English language skills (both verbal and written)

Trade Support Resume Examples & Samples

Monitoring of all Fixed Income trades
Responsible for LCH
To be responsible for maintaining and contributing to the improvement of the front to back deal processing
To ensure that all daily tasks as outlined in the Deal Processing Team London procedures document are completed efficiently and on a timely basis and that procedures are comprehensive and up to date in Orus
To ensure Trax , LCH and other main tasks have been checked and checklist/orus has been signed off end of day
Proficient in Calypso, and improving process and following up on Jiras,
Responsible for Reporting to ICMA + Gilts {GEMM} reporting to LSE
To be pro-active and answer and resolve all queries arising from clients, traders, salespersons, other middle office departments , settlements, client service Globally and dealt with in a timely manner
Dealing with high volume mails /bloombergs - queries from all global locations
To investigate and clear inter-system reconciliation breaks
Responsible for London-Paris trades and positions/settlement queries
Responsible for Italian trades and positions/settlement queries
Repo/Eonia rate process, and Eurex collateral management
To contribute towards ensuring all bond redemption trades /corporate action trades are booked
To be flexible in cross training all areas of the department
Provide ad-hoc management reporting when requested
Keeping full KPI are up to date and delivering management reports

FX Trade Support Resume Examples & Samples

Trade verification to ensure accurate trade execution for FX and FX option through the whole life cycle
Perform reconciliation of trades between internal-systems confirm accuracy of firm's books and records
Coordinate well and maintain a good relationship with FX desk and sales team as well as other department where necessary regionally as well as globally, to ensure high quality service
Work and become involved in projects and new initiatives related to the FX function to improve the firm performance as a whole
Communicate with counterparts within and across the region to enhance firm processes and minimize operational risks
Manage junior staff within the team. Performance management and reviews
Experience in Financial Institution, preferably dealing with FX products
Willingness to learn the system flow ,structured transaction, as well as FX derivatives where necessary
Self motivated with potential to manage team with little supervision
Strong attention to detail
Good team player
Able to adapt and deal flexibly with any changes

Cib-fx Trade Support Resume Examples & Samples

Investigating trade break queries raised by Operations, analyzing trade booking /recaps, amending trades in risk management & working with Front Office to assess PNL impact
Performing various control functions to ensure trade values in risk management are in sync with Risk, PNL & downstream applications
Drive firm wide & industry projects (Dodd Frank, Clearing etc) by partnering with project leads
Review key metrics to measure controls, workflow capacity, system & team efficiency
Generate efficiencies by reviewing existing processes, improving STP & increasing capacity
Manage day-to-day processes across staff members including providing regular feedback, performance reviews and career development opportunities
7-8 years in a Derivative Operations (Middle Office / Back Office) role
Strong product knowledge; thorough understanding of the end to end transaction cycle for Rates derivative products
Strong communications skills both verbal and written
Build strong working relationships across global cross functional teams, including Front Office
Partnering with global & local partners on projects, efficiency and business change (new products, industry change)
Ability to drive results through a "hands-on" approach
Ability to manage a team of high achievers with diverse experience and skill sets. Successful in team environments with matrix reporting structures
Skilled in identifying talent, recruiting, coaching, mentoring, and developing team members
Can operate effectively in a dynamic environment with tight deadlines
Control mindset to identify process control gaps, prioritize & mitigate operational risk
Analytical mindset and high attention to detail
Ability to multi-task effectively to met tight dead lines
Ability to negotiate & influence at appropriate levels
Ability to manage internal clients & stake holders
Problem solving skills and ensure quick resolution by coordinating with relevant groups
Flexibility to work global hours and willing to travel

CIB Operations Asia Structured Credit Trade Support Resume Examples & Samples

Ensure accurate capture of structured credit transactions and trade events into risk management and processing systems
Promote a control culture to ensure the team accurately captures all transactions into the risk management and processing systems
Understand key risks and associated control points on the transaction lifecycle
Build and maintain relationships with Front Office, Risk Management and other Middle Offices
Understanding and experience in Credit Financing and Structured Credit products
Management of complex deals with multiple stake holders
Understanding and experience of Credit Derivatives, Bond and Repo
Time management – There are numerous deadlines and processes across the day and the candidate must be able to deal with issues and escalations in a fast paced environment
5 years+ Structured Credit/ Financing support Experience ideally in an investment bank environment

GEM Trade Support Middle Office Associate Resume Examples & Samples

Provide Middle office /operational support for the Global Financing Desk (GEM); Product coverage focused on emerging markets
Trade investigations for bonds booked across Voice and E Traded systems
Fails management – Identify all fails reasons and liaise with settlement teams and clients to ensure they are resolved in a timely fashion. Escalate to Front Office teams in accordance with their preferences. Distribute daily fail reports to clients as requested
Close coordination with other support groups, such as front office and sales support and settlement groups to resolve potential settlement issues
Ensure continuity of daily trade processing to allow for greater STP and exception queue monitoring such as client and issue reference data and cash accruals
Ensuring accurate trade capture, pnl and risk representation on T. Ongoing trade lifecycle/maintenance
Constant review of end to end process to identify controls gaps and implement remediation plans
Engaging partners in technology & execute teams to deliver key tactical and strategic initiatives
BA/BS degree required
Fixed Income product knowledge preferred
Excellent communication – Much of the role requires dialogue with Trading desks, operations and 3rd parties on a local and regional level
Self starting team player who is creative and reliable
Extremely detail oriented and Controls focused
Adaptability to learn new tasks & demonstrate willingness to understand the detail of a process
The daily tasks will involve using several applications as well as the standard desktop so must have an aptitude to learn multiple systems
Time Management: Organization and prioritization of tasks, setting own deadlines and working to defined targets. Multi-tasking with rigid deadlines

CIB Ops-na Linear Rates Trade Support Manager Resume Examples & Samples

The ability to communicate complex matters in a clear and concise manner is essential whether dealing with the FO or when dealing with other support groups
Experience in P&L and Risk
Strong communication skills and attention to details
Great team player to work in the pressurized environment
Adaptable to changing environment, ability to multi task and prioritize
Ability to work in a pressurized environment, able to meet tight deadlines on regular basis

