Asset & Wealth Management Resume Samples

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I Runolfsson

Idella

Runolfsson

2444 Botsford Expressway

Los Angeles

+1 (555) 800 6876

2444 Botsford Expressway

Los Angeles

Phone

p +1 (555) 800 6876

Experience Experience

Chicago, IL

Asset Wealth Management

Chicago, IL

Prosacco, Klein and Lesch

Chicago, IL

Asset Wealth Management

Analysis, Design, Development and Testing of software applying best practices of Software Engineering at every phases of the development process
Stay abreast of regulatory and policy developments affecting areas of responsibility and work collaboratively with our Corporate Diversity Team
Document audit results and communicate issues to management, identifying opportunities for improvement in the design and effectiveness of key controls
Coordinate the development, implementation, and monitoring of employee networking groups, diversity committees and councils
Provide technical assistance, advice, coaching, and consultation to individuals and groups regarding cross-cultural conflicts and disputes
Design and deliver cross-cultural, diversity and inclusion presentations, workshops, and learning modules
Partner with AWM Recruiting to monitor employment activities such as applicant flow, new hires, terminations, transfers, and promotions to identify potential areas of focus and other opportunities to promote diversity initiatives

Phoenix, AZ

Asset & Wealth Management

Phoenix, AZ

Weissnat, Buckridge and Kuphal

Phoenix, AZ

Asset & Wealth Management

Analyze performance and attribution reports, and effectively communicate results to senior management, client portfolio managers and portfolio managers
Key relationship manager with all asset managers involved with CWM’s managed and brokerage strategies
Evaluate and analyze historical trends to make strategic/tactical operation plans to improve performance
Develop and manage project plans and updates for senior management
Review and trade portfolios, manage orders and execute trades across managed account business including the following
Create presentations for Senior Management, Operations overview opportunities, etc
New business initiative evaluation and approvals – program administration for activities in the region; create meeting agendas and materials for NBIA meetings; coordination and partnership with Business Control Officers and initiative sponsors to ensure quality submissions that meet NBIA program approvals; track, report and resolve outstanding items (e.g., post-implementation reviews)

present

Chicago, IL

Asset & Wealth Management, Securities

Chicago, IL

Howe LLC

present

Chicago, IL

Asset & Wealth Management, Securities

present

Provide business updates and manage business reporting for the Defined Contribution Consulting Program
Specific knowledge of investment products & services (e.g., Mutual Funds, CITs, Separate Accounts and generally all aspects of Corporate Retirement Plan Consulting)
Work with Legal, Compliance, Risk, Operations and Technology to implement processes that help the firm manage risk
Manage certain ongoing processes to ensure high quality output
Help drive and manage the launch of new Defined Contribution Consulting program
Initiate change by identifying and implementing process improvements designed to enhance the delivery of retirement plan products and services
Act as primary contact for other business units within the firm on initiatives to establish greater consistency across lines of business

Education Education

Bachelor’s Degree in Accuracy

Virginia Commonwealth University

Bachelor’s Degree in Accuracy

Skills Skills

Highly numerate with good statistical understanding and excellent attention to detail
Ability to adapt quickly to change - strong change management
Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
Highly detail oriented, ability to work on multiple projects/tasks simultaneously, manage time and prioritize tasks to complete a project
Proven ability to be able to multi task and be able to change priorities
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
Basic knowledge of telephony/call routing and workforce platforms
Excellent sales skills and ability to recommend structures to external and internal clients
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Good judgment and discretion working with highly confidential information

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VP of Asset & Wealth Management Resume Examples & Samples

At least 5 years of legal experience at a law firm and/or as an in-house lawyer at a financial institution
Working knowledge of alternatives products, and the regulatory matters affecting development, distribution and maintenance of such products
Knowledge of the Investment Advisers Act of 1940, the Investment Company Act, Securities Act of 1933 and FINRA rules
Working knowledge of the Dodd-Frank Act, Volcker Rule, ERISA, Commodity Exchange Act, CFTC rules, and relevant US Banking laws *LI-HD#FIN

Avp-asset & Wealth Management Resume Examples & Samples

Integrating and developing existing knowledge-related programs, including training, into a coherent and navigable source of information for employees
Leading the organization-wide development of a framework for embedding learning and knowledge-sharing as part of business-as-usual
Digital enhancements
Liaise with key stakeholders of all business areas within Asset & Wealth Management to ensure governance structures and procedures are effectively maintained
Define Policies and Procedures as required based on new/revised processes involving solutions delivered

Asset & Wealth Management Resume Examples & Samples

Extensive phone work (including cold and warm calls) and communication skills required
Strong desire to understand the Wealth Management business and retail products
Candidate must be organized, detail-oriented, take initiative, have strong interpersonal skills and a positive attitude, and be prepared to transition into a commission-based sales role

Asset & Wealth Management Resume Examples & Samples

Position involves extensive client contact, individual will be involved in all activities that touch prospective or existing clients
Receives orders from clients in diverse products; includes mastering product-specific applications, building relationships with trading desks, ensuring completion of necessary trade documentation and timely execution reporting to clients
Serve as a liaison between the sales team, branch management, compliance and various other business units throughout the firm
Manage account opening process for new and existing clients. Includes collection of account-specific information, recording information via electronic account-opening system, retrieving relevant executed documentation from clients and compliance with regulatory procedures
Review client account activity on a daily basis to ensure overall accuracy, proper settlement of transactions and reconciliation of sales credits and fees
Perform account maintenance including money transfer requests, address changes, etc
Complete ad hoc, client-related projects as needed
Bachelor's degree or equivalent experienced required
Series 7 & 66 licenses strongly preferred - successful completion shall be required shortly after employment begins
Proven ability to work independently and competently handle multiple responsibilities, with a high degree of accuracy, in a high pressure environment
Highly proficient user of Word, PowerPoint and Excel

Asset & Wealth Management Resume Examples & Samples

At least 8 years of Asset Management/Wealth Management audit or business experience
Detailed knowledge of products and services provided within a Global Wealth Management business including investment management, discretionary activity fiduciary requirements and brokerage
Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
Proven ability to be able to multi task and be able to change priorities
Works well individually, and in teams, shares information, supports colleagues and encourages participation
Strong skills in time management, problem solving, written and oral communication
Minimum Bachelors degree in Accounting, Finance, Economics or related discipline
Professional accountancy qualification and/or other professional certifications, such as CFIRS, Series 7, or CFA are a plus

Asset & Wealth Management Resume Examples & Samples

Provide administrative support as needed for the Regional Director, Sales Manager and Client Service Group Manager
Manage branch administration, including branch facilities (e.g., facilities, P&L, technology, new employee on-boarding, etc.)
Support Regional Director with planning and organizing weekly sales meetings (coordinate with New York product heads for in person visits or conference calls, obtain and distribute presentation material, communicate all meetings to sales force)
Assist Regional Director in the recruiting and on-boarding process of Financial Advisors by preparing recruiting materials, drafting e-mails and writing letters to potential recruits
Coordinate travel arrangements and prepare detailed itineraries
Help to organize and plan the Regional Director’s forward looking calendar
Prepare expense reports, verify expense documentation and submit to accounting for payment
Support and drive strategic firm and branch initiatives
Assist with overflow, special projects and day to day tasks (i.e. answer branch “overhead” phone line)
Assist Client Service Group Manager with monthly staff payments
Event planning (scheduling lunches for office visits, meetings with visiting department heads, client events)
Experience supporting Senior Management
Minimum 5 years experience in an administrative management role
Strong computer skills (Microsoft: Word, Excel and PowerPoint), MS Outlook and strong ability to learn proprietary software
Superior interpersonal skills, both written and oral. Ability to work well on an integrated team
Good judgment and problem solving skills
Ability to multi-task and manage priorities effectively in a fast pace environment, providing service for multiple team members
Ability to work well on an integrated team and willing to help support all management team members

Asset & Wealth Management Resume Examples & Samples

Analyze prices for stocks, bonds and other financial instruments, and monitor fundamental and technical factors affecting those prices
Educate clients and prospects on the Wealth Management platform offerings of JP Morgan Asset management
Series 7 and 63 required
Strong network of personal and professional contacts
Ability to listen to client needs and provide financial solutions

Asset & Wealth Management Resume Examples & Samples

Five plus years experience in an investments-focused role such as sales and/or trading
Expertise pitching ideas and speaking across asset classes, including: currencies and commodities; fixed income; equity; derivatives; and/or emerging markets
Ability to work in a team based environment
Licenses 7, 63 required for position

Asset & Wealth Management Resume Examples & Samples

Ph.D. in macroeconomics OR M.A. in economics combined with at least two years of experience (Central banks/IMF or other recognized institutions)
Advanced modeling skills with experience in developing macro-econometric models and/or models for FX, Commodities, and Interest Rates Markets
Professionally mature and confident with the ability to engage well with both internal and external clients and Senior members of the firm

Asset & Wealth Management Resume Examples & Samples

15+ years of financial services experience with a strong background in fund administration, audit, accounting, regulatory matters, and finance/financial reporting
Specific 1940 Act expertise a must
Working knowledge of SEC regulations including the requirements under the 1933 and 1934 Acts
Experience analyzing, communicating and executing against complex business strategies
Exceptional critical thinking, project management, analytical and communication skills
Strong track record of delivering on business initiatives in the asset management industry
Strong knowledge / experience across operations, technology, risk, legal and business management practices
Demonstrated track record of adapting to a rapidly changing business environment, ability to quickly assess situations and capitalize on change
Industry involvement and staying abreast of industry trends and issues
Highly collaborative – history of delivering results with and through organizational partner
Demonstrated success in managing highly successful teams

Asset & Wealth Management Resume Examples & Samples

5 + years of Asset Management audit (including Alternatives) or business experience
Detailed knowledge of products and services provided within an asset management business (e.g., multiple asset portfolios, ETFs, client services, fund administration, guideline coding and monitoring, fees), including related fiduciary activities
Ability to execute multiple audits at once (proven ability to be able to multi task and be able to change priorities)

Asset & Wealth Management Resume Examples & Samples

Conceptualize, build and support technical infrastructure for the "Bank with Us" Program; as well as develop Governance model to support the solution while complying with regulations and audit requirements Develop/Coordinate regional level sales and marketing opportunities for CSAs
Support driving new sales growth – both in new accounts and cross-sell opportunities
Coordinate value proposition statement for internal partners and service teams
Provide analytic support across internal tools and databases, specifically, extracting data from numerous data sources, analyzing data, interpreting information & trends, producing complex data analysis to support conclusions & present findings to senior management
Drive projects from start to finish in a cross functional environment and maximize partnerships with Service, Marketing, Finance, Training and Technology partners
Propose new solutions, procedures, training opportunities based on analytics and management objectives
Design new training & sales curriculum and establish delivery method, may be in classroom environment or virtual
Quantify and assess participants’ understanding of program objectives and posses the ability to quickly react to the learning needs of the participants
Utilize adult learning theory and adjusts training methodology of the course agenda to accommodate trainees with special learning
Capture and communicate industry best practices
Provide support in global initiatives including the transformation agenda, escalating service issues and communication strategies
Devise strategy and techniques to measure trainee standards & gauge ability to reach/execute desired behavior
Bachelors degree required or equivalent experience in a function related discipline
At least 3-5 years of successful sales experience required
At least 2 years of manager level or equivalent management experience required
Financial Industry background including Trust, Custody, Deposits, Securities, Credit, and Brokerage products
Ability to interact across many functions (Marketing, Communications, Technology, Front Office)
Organization skills and ability to multi-task
Strategic business mindset and entrepreneurial spirit to grow a specific client product offering
Prior experience with Client/Sales performance metrics and/or marketing/analytical databases
Excellent communication skills (oral and written)
Ability to express ideas in a confident, clear and compelling manner
Knowledge of relevant technology toolsets relative to data analysis and documentation
Successful applicant must have an understanding of business process engineering and strong knowledge of Microsoft SharePoint 2013
Proficient technical skills (Excel, PowerPoint, WebEx, Telepresence)

