Audit Supervisor Resume Samples

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J Hansen

Jackson

Hansen

8172 Kutch Corner

Detroit

+1 (555) 703 5020

8172 Kutch Corner

Detroit

Phone

p +1 (555) 703 5020

Experience Experience

Boston, MA

Audit Supervisor

Boston, MA

King-Collins

Boston, MA

Audit Supervisor

Working with Partner(s) on ad hoc assignments including forensic accounting; including setting up forensic accounting systems
Manages Audit’s relationship with U.S. Primary regulators (OCC, FRB, CFPB) and other significant domestic regulators (SEC, FINRA, FDIC)
Examine whether the organization's objectives are reflected in its management activities, and whether employees understand the objectives
Train/mentor staff assigned to the team. Prepare performance reviews at completion of reviews
Supporting and working closely with an internally based client; dealing with their accounts, which may involve checking their emails/correspondence
Identifying and communicating accounting and auditing matters to Managers and Partners
Creates and maintains accurate and clear work documents

Houston, TX

Night Audit Supervisor

Houston, TX

Crist, Renner and Fisher

Houston, TX

Night Audit Supervisor

Perform end of day duties for F&B point of sales system and the rooms’ property management system
Operate P.M.S. (Property Management System) and maintain security of system. Verify and makes corrections to the Room Rate Report
Other duties as assigned: Assist Guest Services Management to coordinate and verify guest reservation information; other duties as assigned. (5% time)
Computer training and knowledge of how hotel reservations work
Provide superior service to our customers (internal and external) at all times
Communicate both verbally and in writing to provide clear direction to staff
Perform any other job related duties as assigned

present

Detroit, MI

Internal Audit Supervisor

Detroit, MI

Bayer and Sons

present

Detroit, MI

Internal Audit Supervisor

present

Responsible for leading, supervising and monitoring the engagement team on various projects in line with the our Internal Audit methodologies
Provides assistance in the annual review process and ongoing risk assessments by identifying and evaluating risks in the assigned areas
Perform first level review of IT application controls testing and electronic audit evidence report testing
Leads audit staff in performing corporate level reviews, Sarbanes-Oxley testing and fraud investigations
Support management with developing and maintaining key SOX controls
Assists team in resolving audit-related issues and recommends processes to ensure efficiency and effectiveness of department practices and functions
Prepare draft internal audit reports reflecting the results of the work completed

Education Education

Bachelor’s Degree in Accounting

Drexel University

Bachelor’s Degree in Accounting

Skills Skills

Being a quick learner, with constructive judgment and the ability to formulate complex issues understandable
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude. Able to thrive in a dynamic team environment
Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
Strong attention to detail
Basic knowledge of Dominion’s key controls over financial reporting
Strong organizational skills and attention to detail with dedication to superior service
Applying your knowledge and comprehension of professional standards and governing principles to client business
Ability to apply knowledge of business functions, strategies and processes to provide services, solutions, advice and improvement to clients served
Being able to set priorities and having a good sense of organization

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15 Audit Supervisor resume templates

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Senior Audit Supervisor Resume Examples & Samples

Minimum of 7-8 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
Excellent project management, interpersonal, oral and written communication skills; strong attention to detail and accuracy
Professionalism, dependability, integrity and trustworthiness combined with a cooperative attitude
Able to thrive in a dynamic team environment
Able to travel as needed

Senior Audit Supervisor / Senior Auditor Resume Examples & Samples

At least 8 years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Strong knowledge of Global Markets/Investment Banking lines of business, In depth understanding of financial instruments; with a focus on Equities, including cash products, futures, derivatives, prime brokerage, securities lending, swaps and other delta one products. Candidate should also be familiar with key securities industry regulations and US market structure as well as the key processes and controls within the Finance, Operations and Middle Office functions. Awareness of basic application controls, as well as proficiency with spreadsheets and other analytical tools would be an advantage
Ability to work in a team environment and supervise a project team. Interact with a team of audit professionals and coordinate with other audit teams across regions
CPA,CIA or CFA preferred

Senior Audit Supervisor Resume Examples & Samples

Must have previous experience leading audit engagements and/or experience in leading complex processes
Ability to manage to timelines and prioritize numerous projects and demands
Proficient in audit methodology
Proficient work paper review skills
Excellent risk assessment skills

