Risk Management Associate Resume Samples

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W Steuber

Willow

Steuber

55951 Schinner Mountain

Los Angeles

+1 (555) 609 9517

55951 Schinner Mountain

Los Angeles

Phone

p +1 (555) 609 9517

Experience Experience

Houston, TX

Risk Management Associate

Houston, TX

Jenkins, Welch and Reynolds

Houston, TX

Risk Management Associate

Build reports, establish processes, and create documentation for reporting related to reinsurance counterparty exposures for senior management
Provide input to hedge fund of fund portfolio construction and work closely with the portfolio management team
Calculate reinsurance counterparty exposures quarterly. Monitor exposures to established limits. Assist business units with alternative actions
Complete/assist in ad-hoc requests received from management, key business partners, or corporate areas
Participate in meetings with underlying hedge fund managers to evaluate the programs investment edge and risk management processes
Lead projects across functional groups in order to continuously improve Clearing House Risk Management systems
Effectively communicate risk analysis within risk management, portfolio management, research personnel

Philadelphia, PA

Quality & Risk Management Associate

Philadelphia, PA

Shields and Sons

Philadelphia, PA

Quality & Risk Management Associate

Facilitates and drives the process to completion by following up on requests from Q&RM Consultants and assisting the client team
Acts as a liaison between the client teams, other members of the Q&RM team, and various functional areas within the firm (i.e. Center for Business Knowledge, Finance, Strategic Sourcing)
Formulates answers to client questions
Manages tasks and activities in a timely manner and is responsible for specific outcomes
Uses analytical and project management methodology and tools
Learns the firm structure, business strategies, and people of the firm
Builds a network of people within Q&RM and across the firm

present

Detroit, MI

Portfolio Credit Risk Management, Associate

Detroit, MI

Hoppe, Cassin and McGlynn

present

Detroit, MI

Portfolio Credit Risk Management, Associate

present

Research, design, develop, validate and monitor performance of an Early Warning System of on-coming rating changes
Work with MUFG (i) Credit Administration, (ii) Corporate Treasury (iii) Financial Planning and Analysis (iv) Controller's and other internal specialty areas to complete joint initiatives
Combine market based indicators, liquidity and return information with Credit EC estimates to identify optimal strategies to manage and mitigate the on-coming risks
Develop Early Warning and Portfolio Optimization solutions for MUFG Americas and integrate them into the Americas Risk Management processes
Perform the portfolio optimization analyses combining returns, Credit Economic Capital (EC) and Regulatory capital to determine the optimal portfolio composition for limit setting and strategic planning discussions
20% - Develop and manage Credit Risk Analytics models and solutions
Establish and enhance industry and borrower concentration frameworks, including limit setting, for BTMU Americas’ credit portfolios (including MUB and BTMU Americas Branches)

Education Education

Bachelor’s Degree in Finance

Adelphi University

Bachelor’s Degree in Finance

Skills Skills

Adaptable and flexible with good team working skills and the ability to multi-task
Ability to build strong working relationships with client departments and develop an excellent understanding of their business
Excellent analytical and problem solving abilities; excellent communication skills (written and verbal)
Capable of working using own initiative, with excellent communication and organisational skills
Basic knowledge of SQL querying
Ability to deal professionally with confidential data
Ability to work to pre-determined deadlines and meet objectives under pressure
IT literate with knowledge of Microsoft Outlook, Excel, Word and Powerpoint
Experience in finance and knowledge of investments
Programming ability

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Risk Management Associate Resume Examples & Samples

Analyze and interpret risk factor exposures for underlying hedge funds and hedge fund of funds
Evaluate underlying investment program risk exposures and risk of loss
Contrast portfolios and trading styles across multiple investments identifying distinguishing characteristics that might lead to investment outperformance
Participate in meetings with underlying hedge fund managers to evaluate the programs investment edge and risk management processes
Effectively communicate risk analysis within risk management, portfolio management, research personnel
Provide input to hedge fund of fund portfolio construction and work closely with the portfolio management team
Identify the need for and develop enhancements to the risk management tool set. Work within BlackRock to implement these enhancements
Communicate in written or verbal form risk methodologies and practices to prospective and existing clients
Contribute to enhancing risk processes and guidelines
Advanced degree in finance, mathematics, statistics, engineering, physics or other quantitative discipline; CFA preferred
2+ years investment industry experience; hedge fund experience (particularly knowledge of relative value strategies) would be preferred
Proficiency with excel
Programming experience, particularly knowledge of R
Knowledge of financial instruments including fixed income and equity derivatives, financial futures and trading strategies
Ability to multi-task and prioritize daily activities
Self-directed with hands-on, "roll up the sleeves" approach, while functioning well as a team player
Ability to build rapport and relationships within the firm, clients and hedge funds
Outstanding analytical and organizational skills
Demonstrate effective communication skills