Asset & Wealth Management Resume Examples & Samples

Work as an analyst/associate in real estate asset management for office, industrial, multi-family and/or retail properties, acting as support to managers and analysts at our satellite location in Newark, DE
Provide qualitative and quantitative analysis on internal and external appraisal reports
Analyze and interpret various types of real estate documents, including operating statements, rent rolls, leases as well as joint venture and loan documents
Prepare and update valuation memos as well as valuation/waterfall models
Update and prepare mark-to-market models and capital commitment schedules
Perform ad hoc duties as necessary
Complete quarterly and annual data requests for financial reporting
1-3 years of post graduate analyst experience coming from any financial service, accounting or real estate organization
Must be able to manage and meet critical deadlines
Ability to work with minimal supervision
Understanding of real estate valuation concepts is highly desirable
Ability to rapidly develop strong skills and knowledge in the areas of valuation modeling, appraisal analysis, and joint venture structures
Experience with Argus, Dyna, or similar valuation software highly desirable

Asset & Wealth Management Resume Examples & Samples

Plan and execute small-to-large scale projects / initiatives
Conduct analysis including the collection of data from various sources, synthesizing the information, performing analysis, and interpreting results
Develop a detailed understanding of current-state processes and procedures, identify weaknesses, gaps and opportunities for improvement
Present findings and recommendations that identify issues, explains causes, details impact, and builds a case and consensus for change
Establish and lead working groups, requiring effective partnership with the following groups: Investments; Legal; Compliance; Technology; Operations; Product & Platform; Risk Management; Marketing; Finance; and Human Resources
Provide continuous feedback on project status, offering constructive options to ensure project tracks to original expectations
Assist in the design and implementation of solutions
Create detailed project plans, documenting scope and detailing issues & problems
Function as an escalation point to keep all parties aware of overall project impact
Provide documentation for policies and procedures
Ability to deliver in a high demand, multi-tasking environment
Excellent organization skills, attention to detail and time management skills
Judgment and professional maturity to handle sensitive information
Ability to work independently with limited supervision
Ability to work effectively will all levels of management
Strategic business mindset
3-10 years of experience in business management and/or project management in financial services
Ability to influence / persuade
Energy/enthusiasm and an eagerness to get involved in any and all tasks
Excellent written and verbal communications skills / relationship management
Strong proficiency with PowerPoint slide creation, Word, Visio and intermediate excel modeling required

Asset & Wealth Management Resume Examples & Samples

Managing multiple efforts simultaneously across a broad range of functions, business, organizational units and regions
Working with business stakeholders to define and drive project definition, strategy development and execution
Defining and supporting the project plan, proactively identifying and addressing risk and opportunities
Developing end-to-end operating model that works toward regional and global consistency of the control environment
Creating and applying appropriate conceptual frameworks to push thinking and expand solution sets
Escalating critical issues with a focus on resolution
Working across LOBS to identify and bring together the right resources, content experts and decision makers to meet goals
Communicating recommendations and program status to stakeholders, senior executives, governing bodies and regulators
Understanding the impact of other firmwide initiatives to appropriately and efficiently address deliverables
Results orientation and demonstrated ability to influence change and best practices across a global organization
Project management experience delivering complex tactical and strategic initiatives across a range of functions and businesses
Strategic thinker, challenge the “status quo” and capable of designing and implementing streamline solutions
Able to adapt to fast changing environment
Building relationships with multiple stakeholders and ability to work across cross-functional teams
Excellent written and verbal communication skills and an ability to interact globally with all levels of the organization
Strong knowledge of Microsoft Office including Excel, PowerPoint and Visio

Asset & Wealth Management Resume Examples & Samples

Develop and manage project plans though strategy development, project definition, solution development, agreement, and implementation regionally and or globally for business and regulatory priorities
Analyze current investment offerings and operating models across IWM and partner with the Asset Class Leaders and IWM Management Team to define new business priorities
Provide input to technology project managers throughout the project delivery lifecycle to ensure business needs are met
Partner with legal, risk, compliance and controls management to effectively incorporate local regulatory requirements in adapting solutions to address core business objectives
Facilitate partnership between regional senior and business management & global IWM management team to prioritize core IWM initiatives
Understanding of the JPMorgan Asset Management organization, and specifically the businesses within Wealth Management and Investment Solutions (WMIS)
Advanced data analytics, excel and problem solving skills
Experience in management of critical path, issues, risks and dependencies

Asset & Wealth Management Resume Examples & Samples

Process and validate client instructions
Act as a liaison between front office and other operations teams
Participate in project related tasks including: User Acceptance Testing (UAT), defect and issue resolution, complete business requirements, etc
Perform MIS reporting
Research and resolve inquiries from internal business partners
Review/research client documentation
Ensure adherence to all service level commitments, controls and escalation policies
Assist with data gathering and documenting procedures, presentations and training materials
Strong written and verbal communication skill
Ability to work in deadline oriented environment and prioritize tasks appropriately
Work effectively in a team environment
Organized and detail focused
Knowledge of Microsoft Office Suite and mainframe PC skills
Ability to adapt to a rapidly changing business and technological environment
Ability to work in high pressure situations

Asset & Wealth Management, Securities Resume Examples & Samples

Help drive and manage the launch of new Defined Contribution Consulting program
Act as primary contact for other business units within the firm on initiatives to establish greater consistency across lines of business
Specific knowledge of investment products & services (e.g., Mutual Funds, CITs, Separate Accounts and generally all aspects of Corporate Retirement Plan Consulting)
Understanding of ERISA, DOL regulations and current industry trends

Asset & Wealth Management Resume Examples & Samples

Understand client's investment plan and objectives
Work in close partnership with Advisors in proposing, delivering, and executing solutions for clients; as well as in identifying new business opportunities
Advise on portfolio construction including overall asset allocation, tactical shifts and security selection
Market and implement investment solutions in accordance with clients' investment objectives
Grow new assets by identifying and developing new business opportunities from existing client base
Perform special portfolio analysis on products
Attends product rollouts, ideas calls and research meetings to stay current on all JPMS products and services
Five plus years experience in Financial Services industry
Ideal candidate has prior experience providing complex investment solutions to High Net Worth families and/or individuals
Licenses 7, 66 required for position
Bachelors degree required or equivalent experience

Asset & Wealth Management Resume Examples & Samples

Participating in conference calls and written correspondence with executive management of closely held companies to gather information on prospects, challenges, and potential markets for the closely held assets
Working with management teams to collect diligence and financial information required to complete the asset’s annual asset review, including business description, financial performance, valuation analysis, and hold/sell recommendations
Research industry sources to benchmark the asset’s performance relative to its peers
Review and approval of purchase and sale transactions
Direct intervention in the asset’s operations if necessary due to material underperformance or other asset issues
Review of the asset’s governing documents to understand and address key corporate governance issues such as voting rights and transfer restrictions
Fulfilling corporate administrative duties such as coordinating tax filings, processing distributions, and organizing shareholder meetings
Responding to day-to-day inquiries from management teams and internal team members (trust and estate officers, bankers and wealth advisors)
Bachelor degree in Accounting, Economics, Finance, or other related fields
Working knowledge of key finance, accounting and valuation concepts
Working knowledge of key Microsoft Office software applications (Word, Excel and PowerPoint)

Asset & Wealth Management Resume Examples & Samples

A minimum bachelors undergraduate degree of 2:1 (or equivalent)
Strong analytical skills who can use both qualitative and quantitative tools to analyse complex financial situations
Excellent communication skills and poise giving presentations
The successful candidate will have advanced Microsoft Office Skills. Notably it will be essential that candidates be advanced users of Excel including working knowledge of V-Look ups, Pivot tables and VBA together with Microsoft PowerPoint
Candidates with previous experience gained within Financial Services, particularly that gained within a Private Banking/Wealth Management environment are highly sought

Asset & Wealth Management Resume Examples & Samples

Review and evaluate DC plan investment menu structures
Perform investment analysis on all appropriate types of investments used by small and mid-sized DC and DB plans, including mutual funds, insurance company separate accounts, CITs etc
Assist in the recordkeeper search process
Support the launch of new Defined Contribution Consulting program
Contribute to the development and ongoing management of the investment due diligence process to ensure high quality output and detailed reporting
Initiate change by identifying and implementing process improvements designed to enhance the delivery of retirement plan products and services
Work with Legal, Compliance, Risk, Operations and Technology to implement processes that help the firm manage risk
Support ad hoc strategic business analyses and management reviews
Provide business updates and manage business reporting for certain investment programs
7+ years of direct experience performing investment analysis and consulting services within a Corporate Retirement Plan Services Consulting operation
Detailed understanding of the construction of 401(k) investment menus, investment due diligence, quantitative investment due diligence process and operations, retirement plan reporting and client communications
Advanced comprehension of Defined Benefit plan portfolio management concepts including asset allocation, funding ratios, glide-path development and Liability Driven Investing (LDI)
General financial industry experience; preferably in wealth management, private banking, or brokerage
Series 7 and 65

Asset & Wealth Management Resume Examples & Samples

Provide high quality service to Private Bank clients
Manage daily client transactions and inquiries accurately, within established deadlines, and in accordance with existing policies and procedures
Research, follow-up, and resolve client inquiries and problems in a timely fashion through effective interaction with clients, advisors, Operations partners, and other parties
Coordinate and follow through on client requests for products and services (i.e. send wires and/or check orders, process credit draw downs/pay downs, maintain ATM cards, etc.)
Drive client adoption of digital service channels (i.e. JP Morgan Online, mobile app) to enhance client relationships and improve the service experience
Monitor for high risk, fraudulent and phishing activity and ensure the security and safety of client assets and information
Seek for opportunities to deepen client relationships
Previous successful customer service or call center experience required, preferably in a financial services customer service environment