Trade Support Administration Resume Examples & Samples

Assisting with the Order reconciliation and Trade resolution processes
Assisting of the CREST checking/Matching report of trades and transfers
Assisting The Department with the settlement process– everything unsettled due for settlement
Reviewing of open purchases and sales
Safe Custody Management
House Account resolution (Corporate Actions and Trade Support errors) – balance, breakdown and resolution
Assisting with Deal corrections
Assisting with the process of large deals process
Non-STP execution monitoring – Open orders, limits,
Assisting with Trade amendments and corrections
Counterparty risk monitoring
Price/Stock file(attribute) differences (configurable)
Best execution Market abuse Monitoring
Transaction reporting reconciliation to executed trades
Assisting with Stamp/SDRT/ FFT monitoring/processing where required
Assisting with FX Monitoring
Assisting with Settlement Instructions ref Priority setting
Helping with some possible Testing
Assisting with MI production
Understanding of Equity Trade Support
Willing to study for the Industry Qualifications – IAQ or IMC or certificate proof if already passed
Knowledge of CREST and the CREST GUI would be desirable
Understanding of Settlement Knowledge of the following CREST eligible assets Equity/Fixed Income/ETF/Investment Trusts/CDI’s/Gilts
Computer literate with strong Excel, Word and Outlook skills
Self-starter with a dynamic “can do” attitude
Strong attention to detail and be able to work effectively during pressure periods prioritising multiple tasks
Strong and effective communicator at all levels
Fast learner including systems and gaining knowledge
Good team worker effectively and showing a flexible work approach
Initiating and adapting to change: Process improvements
Work experience within an Investment Management\Stockbrokers environment is desirable

Jpms Managed Account Services Trade Support Resume Examples & Samples

Participate as a part of an operations team that processes account reconciliation, maintenance, and mutual fund trade facilitation for the various advisory programs
Interact with Investment Managers to facilitate requests for account contributions and withdrawals, tax harvesting, and portfolio modifications received from the front office
Perform daily custodial account reconciliation and investigate and resolve all discrepancies
Investigate trade errors in advisory accounts. Identify root causes and manage resolution
Provide support for trade facilitation for the mutual fund wrap program
Work with internal and external parties to resolve all types of inquiries related to the advisory program accounts
Generate ad hoc reports by gathering client data from internal systems
Proficiency with Microsoft Office Suite (Word, Excel, and PowerPoint) and ability to learn proprietary software
Excellent interpersonal skills, both written and oral
Ability to pay strong attention to detail
Ability to multi-task and manage priorities effectively
Series 99 (Or must obtain within 120 days of hire)

100

Rates Trade Support & Fixed Income Senior Associate Resume Examples & Samples

8+ years of experience in the financial services industry related to Interest Rate Derivatives and Fixed Income
Knowledge of Calypso and Bloomberg TOMS a plus
Excel skills a must - macros, pivots
Basic programming skills an asset
Ability to handle pressure

101

IT Trade Support Representative Resume Examples & Samples

Assist with the release and deployment of applications, including but not limited to connectivity troubleshooting and testing
Log troubleshooting calls, documentation of issues
Learn and support complex front end trading applications
Knowledge of financial industry , exchange or broker-dealer experience preferred
Interest in learning the Equities, Options & Futures Agency Model
Comfortable working within technology, proficient in windows workstations troubleshooting
FIX and/or Unix knowledge a plus but not required
Confident and professional interaction

102

Global Fixed Income Cash Middle Office Emerging Markets Trade Support Resume Examples & Samples

Provide operational support for the LATAM desk
Product coverage includes LATAM Corporate and Sovereign bonds, US Treasuries, FX and Equity transactions
Produce ad-hoc scenario based reporting, as requested by Management

103

Team Lead-am IMI Trade Support Resume Examples & Samples

MBA/Post Graduation in relevant field
Strong Academics background with approx 3-4 years of relevant work experience
A thorough understanding of performance measurement techniques

104

Exotic Trade Support Resume Examples & Samples

To perform core trade support functions such as booking, validating and amending trades on day to day basis
In charge of any trade lifecycle events such as computing and notifying trade events; monitoring & validating barriers crossing & fixing mismatches
Adjusting booking in P&L, risk trade repository systems for corporate action events
Be the contact person to coordinate information from front to back office to ensure smooth processing and settlement is properly performed
Participating in global projects related to trade support processes improvements as well as systems migrations
Bachelor or Master Degree with a major in Economics, Finance or Mathematics
Minimum 3 years of experience in a trade support function
Sounded knowledge of front to back office stream and trade life cycle
Knowledge of Exotic option is preferred; Candidate with equity derivatives products knowledge will also be considered

105

Senior Manager International Trade Support Resume Examples & Samples

Your strong leadership presence
Your ability to delegate but willingness to get your hands dirty when needed
Your ability to effectively operate in a 24-hour environment
Your thoughtful approach to hiring and team development
Your ability to manage trading risks and the escalation process effectively and timely
Your in-depth knowledge of brokerage and foreign exchange products
Your awareness of project methodologies
Your ability to collaborate and gain consensus across multiple business partners
Skills (effective communication, able to work with teams, presentation skills) required for the role. These are most likely skills the candidate will come with but also skills that can be learned

106

FX / Emerging Market Trade Support Resume Examples & Samples

Support Foreign Exchange and Emerging Markets business. Products that traders and sales people execute include Spot, Forward, Futures, Options and Interest rate products
Working with trading and sales to ensure market risk and trade entry is accurate. Coordinate with global colleagues that all aspects of trade processing is completed
Affirmation of T0 trades using either sales/trading recap or broker confirmation to ensure proper booking
Ownership of life-cycle management of trades including expiries, rests and final settlement
Calculate and distribute daily P&L to the Trading Desk, Product Control and Senior Management
Motivated, diligent learner that is able to work in a fast paced environment
Proficient in excel and ability to quickly learn internal & industry applications
Ability to work effectively in a team environment
Interest in General Financial Markets