Senior IT Audit Supervisor Resume Examples & Samples

Self Starter, desire to learn able to teach others, high energy, positive attitude, exhibits flexibility
Audit, Risk or Compliance experience
Strong skills around Auditor-In-Charge responsibilities in leading reviews
Ability to converse with management on all levels
Bachelors degree strongly preferred
Advanced degree strongly preferred

Senior Audit Supervisor / Senior Auditor Resume Examples & Samples

Knowledge/experience 4-5+ yrs of Audit, Risk, Compliance or Technology Audit experience
Self-starter with working knowledge of technology implementations
Ability to understand business needs and translate into technical solutions
Excellent communication and written skills
Excellent negotiation skills and ability to balance risk and reward
Advanced technical skills including seasoned knowledge of the MS Tools: (Excel, Word, Powerpoint, Project)
Experience/working knowledge in SQL , analytics, dashboard reporting for tracking initiatives

Senior Audit Supervisor Resume Examples & Samples

At least 7 years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Strong knowledge of Global Markets/Investment Banking lines of business, In depth understanding of financial instruments; with a focus on Fixed Income, including structured products, mortgages, credit, municipal securities, loans, Finance, Operations and Middle Office functions; and operational and financial controls
Understanding of applicable regulatory rules
Excellent verbal and written communication skills. Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions
Ability to work in a team environment and supervise a project team. Interact with a team of audit professionals and coordinate with other audit teams across regions. Bachelors or Masters degree
CPA,CA or CFA preferred

Senior Audit Supervisor Resume Examples & Samples

Must have 8 yrs of experience in auditing application/infrastructure and database technologies. Specific areas include but are not limited to application/database/operating system logical security, security over data transmissions, web-based technology controls, change management, problem management, disaster recovery, performance and capacity management, change management/project management experience
Strong organizational, analytical, oral and written communication skills are a must as well as a track record of influencing management and leading change
Strong interpersonal and teamwork skills
Working knowledge of technology (infrastructure, network, application controls- mainframe/midrange/web-based; and information security) and the regulatory environment and identification of control weaknesses
Strong Information Security technical knowledge on control, tools, and threats
Certification such as CISA or other IT Audit / Risk Certifications
Prior experience with SQL/Oracle Databases, Unix, Linex, Windows
BI tool knowledge such as Microstrategy
Experiences withfirewalls and IDS
Six Sigma knowledge

Senior Audit Supervisor Resume Examples & Samples

Excellent communication skills (both written and verbal). Ability to interface with Executive management
Proven ability to build and develop strong relationships with business partners
Strong analytical skills to include proficient use of MS Office products, and project management tools
Proficient work paper completion and review skills
In-depth product knowledge (preference: Investment, small business, call center)
Ability to influence your business partner
Strong coach and trainer
Associate performance management
Displays personal courage and makes difficult decisions
Five plus years of direct Audit experience preferred; Other areas considered: Finance, Compliance, Operational Risk; or General Business
Four year Bachelors degrees required (Master's degree a plus) Accounting, Finance, Computer Sciences, or General Business preferred
Self starter. Able to lead and teach others, has a strong desire to learn, high energy level, positive attitude, and exhibits flexibility
Knowledge of Investment Sales and Supervision
Excellent technology skills and project management experience
Bank regulatory and examination experience a plus
CRCM / CPA/ CAM / CIA / CFSA / CBA or CISA certification a plus
Six Sigma Green Belt, Lean,

Senior Audit Supervisor / Senior Auditor Resume Examples & Samples

Must have at least 7+ years of IT Audit experiences, with strong understanding of IT general controls and other IT controls as indicated in COBIT
Preferred financial svs or Big 4/Large Regional Public Accounting experience
Sound organizational, analytical, oral and written communication skills
Strong analytical skills. Ability to analyze large amounts of data and turn it into usable information
Ability to juggle multiple work efforts and to quickly change direction
Proficiency in Microsoft Office Products
Bachelors degree

Senior Audit Supervisor Resume Examples & Samples

MIn of 5- 8+ years of general auditing experience with an internal audit function or public accounting firm, preferably within the Banking or Financial Services industry
Knowledge of GlobalMarkets/Investment Banking lines of business, Candidate should also be familiar with key securities industry regulations and US market structure as well as the key processes and controls within the Finance, Operations and Middle Office functions
Awareness of basic applcation controls, as well as proficiency withspreadsheets and other analytical tools would be an advantage