Risk Management Associate Resume Examples & Samples

Setting up parameter system on the limit of the transaction (trading limit)
Performing verification of client opening account
Performing verification of Client Written Statement to the availability of funds and/or cash
Performing trade surveillance – monitoring the occurrence of unusual and/or suspicious transaction which covers 5 types of unusual activities i.e. wash sale, marking the close, fake demand/supply, front running, and unusual volume/values
Monitoring Direct Market Access (DMA) & Electronic Client Solution (ECS) trading flows entered in accordance to the market practice and has the ability to intervene and stop orders
Regional Client Credit Management – in setting up client limit, monitoring daily availability limit and approving limit excess request
Regional Client On-Boarding & Local Sales – in processing client on-boarding, providing required forms and agreement to the potential client, collecting the required on-boarding documentation
Regional Monitoring & Surveillance Team – monitoring the occurrence of unusual transaction
Regional ECS (Electronic Client Solution) Team – monitoring DMA and ECS trade flow entered in accordance to market standard and has ability to intervene and stop orders
An Associate level
Hold Individual Broker-Dealer License
Has 3 years (minimum) experience in Broking/Capital Market business
Ability to identify and escalate issues timely and appropriately
Ability to communicate well and work cross-functional team to achieve common goals

Risk Management Associate Resume Examples & Samples

Complete risk reviews for borrowers in most municipal sectors
Develop specialized knowledge of specific sub-sectors
Follow and analyze demographic, economic, and legislative trends for their potential effect on specific municipal sectors or market as a whole
Work closely with Corporate Banking counterparts on new and renewal transactions
Prepare credit memos for specific credit transaction requests
Undergraduate degree with a GPA of 3.5 or higher
Two to three years of relevant experience and reflecting increasing breadth of sector responsibility
Strong multi-tasking capability

Risk Management Associate Resume Examples & Samples

The Associate reports to the Managers in the Core Risk team and supports the wider team in managing RM policies and procedures including, among others, Client and Engagement Acceptance, Anti-Money Laundering, Anti-Bribery and Data Protection. Areas of support include
Routine amendments to RM policy, guidance and contacts database and intranet site
Administration of relevant software supporting RM policies and processes
Coordination of annual performance assessment process covering all Partners and Executive Directors
Assurance testing to monitor compliance
Coordinating external and internal compliance reviews by our regulators (e.g. ICAEW, FSA) and Global head office
Collaboration with Service Line and other Risk Management sub-teams to implement RM strategy
Query handling and training of internal functions e.g. Marketing, Finance, HR
The Associate will gain a broad understanding of all topics dealt with by RM, with an opportunity to develop specialist expertise in specific areas such as risk management, protection against financial crime, and data protection legislation. Access to training courses in relevant technical and personal skills will be provided. The role provides an opportunity for an ambitious candidate to develop and progress within the firm
2:1 honours university degree
Relevant qualifications e.g. accountancy, company secretary, legal or risk/ compliance)
Experience of regulatory or compliance work, preferably gained in a professional services firm
Commercial approach to problem solving
Effective working in a team
Experience in using Microsoft Office suite
Commitment to development of technical knowledge and personal skills
Able to juggle various tasks
Organised and some experience of project management
Confidence in dealing with all levels of staff

Firmwide Principal Risk Management Associate Resume Examples & Samples

Minimum of 3 years of financial services experience, ideally in a risk role
Analytical and inquisitive mindset; competent with numbers and able to challenge concepts/proposals
Ability to work independently with limited supervision, and have a strong sense of accountability and ownership of tasks and issues

Risk Management Associate Resume Examples & Samples

Bachelors degree with a proven track record of academic success
Recognized risk certification (i.e. PRM or FRM) preferred
3-5 years of previous experience in enterprise risk, corporate governance, regulatory and operational risk, information and security risk, gained with a financial institution; multi-asset brokerage experience highly preferred
Strong understanding of fundamentals of risk management, control assessment and/or control testing activities
Working knowledge of US financial markets a must
Strong knowledge and experience managing complex projects a must
Basic understanding of US regulatory landscapes a must
Basic knowledge of risk management software systems a must; RSA Archer knowledge preferred
Proven critical and problem solving skills
Proven ability to communicate effectively (both written and verbal)
A team player with strong cross-group collaboration and relationship management skills
Ability to multi-task, work fast and well under pressure with a track record of meeting task deliverables on time
Demonstrated proactive work ethic and entrepreneurial problem solving
Ability to quickly prioritize according to business needs and changing goals
Demonstrated organizational, technical and administrative skills