107

Team Lead, Securities Lending, Trade Support Resume Examples & Samples

Settlement of International Fixed Income lending activity
Reallocation and recall of loans related to client sales or account restructures for both Equity and Fixed Income assets
Management of failing client sales due to lent positions for both Equity and Fixed Income assets
Through effective supervision of staff and liaison with the relevant parties, ensure high settlement rates are maintained for loan recalls and client sales
Focus on day-to-day operations, monitor work flow distribution, authorise the teams work and ensure team resources are effectively utilised
Ensure the team’s daily KPIs are met, escalating potential issues where appropriate
Develop working relationships with borrowers and our sub custodian network and manage those relationships to ensure queries are resolved in a timely manner
Manage end-of-day account balancing
Manage cash, stock, suspense and other exceptions related to Trade Support activity ensuring the team work diligently to resolve such exceptions
Ensure appropriate management reporting is produced in a timely manner including reporting on team KPIs
Identify potential risk situations, ensuring appropriate management and escalation
Recognise process improvement opportunities and make viable suggestions towards achieving efficiencies
Assist in establishing goals and objectives for staff. Provide day-to-day feedback on staff performance, and manage the appraisal process
Demonstrate leadership in developing a positive team spirit and environment. Hold regular team meetings
Aid staff development by providing on-the-job training and coaching
Take an active role in the recruitment process for new staff
Develop a good working knowledge of the settlement practices for all Lending markets approved by Northern’s lending program
Supervisory experience is not essential but preferred
Several years experience within a banking / custody operations environment
Some experience in a Securities Finance / Securities Lending processing environment is beneficial
Good PC skills, in particular, Excel

108

Trading Operations Derivatives Trade Support Specialist Resume Examples & Samples

As the lead of team of 3 you will be working closely with the Trading and Sales to provide the first level of control
You will be responsible in ensuring that the trade bookings are correctly reflected in the trading risk systems and tie out with the Counterparty
You will be ensuring that all trades are booked and confirmed as intended by checking the Trading system verses internal MS systems, liaising with Trading, Sales, Brokers or the Counterparty directly
You will be the intermediary between the Trading desk and other areas of the Bank. Controllers, Settlements and Confirmations areas will come to you to discuss and resolve issues to ensure that breaks are resolved effectively
You will be responsible for ensuring current controls are enforced, manage critical projects or process improvements with IT and Projects Groups
You will be able to analyze and break down ambiguous or complex issues into concrete deliverables and takes responsibility for ensuring deliverables are meet
Will effectively manages the control environment by balancing risk with commercial opportunities
Develops and provides management and supervisory oversight of the processes conducted by the team
Provide training and direction to other specialists
Strong risk management and control mindset
Individual needs to be performance-driven, proactive, with proven ability to take on challenges, set and execute agenda. Candidate should be a dynamic self-starter with the ability to work either on their own initiative as well as be a solid team player with strong problem solving skills
Ability to multi-task, prioritize and be flexible to changing priorities and demonstrate good organizational skills
Good interpersonal skills to build cross-divisional relationships; gain support and respect from key stakeholders (Business Unit, Operations, FCG , Legal & Compliance)
Good project and modelling skills to represent information in graphical forms that enhance decision-making and communications
Ability to deliver on plans, complete next steps and resolve issues in a timely manner

109

Cog-energy Operations Trade Support Resume Examples & Samples

Verification of UK & European physical Gas & Power, Emissions and Uranium trades to ensure the risk system data matches all trade documentation
Draft confirmations for the above-mentioned trade types
Check & process queries relating to incoming confirmations received from clients
Working with local and global MOD colleagues to identify and implement improvements in operational processes from a control or efficiency perspective
Working with management to produce KPIs/MIS

110

MBS Trade Support Resume Examples & Samples

Support MBS trading desk manage the full life-cycle of trades encompassing agency MBS/CMO/CMBS and interest rate products
Person will need to partner closely with Sales, Trading, Product Control, Settlements and other desks to resolve trade discrepancies in a timely fashion
Calculate and provide daily P&L and risk to business partners as well as senior management
Use of BBG lookups for factor and static data discrepancies a plus
Willingness to go the extra mile
Understanding of FINRA TRACE reporting and TMPG marginging for MBS products as it relates to securitized products a plus
Analyze and resolve DK�s and fails to minimize risk to firm
Good attention to detail
BA required
Maximum 5 years of experience
Series 7 and 63 or willingness to obtain
Strong Excel Skills
Light VBA a plus

111

Trade Support Manager Resume Examples & Samples

3+ years of professional experience in Finance with leadership/supervisory responsibilities
Bachelor's degree in Accounting, Finance, Economics or a business related degree
Ability to work overtime
Strong analytical, critical and economic thinking to problem solve
Superior communication and collaboration skills in a team-oriented, open floor environment
Highly motivated and focused to lead a team
Solid understanding of commodity markets
Committed to financial controls and compliance
Advanced technical skills and proficient with Microsoft Office
5+ years of professional experience in natural gas/power markets
OpenLink Endur experience
Advanced degree with focus on Finance/Trading

112

Equity Trade Support Resume Examples & Samples

Ability to meet strict deadlines in a fast-paced environment
Ability to think laterally, and recognise opportunities for system/process improvement
Good communication/relationship building
Confident in speaking to various departments / the front office
Familiarity with the front-to-back lifecycle of derivative products
Good understanding of derivatives and cash equity products, ideally equity derivative OTC and listed options

113

Analyst, Trade Support Resume Examples & Samples

Completion of the day to day responsibilities of the team as outlined in the ‘Role’ above
Daily metrics reporting and monitoring the resolution of reconciliation exceptions
Work with client facing teams internally to ensure high levels of client service delivery is achieved
Liaising with internal and external parties to ensure the timely and accurate settlement of transactions
Identify and implement continuous improvement opportunities to enhance the efficiency of the team
Working with partners to ensure regulatory requirements and understood and fulfilled
Financial services experience is desirable but not required
The ideal candidate will have the following competencies, team player, self-motivated, able to use their initiative, good organisational skills, positive attitude and enthusiasm
Must be able to work with a wide ranging group of people with different skill sets and abilities
Candidate will be expected to learn operational processes and to identify how these can be enhanced and improved
Ability to work under pressure and to meet deadlines