Asset & Wealth Management Resume Examples & Samples

Monthly financial reporting, analysis, and review of results
Assist with the coordination and maintenance of AM Technology project portfolio and recurring financial forecasts working with key technology and finance staff
Budgeting and forecasting at a detailed organization and account line level managing multiple views
Produce various monthly reporting including expense, headcount trends and other key business metrics
Balance Sheet management including fixed assets, capitalization, and WIP accounts
Develop/maintain project level financial reporting including a strategic investment portfolio
Identify opportunities and recommend improvements for increased reporting efficiencies
7+ years experience in financial management / accounting environment
Detail oriented individual capable of completing reporting and analytics accurately, on a timely basis, and in a presentable manner
Capacity and desire to work both at a strategic and detailed analysis level
Ability to present information in a clear and concise manner that tells the story behind financials in a compelling way

Asset & Wealth Management Resume Examples & Samples

Manage EAFE or European exposure versus MSCI EAFE or Europe with a targeted tracking error range of 2-4% via passive vehicles centered around region/country, sector/industry and factor/style
Contribute to portfolio construction process for MSCI World portfolios, given critical weight of EAFE/Europe in benchmarks
Work with the Head of Equity to devise and propose investment strategies and tactical recommendations to the PB-CIO Team for implementation across discretionary portfolios
Contribute to the PB-CIO Team’s investment process and performance culture
Maintain a consistent, strong focus on compliance and risk management
Bachelors degree; advanced degree and/or CFA charter holder preferred
Demonstrable track record of success managing EAFE or European equity strategies with a fundamental investment philosophy incorporating a team-driven approach
Ability to manage multiple priorities in a fast-paced and fluid environment

Asset & Wealth Management Resume Examples & Samples

Provide holistic US Taxable Fixed Income (FI) coverage for the Private Bank, covering groups across regions
Trade US Taxable Fixed Income securities for clients and monitor credit risk
Perform credit analysis on Corporate Credits across High Yield and Investment Grade issuers, including a deep understanding of corporate credit fundamentals, working with junior members of the team, Analysts and Associates, to deliver the ideas and analysis
Providing actionable recommendations based on quantitative, fundamental and statistical analysis
Maintain current analysis of fundamentals across US Credit Markets and provide recommendations on client exposure and asset allocation, including internal and external client presentations
Perform client portfolio reviews and provide investment recommendations
Attend and provide advice as a US Fixed Income Solutions Specialist in Client Meetings and Presentations
6 years of experience
Must have client presentation skills, including experience with public speaking, preparing and delivering client pitches
Must have ability to employ credit analysis to write single-name credit idea pieces, including creating relative-value analysis and interpreting curves based on valuations
Experience operating independently
A drive to grow the business
Strong skills in Microsoft Excel and Bloomberg
Bachelor or Master’s degree or equivalent in Business Administration, Finance, Economics, or a related field

Asset & Wealth Management Resume Examples & Samples

Implementation of portfolio construction based on Strategy team's calls and investment vehicle selection
Maintain knowledge of each account's unique requirements and sensitivities
Review and trade portfolios, manage orders and execute trades across managed account business including the following
Bachelor's degree in a finance - related discipline with a minimum 3.3/4.0 GPA. CFA or progress toward attaining CFA designation preferred
3-7 years work experience in financial services industry with Private Wealth Management experience preferred
Demonstrated solid understanding of investments with keen interest in broadening knowledge of portfolio management
Demonstrated track record of building relationships with internal and external partners
Prior experience operating within a risk framework

Asset & Wealth Management Resume Examples & Samples

Assist in leading assessments/delivery of new investment solution and support opportunities, soliciting contributions from investment, sales, and product leadership teams
Contributing to multi-functional, cross line of business teams to achieve specified objectives
Collaborating with investment, distribution and marketing teams on development of thought leadership materials
Supporting distribution and product management on launch of new solutions and services including positioning and differentiation
Employ a disciplined, fact-based approach to managing and mitigating risks associated with the continuum of initiatives
Focus on Core Managed Portfolios
Minimum of 3+ years of Investment Product Strategy and/or Development experience
Proven ability to manage complex projects and lead change across a variety of stakeholders to deliver results with multiple deadlines and shifting priorities

Asset & Wealth Management Resume Examples & Samples

Deep understanding of the high net worth and ultra-high net worth client profile and of the mortgage industry and its product offerings
Self-motivator and ability to facilitate change
Residential Real Estate Mortgage Lending experience

Asset & Wealth Management Resume Examples & Samples

Work with the Tax Department and counsel on income, gift, estate, and generation skipping taxes for the trust/estate and its beneficiaries
Oversee work performed by various Private Banking operational groups to ensure the smooth operation of the trust and estate accounts
Communicate with portfolio managers regarding investment objectives and liquidity needs
Responsibilities in the administration of estates: - Identify, collect and secure decedent's tangible and intangible assets. Assist in coordinating appraisals of personal property with auction houses and estate liquidators. Arrange for estate tax valuations. Notify beneficiaries of provisions of Will, determine beneficiaries' preferences with regard to the form of distributions, satisfy specific bequests and establish testamentary trusts. Organize estate records and valuations for use by Counsel in preparation of death tax returns. Review death tax returns upon completion. Gather information requested by I.R.S. for an estate tax audit and attend meeting with auditor(s). Coordinate with Counsel in regard to preparation of an accounting, Receipt and Releases or court filings for judicial settlement; Coordinate final distributions and closure of account
2-3 years of Trust experience
International trust administration experience a plus
Trusts & Estates paralegal experience preferred

Asset & Wealth Management Resume Examples & Samples

Desire to work in a fast-paced team environment that often involves complex problem solving
Advanced computer skills, particularly with Microsoft Office Suite (Word, Excel, PowerPoint, Outlook)
Ability to adapt procedures, processes, and techniques to complete assignments
Proven ability to manage multiple priorities at a time and ensure successful completion by given deadlines
Tact and good judgment in confidential situations and experience interacting with senior management and external clients
Knowledge of general office procedures (filing, correspondence, scheduling)
Previous experience working with and supporting a team of individuals through administrative duties
Responsible for the coordination and logistics (reservations, confirmations, materials, etc.) of all internal and external meetings
Assist in preparing materials or analysis for client meetings as requested
Screen incoming calls and e-mails to determine the level of priority while using caution in dispensing information; attempt to resolve or escalate to the appropriate parties so as to not cause delays
Interact with and help clients on a daily basis through incoming calls
Manage complex calendars for multiple individuals
Expense management – Process invoices and travel expense claims for team members in accordance with company policy
Produce high-quality e-mails and other written communication to internal parties and clients
Lead and coordinate ad hoc projects for the team as requested
Handle regular activities without prompting, and advise in advance of issues or delays
Identify areas for improvement and take initiative to solve
Assist the team of relationship managers in all other aspects of daily business activities
Provide back-up and support to other Administrative Assistants as necessary

Asset & Wealth Management Resume Examples & Samples

Bachelor's degree required. MBA and/or CFA preferred
7+ years work experience in financial services industry with Private Wealth Management experience preferred
Demonstrate strong understanding of complex investment vehicles including hedge funds and structured investments
Demonstrate track record of building relationships with internal and external partners
Experience successfully managing portfolio and implementation risk

Asset & Wealth Management Resume Examples & Samples

Responsible for new business development for asset management, in collaboration with banking teams and product specialists. Work across a broad spectrum of clients within the private bank, including: individuals and families; private foundations; donor advised funds; and public charity endowments
Advise on best practices in philanthropic giving, including: structuring, vision and mission statements; funding guidelines; operating procedures; governance matters; succession issues; and strategic grant making
Maintain a strong professional and community network and broad understanding of the target market community to build and maintain relationships with clients and prospective clients
Plan, facilitate and speak at donor educational forums, board meetings and other client activities designed to highlight best practices in philanthropy
7-10 years’ experience in non-profit organization, foundation or related work
3-5 years’ experience in sales and marketing a plus, particularly if conducted within the financial industry/client advisor
Willingness to travel for business
Willingness to work in a dynamic and fast paced corporate setting
Comfort with working on multiple relationships and projects at a given time

Asset & Wealth Management Resume Examples & Samples

Minimum of 1-2 years’ experience in wealth management or similar financial services experience. Knowledge of mutual funds, separately managed accounts and ETFs
Product management and development experience is a plus
Understanding of the JPMorgan Asset & Wealth Management organization is a plus
Desire to be part of product management and development team
Interest in participating, managing and delivering large strategic initiatives

Asset & Wealth Management Resume Examples & Samples

Manage assignments and inquiries accurately, within established deadlines and in accordance with firm and business policies and procedures, as well as applicable FINRA and other federal regulations
Use a high level of customer service skills
Research, follow-up and resolve inquiries and issues through effective interaction with JPMC teams and other staff in a timely and professional manner
College degree or equivalent financial services/banking industry experience preferred
Work with clients to secure transaction instructions and complete activities
Ability to make independent decisions about complex issues and solutions
Ability to work effectively as a member of a team
Ability to multi-task and manage priorities effectively

Asset & Wealth Management, Securities Resume Examples & Samples

At least 3-5 years of related experience
Self-starter with strong project management and follow-through skills
Client-focused mentality
Excellent attention to detail and communication skills
Some understanding of the Alternatives and Structures, but passionate about continuing to learn about the platforms
Experience in an Investor Relations/Product Specialist role or similar
Strong team player with an entrepreneurial predisposition and strong interpersonal skills as required to interact with personnel across senior levels of the firm
Comfort with organizing and interpreting large amounts of data
Strong analytical and MS Office skills
FINRA Series 7, strongly preferred

Asset & Wealth Management Resume Examples & Samples

As part of our team of specialists, provide expert structuring and administration of trusts to our most complex clients
Develop, retain and deepen trust account relationships
Responsible for deepening and strengthening client relationships with JPMorgan
Communicate with clients to understand their trust needs and provide superior client service

Asset & Wealth Management Resume Examples & Samples

Monitor, report and analyze service level performance, including future projected performance
Manage volumes ensuring it is routed to the proper staff and service level goals are met
Evaluate and analyze historical trends to make strategic/tactical operation plans to improve performance
Identify/research service level risks based on forecasts for problem resolution and management engagement
Pull levers for service level management including determining overtime needs and off phone activity
Monitor real-time performance statistics, adding/adjusting schedules to secure staffing requirements
Maintain skill/queue assignment and recommend appropriate changes
Provide daily service level and volume reporting to leadership
Recommend staff changes between phone and email specialists to ensure service level goals are met
Partner with Site Management, Operations, Training, and other groups to reach service level goals
Influence site and queue strategies by partnering with Project Managers and Business Partners
Partner with leadership team to provide continuous improvement of processes/procedures
Lead and participate in production management meetings and/or projects as needed
Advanced knowledge of Call Center Operations and Workforce Management
Advanced knowledge of Contact/Call Center metrics
Strength in quantitative analysis, critical thinking, problem solving and innovation
Able to creatively solve problems through critical thinking
Comfortable with ever-changing business environment and changing job priorities
Highly detail oriented, ability to work on multiple projects/tasks simultaneously, manage time and prioritize tasks to complete a project
Must be flexible with work schedule to accommodate business needs
Ability to adapt quickly to change - strong change management
Ability to work in a consistently fast paced environment
Excellent follow-ups skills
Must be able to work independently and in a group environment
Advanced skills in Microsoft Office products (Excel, Work, PowerPoint, etc.)
Experience with collaboration, communication and presentation skills required
3-5 experience in working in a call center or similar environment
3-5 years experience processing, forecasting, staffing and scheduling required
3-5 years WFM experience supporting inbound, outbound and back office groups
Basic knowledge of telephony/call routing and workforce platforms
Strong understanding of Workforce Management practices
General understanding of Project Management best practices
3-5 years experiencing using Aspect, eWFM, Avaya CMS or equivalent WFM Scheduling tools
College degree or similar work experience preferred