Liquidity Risk Management Associate Resume Examples & Samples

Identifying, assessing and monitoring liquidity risks related to the Firm’s lending, funding, trading and hedging activities
Executing projects to investigate and improve the risk representation of the Firm’s liquidity risk, contingency funding plans, asset-liability management, and stress testing framework
Excellent academic background, preferably an advanced degree in a quantitative discipline
Quantitatively oriented with strong intuition and ability to make judgments based on incomplete data
Ability to synthesize complex problems and conceptualize appropriate solutions
Implementation-oriented – a desire to take ideas and solutions and make them a reality

Risk Management Associate Resume Examples & Samples

Risk management, monitoring and tracking of action items – entails collation of details with respect to risk issues, performing a root cause analysis, logging of risk issues in databases, facilitate determination of action plans and get the same logged in relevant risk databases and track implementation of mitigation plans to closure
Performing Periodic Risk Control Self-Assessment (RCSA) – Conduct Process Walk Thrus, Deep Dives, Risk Control Self Assessments for processes identified as having elevated risks – provide independent views, determine risks and help define action plans to mitigate risk
Functional Process Reviews & Error Account Monitoring – Track error accounts to review all error related entries are posted correctly in the books
Metrics Reporting (Dashboard, KRI/KPI) - Track, review and report team wise metrics and KRI/KPI related data to identify elevated risks
Conducting Risk Education Awareness & Training’s – Work on Risk Awareness initiatives, conduct risk trainings for Operations related to recurring risk themes etc. and educate teams on risk best practices and concepts
System administration and entitlements review – Facilitate On-boarding, off-boarding of IM Employees, Consultants and Contingents. Undertake periodic system entitlement reviews to ensure correct entitlements have been provided
Business continuity planning and information security review – Facilitate and track update of Bizcon plan updates and assist in Information Security related incidents review and mitigation
Liaising for Audits (Internal, SSAE16 & SOX) – Facilitate with IAD and external audits for Operations related audits
Good understanding of Investment Management Operations
Involvement in projects & other related duties as assigned – Assist, undertake any risk related projects

Operational Risk Management Associate Resume Examples & Samples

Create entire data governance model for implementation firm-wide risk data management systems
Fix model policies and oversee its management committees
Support internal teams with regards to model usage and maintenance
Support Senior Managers when implementing the key model metrics and processes
Resolve any arising model issues or requirements
2-5 years experience in either data governance, risk engineering, or finance
Financial industry experience with process flow change
Experience with process diagram project management
Business level Japanese and English
Knowledge of IT audit

Risk Management Associate Resume Examples & Samples

· Carry out model validation activities, including model reviews and model risk measurement projects, for models used to value and risk manage credit, debit, funding fair value valuation adjustments across a variety of asset classes
Relevant experience in quantitative research, model development or model validation of derivative pricing or capital models in a financial institution
PhD or MS degree in a quantitative areas (Math Finance, Applied Math, Physics, Engineering, Statistics/Econometrics or similar)
Excellent analytical and problem solving abilities; excellent communication skills (written and verbal)
Deep understanding of probability theory, risk-neutral pricing, hedging as well as modeling of risk under the physical measure
Inquisitive nature, ability to ask right questions and escalate issues; risk & control mindset
Programming experience (C++/Python/Matlab/VBA)Desirable skills, experience, and qualifications
Experience with CVA, DVA, FVA
Experience with Monte Carlo and numerical methods
Experience with exotic derivative pricing

Risk Management Associate Resume Examples & Samples

Support the senior manager in all areas of risk management
Build out systems to monitor large amounts of risk data
Generate meaningful risk management reports
Integrate with the investment team to provide key risk inputs
Communicate results internally and externally
Bachelor’s degree in a technical field
Experience in finance and knowledge of investments
Programming ability
Strong MS Excel skills
Master’s degree or above in a technical field strongly desired
Familiarity with Bloomberg
Knowledge of hedge fund risk analytics

Risk Management Associate Resume Examples & Samples

Calculate reinsurance counterparty exposures quarterly. Monitor exposures to established limits. Assist business units with alternative actions
Build reports, establish processes, and create documentation for reporting related to reinsurance counterparty exposures for senior management
Assist in ensuring business units comply with Reinsurance Policy. Update policy as necessary
Work closely with internal corporate partners on SOX, internal audits, etc
Complete/assist in ad-hoc requests received from management, key business partners, or corporate areas
Work overtime during peak periods or for special deliverables, if necessary
Strong analytical skills with a close attention to detail
Knowledge of systems aptitude to learn the Counterparty Database functions. User interface is friendly, but requires logic and deductive reasoning. The Counterparty Database is a Java/SQL Server based application
Strong PC skills (including Excel, Word, PowerPoint)
Strong interpersonal skills, with the ability to work independently and as part of team
Ability to interact effectively with all levels, including business unit senior management
Proven ability to manage multiple priorities and to work under time constraints
Knowledge of life insurance, reinsurance, counterparty credit, and/or actuarial concepts highly desirable