114

Trade Support, Market Operations Division Resume Examples & Samples

Verification of Agricultural and Commodity Index deals to ensure the risk system accurately reflects what the traders and marketers have executed with counterparties
Liaising with Traders and Marketers on mismatches and discrepancies
Drafting Agricultural and Commodity Index Confirmations and ensuring all economic terms are accurately represented
Completing internal reconciliation processes and investigating and reporting reconciliation breaks to management
Assisting with other ad hoc Operation tasks
Have 3-5 years experience in the commodities industry
Experience of drafting ISDA confirmations for Vanilla and Exotic FICC products
Strong Technical ability to learn the representation of complex OTC trades
Strong knowledge of the current regulatory environment
Experience working in a busy team environment
Strong problem solving skills with the ability to prioritize tasks while maintaining a high level of attention to detail and a low tolerance for error
Ability to initiate and incorporate updated procedures and processes
Understand the importance of controls & procedures within the Operations Division
Knowledge of how Operations interact with other areas of the Bank
Be highly motivated, professional, and possess a strong attention to detail
Excellent communication skills – written, verbal and direct contact

115

Delta One Trade Support Resume Examples & Samples

To perform day-to-day core trade support functions to Trading including trade validation, late trade booking, trade amendment and cancellation
To handle post trade allocation for SPB Clients
To handle any post-trade events such as CA adjustment, secondary event booking and notification
To be the middleman to co-ordinate all information from F2B to ensure smooth processing and settlement is properly performed
To perform as an independent control team to strengthen all the control within Global Market Operations
The team works closely with other Trade Support teams and Trading to ensure timely communication for any breaks identified
Main drivers are client service quality, independent control, operational risk safety and cost efficiency
Strong Preference to have Bachelor or Master Degree on Economics, Mathematics or Finance
Strong Equity derivatives products knowledge including the F2B workflows and the product event management
Strong Preference to have MS and programming skills (VBA, Excel, Access) would be a significant plus
Analytical mindset: Aptitude to understand the F2B workflows and handle exceptional issues with logical mindsets to communicate with Front Office
Organized & good resistance to stress: This is a much faced paced dynamic environment; therefore excellent time management and good positive resistance to stress are compulsory
Attention to detail: Ability to ring the bell for any abnormal trade pattern and escalate in timely manner
Innovation and initiatives (Think “outside the box”): Demonstrate willingness to constantly improve the status quo. Understand well the processes in place and evaluate if needed, alternative options to do things better with a cost - benefits / ROI approach
Self discipline & autonomy: Have a constant “delivery on time” mindset, both on the daily production and on the projects handled. Ability to work on its own with little supervision
Adaptability & Change Management: Ability to easily adapt to new situations (new booking systems, new products, new activities to manage…) as this is a constant changing environment
Strong Client Focus: Capacity to work with various clients. Need to be sensitive about the rationale of their requests and be proactive when replying to them. Work as partnership while consistently keeping an independent mindset
Escalation & Reporting process: Internal rules of reporting and escalation to Ops and Front office need to be known & applied. The team member also needs to report any sensitive information/issues and escalate immediately to their management

116

Bonds Trade Support Resume Examples & Samples

Responsible for providing direct assistance and support to Asia-based marketers and traders in Asia Pacific ex Japan in respect of bond and repo products
Following up of any trade or settlement details discrepancies for trades done in Asia Pacific ex Japan
Reconciling trades between front office pre-confirmations to external clients and deal capture systems monitoring/undertaking trade exceptions processing in global BO (Calypso) system
Ensuring prompt and accurate set up and update of client SSIs
Assisting various back/middle offices with general queries
Assisting clients' queries
Responsible for collection, maintenance and update of clients' SSIs and confirmation details for Asia-based marketers and traders under global booking
Direct contribution to BNPP operational permanent control framework
Update applicable task procedures as and when there are changes
Support the Asia Pacific Capital Market ITO Management on the different objectives and projects assigned
Propose ideas to improve process and reduce manual tasks as much as possible
Responsible to prepare management report and KPI
Ensuring appropriate escalation to management and/or Permanent Control (or Compliance as appropriate) as soon as an issue identified
Operations are an integral part of the control framework including for AML/FS topics. In that respect, in performing your role you are expected to ensure adherence to AML/FS-related Group Policies and execution of associated operational controls, and to promptly escalate any resulting hit for analysis and decision
University graduate in Finance and Economics or related discipline
Relevant experience on Bonds & Repo trade processing preferred

117

Analyst, Exotics Trading Trade Support Resume Examples & Samples

Equity derivatives product knowledge (vanilla and exotic, payoff understanding, life cycle events)
Strong and sharp analytical and problem solving skills
Accuracy, swiftness, ability to work under pressure in trading environment
Excellent communication skills; required to work with various internal partners (Traders, Engineers, Sales, Other Middle Offices, Product Control teams, Back Offices, IT) in different regions (Asia, Europe, America)
English compulsory
Knowledge of VBA programming is an advantage
Positive mindset
Change oriented

118

Analyst FID Trade Support Group Resume Examples & Samples

Reconciliation of Trader?s Risk products and positions to Firm books and records and investigation and resolution of breaks
Confirming vanilla and complex rate-fixings with external counterparties via fax and email
Working with T/As and the Business Unit to resolve pre and post value date queries and trade amendments through communication with settlements teams Globally
Working with the financial controllers to resolve pre and post value date breaks between Risk and mainframe
Responsibility for delivering a suite of management reports to a global audience and ensuring the breaks within these reports are correctly allocated
Project work including the current global re-makes DDI-project
Perform the exception management on the external platform and ensure breaks are resolved with the help of the Global team
Perform the reconciliation between the internal risk system v/s external systems
Knowledge of Morgan Stanley systems and applications
Solid understanding of risk management / prioritization
Diverse product knowledge, Interest Rate knowledge in particular
Self starter, highly motivated
Reconciliation experience
Metrics reporting experience
Training and/or supervisory experience