Asset & Wealth Management Resume Examples & Samples

Client Engagement –provide exceptional client service and flawless execution on client requests, inquiries and transactions such as money movement, security transfers, and loan transactions including escalated research requests
Risk & Controls– adhere to and maintain the firm’s controls policies and procedures and FINRA regulations as well as protecting client assets against potential fraud activities
FINRA Series 7 and 63 licenses required for the position: preferred upon hiring but must be obtained within 120 days of hire
Spanish fluency required
Experience with a wide array of financial products preferred
Demonstrated passion for delivering exceptional client service
Ability to develop and maintain collaborative relationships both internally and with external clients
Ability to identify and escalate issues
Ability to adapt to a rapidly changing and fast paced business and technology environment
Proficiency with Microsoft Office Suite (Word, Excel and PowerPoint) and Microsoft Outlook. General comfort level with Internet/Intranet usage and ability to learn proprietary software and databases

Asset & Wealth Management Resume Examples & Samples

Provide high quality, high touch service to Private Banking clients over the phone and by email. Responsible for assisting clients and advisors with all aspects of the online experience
Utilize multiple systems, often simultaneously, to provide quick and thorough service to clients across all of their accounts
Very high comfort level with Internet/Intranet usage and ability to quickly learn proprietary software and databases
Strong to exceptional interpersonal, verbal and written communication skills
Proficiency with Microsoft Office Suite (Word, Excel and PowerPoint)
Weekend and evening work required on an as needed basis

Asset & Wealth Management Resume Examples & Samples

Support of various aspects of the Assets Held Elsewhere (AHE) offering within GWM
Documentation, review and updating of procedures
Interface with Trust Officers and Client Service Groups enforcement of policies and procedures
Daily interaction with Ops and Front Office business partners
Respond to inquiries and requests from internal and external business partners as required
Review and test key controls impacting daily functions performed within the team
Good Organizational Skills
MS Office Skills
Ability to use procedures to effectively process workflows
Oral and Written Communication Skills
Multi-Tasking – maintaining focus while shifting from one workflow to another
Operations Experience (Preferred)

Asset & Wealth Management Resume Examples & Samples

Co-ordinate implementation of changes to the program line up of investment vehicles, and the implementation of asset allocation strategic and tactical shifts, resulting from research, investment committee decisions
Listen to and evaluate client feedback
Develop and become point person on managed product related questions for business partners, sales, operations and technology
Strong project management skills with a demonstrated ability to identify and implement product and business solutions
Excellent verbal and written communication skill
Exercises excellent independent decision making and problem solving skills
Must be able to demonstrate flexibility and adaptability and ability to work under pressure
Creative and can think “out of the box”
Series 7, 66 (or willing to obtain)

Hrbp, VP-asset Wealth Management Resume Examples & Samples

Advising leaders on HR-related issues and partnering across HR functions (Recruiting, Learning & Development, Compensation, and Employee Relations) to deliver the best solution for our clients
Be a champion of HR process change. Analyze processes, data and trends to make recommendations to management team for continuous improvement
Work closely with HRBP colleagues and management team to identify the current and future needs of the business and develop/lead HR strategies, priorities, plans and interventions to ensure successful results
Partner with Compensation to develop and deploy compensation strategies/plans to attract and reward employees based on business and employee performance
Partner with business leaders to ensure the appropriate programs are in place to drive employee engagement
Drive comprehensive talent agenda including succession planning, high-potential, and leadership development embedding diversity as a key priority
The HRBP must have a strong focus on our culture and values, demonstrate a risk and control mindset, and use sound judgment in everything he/she does
10+ years of HR experience (or equivalent), preferably in an Investment Management or Financial services firm
Must have the ability to multi task in a fast paced environment; adjust readily to multiple demands, shifting priorities and rapid change
Demonstrated ability to provide HR consultation to managers and employees on HR issues regarding employee relations, staffing, compensation, HR policies and performance management
Strong consulting/problem resolution experience and exhibits very sound judgment in approach & outcomes
Demonstrated ability to make sound decisions, be creative, and pragmatic in developing alternative solutions in a very fast-paced environment
Analytical and exploratory approach to problems emphasizing creative options and new perspectives
Able to work collaboratively and to develop strong, positive working relationship across a matrixed organization
Advanced skills in Excel, Word, PowerPoint, PeopleSoft required and experience with HR systems preferred
Undergraduate degree in Business or Human Resource Management or equivalent HR or Management experience. Advanced degree preferred

Asset & Wealth Management Resume Examples & Samples

Work with the Head of US Equity to devise and propose investment strategies and tactical recommendations to the PB-CIO Team for implementation across discretionary portfolios
Perform fundamental analysis, including financial modeling, across a variety of US companies and sectors
Participate in calls and meetings with sell-side analyst, industry contacts, and management teams
Minimum 3 years relevant work experience
Strong understanding of tactical allocation across sectors and market capitalization

Asset & Wealth Management Resume Examples & Samples

Candidate must be currently enrolled in a university as a full time student
Candidate should generally be a business major/minor or be taking business related courses
Ability to multi-task and be organized in delivery of work/projects

Asset & Wealth Management Resume Examples & Samples

Problem solving and risk management: takes initiative, is decisive and accountable, exhibits critical analysis and judgment
Teamwork and personal effectiveness: strong time management skills, organization, adaptability, ability to coach and train, and attention to detail
Communication skills: outstanding written and verbal communication and aptitude to influence all levels within the organization
Ability to prioritize and maintain perspective
Discipline to work independently and within a cooperative team environment
Spanish and/or Portuguese a plus
Solid knowledge of the Client Service practice
Role to be located in New York or Miami

Asset & Wealth Management Resume Examples & Samples

Scope product ideas which include both new product ideas and enhancements/changes to existing funds
Manage delivery of changes to existing funds across all functions within the business, including liquidation and combination of strategies
Utilize appropriate firm and industry resources to complete analysis of investment strategy, competitor funds and market positioning, as required
Work with internal/external legal counsel and tax colleagues to analyze and comment on offering materials, including the private placement memorandum, subscription documents and partnership agreements. Read/review all legal documents
Manage the development of marketing materials including a flipbook presentation, executive summary, fact sheets and cover letters that present a clear, concise message that highlights the key marketing points and investment considerations to private clients
Responsible for sign-off on subscription documents and working with internal/external legal counterparts to train marketing force regarding execution of documents
Review, identify and communicate any non-standard structural and operational issues to global middle office teams
Educate and advise AIG Marketing Team on relevant fund terms to ensure that they are equipped to answer questions from regional teams regarding the funds
Coordinate ongoing relationship management with fund management teams, private bank marketers and AIG internal and external service partners (e.g., middle office, fund administration and external counsel)
Assist AIG Due Diligence Team in monitoring funds post-placement including participating in quarterly update calls/meetings with issuers as required
Participate in strategic decisions related to prioritization pipeline including: overseeing production and distribution of all offering/closing documents, legal documentation sign-off, and ensuring successful final closing, including funding as applicable, often under strict deadlines
Actively assist in addressing ad hoc issues (e.g. limited partner amendments, defaults, performance
JD or MBA is helpful but not required
3-5 years of experience working in project teams
Ability to develop effective partnerships with key business partners, including Legal, Compliance, Tax, Risk, Funds Management, and various operations groups
Excellent strategic influencing and interpersonal skills
Licenses 7 & 63 required for this position
Demonstrated ability to analyze and solve problems and to manage multiple tasks at once
Flexible team player with ability to work independently
Strong interest in alternative investments preferred
Verbal presentation skills

Asset & Wealth Management Resume Examples & Samples

Creating, analysing and maintaining regular and ad hoc quantitative reports
Interacting actively with equivalent Manager Research team in New York to leverage information and insights and to supply information
Communicating effectively with international Investor and Banker community in EMEA, Asia and Latin America to help with client queries
Responsible for quantitative analysis of approved and unapproved mutual funds
Running analytical software on fund portfolios. Developing the ability to analyse and convey the results to team members
Creating pitchbooks and presentations to market mutual fund solutions to investors
Interacting with and responding to ad hoc requests from EMEA Solutions, Strategy and Portfolio Construction teams based in London, in order to support product offering
Reviewing the team’s quantitative working practices with a view to improving efficiency
Building knowledge base of investment product offerings and understanding of broader portfolios construction
Organising and maintaining manager files
Supporting the manager process by assisting in organising and by attending meetings with external managers and internal managers, attending conferences and reporting findings to team
Educated to degree level with a strong academic performance
Up to three years’ experience within the financial services industry
Knowledge of the principles of investment management and the mutual fund industry and an understanding of and interest in different investment management techniques
Highly numerate with good statistical understanding and excellent attention to detail
Advanced Excel skills with familiarity of working with large amounts of data, formulae and building of quantitative reports
Strong analytical & problem solving skills
VBA skills is a plus
Strong teamwork, communication, presentation and interpersonal skills
Energetic and motivated personality, with the willingness to take the initiative where appropriate
Strong time management and organisational skills, with the ability to meet deadlines successfully

Asset & Wealth Management Resume Examples & Samples

Balance Sheet & RWA Forecasting: In this capacity, the candidate will liaise with various counterparts in AWM and the Firm-wide Capital P&A team and responsible for forecasting and analytics around balance sheet and RWA reporting on the monthly basis and annual exercise such as budget and mid-year forecast. Additionally, the candidate will be responsible for coordinating RWA and Supplementary Leverage Ratio (SLR) review and attestation for AWM
RWA Optimization and Capital Management: Candidate will lead projects to assess whether AWM is using the balance sheet and deploying capital efficiently
Capital Stress Testing: responsible for maintaining, enhancing and integrating financial models used by AWM to forecast balance sheet, RWA and SLR on capital stress testing (CCAR/ICAAP/DFAST/Risk Appetite). The model output is used at the most senior levels in the organization, including the AWM Operating Committee, so attention to detail, quality and timeliness of output is critical
Good analytical skills and creative problem solving skills
Strong finance/accounting skills
Experience with building financial models; excellent Excel skills
Good communication skills both written and oral
Experience with balance sheet, RWA, capital and treasury concepts is a plus

Asset & Wealth Management Resume Examples & Samples

Review client holdings to ensure proper funding and perform daily account reconciliation prior to trading for initial investment
Work on various projects that are requested by sales and or management
Detail oriented, timely and responsive
Work both independently and within a team environment