Quality & Risk Management Associate Resume Examples & Samples

Understands key requirements of firm and regulators' independence rules and policies
Problem solving
Initiative
General knowledge of the firm

Risk Management Associate Resume Examples & Samples

Supporting the Africa Risk Director and the Africa Risk Manager with adhoc risk management activities
Supporting the broader Africa Region RM team as called upon from time to time
Assisting with preparation of RM reporting to leadership forums, presentations and regular Risk Committee meetings
Provide support with implementation and execution of the Africa Region Enterprise Risk Management Framework
Confident, pro-active and responsible individual
Motivated and energetic
Willing to learn and has a positive attitude
Patience and endurance to deal with issues across the Africa region
Good interpersonal and organisational skills
Well-developed computer literacy skills
Excellent communication skills - written and verbal
Ability to operate efficiently within a team
Self-starter who works with little supervision
Must be able to work under pressure and meet strict deadlines, able to work long hours if necessary (but this is not the norm, more exceptional circumstances)

Bank Risk Management Associate Resume Examples & Samples

Help manage the development and production of information that will be reported to the Bank Risk Committee and the Board Risk Committee
Prepare meeting agendas, compile materials by coordinating and following up with various internal groups in connection with Committee meetings, and draft minutes
Help coordinate quarterly Risk Assessment updates across each of the Bank’s product lines and risk categories by
Bachelor’s Degree and 3+ years of relevant experience (Risk Management, Project Management, or Financial reporting experience preferred)
Advanced knowledge of Microsoft Office, including Power Point, Word and Excel
Ability to prioritize, multi-task and meet deadlines in a fast-paced environment
Strong interpersonal and communication (both written and oral) skills
Motivated self-starter able to thrive in a high energy, collaborative, team-oriented environment

Ey-risk Management Associate Resume Examples & Samples

ARC (Archive Record Centre) management - Acting as one of the prime contacts for ARC queries, analysing reports and conducting checks for overdue archives. Preparing reports for review by management
Audit rotation - Running regular reports from the rotation database, regularly updating the rotation database and organising and assisting in annual partner meetings to update the partner’s portfolio in the rotation database
EQR (Engagement Quality Reviewers) - Identifying suitable EQR candidates, including checking for previous involvement with the client and liaising with client teams and updating the rotation database
AQR (Audit Quality Review) - Assisting with the annual AQR process. Responsibilities include organising the logistics of the review
You will have knowledge and experience in the below
Attention to detail is a key skill for this role
Excel skills are required (knowledge of pivot tables and vlookups is preferable)
Good communication skills, including the confidence to articulate effectively to individuals of all grades and levels
Strong organisational skill, including the ability to plan ahead and manage your own time

Risk Management Associate Resume Examples & Samples

Active Registered Nurse license
Bachelor’s Degree in nursing from an accredited college
3 years of clinical nursing experience
Demonstrated organization skills
Experience in the utilization of quality improvement methods related to data management and analysis
Experience developing and conducting educational programs
High level of competency with computer software such MS Office or equivalent
1-3 years of relevant risk or insurance experience

IT Risk Management Associate Resume Examples & Samples

Track & manage the Risk book of work across the Business Lines
Drive compliance against all open risk and control initiatives
Interface directly with Group Audit and Risk Program Managers
Liaise and collaborate with stakeholders to reduce Risk across Domain and broader organization
Assist in design of Domain Specific Management Reporting
Provide Support and guidance on Risk and Control Advisory tasks
Project coordination and reporting for 1-off, high-risk and/or high-exposure risk and control projects
Escalation of any discovered risks to Risk and Control Lead
College degree is a prerequisite,
3+ years of IT Risk Management Experience
Strong interpersonal & coordination skills
Strong Project Management experience

Credit Risk Management Associate Resume Examples & Samples

Conducting fundamental credit analysis of individual counterparties and borrowers
Setting risk tolerance limits consistent with Morgan Stanley policy
Approving or escalating proposed transactions; resolving or escalating counterparty or borrower risk issues
Presenting individual names as well as portfolio evaluations to Risk Management and Business Unit teams and committees
Monitoring the portfolio for excess exposure, limit violations, emerging credit issues, and other developing factors with an impact on the business or risk appetite
Working closely with other Risk Department teams to strengthen quality assurance of Risk systems, models, reporting, and other IT tools
Understanding of risk management concepts and financial products
Proficiency with desk top computer packages and capacity to learn to utilize sophisticated in-house systems
Experience in a professional position in finance, risk, or a commodity industry