119

Trade Support Senior Associate Resume Examples & Samples

Assisting with the Order reconciliation and Trade resolution processes
Assisting of the CREST checking/Matching report of trades and transfers
Assisting The Department with the settlement process– everything unsettled due for settlement
Reviewing of open purchases and sales
Safe Custody Management
House Account resolution (Corporate Actions and Trade Support errors) – balance, breakdown and resolution
Assisting with Deal corrections
Assisting with the process of large deals process
Non-STP execution monitoring – Open orders, limits,
Assisting with Trade amendments and corrections
Counterparty risk monitoring
Price/Stock file(attribute) differences (configurable)
Best execution Market abuse Monitoring
Transaction reporting reconciliation to executed trades
Query Management
Stamp/SDRT/ FFT monitoring/processing where required
FX Monitoring
Settlement Instructions ref Priority setting
Testing
MI production
Proven Equity Trade Support experience
Possession of Industry Qualifications – IAQ or IMC or proof of “Grandfathering”
Knowledge of CREST and the CREST GUI is Essential
Settlement Knowledge of the following CREST eligible assets Equity/Fixed Income/ETF/Investment Trusts/CDI’s/Gilts
Understanding of Transaction Reporting
Dealing Analysis through LiquidMetrix and Market Abuse
Computer literate with strong Excel, Word and Outlook skills
Self-starter with a dynamic “can do” attitude with a strong desire to make things happen
Strong attention to detail and be able to work effectively during pressure periods prioritising multiple tasks
Strong and effective communicator at all levels
Good team worker sharing knowledge effectively and showing a flexible work approach
Experience of participating in projects and procedural enhancements
Ability to “think on your feet” and develop innovative and effective solutions to problems
Delivers results
Problem Analysis
Initiating and adapting to change: Process improvements
Stakeholder/Customer Management
Influencing and Negotiation
Work experience within an Investment Management environment is desirable

120

Commodity Trade Support Specialist Resume Examples & Samples

Understanding risk implications of Commodity Operations
Providing supervisory oversight to ensure all functions and procedures are performed in a timely and correct manner, i.e. product setup and reconciliation, account mapping, monitoring and resolving issues with trade entry from electronic trading platforms, reconciling and resolving risk system to sub ledger position breaks, internal futures reconciliation, processing Exchange for Related Positions (EFRP), processing product cascading, option expiration, processing position takedowns, broker fees, resolving Comet breaks and TradeMart errors and monitoring of exception reports
Managing stakeholder relationships across the business unit
Recruiting and developing talent
5+ years of experience in Institutional Securities Operations, ideally including derivatives, exchange cleared products and commodity products
2+ years of team management experience
Understanding of Regulatory framework for Commodities
Heavy experience with metrics and data analysis
Active within industry; understanding of key Commodities organizations and industry working groups

121

CIB Operations Equity Derivatives Trade Support Resume Examples & Samples

Strong experience in drafting structured equity ISDA confirmations and basic understanding of Final Terms and Pricing Supplements
Strong understanding of the ISDA 2002 Equity Definitions and the ISDA 2006 Definitions
Good understanding of standard EMTN program and Euro-medium term note T&Cs
Good understanding of the regulatory environment related to confirmations in the US and Europe. Experience with current project(s) and/or roll out of CFTC and EMIR confirmation rules is essential
Equity Derivatives product knowledge; and
Strong communication and negotiation skills

122

Trade Support, Macquarie Asset Management Resume Examples & Samples

Investment confirmation and settlement monitoring
Instructing settlement details to custodians and clients
Unmatched or failed trade monitoring and resolution
Trade entry bookings
Reconciliation review and clearing of items
Implementing ideas which will increase the efficiency and accuracy of the team

123

Senior Analyst, Trade Support, Nbcn Resume Examples & Samples

Bachelor's degree in a related field and four years' relevant experience OR Master's degree in a related field and two years' relevant experience
Minimum 2 years of experience in wealth management and/or financial markets
Strong knowledge of various securities products, including but not limited to equities, fixed income and options
Working knowledge of the Canadian, US and international trade settlement process (CDS, DTC, FED, Euroclear)
Strong awareness of security industry’s regulatory and risk environment
Successful completion or willingness to enroll in CSC, CPH and DFOL
Experience with SSCNet and DTCC/OMGEO is an asset
Ability to communicate effectively with clients and colleagues, often in high-pressure and fast-paced environment
Advance to expert level in MS Excel is a must-have
Working knowledge in VBA, Access and SQL a plus
Strong ability to work in a team-oriented environment
Ability to read, write and speak French is an asset but not required

124

Senior Analyst, Trade Support Resume Examples & Samples

Comprehensive understanding of the Trade Lifecycle
Knowledge on Financial Instruments such as Equity, Bonds etc…
Good understanding of Custody and Sub Custodian banking network
Knowledge of the Asset Servicing Practice would be considered as an advantage
Must have an eye for detail and should be able to carry out Quality Checks and report the same
Must possess and demonstrate qualities of a team player
Should understand the concept of Driving Performance

125

Trade Support Manager Resume Examples & Samples

3+ years of professional experience in Accounting or Finance
3+ years of experience leading and/or supervising a team
Mark-to-Market experience

126

CIB Operations Global Clearing Trade Support Resume Examples & Samples

Partner with client to understand business and their required service needs. Validate client requirements vs services offered and implement support processes where necessary
Management of non-process related client queries
Maximize client leverage of self-service tools
Review Client specific quality MIS (Critical to Quality, CTQ) and key performance indicators (KPI), feedback to client and resolve issues
Builds Customer Loyalty & Confidence: Responsive and value adding. Delivery orientated and closes issues. Sound Judgment Communicates Effectively: Excellent written and verbal skills. Networks to establish effective delivery
Demonstrates Stress Management Ability: Has perspective and can see issues and goals from different angles and levels. Composed, listens, and manages the conversation, offers support, Identifies the root causes and takes action
Demonstrates Excellent Team Working Skills and Personal Motivation: Quick learner, open approach, respectful energetic, self-motivated and can motivate others. Keen to initiate and try new smart working ideas
Reliable, Loyal and Professional: Takes ownership and demonstrates commitment. Etiquette, integrity and understands diversity