Asset & Wealth Management Resume Examples & Samples

Candidate must have Strong Customer Service Skills; previous experience highly preferred
Must also possess extreme attention to detail, with an ability to work in a fast paced environment and the ability to meet deadlines
Computer skills required; MS Outlook, Excel, PowerPoint and Word
Minimum of 1-3 years in a Receptionist/Administrative Assistant role

Asset & Wealth Management Resume Examples & Samples

Manage the product pipeline and development efforts for the US distributed discretionary offerings
Lead new product offering approval process / discussions at new product approval committee meetings in front of senior leadership
Oversee initiatives to ensure results are always delivered on schedule, in scope and on budget
Analyze current Advisory / Core discretionary product offerings across GWM and partner with other key stakeholders to develop and define the business strategy
Partner with Legal & Compliance to ensure adherence to regulations & policies
Drive new product development and build-out of new investment capabilities
Conduct feasibility analysis of newly proposed solutions to identify critical components of the delivery, then syndicate with partners to determine potential time to market
Develop and manage project plans and updates for senior management
Make recommendations to re-engineer process flows working with trading desks, middle and back-office operations, and technology
Create partnerships with various teams including Portfolio Management teams, Legal & Compliance, Risk, Marketing, Technology & Operations, Finance, and Business
7+ years of financial services experience in Asset Management, Wealth Management, Private Banking and/or Broker Dealer
Deep subject matter expertise in Investment Products (MFs, SMAs, ETFs, Equities, Fixed Income)
Strong background in Product Development and Product Management
Proven ability to distill complex ideas into consumable and actionable materials
Experience analyzing, communicating and executing against complex business initiatives
Ability to influence and partner effectively across a global organization
Demonstrated track record of adapting to a rapidly changing business environment, ability to quickly assess situations, act decisively and capitalize on change
Industry involvement - staying abreast of industry trends and issues
Highly collaborative - history of delivering results with and through organizational partnership

Asset & Wealth Management Resume Examples & Samples

2-5 years of project management experience with a structured, detailed, and results oriented approach
Excels in a fast pace environment with a culture of urgency, value, and results
Problem solving mentality with drive to overcome the obstacles or resolve issues swiftly
Excellent Pitch-Pro, Visio, PowerPoint, and Excel skills
Strong verbal and written presentation skills for a sales oriented environment
Detailed oriented with proven organizational skills for multitasking environment

Asset & Wealth Management Resume Examples & Samples

5+ years of Asset Management/Wealth Management audit or business experience
Detailed knowledge of products and services provided within a Wealth Management business including investment management and specialty wealth advisory services, brokerage, and banking
Any candidate not meeting all the requirements can be considered for an Auditor, Associate level position

Asset & Wealth Management Resume Examples & Samples

Set, maintain and enforce project timelines to ensure goals are met and understood
Attend and drive all working group meetings; act in capacity of information owner and disseminator
Create flow charts and organization diagrams to illustrate processes and procedures
Liaise with legal, risk, marketing, product and compliance to assist with the creation of brand new documents, including, but not limited to: new client agreements, educational materials, program guidelines
Communicate crisply and with confidence across functions and businesses to ensure objectives and deliverables are clearly understood
Present to senior management to obtain critical support, escalate risks and identify roadblocks
Work to become subject matter expert on the underlying products and services in scope
7-10 years of asset or wealth management experience; exposure to retirement services preferred
Four year undergraduate degree in Business Administration or related field; MBA or professional designations a plus
Strong proficiency with MS PowerPoint, Excel and Visio
Superior oral and written presentation skills and demonstrated ability to organize and conduct meetings with senior stakeholder

Asset & Wealth Management Resume Examples & Samples

The Client Associate will work as part of a four person support structure for a team of high-performing Financial Advisors with more than 55 years of industry experience
Position involves extensive client contact. Individual will be involved in all activities that touch prospective or existing clients
Responsible for day to day client servicing. Includes account opening, account maintenance, and money movement
Assist the Advisor team in preparing for client review and prospect meetings
Ability to relate to and empathize with client needs and concerns. Self-starting ability to understand client issues and resolve problems with minimal involvement of the Advisor team
Works with internal partners (Operations, Management, and Product Groups) to respond to client needs/requests
Serve as a liaison between the Advisor team, branch management, compliance and various other business units throughout the firm
Series 7 & 66 or 7 & 63/65 strongly preferred. Successful completion shall be required shortly after employment begins
Proven ability to work as part of a highly integrated team and competently handle multiple responsibilities, with a high degree of accuracy, in a high pressure environment

Asset & Wealth Management Resume Examples & Samples

Work in close partnership with the senior Capital Advisor to identify and analyze credit opportunities and the attendant credit risks
Engage other ITM members of the French client advisor team, Credit and other partners to implement and maintain credit deals
Prepare presentation materials and participate for client and internal meetings, drive analyses, help design agenda, attend and take notes/follow-ups
Adhoc Analysis – Conduct analysis to understand business drivers, drive insights, and identify opportunities to improve results
Escalate and / or resolve client issues; track and measure recurring themes for systemic issues and opportunities
Sales Management – monitoring the weekly pipeline and financials and key business wins for the week
Help with coordination and monitoring of initiatives (i.e. repricing, deepening)
Assist with day-to-day tasks assigned to the team as part of monitoring, control and remediation efforts
General administration and organisation as required
Knowledge of capital markets and macro environment
Advanced analytical skills, including financial analysis Ability to communicate sophisticated credit concepts to all levels of clients and prospects

Asset & Wealth Management Resume Examples & Samples

Marketing & Idea Generation
Support preparation of analysis that drives the formulation of the JPMorgan Private Bank’s Equity Strategy
Develop marketing materials to support launch of related investment ideas
Support team in preparation for client meetings including marketing materials and bespoke client analysis
Develop Market Knowledge
Further develop knowledge of relevant investment ideas and become intimately aware with clients’ needs
Develop comprehensive understanding of the Private Bank’s value proposition, products, and services
Liaise with various counterparties within the firm and outside of the firm
Interaction on daily basis with 3rd parties and within JPM to assist the investment idea generation process
Track competitive landscape and share information within the team

Asset & Wealth Management Resume Examples & Samples

Work in close partnership with the senior Capital Advisor to identify and analyse credit opportunities and the attendant credit risks
Engage other ITM members of the Emerging Markets client advisor team, Credit Risk, Credit Middle Office and other partners to implement and maintain credit deals
Ad-hoc Analysis – Conduct analysis to understand business drivers, profitability hurdles, drive insights, and identify opportunities to improve results
Assist with management of credit documentation and other internal documents supporting credit deals
Ability to work and coordinate with external counterparties like Law Firms, Notaries, Family Offices etc
General administration and organization as required
Advanced analytical skills, including financial analysis. Ability to communicate sophisticated credit concepts to all levels of clients and prospects

Asset & Wealth Management Resume Examples & Samples

Maintain complex and detailed calendar
Greeting guests, clients and employees
Screen incoming calls and determine the level of priority while using caution in dispensing information
Responsible for the coordination and logistics of both internal and external meetings
Arrange and coordinate complicated domestic and international travel
Excellent verbal and written communication and interpersonal skills required with the ability
Expense Management – Processing invoices and T&E expense claims for team members. Ensure all policies are followed and items are processed within provided guidelines. Subject matter experts for policies and procedures
Produce high quality emails and messages to individuals at all levels of the organization
Managing conference room calendars
Setting up and tearing down conference rooms for meetings
Monitoring and ordering office and marketing supplies
Assist in editing spreadsheets and presentations including printing and binding for client meetings
Work cooperatively with administrative assistants team, in positive partnership to back up each other smoothly
Actively involved in branch marketing events
Liaison with facilities team for office repairs, upkeep
Strong proficiency in Microsoft Office

Asset & Wealth Management Resume Examples & Samples

Work with Financial Advisors to develop business opportunities with new and existing clients as well as with key professional advisors within the community
· Provide unbiased comprehensive and customized wealth planning and financial planning advice to clients and prospective clients
· Must be comfortable working with high-net-worth and ultra-high-net-worth individuals and have experience with investments, tax and wealth transfer strategies and with financial planning
· Structure and present financial plans/presentations to high net worth clients in a simple and concise manner
Learn and understand the broad J.P. Morgan platform (wealth planning services, banking, credit and lending services, investment services, other advisory servicse) sufficiently to be able to speak across a broad range of topics, bringing in other internal experts as necessary
Proven ability to drive business results with broad background in general investment matters and trust and estate planning issues
Senior level individual that is a strong self-motivator who can work closely with Financial Advisors without daily contact with one’s direct manager
Strong presentation skills both one-on-one and in group settings
Ability to educate Financial Advisors about general planning techniques
Ability to provide Financial Advisors practice management advice relating to the integration of financial and wealth planning into their practices
Ability to comfortably use numbers to provide guidance to clients in a compelling manner
Strong financial planning knowledge regarding retirement, cash flows and goals-based planning
Experience and ability in understanding clients’ financial situations and personal circumstances
Must be able to coach colleagues, Financial Advisors and clients (very strong partnership skills)
Must be able to deliver a distinctive and thoughtful experience aimed at providing appropriate advice for each client situation in a way that secures confidence
Ability to travel regularly among JPMS offices nationally, with a focus on the West Coast (Newport Beach, Los Angeles, San Francisco, Seattle, Bellevue) and Texas (Dallas)

Asset & Wealth Management Resume Examples & Samples

Manage team and partner with tax colleagues to ensure regulatory reporting requirements are met including written policies and procedures
Partner with tax colleagues to identify and implement projects/procedures to meet new reporting requirements
Partner with operational and business colleagues to ensure processes and controls are in place to ensure accurate withholding and reporting
Timely and concise communication with key business partners and senior management
Partner with tax and technology colleagues for timely delivery of projects within scope, budget and time
7-10 years of relevant tax experience with 5-7 years of management and leadership responsibility
BA/BS required; advanced degree preferred
Demonstrated ability to successfully manage teams within changing regulatory environment
Advanced knowledge of U.S. tax withholding and reporting rules including B and C notices
Strong knowledge of securities including stocks, corporate and municipal bonds, mutual funds, partnerships and other derivative products
Microsoft SharePoint, Access , Excel and Powerpoint experience a plus
Team player with excellent organizational, multitasking and prioritizing skills
Excessive attention to detail and ability to work independently
Strong communication, presentation and relationship building skills
Possess an ability to work in challenging situations and multi-task

Asset & Wealth Management Resume Examples & Samples

Project lead responsible for project’s overall success, ensuring delivery is on time, on scope and on budget
Ensure project is completed in accordance with Risk, Compliance, Tax Regulation and other relevant firm-wide guidelines
Diagnose and facilitate resolution of key issues and risks within the project
Manage project changes to scope, budget or time
Conduct overall project evaluations/quality control
Communicate project status with key business partners
Operate with a control mindset to ensure the organization is in full compliance with the regulatory obligations
5+ years of experience managing global projects
Ideally experience in wealth management and tax reporting
Demonstrated ability to successfully manage multiple complex projects simultaneously
Repeated, demonstrated history of delivering global projects on-time and within budget
Ability to manage and develop team members