Ssbo Risk Management Associate Resume Examples & Samples

Coordination and reporting of Cross-Operations risk programs such as Segregation of Duties and Entitlements reviews
Risk & Control Self Assessments (RCSA)
Risk Incident tracking (Recap)
Action Plan tracking
Collection of commentaries for various risk metrics
End-User Computing Assessments
BCP deliverables
Policy & Procedure Exception Management
Previous operations experience in diverse team environments
Has interpersonal skills, freely develops networks, builds consensus, and develops alliances across an organization
Able to meet tight deadlines and has a delivery-focused approach
Strong sense of ownership and accountability for quality output
Highly motivated self-starter with multi-tasking abilities; ability to prioritize appropriately
Entrepreneurial spirit and flexibility particularly in dealing with changing environments and different stakeholders
Understanding of Operations and Bank framework, regulations, and legal entities
In-depth understanding of technical risk and control environments
Legal or regulatory experience a plus
Previous work in an Operational line role and/or product area

Risk Management Associate Resume Examples & Samples

Has financial management experience in Internal Control Program (ICP) assessments, internal controls testing, accounting operations, audit remediation, and process improvement implementations
Technical skills in risk and compliance tools
Can review existing individual performance metrics within USPTO
Risk assessment/ risk management experience
Familiarity with conducting risk assessments and performing risk management and concepts around enterprise risk management (ERM)
Familiarity with internal controls frameworks including A-123, FMFIA, and FISMA
Undergraduate (bachelors) degree from an accredited college/university in accounting or business or other relevant field
U.S. citizenship may be required. Ability to work in the United States indefinitely required

Risk Management Associate Resume Examples & Samples

Providing Independence support in respect of audit client acceptance. This will include educating assurance teams on the firm’s mandated Independence procedures, conducting reviews of Independence checks and escalating any issues to senior management, where appropriate
Assisting with the roll out of the firm’s annual Independence web based learning training
Supporting Independence managers with their review and approval of new business relationships
Undertaking an internal audit of payments made by the firm, to ensure such payments received requisite Independence pre-approval, where required
Providing support in respect of internal and external regulatory reviews / audits
Assisting with the firm’s personal Independence compliance testing programme
Undertaking a review of client engagements identified as potentially high risk, to ensure they are permissible in accordance with regulatory requirements
Completion of conflict checks
Providing general support to senior members of the Independence team

Risk Management Associate Resume Examples & Samples

Bachelor’s Degree in Nursing from an accredited college
3+ years of clinical nursing experience
Excellent written, verbal and communication skills

Risk Management Associate Resume Examples & Samples

Knowledge of systems – aptitude to learn the Counterparty database functions (Java/SQL Server based application)
Ability to interact effectively with all levels, including business unit management
Knowledge of life insurance, reinsurance, and/or actuarial concepts highly desirable

Risk Management Associate Resume Examples & Samples

Process program registrations received via fax, e-mail and phone on a daily basis
Ensure prompt updates to program database on an ongoing basis
Maintain effective communications with multiple external and internal customers
Maintain accurate electronic records of information regarding patient and program registrations, patient data, laboratory alerts, and requests for further information; and
Communicate with internal and external clients as deemed necessary
The Risk Management Associate will also be assigned other duties and tasks as required
Minimum 2 years experience in the pharmaceutical/biotech or healthcare-related industries
College diploma or University degree in a related field
Previous experience in a customer service / data entry role
Proactive customer focus
Advanced knowledge of pharmaceutical distribution industry

Risk Management Associate Resume Examples & Samples

Demonstrate a high level of general technical knowledge. Keep up-to-date with emerging knowledge, trends and lessons learned in Independence, Q&RM and related areas
Develop materials that reflect thought leadership. Deliver training and presentations to clients, leaders and Q&RM team members on new developments and their impact
Represent Q&RM at industry, service or Area meetings within EY and externally
Exercise significant levels of independent judgment and discretion when analyzing complex issues and risk across industry and service lines. Use your knowledge and experience, and refer to the firm's Independence and related policies and regulations, to identify appropriate opportunities and solutions
Acting directly or through Independence leaders, make recommendations to service line, Area and industry executives on relationships and other compliance issues
Gain a solid understanding of relevant EY business
Develop a broad knowledge of the firm and its practices
May lead team members engaged in carrying out Independence reviews. This may include assigning work and reviewing performance, or researching or verifying information relating to consultations
Demonstrate an expanded knowledge of Q&RM/Independence policies when interacting with executive leaders. Communicate process(es), identify and resolve issues and mitigate risk factors associated with Q&RM/Independence initiatives
Coach leaders and team members of client service and infrastructure teams, to keep them up-to-date on firm processes and policies
Ability to think strategically and handle complex concepts
Competent at delivering tough messages to executive leaders within the firm
Strong listening and interpretation skills
Ability to successfully handle multiple projects and initiatives concurrently
A minimum of 2-4 years related experience