127

Global Fixed Income Cash Middle Office Credit Trade Support Resume Examples & Samples

Provide operational support for the Credit desk
Product coverage includes Corporate and Sovereign bonds, US Treasuries, FX and Equity transactions
Trade booking and enrichment
Reviews, collaborates and prepares potentially new operational procedures in line with changes and developments in the business

128

Team Leader, Trade Support Resume Examples & Samples

Oversee the daily production of the Equity Derivatives Trade Support team in Montreal
Build and maintain excellent working relationships with peers in the US
Work with Front Office, P&L, Back Office, Third party vendors, and Application Support to resolve operational and booking issues
Monitoring of operational risk by providing proper Front Office Support and ensuring the risk of fraud is set to a minimum
Ensure accurate trading positions in FO system, the daily goal is to correct all discrepancies originated by system bugs, input mistakes, information loss
Manage real-time trade booking exceptions internally between the trading desk and sales force
Assist with project initiatives designed to improve and streamline existing processes
Mitigate risk by reconciling discrepancies between the trading desk’s positions and the firm’s books and records
Participate / assist in event processing and have a full understanding of the life cycle of a trade
Collaborate with technology teams on the implementation of process flow improvements and efficiencies
Contribute to quick resolution of trade issues by liaising with various groups including Front Office, Back Office, IT Team, P&L Controllers and Client Services
Liaise with other Operation functions and other infrastructure groups to support a ‘one team approach
Promote an efficient dialog/discussion with our internal and external partners
Adhere to deadlines and objectives
Where appropriate, ability to maintain and explain own position using logic in the light of differing views
Attention to detail and accuracy is imperative
Strong academic background required
Ability to work as part of a team in a “split team” organization
The successful candidate will need to demonstrate a strong desire to learn the processes and products
Flexibility to adapt to a new and changing environment
Strong sense of risk and critical thinking
Rigorous and very organized
Maintains high quality of customer service
Ability to effectively listen and communicate
Display good relationship qualities, team spirit, and ability to work across teams
Bilingual English and French
Strong qualification level in equity derivative markets. Financial market knowledge of derivatives products including TRS, ETFs, Equity Swaps, Variance products etc
Strong Excel/PC skills with proven ability to work with multiple systems
3-5 years experience in a Derivative Middle office environment or prior experience in working with Trading/ Sales in a financial institution

129

Team Leader, Trade Support Resume Examples & Samples

Oversee the daily production of the Fixed Income and Commodities Derivatives Trade Support team, in Montreal
Ability to work as part of a team in a “split team” organization between different locations
Excellent knowledge of financial markets with emphasis on Credit or Rates or Commodities Derivatives
3-5 years experience in a Derivative Middle office environment or prior experience in working with Trading/ Sales in a financial institutionbnpprsr

130

Global Middle Office Swaps & Derivatives Trade Support Specialist Resume Examples & Samples

Detailed knowledge of equity swaps and their corresponding lifecycle management functions
Knowledge of Excel
Ability to work in a high pressured environment and multitask

131

Trade Support, Global Markets Operations Resume Examples & Samples

To perform day-to-day core trade support functions to Trading including trade validation, late trade booking, trade amendment and cancellation
To handle post trade allocation for SPB Clients
To handle any post-trade events such as CA adjustment, secondary event booking and notification
To be the middleman to co-ordinate all information from F2B to ensure smooth processing and settlement is properly performed
To perform as an independent control team to strengthen all the control within Global Market Operations
Analytical mindset: Aptitude to understand the F2B workflows and handle exceptional issues with logical mindsets to communicate with Front Office
Organized & good resistance to stress: This is a much faced paced dynamic environment; therefore excellent time management and good positive resistance to stress are compulsory
Attention to detail: Ability to ring the bell for any abnormal trade pattern and escalate in timely manner
Innovation and initiatives (Think “outside the box”): Demonstrate willingness to constantly improve the status quo. Understand well the processes in place and evaluate if needed, alternative options to do things better with a cost - benefits / ROI approach
Self discipline & autonomy: Have a constant “delivery on time” mindset, both on the daily production and on the projects handled. Ability to work on its own with little supervision
Adaptability & Change Management: Ability to easily adapt to new situations (new booking systems, new products, new activities to manage…) as this is a constant changing environment
Strong Client Focus: Capacity to work with various clients. Need to be sensitive about the rationale of their requests and be proactive when replying to them. Work as partnership while consistently keeping an independent mindset
Escalation & Reporting process: Internal rules of reporting and escalation to Ops and FO need to be known & applied. The team member also needs to report any sensitive information/issues and escalate immediately to their management

132

On Trade Support Team Administrator Maternity Cover Resume Examples & Samples

Sports Hospitality – liaising with the venue & SDM to ensure all assets are fully utilised with the largest benefit to the business. Tracking these and reporting when necessary
Sports Mega Days – organising all aspects of these events from start to finish directly with venues & SDMs to enhance customer loyalty & develop potential new customer relationships
Cellar Management Courses – monitoring, tracking and communicating course availability, details, delegate information and results to the sales force, venue, delegates and course trainers
Personalised items – liaising with SDMs & suppliers to create personalised designs for customers within strict brand & approval guidelines
General admin support – promotions tracking, keeping the team inbox up to date, sorting post, organising stationery for SDM’s, keeping the organisational charts and contact lists up to date
Answering all inbound calls in a friendly, efficient and timely manner
Covering for other members of the team during holidays and sickness
Build strong working relationships with the salesforce and team members