Audit Supervisor Resume Examples & Samples

6+ years of audit experience
Ability to supervise others in a team environment and work on multiple engagements simultaneously
Extensive experience and knowledge in certified audits and reviews for financial statements
3 or 4 years of experience in a supervisory capacity

Senior Auditor / Audit Supervisor Resume Examples & Samples

3+ years of current or recent CPA Firm experience
Audit experience from diverse industries
Working knowledge of Caseware, CCH ProSystem, QuickBooks

Audit Supervisor Resume Examples & Samples

5+ years of current or recent CPA firm Audit experience
Experience Audit (Financial), Financial Statement Preparation, GAAP, and GAAS
Experience CCH engagement

Audit Supervisor Resume Examples & Samples

8+ years quality public accounting with Real Estate clients
Strong Housing and Urban Development background
BA / CPA
Comfortable with Operational- and Financial-Audits, as well as Residential- and Commerical- Real Estate

Audit Supervisor Resume Examples & Samples

Oversee audit planning, field work and audit reporting
Supporting the Partner with their portfolio and day to day administration
Reviewing files given to you by the audit team for presentation to Partner
Working with Partner(s) on ad hoc assignments including forensic accounting; including setting up forensic accounting systems
Reviewing the UK corporation tax returns and supporting computations of our corporate clients
Supporting and working closely with an internally based client; dealing with their accounts, which may involve checking their emails/correspondence
Train/mentor staff assigned to the team. Prepare performance reviews at completion of reviews

Audit Supervisor Resume Examples & Samples

Coordinate the various phases of an engagement, including staff requirements, locations to be visited, job planning, scheduling, etc
Study and evaluate the internal controls, organization, systems or other appropriate items and prepare or review the audit program or consulting project and time budget
Assign work to existing staff members on the basis of their knowledge and capabilities and supervise them on projects
Evaluate work papers to determine that the audit or engagement was performed in accordance with generally accepted auditing or consulting standards
Review with Supervisor, Manager, Director or Managing Director any significant audit or consulting findings, financial statement presentation or other matters within the purview of an accounting or consulting assignment
Prepare or review financial statements, notes, schedules, management letters, income tax returns, reports, programs, systems, policies and procedures for discussion with the client
Prepare constructive staff counseling/evaluation reports
Other responsibilities as necessary
BA or BS in Accounting, Finance or Business or equivalent
MBA or MSA preferred
CPA certification, preferred
5 of public accounting experience or related field
2 year of supervisory experience preferred
Excellent analytical, research, interpersonal, written and oral communications skills necessary
Demonstrated ability to self-direct, organize, prioritize and effectively manage multiple engagements
Ability to effectively present, listen and respond to questions from clients and team members
A self-starter with an eagerness to learn
Proficiency in MS Word, Outlook and Excel required
Proficiency with ProSystem FX Engagement preferred
Must be able to travel based on client and business needs

Audit Supervisor Resume Examples & Samples

Hire and train auditors, identify coaching opportunities, manage staff schedules within parameters of Accounting Dept. guidelines, approve time and labor on a biweekly basis, conduct employee appraisals
Work with operations: identify training issues and provide training, attend Best Practices meetings, ensure that SOX controls are in place and followed, contact locations that have not closed timely, and identify others areas of weakness in operational processes that could lead to concerns over accuracy and controls of revenue recognition
Responsible for audit of Grand Teton Lodge Company throughout the summer. Generally visit GTNP to train, and coordinate all audit function in Broomfield
Create/maintain/update all documentation related to SOX to ensure compliance
Work with Product Management to ensure products are set up accurately
Perform and reveiw monthly journal entries and reconciliations
Perform re-audits timely
Demonstrate positive attitude toward management, staff, co-workers and internal and external guests