Asset Wealth Management Resume Examples & Samples

Managing client assets and delivering strong risk-adjusted returns
Hands-on expertise in software development & architecture with a proven track record in large scale software delivery
Experience in managing development projects and driving modern development practices, such as Agile, Continuous Delivery and DevOps
A strong system design and architecture background
Proven track record in designing and delivering on Scalable system design, cloud based solutions within an organization
Minimum of 10+ years of hands-on technology development experience with solid people management experience, preferably in the financial industry
Expertise in running globally distributed development teams using Agile methodologies and Lean practices
Project delivery experience of running both global and local projects, involving stakeholders across different regions
Excellent verbal and written communication skills and the ability to interact professionally with a diverse group of stakeholders from business and technology
Strong leadership skills and the ability to establish a highly motivated work environment
Excellent analytical, problem solving, and troubleshooting skills

Asset & Wealth Management Resume Examples & Samples

To lead Passive Asset Management decisions in Australia & New Zealand
To represent Passive Asset Management with local regulators, stock exchange, market makers, brokers, media, etc
Liaise with different internal working partners in APAC and globally
Entrepreneur approach
Extensive experience in ETFs and Passive Asset Management
Good knowledge of financial instruments across different asset classes
Good knowledge of funds’ structuring
Experience with ETF providers in Australia & New Zealand or globally

Asset & Wealth Management Resume Examples & Samples

Perform quality reviews of suitability & Options processing
Identify, track and escalate discrepancies and follow through to resolution
Perform trend analysis on volumes, errors, etc. and communicate results to senior management
Establish MIS for various processes performed in Operations and the Front/Middle Office
Ensure timely and concise communication with key business partners and senior management
Create training documentation, procedures, presentations and assist with data gathering
Create presentations for Senior Management, Operations overview opportunities, etc
Ability to think strategically and execute a strategic plan
Proficient in Microsoft tools – Excel (Pivot Tables, Advanced Formulas, and Conditional Formatting) and Access (Develop queries using SQL or Query Design) skills required
Minimum of 5 years operations experience

Asset & Wealth Management Resume Examples & Samples

Generate alpha producing long-only stock ideas
Communicate ideas clearly to portfolio managers both in written and verbal form
Monitor existing portfolio positions
Leverage expertise to identify relevant investment themes
Interface with company managements and sell side, attending industry conferences
4 to 6 years of work experience in investment banking or equity research or asset management
Financial analysis and valuation work, preferably in the financials or health care sector

Asset & Wealth Management Resume Examples & Samples

At least three years of administrative experience and meeting coordination
Strong Computer skills (Microsoft Office; Word, Excel and PowerPoint)
Specific industry related experience preferred
Ability to multi-task and work in a fast pace environment, providing service for multiple team members

Asset & Wealth Management Resume Examples & Samples

Manage multiple efforts simultaneously across a broad range of functions, business and organizational units
Work with business stakeholders to define and drive project definition, strategy development and execution
Define and support the project plan, proactively identifying and addressing risk and opportunities
Develop end-to-end operating model that works toward regional and global consistency of the control environment
Escalate critical issues with a focus on resolution
Work across LOBS to identify and bring together the right resources, content experts and decision makers to meet goals
Communicate recommendations and program status to stakeholders, senior executives, governing bodies and regulators
Understand the impact of other firmwide initiatives to appropriately and efficiently address deliverables
Implementation of global scale initiatives with limited oversight in a cross-functional environment
Strategic thinker, challenge the “status quo” and streamline solutions
Prioritize conflicting and frequently changing deliverables

Asset & Wealth Management Resume Examples & Samples

Risk control self assessments (RCSA) – AM program support including: data analysis, stakeholder communications, execution of enhancements to Conflicts of Interest and Fiduciary Frameworks, and presentations to facilitate RCSA process; respond to RCSA program information requests; business support including evidence collection and guidance on testing instructions
Regulatory and audit exam management – support regulatory requests and issue tracking and resolution; compilation of presentations to facilitate credible challenge process with respect to actions taken to address regulatory issues
New business initiative evaluation and approvals – program administration for activities in the region; create meeting agendas and materials for NBIA meetings; coordination and partnership with Business Control Officers and initiative sponsors to ensure quality submissions that meet NBIA program approvals; track, report and resolve outstanding items (e.g., post-implementation reviews)
Error resolution and management – support Control Officers to remediate and perform/document root cause analysis, report errors to governance forums
Office of Legal Obligations (OLO) –Partner with business to identify/map procedures that demonstrate compliance with obligation & partner with broader Assessment Team members including Legal, Compliance, Risk, and Business to complete procedure sufficiency analysis
5 - 10+ years’ experience
Preferred experience including: internal audit, risk & control management, compliance and/or public accounting
Knowledge/experience within the Risk and Controls group preferred
Management of large scale Global reporting
Strong analytical capabilities, ability to synthesize data sets and identify key themes, propose solutions (comfortable working from a top down and bottom up perspective)
Creative problem solving skills – ability to approach an issue/initiative with a pragmatic, commercially reasonable approach to achieve desired outcomes
Exceptional communication skills both verbal and written, attention to detail and ability to target a wide range of audiences with credibility
Flexible, with the ability to manage multiple and shifting priorities in a dynamic work environment
Strong collaboration, partnership and influencing skills, ability to effectively contribute to a team
Demonstrates a sense of urgency, intellectual curiosity and resourcefulness
Ability to directly address/identify conflict and obstacles and escalate as appropriate
Possesses ability to creatively and productively consult/confer with management, business and data owners to solicit information and data
Analyzes data and reports to derive performance improvement opportunities, isolate root causes, and collaborate on viable solutions to drive enhanced operational processes
Working knowledge of SharePoint site administration and day-to-day management

Asset & Wealth Management Resume Examples & Samples

Governance– Execution of the governance framework for fraud that will result in clear articulation of fraud risk appetite within Asset & Wealth Management. The role will support the governance of the ID Theft Prevention Program for AWM, and the implementation of the governance structure across the Fraud team’s activities. This will ensure that senior stakeholders have the relevant information regarding fraud issues and confidence that issues are being managed appropriately
Training &Awareness –Work hand in hand with the Cyber Security Protect the Client (‘PTC’) team to leverage their capabilities and expertise in client facing awareness delivery. The role holder will be expected to coordinate fraud awareness material into the PTC program and ensure that the industry leading cyber awareness program has the right fraud awareness information embedded into it. The role will also support the roll out of new fraud materials to all AWM employees to ensure individuals supporting money movement activities to ensure fraud prevention best practices are adopted
Cross LOB Fraud best practice approach – Understand best practices that exist in other LOB fraud organizations and help to embed these in AWM. Build relationships across the other LOBs that ensure that AMW is embedded in process and platform changes across CIB / CCB that affect the AWM client base from a fraud management perspective
Cyber Security Interaction– Understanding that the cybersecurity inter-relationship is key to fraud prevention, the role holder will have a good understanding of cybersecurity and be able to liaise with both the LOB cyber team and the Corporate cyber team to drive fraud mitigation controls
Fraud management experience – Preferably in a large financial services organization
Governance experience– Ability to build a Governance program from the ground up and leverage other programs across both AWM and other LOBs
Strong communication skills – Understanding of how to manage senior stakeholder communications and strong communication skills in order to ensure stakeholders understand the remediation plans for significant fraud issues

Asset Wealth Management Resume Examples & Samples

Analysis, Design, Development and Testing of software applying best practices of Software Engineering at every phases of the development process
Expert ETL developer with excellent command in Informatica
Development skills in Java (Core Java, J2EE and Spring)
Expert in Relational Database with excellent understanding of data modelling / SQL / stored procedures / DB objects
Understand the context in which data is used within the business and match business requirements to the sources of data within systems
Data scientist skills—text mining of unstructured data, behavioral analytics and machine learning is a big plus
Good understanding of agile practices
Experience on Source code version control systems GIT/Stash, SVN
Experience in unix scripting and scheduling tool ( Autosys/CA)
Attention to detail, high level of accuracy
Independent contributor in a team-based environment

Asset & Wealth Management Resume Examples & Samples

Define defect scope, goals and deliverables that support business goals in collaboration with senior management and stakeholders
Partner with Vendors, Technology, and Operations
Drive defect tracking
Direct and manage defect remediation from discovery to resolve
Develop full-scale Defect Remediation plans/reports and associated communications documents
Effectively communicate defect remediation timelines to team members and stakeholders in a timely and clear fashion
Experience and understanding of the UAT lifecycle as part of project management
Strong analytical/writing skills, ability to quickly analyze information and creatively reach solutions
Consistent attention to detail and organizational skills demonstrated by professional follow-through
Problem-Solving Skills: research, gather, arrange, compile, summarize and evaluate data in recommending solutions
3-5 years of Application Life Management experience
2+ years of mortgage experience preferred

Asset & Wealth Management Resume Examples & Samples

Accurate verification and execution of all trade instructions received by internal partners within established service level agreements
Settlement and proof of over 10,000 trades each business day
Review, monitor and action against daily break, fail and control reports
Timely completion of cancellation and correction requests
Respond promptly and accurately requests & inquiries from the Front Office, Client Service, Custodian and external brokers
Adhere to established process controls, and escalation policies
Proactively focus on issues and deliver sound recommendations for process improvement
Participate in Global Wealth Management initiatives/projects as well as those created within the Settlements team
Ability to work in a high-pressure, deadline-driven environment while managing changing workload volumes
Strong analytical and problem solving skills to assist in resolving complex issues and inquiries
Exceptional professional verbal and written communication skills
Attention to detail and a strong control focus
Knowledge of securities industry and back office operations (e.g. options, equities, fixed income, physicals, custody services, etc.)
Strong mainframe and desktop/PC skills. Proficiency with macros is a plus

Asset Wealth Management Resume Examples & Samples

Maintain knowledge of the equity solutions utilized throughout the managed accounts business
Understand unique strategy requirements and sensitivities
Review, trade, and monitor risk of portfolios (including tax implications)
Relationship management with internal and/or external clients in support of the Asset Wealth Management, Global Investment Management, and Chase Wealth Management SMA platforms
Work with various internal partners to complete business initiatives
Implementation of Asset Wealth Management PM's trade direction
Manage orders and send equity trades to fulfill the following typical daily tasks
Demonstrated passion and understanding of financial markets
Experience with Managed Accounts highly preferred
Private Wealth Management experience a plus
Ability to operate in a fast-moving, demanding, and team oriented environment
Detail and goal oriented, process focused
Ability to multi task and prioritize in a fast paced environment