Risk Management Associate Resume Examples & Samples

BA or BS in a quantitative field (Finance, Accounting, Marketing, Economics)
MBA or MS preferred
3 to 6 plus years’ experience involved in a risk management, mid-office, or related area involved in commodities
Must possess demonstrated quantitative, analytical and problem solving skills
Ability to work flexibly in a team environment
Expertise in Microsoft Office, particularly in Excel

Risk Management Associate Resume Examples & Samples

Support initiatives to promote personal independence compliance including the expansion of our program of automated broker feeds
Measure and monitor the effectiveness of tools and processes, conduct regular monitoring, solicit feedback from stakeholders and recommend improvements. Provide direct support to the Assistant Director responsible for client and engagement acceptance and continuance procedures
Work with Global functions, other EY member firms, and local stakeholders to implement global policies, processes and tools within Canada. Manage other special projects on an as needed basis
Support compliance with various risk management policies and processes (e.g. personal independence, client and engagement acceptance and continuance, scope of services, etc.), including responding to policy interpretation, tool support, and other risk management queries from EY personnel at all levels
Knowledge of project management, knowledge of the services provided by an accounting firm, knowledge of the French language an asset but not required
Organizational skills, dedication to team work, time-management, strong communication skills (both oral and written), willingness to educate and train others, ability to manage multiple tasks and changing priorities, strong analytical and reasoning skills, attention to detail
Approximately 3-4 years’ experience in a professional services firm
Excellent interpersonal and communication skills coupled with the ability to deal with confidential information discreetly and to handle difficult and demanding situations
Strong knowledge and understanding of client service
Familiarity with risk management and compliance and ability to understand policies and provide guidance on related matters
Excellent demonstrated business writing skills
Ability to work in a busy, deadline driven environment focused on accuracy and confidentiality
Ability to solve problems and use sound judgment
Flexibility to handle changing priorities and adapt to evolving RM policies and procedures
Post-secondary education or equivalent business experience ideally in the professional services environment

Quality & Risk Management Associate Resume Examples & Samples

Acts as a liaison between the client teams, other members of the Q&RM team, and various functional areas within the firm
Responds to clients inquiries and questions
Apply judgment to initial consultations and/or submission review and rapidly develop understanding of key requirements of firm and regulator's independence rules and policies. Also will reference existing policies; however, due to frequency of unique situations will need to research issues and, through situation specific inquiries, propose solutions to issues
Escalate matters and/or sensitive transactions requiring more experienced individuals to respond or process
Ability to be flexible and take initiative
Proficient in Microsoft Word, Excel and technology savvy
Ability to work overtime will be required throughout the year and will vary based on volume of work in the pipeline

Portfolio Credit Risk Management, Associate Resume Examples & Samples

Manage Credit Risk Appetite frameworks and facilitate risk mitigation discussions for MUFG Americas portfolios
Establish, including socialization of, Credit Concentration Limits for MUAH and BTMUA
Develop and manage analytics solutions that aid CSG in performing concentration risk management, stress testing, risk-return analyses and portfolio optimization
Develop Early Warning and Portfolio Optimization solutions for MUFG Americas and integrate them into the Americas Risk Management processes
50% - Credit Risk Appetite and Concentration Risk Management
Develop Credit Risk Appetite frameworks for MUFG Americas Operations
Establish and enhance industry and borrower concentration frameworks, including limit setting, for BTMU Americas’ credit portfolios (including MUB and BTMU Americas Branches)
Monthly monitoring and reporting of portfolio risk profile changes
Facilitate and management Risk Mitigation discussions amongst business lines, Senior Credit Officers, and Credit Portfolio Managers
20% - Develop and manage Credit Risk Analytics models and solutions
Research, design, develop, validate and monitor performance of an Early Warning System of on-coming rating changes
Improve the existing credit portfolio loss simulation framework by incorporating the effect of macro-economic variables
Conduct econometrics and statistical analysis; assemble, prepare and synthesize data
Document model methodologies in compliance with internal and regulatory requirements
Promote best practice model usage according to MUFG standards
20% - Portfolio Optimization analysis, and recommendations
Perform the portfolio optimization analyses combining returns, Credit Economic Capital (EC) and Regulatory capital to determine the optimal portfolio composition for limit setting and strategic planning discussions
Be able to combine Credit EC estimates for the portfolio with market information to spot downward trends in the portfolio's credit quality
Combine market based indicators, liquidity and return information with Credit EC estimates to identify optimal strategies to manage and mitigate the on-coming risks
10% - Support Strategic Initiatives with cross-functional Collaboration across Americas
Work with MUFG (i) Credit Administration, (ii) Corporate Treasury (iii) Financial Planning and Analysis (iv) Controller's and other internal specialty areas to complete joint initiatives
3-7 years of relevant experience in Banking, Investment Research and Analytics
Superior quantitative capabilities and demonstrated analytical skills
Experience working with fixed income models in an investment, trading or asset management risk function; Strong aptitude for, or ability to quickly learn multiple risk applications/services: (e.g. Moody's Analytics)
Expertise with R, Python, or SAS data programming languages, also SQL required
Ability to work with large datasets - required
Good knowledge of bank balance sheet mechanics. Understanding of fixed income markets including structured credit investments
Works well independently as well as part of a team; Strong organizational skills
Ability to speak and write complex information and results clearly and concisely
Completion of formal credit training program is a plus