Regional Audit Supervisor Resume Examples & Samples

Oversee audit staff functions, ensure audit of revenue transactions is performed timely and accurately, review audit pack check-in/check-out list weekly and follow up on missing items
Compare day to day revenue postings in the daily ledger to RPOS and IG POS systems
Perform daily manual uploads to the daily ledger
Prepare and review monthly journal entries and related reconciliations
Develop and maintain a thorough knowledge of the systems and processes related to all areas of responsibility
Identify areas for process improvement including improvement of controls to ensure company policies are being followed
Provide support to the Resort Finance team as needed
Inspire trust and establish strong relationships with all stakeholders including the Corporate Accounting team, Resort Finance team, Product Management, Information Technology, Senior Management and Revenue Accounting team
Work with operations: identify training issues and provide training, ensure that SOX controls are in place and followed, contact locations that have not closed timely, and identify other areas of weakness in operational processes that could lead to concerns over accuracy and controls of revenue recognition
Foster and develop a culture of teamwork, employee development and accountability. Educate business stakeholders on best practices
Work with Product Management to ensure products are set up accurately, including proper account codes and star codes in the RPOS and IG POS systems
Perform re-audits of staff work timely and coach staff with respect to re-audit findings
Work with internal and external auditors as necessary
Demonstrate an unyielding passion for the guest experience, culture, mission and vision. Lead by example and inspire others to follow
Other projects/tasks as assigned
Possess drive. Exhibit a strong desire to be the best. Be decisive and take initiative. Step up and execute. Deliver results. Take accountability for results. Make difficult business and personnel decisions when needed
Forward-thinking and out front. Stay one step ahead of the needs of the organization and leadership. Strategize and prioritize the most important work. Solution driven, not problem driven
Innovate and lead change. Take measured risks, challenge the status quo, and foster new ideas. Thoughtfully approach all potential outcomes
Self-aware. Deeply understand your own strengths and opportunities. Seek feedback from others on your performance and leadership. Constantly seek to improve your leadership skills
Education: Finance/Accounting degree
Work experience: 3 Years Accounting Experience; 12 months in current position preferred
Supervisory experience: 1 year supervisory experience preferred
Understanding and practical application of SOX and GAAP
Technical acumen to understand impacts of business systems
Experience with revenue recognition principles
Computer skills: Advanced MS Office knowledge
Other requirements: Process oriented, excellent written and verbal communication skills, ability to prioritize tasks, detail oriented, ability to maintain a positive work environment

Audit Supervisor / AM Resume Examples & Samples

ACA/ACCA qualified or equivalent
Comprehensive audit experience. They should have a track record of managing teams but also be able to work effectively on their own. Experience in the audit of groups is also required
Comprehensive accounts preparation experience. They should be comfortable preparing a set of accounts from the client data and have a strong knowledge of current accounting standards. Experience in preparing Consolidated Group, IFRS, LLP and Charity Accounts would also be beneficial
Competent knowledge of corporate tax
Computer literate, with a good working knowledge of Microsoft office packages, statutory accounts preparation software (ideally IRIS but not essential) and tax software
A good communicator. This will include being comfortable and confident when discussing issues with clients, partners and other members of staff, both verbal and written
Friendly, approachable and capable of building good working relationships with those around you
Organised and efficient in your approach to your work
Show potential leadership qualities

Audit Supervisor Resume Examples & Samples

Assists in the planning, execution and finalisation of all areas of the audit assignment for manager or partner review, seeking input for areas of concern and judgement
Produce work for the Manager and/or Partner review clearly highlighting issues and providing potential solutions to issues identified
Identify and understand client needs, suggest potential solutions on technical matters and communicate and agree client needs and potential solutions with managers
Active engagement with senior client staff in order to gain a good understanding of their business and ensure the efficient execution of the audit
Take primary responsibility for monitoring progress against budget, and when the actual differs from the budget then gain a full understanding for the Manager
Supervise, coach and develop junior members of staff within teams, on client premises and in the office

Senior Audit Supervisor Technology Resume Examples & Samples

Strong understanding of IT general controls and other IT controls as indicated in COBIT
Sound organizational, analytical, oral and written communication skills; - Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives
Leadership ability to present and syndicate audit review results and control issues with management
Ability to juggle multiple work efforts and to quickly change direction, as needed
Working knowledge of AIX, Linux UNIX, Windows, Win2K Server, Oracle DBMS, SQL, Active Directory
CAAT application development and data analysis skills
Programming background with ability to interpret codes written in various programming languages
Six Sigma knowledge/certification
CISA Certification

Senior Internal Audit Supervisor Resume Examples & Samples

Updating all documentation relating to SOX
Perform tests of controls and identification and remediation of deficiencies
Identify new risks and provide assistance in developing controls
CPAor CIA
6 plus years’ experience in an Audit Role