Asset & Wealth Management Resume Examples & Samples

Ensuring the development of end-to-end operating model that works toward regional and global consistency
Supporting the global team to develop systems and standards for business and senior management reporting
Interfacing with control functions, business managements and technology to ensure successful delivery of the Program
Experience in Private Banking or Asset Management, including strong familiarity with regulatory practices
Project management experience in a disciplined execution focused environment, proven track record of delivery
Detailed-oriented with strong organizational and prioritization skills
Strong interpersonal skills, comfort in working with different audiences and ability to develop effective partnerships with key business partners
Excellent written and verbal communication and an ability to articulate complex ideas, concepts and solutions at a level appropriate and intelligible to the recipient
Ability to manage complexity, multi-task, juggle multiple projects and deliver solutions to a tight deadline
Entrepreneurial mindset with the ability to think on their feet and be able to apply critical thinking and logical/structured framework to situations such as business case development and issue resolution
Works independently to document the steps and requirements in order to create procedures and training according to Bank policy, ensuring adherence to regulatory requirements
Strong knowledge of Microsoft Office including Excel, PowerPoint, SharePoint and Visio; Experience in process flow analysis/mapping
Be a team player who is easy to work with, shows commitment and dedication, and can maintain both a positive attitude and high level of performance on high demand/time-sensitive initiatives

Asset & Wealth Management Resume Examples & Samples

Project management and delivery of key tactical and strategic initiatives. Work independently and under minimum supervision to deliver a project milestone or a set of milestones
Identify project objectives and plan solutions. Define action plan for meeting project milestones
Produce project materials adapted to business needs with limited supervision. Frame out clear feasible solutions. Execute project deliverables in a timely manner
Partner to develop end to end operating models that work toward global consistency but incorporate regional specificities when required or beneficial
Coordinate new product, service and operating model approvals through the corporate standard New Business Initiative Approval and Process Re-engineering Approval forums
Build relationships with stakeholders. Identify, partner, and navigate with players and key SMEs and functions in JPM as to facilitate problem-solving and capitalize on opportunities
Build understanding of Risk and Compliance policies, undertake relevant training. Identify and escalate risks and issues when identified, works with team to remediate. Understand regulatory environment and regulations related to project Develop updates for senior management, both in writing and verbally
3-5 years of relevant working experience
Bachelors or Master’s Degree or relevant commercial experience
Experience in Private Banking or Wealth Management industry
A broad understanding of financial products a plus
Highly disciplined individual, self-motivated, delivery focused with the ability to work independently and multi-task while remaining focused on accuracy and attention to detail
Flexibility to adjust to changes in priorities
Strong interpersonal skills with the ability to work independently and in a team environment
Ability to develop effective partnerships across functions, including the various product and Asset class owners, Business management teams, finance, legal, compliance, tax, risk and various operations groups globally
Strong proficiency with MS Excel, Word, PowerPoint. Visio is a plus

Asset & Wealth Management Resume Examples & Samples

Demonstrated ability to successfully lead and develop individuals and teams
Interpersonal, relationship-building, negotiation and influencing skills
Demonstrated track record of process reengineering; exposure to “LEAN” a plus
Strong Client focus and sense of urgency. Self-directed and motivated
Results oriented – execute tasks and initiatives effectively and efficiently
Intellectual curiosity, questions the status quo and thinks strategically
Analytic and problem resolution abilities
Project execution capabilities

Asset & Wealth Management Resume Examples & Samples

Cash management/trading for accounts
Putting together presentations for client meetings and prospects
Analysing of portfolios and client reporting
Research on stocks, funds and investment vehicles
Ability to make trading recommendations to senior team members based upon research
Asset allocation analysis and wealth projections
On top of the daily administrative issues and client queries, the role requires extensive commitment to furthering ones knowledge of investment products, funds and global economics
Professional qualifications like the CFA are encouraged
1 to 3 years experience in financial markets
Strong communication skills - both verbal and written
Excellent attention to detail, time management and organization skills
Good ability to multi-task
Strong interpersonal skills and team-player
Strong and visible interest in the financial markets
Proficiency in Word, Excel, and Powerpoint
J.P. Morgan offers an exceptional benefits program and a highly competitive compensation package

Asset & Wealth Management Resume Examples & Samples

Compliance – Manage sensitive data policy requirements and required reporting for team
Maintain multiple complex and detailed calendars
Ability to manage multi-line phone system for executive teams, screen incoming calls and determine level of priority while using caution in dispensing information. Provide back-up telephone coverage for office
Responsible for the coordination and logistics of both internal and external meetings, including conference room management, providing conference call dial-in, video-teleconference, etc
Arrange and coordinate domestic travel including air, hotel, rail or car services
Organize all aspects for offsite conferences and external events including, but not limited to, venue research, catering, onsite logistics and transportation while staying within policy guidelines
Manage and coordinate schedules/transportation for visiting executives
Invoice & Expense Management – Processing invoices and T&E expense claims for team members. Ensure all policies are followed and items are processed within provided guidelines
Subject matter experts for policies and procedures
Assist with staff onboarding and off boarding which includes requesting equipment setup and systems access
Manage general office needs such as ordering supplies, mail distribution, facilities management and floor maintenance
Maintain current organizational charts and Executive Bio’s for the Segment/Region Head
Lead and coordinate in ad hoc projects as requested
Anticipate the needs of the Executive Directors and their respective teams to supply/execute appropriate information/actions
Read and prepare various business articles to support team with client education
Maintain department equipment (fax machines, copiers, printers, etc.)
Coordinate group coverage (i.e., vacations, training and temporary assistance)
Complete projects and assignments by establishing objectives, determining priorities, managing time, collaborating with others, monitoring progress and/or problem solving
Maintain confidential records
Willing and able to learn the business and fully understand how and why tasks satisfy business needs
Establish and maintain open communication policies with peers and managers across the country
Minimum 5 years’ experience covering senior executives (recommended)
Demonstrate high degree of professionalism in client and internal executive interactions
Strong technical skills – hardware and software
Understand and demonstrate good problem-solving skills

Asset & Wealth Management Resume Examples & Samples

At least 7+ years experience as a bank examiner, auditor, consultant or compliance professional with a deep understanding of BSA, AML, and OFAC (3+ years)
Strong control orientation and analytical skills
Excellent communication and interpersonal skills required with ability to present complex and sensitive issues to senior management
Collaboration with fellow managers in both the Audit and Compliance areas
Ability to build rapport with internal stakeholders and examiners
Experience establishing and meeting goals, tracking and driving optimization opportunities, and presenting progress of the same
Enthusiastic, self motivated, effective under pressure, and willing to take risk
Works well individually and in teams, shares information, supports colleagues and encourages participation
CAMS Certification a plus

Asset & Wealth Management Resume Examples & Samples

Supporting the Private Bank Investor teams, split across FICC
Prepare presentation materials for internal & external meetings, conduct analysis to understand business drivers, volumes, report trends
Supporting the EMEA CPM’s for all Global Fixed Income Segregated Portfolios, IP’s, pitches & performance
Performance & portfolio analysis and reporting (often customized) for Discretionary Fixed Income Segregated Mandates & Advisory Portfolio’s
Maintain internal websites & databases, dashboard
Contributing to content for Morning Meetings, Opportunity Calls
Collaborating with Investors, Middle-Office, Risk Management, Portfolio Construction, Supervisory Management and the Global Investments Solutions Team on various business projects
Very motivated individual who wants to succeed in fast-paced and demanding environment
Strong analytical, sales, interpersonal and communication skills, Client focused with a tenacity to resolve issues and conflicts, high energy and enthusiasm required to partner with multiple stakeholders
Advanced Excel Skills ie Vlookups and Pivot Tables are essential, VBA preferred
Advanced users of Powerpoint are particularly sought
Excellent organisational skills
Minimum 2:1 bachelor’s degree or equivalent
Sharp attention to detail
Self-starter who takes initiative
Economics degree, ideally with a Economics/ financial Masters is preferable
Market experience would be preferable
Demonstrated interest in the capital markets

Asset & Wealth Management Resume Examples & Samples

Lead and participate in the AWM audit team's Financial Crime and Compliance coverage in EMEA
Lead audit engagements and execute work covering AWM including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure; ensure audits are completed timely and within budget
Work closely with audit colleagues located across the globe in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders
Develop recommendations to strengthen internal controls and improve operational efficiency
Establish strong working relationships with business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators while maintaining independence
Stay up-to-date with evolving regulatory changes and market events impacting the AWM businesses
Compliance/ regulatory experience, financial services industry experience or detailed knowledge of products and services provided within the AWM businesses
Minimum bachelors degree
ACAMS qualification or equivalent certification strongly preferred
Working knowledge of applicable laws and regulatory requirements (OCC/AML/Sanctions enforcement, FCA Client Money and Transaction Reporting rules, etc)
Proven ability to multi task as well as assess and change priorities

Asset & Wealth Management Resume Examples & Samples

Serve as a member of a business liaison team for Audits, Issue Validations, and Compliance Reviews
Develop and execute quality assurance test programs for specific controls and processes (as referenced above)
Perform qualitative analysis of Trusts & Estates processes and controls, relying on data from completed administrative reviews stored on the Administrative Review Platform (ARP) tool
Assist in production of senior management reporting relating to administrative review quality testing results
Execute delivery management of the Vendor Management Alternate Process consisting of: screening vendors to maintain compliance with alternate processes; providing monthly reporting; working closely with Third Party Oversight (TPO) team to facilitate requests and maintain compliance with current requirements; etc
Design control solutions to mitigate risks or gaps identified which may include developing procedures, job aides, and training materials; facilitate training sessions with business on selected QA topics, as needed
Develop senior management reporting relating to quality assurance testing results
Lead and/or advise control-related projects
Deliver presentations and articulate complex issues, themes and solutions to senior management
Strong analytical skills with experience in assessing the probability and impact of control weaknesses
Excellent verbal and written communication skills with prior experience presenting complex and sensitive issues to management
Principled, enthusiastic, motivated, effective under pressure, and accountable for work performed
Collaborative working style with an ability to work through conflict to find sustainable solutions
Minimum of 3-5 years of work experience in audit, control or risk management role with subject matter knowledge of private banking/wealth management
Experience with quality control and/or quality assurance testing
Bachelor's degree required; CPA or CIA a plus

Asset & Wealth Management Resume Examples & Samples

Serve as a resource to JPMS Financial Advisors, as it relates to strategic and tactical asset allocation, portfolio construction and manger selection
Ability to translate the firm's investment views and position in various settings: one-on-one meetings/calls with FAs, conference calls with field, branch presentations
Research, collect, and analyze investment performance data and portfolio characteristics across various asset classes and strategies leveraging analytical tools. Prepare quarterly write-ups on investment strategies with regards to relative performance, portfolio positioning and outlook
Advise, identify and select appropriate managers, vehicles for client portfolios keeping in mind the risk tolerance, diversification attributes and return expectations of the overall portfolio
Review current research (both internal and external) to better understand current investment environment and macro outlook
Track team's work flow on a monthly and quarterly basis
Active participant in team discussions to pro-actively propose investment solutions, implementation ideas and industry trends that can be shared with the field
Ad-hoc analysis & projects
Series 7 & 66 required (may be fulfilled within 6 months of assuming role)
Self-starter with natural curiosity for the marketing and investing
Excellent attention to detail with strong communication skills
Exceptional analytical skills (MS Office skills particularly Excel)
Strong team player with a predisposition to sales/service function
2-4 years of related investment experience