Risk Management Associate Resume Examples & Samples

Learns all the functions, strategies and techniques to become an effective risk management consultant
Completes risk management training curriculum including classroom instruction and on-site learning under the guidance of an experienced Risk Management Consultant(s)
Develops expertise in at least one assigned commodity area
Identifies, prospects and contacts potential clients to educate them on commodities trading and risk management
Analyzes individual client operations to determine market exposure, price sensitivity and financial risks
Performs market analysis, including reporting on commodities production, weather, supply and demand variables, and provides risk mitigation and margin enhancement strategies for clients
Assesses risk management processes and functions, monitors trading risks and identifies underlying risk exposure
Develops and recommends fact based risk mitigation and margin enhancement strategies for clients
Executes physical contracts, futures, options and Swaps that support commodity risk management strategies
Maintains and analyzes risk reports pertaining to trading activities
Participates in analysis and reconciliation of positions and P&L reported by trading team
Ensures the market and credit risk on non-traditional transactions is captured appropriately
Monitors trading activities and exposures to ensure they are within approved policies and limits
Prepares and runs econometric models for fundamental commodity forecasting and analysis
Maintains prompt and regular attendance
This list of responsibilities may not be all-inclusive and can be expanded to include other duties or responsibilities as needed

Fixed Income Risk Management Associate Resume Examples & Samples

Partnering with senior risk managers to help ensure that the risks are fully understood by Portfolio Management and are consistent with our client's objectives and risk constraints
Understanding how macro-economic factors drive the investment decision-making process
Knowing the investment risks by thoroughly understanding all investments and trades
Helping portfolio managers apply proprietary portfolio construction and alpha generation techniques
Performing analyses to help address real-time demands of senior members of the team
Regularly monitoring risks in the portfolios and presenting pertinent analyses on risk and performance to senior risk managers and portfolio management teams
Supporting the creation, production and delivery of supervisory and managerial reports pertaining to risk management and performance attribution
Helping to define the analytical and risk management requirements necessary to adequately monitor portfolio risks
Partnering with BlackRock Solutions to create “state-of-the-practice” risk analytics and risk models that are practical to use through the Aladdin platform
Industry experience in risk management, analytics or portfolio management
Working knowledge of fixed income
Experience with VaR, scenario analysis, performance attribution, and other risk metrics
Excellent quantitative, technical and communication skills
Familiarity with BRS Aladdin investment management platform is desirable
Advanced degree in a quantitative discipline
GARP, PRMIA, Chartered Financial Analyst (CFA) designation is a plus
Strong technical skills and good knowledge of Excel
Programming skills (VBA, R, Python) are strongly desired

Enterprise Risk Management Associate Resume Examples & Samples

Analyse and report on operating events and errors arising across the business, ensuring data accuracy, integrity and consistency in the Operational Risk database
Analyse risk data and work with business areas to identify error root causes, material risks and control issues/themes and agree mitigating actions. Undertake risk reviews and advise on changes to processes and procedures across the business
Provide oversight and challenge to business areas on risk management, design and effective operation of controls, including Risk & Control Self Assessments
Development and active promotion of the risk management framework and BlackRock risk-aware culture, including roll-out of operational risk framework tools and training
Provide support for the development of risk appetite and risk profiling, production of risk reporting for the Enterprise Risk team, Committees and Boards
Provide support for the operation of the risk and control management framework including the development of key risk scenarios and modelling for operational risk capital
Must have gained a good grounding in Financial Services. Experience within asset management is preferred but not essential
Working knowledge of risk management and/or regulatory frameworks, including Basel II and III would be highly regarded