133

VP-equity Trade Support Resume Examples & Samples

Trade booking/ amendments
Position (trading account) reconciliation
Reference data maintenance
Providing supervisory oversight to ensure all functions and procedures are performed in a timely and correct manner
Partner with the regional Control teams to enhance the service standards and manage stakeholder relationships
Manage the daily functions performed by the team, proactively identify potential risk areas and work on minimizing risk exposure for clients and Firm
Work with the Change the Bank team and explore strategic development of the support infrastructure to enhance efficiency of operational flow
Represent operations on local/ global initiatives and projects
Manage the team, hold 1-1's and skip level meetings, conduct career conversations, performance management & recruitment
8 - 10 years' experience in financial industry
4+ years in people management experience
Direct experience operating within a similar role
Solid understanding of cash equity products
Strong risk awareness and orientation
Ability to step back from the detail and question processes and control
Leads by example ? is a culture carrier for the Firm

134

Equity Derivatives Fund Operations Trade Support Resume Examples & Samples

Managing team of 6 people
Controlling daily workflow
Definition of team member objectives, delivery of midyear and end of year reviews
Building relationships with Operation teams, Financial Controllers and Front Office Risk Managers
Managing tactical agenda to enhance control framework
Help to identify, drive and implement process improvements
Weekly and monthly reporting of Key Risk Indicators in relation to the team activities
Ad-hoc reporting as and when required
Excellent communication / relationship building skills
Ability to work alone and use initiative
Control focused
Strong line management skills
Ability to initiate and drive projects to manage risk
Familiarity with the Life of Trade concept
Knowledge on Corporation Actions
Derivative product awareness
Good communication/relationship building skills and strong organisational ability

135

Exotic Trade Support Resume Examples & Samples

To perform day-to-day core trade support functions to Trading including trade validation, late trade booking, trade amendment and cancelation
To handle any post-trade events such as Corporate action adjustment, secondary event booking and notification
To be the middleman to co-ordinate all information from Front to Back to ensure smooth processing and settlement is properly performed
To perform as an independent control team to strengthen all the control within Global Market Operations
Contribute to the Permanent Control framework
Bachelor or Master Degree on Economics, Mathematics or Finance
Strong Equity derivatives products knowledge including the Front to Back workflows and the product event management
Strong Preference to have MS and programming skills (VBA, Excel, Access) would be a significant plus

136

Trade Support & Operational Risk Management Resume Examples & Samples

In depth knowledge of some combination of Fixed Income markets and processes, including understanding of trade reporting rules and requirements (e.g., TRACE, large position reporting, market manipulation surveillance)
Understanding of electronic trading platforms, algorithmic trading, and derivatives a plus
Strong understanding of US and global regulatory environments
General understanding of broker dealer operations and back office trade flows
Advanced working knowledge of Microsoft Office applications (Excel-Macros & VBA, Word, PowerPoint)
Series 3, 7, 24, and 63 preferred
7 - 10 years of experience working in a global financial organization across various products
Experience in a similar role – could be leading a similar Front Office team, Operations team, or a Compliance team
Experience managing projects and leading groups towards specific business plans
Leadership experience representing complex business initiatives, including technology related improvements and process improvements
Experience in directly interacting with business line managers and all resource-type functions (including Operation, IT, Legal, Compliance, and Accounting)
Degree or U.S. equivalent in Finance, Financial Engineering, Engineering, Economics, Information Systems, or a related field
Master's degree or U.S. equivalent in Finance, Financial Engineering, Engineering, Economics, Information Systems, or a related field

137

Trade Support Manager Resume Examples & Samples

Review daily reconciliation reports
Compile MIS data for management
Work on various projects related to Middle Office, administration and operations
Strong Excel and PowerPoint skills
Must have a control-oriented mindset

138

Associate Listed Derivatives Trade Support Group Resume Examples & Samples

Location: Mumbai
Timings: Asia hours (Willingness and Flexibility to change in timings as per business requirement is essential )
Perform positions reconciliation between exchange versus MS books and follow up to fix the issue the same day. Breaks investigation and resolutions
Supporting ongoing business initiatives and Exchange initiatives
Independently run and manage multiple Projects in Asia TSG / Listed Derivatives Operations including system enhancement, facilitate increased business and regulatory support
Process efficiency, RTB/ CTB enhancement and increased controls ?eg Expiry processing, Focus on reducing Non STP metrics, remediating processing issues including manual bookings, understanding new and complex client allocation models
Ensure accurate position management and enhance controls to avoid any impact to regulatory reporting, self-assessment of process gaps and manual touch points
Collaboration with Technology, Compliance, Risk teams
Data gathering and business analysis
Testing in QA providing evidences and various test scenarios
Timely escalates breaks, risk issues and follow through until resolution
Inherent process risk identification and mitigation

139

VP-equity Swaps Trade Support Team Resume Examples & Samples

Reconciliation of Swap Vs Hedge positions
Reconciliation of internal interest rate swaps
Production and distribution of swap reporting highlighting specific exceptions that require specific actions to resolve
Maintaining swap shells, to include and not limited to schedules, profiles, resets
Minimum Bachelor Degree
3-5 years of previous trade support role experience with exposure to trade life cycles and process flows, reconciliation and control functions
Exposure to equity derivatives (eg equity swaps) preferred
Experience of servicing and working for and with a global network of people

140

Trade Support Resume Examples & Samples

Client meeting forecast update in Synapse – weekly
Client feedback update in synapse – weekly
FIC client escalation extract - weekly
Core indicator report – monthly
KPI packs for two Tier-1 clients – monthly
CMT/T2 UK Compliance report – monthly
Solid understanding of SG Global Markets (MARK) products and lifecycle processes

141

Senior Analyst, Front Office Trade Support Resume Examples & Samples

Evident past experience of having worked in an Rates & Credit Derivatives Middle office/ Support environment will be an advantage
Demonstrated experience in financial process design and/or re-engineering
Strong work ethic / conscientious
Self-motivated and able to work autonomously