Senior Audit Supervisor Resume Examples & Samples

Under guidance, researches, designs, and participates in the development and/or implementation of new or converted products, programs or systems as required to: a) ensure adequate attention to risk management and internal controls and b) contribute to the Company’s ongoing efforts to improve quality, increase efficiency and more effectively utilize technology. Additionally, for selected new initiatives (i.e. products, programs, or systems), performs post implementation reviews to assess achievement of key management objectives and prepares applicable formal written project reports (in almost final form)
Plans the audits of assigned areas, including the preparation of audit/project programs, time budgets and risk assessments
Documents the system of internal controls through flowcharts and narratives and evaluates the system for effectiveness and adequacy
Evaluates risk and appraises its impact on the allocation of resources and the design and scope of audit/project procedures
Develops effective audit/project programs including the design of all audit/project procedures and the sample sizes selected for testing
Directs the activities of assigned senior auditors, associates and interns and reviews and supervises their fieldwork and ensures proper completion of the audit/project
Prepares comprehensive and accurate workpapers and/or review and approves staff workpapers substantiating the audit work performed and the conclusions reached
Maintains audit time records and monitors performance against approved audit time budgets
Prepares and discusses audit/project observations and related audit/project recommendations with auditees to ensure proper disposition
Prepares formal written audit/project reports (in almost final form)
Directs selected, and attends all, planning meetings and exit conferences with auditees
Monitors the status of the implementation of agreed upon audit recommendations
Performs audits/projects and/or audit/project procedures in areas of greater complexity
Performs internal control testing and prepares required documentation as assigned to assess the Company’s compliance with the provisions of Section 404 of the Sarbanes Oxley Act
Provides on the job training to assigned senior auditors, associates, interns and audit assistants
Performs periodic performance evaluations of assigned senior auditors, associates and/or interns as required subsequent to the completion of applicable individual audits/projects
Ensures that all audits/projects supervised conform to high professional standards
Assists the external auditors and regulatory authorities in the performance of their examinations
Consults with Company Management, as required, on internal control and risk management matters
Assists the Director and Senior Audit Manager in selected technical and administrative activities
Including presentations to the Audit and Risk Committee, appraisal of actions taken by management, etc
Must be able to travel as needed to company locations
20140606

Audit Supervisor Resume Examples & Samples

Accounting Degree
4+ years of auditing experience
Prior experience within a financial services company
Prior experience with Broker / Dealer clients

Audit Supervisor Resume Examples & Samples

4+ years of audit experience
Strong knowledge of audit principles and policies
Proficiency with computer platforms

Senior IT Audit Supervisor Resume Examples & Samples

Leading execution of the audit process and may participate in audits
Identifies and assesses key risks and controls and develops effective test plans for engagements as assigned with limited guidance
Exhibits appropriate judgment regarding issue notification, issues draft findings to business partner management, and drafts final audit reports for review by the Engagement Supervisor or IT Senior Audit Manager
Maintains advanced knowledge in operating systems, networks, or complex financial services application processing environments
Often leads multiple concurrent projects that are generally moderate to large in size and moderate to high in complexity
6+ years audit experience or 6+ years in one of the following: technology risk management, information security, IT program management, technology governance, availability management
Demonstrated audit experience with IT general controls, infrastructure, or application development (secure code review, systems development lifecycle, application security)
Bachelor’s Degree in related field
Certified Information Systems Auditor

Audit Supervisor Resume Examples & Samples

Managing a varied portfolio of clients
Overseeing/managing audit staff on site to ensure high levels of client service
Mentoring and training members of the audit team
Planning and reviewing audit and accounts assignments and seeing this through to finalisation, making sure that all assignment comply with both technical and professional standards

Audit Supervisor Resume Examples & Samples

Leading the audits and supervising juniors whilst on site
Preparing and reviewing accounts, reporting to the partner and liaising with clients directly
Being the lead contact with clients and attending all meeting alongside the partner
Monitor progress and address any problems encountered to ensure that all jobs are finished within budget and time frames

Audit Supervisor Resume Examples & Samples

Leading audits from planning to completion and reporting the findings either to an audit manager or a Partner
Ensuring that the audits are kept within budget
Preparing and reviewing statutory accounts in accordance with Charities SORP and FRS102