Business Risk Management Associate Resume Examples & Samples

Assist and support the Business Risk Management Team with initial and ongoing operational due diligence on investment managers across all asset classes (including Hedge Funds, Private Equity, and Venture Capital)
Responsibilities include: developing due diligence plans, reviews of managers’ documented procedures, attending onsite meetings with manager leadership teams (COO, CFO, CCO etc.,), coordinating background checks, and preparing written analyses of managers’ business and operational capabilities
Provide support in the review of external service providers including fund administrators, law firms, auditors, compliance consultants and prime brokers. Prepare written summaries of reviews
Maintain database of fund operational and vendor data for strategy and peer group analyses
Coordinate special projects and interact with operational due diligence analysts, investment research professionals and investment directors
1-2 years of relevant work experience within the financial services industry, preferably in the securities operations or fund accounting environment or audit firm auditing investment products
Bachelor’s degree (general business, finance or accounting major) with a record of achievement
Comfort working in a flat organizational environment
Strong quantitative and analytical skills with the ability to clearly articulate analytical findings to end users
Ability to work both independently and within a greater team, under time pressure
Ability to prioritize multiple requests for information, while ensuring integrity, accuracy, completeness, and timeliness of data
Ability to travel domestically
Candidates MUST be eligible to work in the US without sponsorship or restriction

Risk Management Associate Resume Examples & Samples

Lead projects across functional groups in order to continuously improve Clearing House Risk Management systems
Individual will have a good understanding of the futures markets in general with a background in the energy commodity markets
Have good understanding of common market risk methodologies such as VaR, SPAN, stress testing, liquidity risk, and concentration risk
Ability to work both independently and collectively with several divisions across CME to deliver high quality results for high priority and time sensitive projects
Define the problem and recommend solutions to various projects
3 to 5+ Years Relevant Experience is Typical

Risk Management, Associate Director Resume Examples & Samples

Demonstrate technical knowledge and subject matter expertise in Canadian, SEC, PCAOB and IESBA auditor independence rules, and EY Global and country independence policies to support client-serving teams
Consult with EY partners and staff across Canada on auditor independence issues related to both personal and firm-related independence matters
Provide guidance to client-serving teams in the completion of client acceptance and other periodic independence procedures
Manage the firm’s business relationship evaluation and tracking process
Develop and update independence policies, processes and tools to ensure we continue to comply with EY Global and local requirements as well as implement best practices and innovative solutions to keep pace with the firm’s evolving business needs
Build relationships with EY Global and Americas Independence team members through consultations
Manage and participate in independence monitoring programs and other process improvement initiatives
Assist with preparation for, and coordination of, practice inspections by external regulators (CPAB and PCAOB) and EY Global’s Internal Audit team
Promote and demonstrate commitment to audit quality, risk management and independence processes and policies within the firm
Manage or participate in other risk management and independence projects as required; and
6+ years of experience in a professional services firm, with at least two years of managerial experience
Strong analytical, critical thinking and problem solving skills with the ability to apply conceptual framework to new and unique situations
Excellent business writing, communication and presentation skills
Ability to work in a busy, deadline driven environment and meet unexpected client demands
A high level of confidence in dealing with senior executives and challenging situations
Knowledge of French an asset but not required

Risk Management Associate Resume Examples & Samples

Reviewing, analyzing and understanding national and global requests for business relationship review, conflict checks and independence research
Completing required research by following established processes and utilizing internal and external databases
Analyzing research results by compiling and cross-referencing information against research requests
Drafting written communication to client-serving engagement teams which summarizes information, identifies areas of concern, and provides recommended actions with specific timelines; and/or
Strong research, investigative and analytical skills
Excellent interpersonal and communication skills with the ability to deal with confidential information discreetly and to handle difficult and demanding situations
Proven track records in delivering high quality client service
Ability to work in a busy, deadline driven environment focused on accuracy,
Ability to apply critical thinking skills and sound judgment to solve problems
Flexibility to handle changing priorities and adapt to evolving policies and procedures
Post secondary education or equivalent business experience required
Experience in working in a professional services firm an asset

Quant Risk Management Associate Resume Examples & Samples

As part of the design process, the associate will write model documentation in LaTeX, perform functional testing (such as back-testing or statistical analysis) and interact with both internal and external stakeholders
In particular, he/she will present to risk committees or end-clients, liaise with independent validators, and contribute to the regulatory approval of the models
As part of the development process, the associate will implement the models in the research C# library, including automated tests (unit, regression) and code documentation (Doxygen)
He/she will also liaise with the developers in charge of the production library, and review their implementation
Master or Doctorate in Computer Science, Financial Engineering, Financial Mathematics, Applied Mathematics, Pure Mathematics, Physics, or a related discipline
Academic skills: strong in probability theory (including. stochastic processes) and moderate in statistics (time series analysis, process estimation, etc)
Experience in developing models (design and implementation) for pricing complex derivatives, preferably FX or IR products
Experience in writing scientific documents, preferably model documentation
Experience with compiled, object-oriented programming languages such as C++ or C#