Asset Wealth Management Resume Examples & Samples

Deliver field ready diversity tools and best practices to support the needs of AWM; ensure integration with relevant people programs/processes
Design and deliver cross-cultural, diversity and inclusion presentations, workshops, and learning modules
Partner with AWM Recruiting to monitor employment activities such as applicant flow, new hires, terminations, transfers, and promotions to identify potential areas of focus and other opportunities to promote diversity initiatives
Provide consultation in designing and implementing AWM-wide changes to ensure diversity, equity, and respect for all employees
Collaborate with senior leaders to integrate diversity and equity practices into AWM employment and workplace practices
Lead AWM-wide diversity outreach efforts including strategic partnerships with teams in communications, public relations, philanthropy and community affairs
Demonstrate ability to influence and partner with business leaders to assist in the development and maintenance of an AWM-wide diversity strategy that aligns with business initiatives
Bachelor's/Master's Degree plus 10+ years experience in leadership roles of large, global, complex organizations with proven track records of success
Ability to work independently in a dynamic environment of change, challenge and multiple deadlines and priorities
Expert networking and relationship building skills
Business acumen with demonstrated successes operating as a business leader
Must be able to partner with colleagues to influence broader HR strategies and practices for the benefit of the organization
Success with working collaboratively and developing strong, positive working relationships across a matrix organization

Asset & Wealth Management Resume Examples & Samples

Calculate performance returns and performance attribution across the Multi Asset Solutions product range, ensuring accuracy and timely delivery
Analyze performance and attribution reports, and effectively communicate results to senior management, client portfolio managers and portfolio managers
Think creatively and deliver innovative solutions to our complex client demands, always striving to find ways to improve processes and service
Identify and correct data and process problems; engage with relevant internal teams to eliminate recurrent problems that impact our deliverables
Provide the best client service experience by understanding our client’s needs and developing relationships across the organization, specifically with Client Portfolio Managers, Portfolio Managers, Middle Office, Client Reporting and others
Become a key contributor to the department’s efforts of improving systems and technology, by actively participating in projects and testing of software and system tools
Maintain high standards of quality control checks and procedures; develop and review controls in light of key business projects and business changes; be a driver of improvements
Work effectively with teams and colleagues in different levels of the organization and across different geographical locations, including training and mentorship
Financial services experience with a minimum of 2 years’ experience in performance measurement preferred
Strong understanding of Asset Management products and clients is essential, as well as a thorough understanding of accounting principles, and performance and attribution methodologies
Excellent analytical skills, problem solving, and critical thinking, along with an ability to identify problems, design and articulate solutions, and implement change
The candidate will have established quantitative skills with strong cognitive and problem solving capabilities
Effective communicator, being comfortable discussing results with a variety of business stakeholders
Strong relationship management skills to build sustainable and productive alliances across matrix organizations
Ability to communicate effectively with internal clients and with a variety of business stakeholders
CFA, or CIPM would be beneficial

Asset & Wealth Management Resume Examples & Samples

Interface with Operations on trade booking, fail management, exception processing, and ad hoc queries
Respond to inquiries as requires
Document procedures and process flows, and ensure they are kept accurate
Coordinate with various areas of Operations, Middle Office, Finance, IT and Senior Management on business requirements, procedures and processes
Assist with monthly management reporting
Process driven, and at ease with technology and client account / security reference data
Ability to work in a high paced environment with tight deadlines

Asset & Wealth Management Resume Examples & Samples

Organize all aspects for offsite conferences and external events; including catering and transportation
Back-up to receptionist – main line coverage, mail distribution, and check deposits processing
Marketing liaison – coordinate marketing materials for the branch and process ECM submissions
Lead and coordinate in adhoc projects as requested

Asset & Wealth Management Resume Examples & Samples

Project Management of the RCSA program
Assist in establishing a Governance structure, Implement scorecards to ensure accurate and timely deliverables are met, Assist in communication to stakeholders, Assist in training
Act as a SME for the RCSA program for AWM stakeholders
Assist in development, implementation, maintenance, monitoring, and application of the firm wide RCSA strategy and framework (e.g. Residual Risk Reviews, Process Mapping, Risk & Control Identification, Control Evaluation, Issue Management, Control Testing, etc.)
Assist in ensuring alignment to firm wide RCSA strategy and framework
Manage relationships with internal partners such as Operational Risk, Audit, Compliance, and Legal to remove roadblocks while balancing the need for quality and regulatory and policy compliance
Excellent working knowledge of audit, risk and operational management concepts as well as the ability to understand and interpret the impact of decisions, and identify/ convey potential problem areas
Facilitate regular updates with business and operations teams with respect to their RCSA assessments
Help design and communicate necessary system enhancements to projects and technology
Previous Project Management experience required, RCSA background required
MS Project
Individual must be results driven, have attention to detail, and skilled at diplomatically breaking down barriers and obstacles
Ability to successfully influence many different groups and individuals to deliver high quality and timely deliverables
Ability to directly address conflicts and escalate issues, where appropriate
Strong ability to anticipate issues
Ability to communicate effectively at all levels of the organization
Ability to successfully navigate a complex infrastructure that involves numerous groups and individuals

Asset & Wealth Management Resume Examples & Samples

An extremely high level of autonomous decision making is required
Excellent team player - one who is able to prioritize in a fast moving, high pressure, constantly changing environment
Ability to apply business knowledge to new situations and to approach situations both globally and specific to product area
Knowledge of Brokerage, Banking and Lending is a plus
Understanding of the Bank Secrecy and USA PATRIOT Act is a plus

Asset & Wealth Management Resume Examples & Samples

Provide support to the Investor community for JPMorgan’s alternative investment products
Understanding of sophisticated financial products
Detail-oriented work ethic
A team player with the ability to succeed in a dynamic “trading desk” environment

Asset & Wealth Management Resume Examples & Samples

Manage a project or multiple projects independently with direct reporting to senior management. Design and manage project milestones. Determine appropriate measures for self and for others to achieve the project goals
Define project scope and identify key stakeholders. Play active role in scoping projects, definition and milestone setting
Design and deploy project materials efficiently to stakeholders and to project team. Identify potential risks, issues and dependencies and path to mitigation or resolution
Keep updated on WMIS innovations, changes to business model, utilize business knowledge
Demonstrate the ability to learn, understand, break down issues, and educate others on complex topics. Design and coordinate the documentation of new processes. Identify and communicate efficiently upfront/downstream impacts with other project streams. Impart knowledge and educate team to bridge knowledge gaps and raise understanding and productivity
Be proactive, and deploys "out of the box" mind-set, in the creation of solutions and ideas to remove obstacles and increase business success
Make sound decisions considering the perspective of all critical stakeholders
Able to proactively identify/syndicate potential solutions and drive execution with little to no guidance
Think in a non-linear fashion: consider client needs from multiple angles and create opportunities to leverage across a variety of products/services and various ways to deliver them
Be recognized by the business as a key player. Escalate issues and identify solutions to complete project milestones on a timely manner with limited resources
Communicate a clear and compelling purpose relevant to the business strategy/goals for a decision/function/project
Able to coordinate and solicit well represented opinions and feedback from a group with diverse perspectives to reach a common, best solution. Communicate clear messages to the team, guide and motivate
Encourage collaboration, information sharing and discussion to break down silos, create synergies and share best practices
Lead meetings with senior leaders and sponsors to efficiently and effectively reach productive results
Anticipate potential risks, problems and provide solutions to mitigate risks. Identify, communicate and implement appropriate internal controls. Takes ownership where appropriate. Manage RCSAs through to resolution. Stay current on regulatory developments. Demonstrate skill at balancing client needs within given regulatory and risk parameters; keep abreast of regulatory developments
Proven project management capability and/or previous experience of working directly with products (sales / trading / supervision, product development, etc.) and/or audit
Experience in Investments and Private Banking background would be advantageous
Strong understanding of the regulatory landscape across the US. Candidates with experience working on Regulatory initiatives and/or Projects are particularly sought
Demonstrated ability and confidence to both develop and recommend solutions to stakeholders as well as influence them to transform the current state within milestones pre-set
Deliver on time, within scope and within budget
Advanced interpersonal skills (both written and verbal) and ability to work with people at all levels across all functions and establish trust from stakeholders and sponsors around decision making and execution capabilities
Excellent communication and presentation skills. Strong preference for multiple languages

Asset Wealth Management Resume Examples & Samples

8-10 years of relative experience and a proven ability to provide strategic HR consulting
Bachelor's degree preferred or related experience
Strong consulting, influencing and negotiation skills on all HR disciplines including recruitment, talent, leadership development, performance management, organizational design, compensation, and diversity
Proven ability to link HR strategy to business goals
Proven capability to manage across a large, global organization with multiple constituents
Success with working collaboratively and developing strong, positive working relationships across a matrixed organization

Asset & Wealth Management Resume Examples & Samples

Preparing presentations for client meetings and prospects
Analysis of portfolios and client reporting
The role requires extensive commitment to furthering ones knowledge of investment products, funds and global economics
Conducting initial market research on individuals, regions and sectors
Generating ideas and organising marketing drives within respective teams for particular offerings
Completing Due Diligence Reports (DDRs) and assisting in account opening
Working on ad hoc projects for the team
Supporting other team members where work load allows – to achieve time critical deadlines
Expected/obtained a minimum bachelors undergraduate degree of 2:1 (or equivalent)
Flexibility to work as part of a team and as individual contributor
Financial work experience, preferably within Private Banking
Language skills – fluency in French and English mandatory

Asset Wealth Management Resume Examples & Samples

Participate in audit projects from planning to reporting with limited supervision and deliver a quality product in line with department standards and expectations
Identify risks, evaluate, test and report on the adequacy and effectiveness of management controls
Finalize audit findings and use judgment to provide an overall opinion on the control environment
Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value
Employ computer-assisted auditing tools where applicable to maximize the efficiency of sampling
8+ years of experience in banking in public accounting or in internal audit
Relevant financial services industry experience, preferably within Audit or risk and control functions
Well versed in GAAP including recent accounting pronouncements. Working understanding of SEC and Regulatory Reporting
Ability to manage multiple tasks concurrently in an efficient and effective manner and with minimal supervision
Enthusiastic, self-motivated, strong interest in learning, effective under pressure and willing to take personal responsibility/accountability
Previous experience in one or more of the following areas preferred: Regulatory compliance, finance and accounting, investment banking
Any candidate not meeting ALL the qualifications can be considered for an AVP, Senior Auditor role

Asset & Wealth Management Resume Examples & Samples

Help devise customized investment strategies for existing or prospective clients
Become an expert in a range of proprietary models and ensure accounts are aligned to our model portfolios
Conduct research and analysis
Process management for required documentation including account opening, regulatory documents, etc
Assist with trade execution across asset classes
Create investment proposals and investment performance reviews for clients and prospects
As you progress in your role, you will assume significant responsibility by interacting frequently with our solutions teams and working directly with clients

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