142

EDG Flow & Converts Trade Support Resume Examples & Samples

To become and integrated and active member of the Flow/Converts TA team and improve and maintain a robust controls.Produce and substantiate trading P&L when needed, including the analysis and extensive discussion with the Front Office to ensure transparency and accuracy in the P&L numbers
The Trader Assistant Role is situated alongside the FO on the Trading Floor; the role requires continuous interaction with the trading desk, offering advice and help on any issues which they may have with Risk, P&L, Bookings as well as a number of ad-hoc queries. It is therefore imperative that that candidate has a strong understanding of the various financial products, particularly a range of Equity Derivatives and Convertible Bonds that the desk trades
The Trader Assistant are part of the Flow/Converts MO Team, which covers Transaction Management, P&L, Projects and other Operational Controls, there will be the opportunity to cross train across the other functions to increase the breadth of product understanding
The FO are trading increased volumes, often in new markets utilising a growing range of Product/Asset Classes, this will present a unique range of challenges which the MO Team will assess and control. The role would suit a strong, dynamic individual who wishes to be part of an integrated MO team
Trader Assistant experience is highly beneficial, although we will consider candidates with the correct product experience and the aptitude to become a Trader Assistant
Good Knowledge of the range of Equity Derivatives Products, including Option, Equity/Variance Swaps, CDS and Listed Derivatives
Experience within a comparable role within the Derivatives Business
Strong understanding of Risk and P&L implications inherent when trading derivatives
Understanding of the booking flow of products from risk based systems to settlement systems
Ability to identify and drive change,
Excellent attention to detail is a required skill for this role
Good understanding of downstream impact of actions undertaken in MO, particularly the requirement for strong and timely controls around trade capture through to settlement
Time Management and ability to prioritize effectively
A good team player, capable of building effective business relationships across the organization
Pro-active approach to problem solving; root cause analysis, identifying solutions and taking ownership of these through to resolution

143

EDG Flow & Converts Trade Support Resume Examples & Samples

Enthusiastic, self-motivated and demonstration of initiative
Flexibility, early start times and late finishing times are required with an occasional need for weekend work once a quarter
To become and integrated and active member of the Flow/Converts TA team and improve and maintain a robust controls
Produce and substantiate trading P&L when needed, including the analysis and extensive discussion with the Front Office to ensure transparency and accuracy in the P&L numbers
There will also be the opportunity to cross train onto the other functions provided by the MO team, which include managing trade exceptions and settlement issues throughout the trade lifecycle

144

Team Leader for Trade Support Unit Resume Examples & Samples

Very strong knowledge of prime brokerage activities and trade support unit function for Global market activities
Extensive cross-product knowledge and operations value chain –8 years minimum experience
Very good understanding of regulatory environment and requirements
Good experience in team management across region
Good team player with ability to drive initiatives cross-departments for a common delivery
Flexible and proactive to adapt to a changing environment
Strong ability to work under pressure to deliver client and business expectations
Very good leadership skills to engage regional team in a sustainable manner

145

Analyst, FX / Emerging Market Trade Support Resume Examples & Samples

Support Foreign Exchange and Emerging Markets business. Products that traders and sales people execute include Spot, Forward, Futures, Options and Interest rate products
Working with trading and sales to ensure market risk and trade entry is accurate. Coordinate with global colleagues that all aspects of trade processing is completed
Affirmation of T0 trades using either sales/trading recap or broker confirmation to ensure proper booking
Ownership of life-cycle management of trades including expiries, rests and final settlement
Calculate and distribute daily P&L to the Trading Desk, Product Control and Senior Management
Motivated, diligent learner that is able to work in a fast paced environment
Proficient in excel and ability to quickly learn internal & industry applications
Interest in General Financial Markets

146

Middle Office CSD Trade Support Senior Administrator Resume Examples & Samples

Trades are processed on the appropriate BNYM and/or Client systems in an accurate and timely manner, liaising with internal and external areas, as necessary. Trade types may include equities, fixed interest, unit trusts, foreign exchange, money markets, repos, stock lending, OTC/ETDs, options, etc
Trades are confirmed with the brokers in a timely manner, with exceptions investigated, reported and resolved
Timely and accurate transaction instructions are submitted to third party custodians, with exceptions closely monitored and resolved, escalating where appropriate
Process of all cash instructions, within the market currency deadlines where possible
Monitor trade settlement and proactively resolve any potential fails, with particular focus on high value transactions, short settlement period trades and those in priority markets (i.e. buy-in and high penalty markets). This includes pre-matching trades where possible, with timely resolution sought on all unmatched trades
Thorough, accurate and timely investigation of any failing trades, escalating to the Supervisor where appropriate
All outstanding queries related to pending corporate actions or cash and stock reconciliation items are actively resolved on a timely basis, documenting investigation steps and recognising and responding appropriately to areas of risk, escalating where necessary
Timely and accurate production of reporting, both internal and external, and any special or ad hoc reporting
Accurate and timely update and maintenance of broker and client static data
Extensive daily liaison with internal operating areas as well as market counterparties, with thorough investigation, prompt resolution and communication of client inquiries and requests, escalating to the Supervisor, as required

147

Equity Derivatives Trade Support Resume Examples & Samples

Deal verification of Tradebooking to Term sheets or other sources
Processing lifecycle management for both OTC & securitized products
Overseeing novation related activity
Partnering with stakeholders to specify and deliver business process improvements and efficiencies via changes in procedures and technology

148

Cib-credit Trade Support Mo-VP Resume Examples & Samples

Produce time sensitive daily reports with actionable data to Front Office, Middle Office or Back Office for break resolutions
Proactive in problem solving and developing solutions
Ability to multi task, ensuring the trades are booked correctly, breaks are resolved and MIS being sent to managers on deadlines
Good understanding of downstream impact of actions undertaken, particularly the requirement for strong and timely controls throughout the life cycle of the trade

149

Cash Equity Trade Support Group Associate Resume Examples & Samples

Position reconciliation
Trade booking and reporting
Trade flow monitoring: front to back
Data collection for New Product Approvals/metrics/projects
Escalation of operational exceptions/errors
Corporate Action Elections
Basic excel knowledge
Good communication skills
Basic product/system knowledge

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