Audit Supervisor Resume Examples & Samples

Reviewing audit files before they are presented to the Partner
Overseeing the whole audit process from planning to completion
Training and mentoring junior members of staff
Organising team tasks to ensure that objectives are achieved in accordance with firm's standards

Night Audit Supervisor Resume Examples & Samples

Provide superior service to our customers (internal and external) at all times
Check in guests at front desk, confirming and entering appropriate information by asking for an ID card and credit card
Check guests out of the hotel and, ensure billing is correct
Solicit guest comment cards at every opportunity
Run various computer reports at the beginning and end of the shift (checklist, D2L, D2S, Guest Folio, etc.)
Take payments, post charges, enter amounts into computer, and balance accounts at end of shift
Answer a variety of questions from guests, and handle routine problems, referring more unusual or difficult problems or complaints to supervisor or other appropriate staff members
Relay guest maintenance requests through Maintenance Connection and follow up with guest after 20 minutes
Relay guest housekeeping requests by calling the Housekeeping department and follow up with the guest after 20 minutes
Answer the switchboard within 3 rings, and transfer calls to appropriate department or person
Maintain knowledge about Owners and Owner Services program
Assist with walk-in reservations
Maintain knowledge of daily activities in and around the hotel, Park City resort, and Park City area
Make full use of the intranet and Public TC-Fileserver for additional knowledge and information
Handle emergencies that arise when on duty alone, notifying appropriate personnel
Knowledgeable of the Grand Summit, Silverado, and Sundial hotel amenities and lay-out
Assist in general maintenance and inventory of Front Office equipment, supplies, and cleanliness of the Front Desk, PBX, and reception area
Assist Bell and Valet when appropriate
Must be willing to work weekends, holidays, nights, and graveyard shifts (as necessary)
Cross-train with other departments and be able to cover shifts (as necessary)
Responsible for supervising and training overnight front desk staff
Assist with front office accounting tasks as assigned
Basic typing skills with computer data entry experience desirable
Basic reading, writing, and math skills
Computer training and knowledge of how hotel reservations work
Ability to converse clearly and comfortably with many different types of people
Ability to deal courteously and efficiently with customers and other Company personnel
Neat appearance and good social manners required
Ability to learn a variety of information about the Company’s lodging and recreational facilities, packages and services, as well as general information about the area

IT Audit Supervisor Resume Examples & Samples

Plan, organize, and assess the technology components of IT, financial, and operational internal audits
Perform IT control testing
Summarize and report audit results to management
Participate in SAP and Workday system implementations
Review work papers
Manage and execute control audit testing requirements in partnership with the external auditor
SAP audit experience with application and infrastructure highly preferred
Four-year college degree
Minimum of 4 years of experience in accounting, auditing or program/contracts
Prior supervisory or project lead experience
Big 4 or regional accounting/audit firm experience required
Knowledge of accounting, program control and computer procedures and reports
Ability to prioritize and complete multiple tasks while working under deadlines
Ability to concentrate, focus and perform analyses
Ability to travel periodically, both domestically and internationally

Audit Supervisor Resume Examples & Samples

Assisting in the planning, execution and completion of all areas of the audit assignment
Identifying client needs whilst suggesting potential solutions to technical issues
Supervising, coaching and developing the staff assigned to you

Senior Audit Supervisor Resume Examples & Samples

Strong understanding of Enterprise Data Management processes including data quality & control, governance, metadata and data provisioning
Strong analytical skills, using SQL/Excel or similar tools to analyze large amounts of data
IT general controls and other IT controls as indicated in COBIT
Sound organizational, analytical, oral and written communication skills - Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives
Self Starter, desire to learn, able to teach others, high energy, positive attitude, exhibits flexibility
Strong skills with Auditor-In-Charge responsibilities in leading reviews
Previous experience auditing Enterprise Data Management processes

Audit Supervisor Resume Examples & Samples

Hire and train auditors, identify coaching opportunities and lead coaching sessions, manage staff schedules within parameters of Accounting Department guidelines, approve time and labor on a biweekly basis, conduct employee appraisals
Work with operations: identify training issues and provide training, attend Best Practices meetings, ensure that SOX controls are in place and are followed, contact locations that have not closed timely, and identify others areas of weakness in operational processes that could lead to concerns over accuracy and controls of revenue recognition
Work with Product Management to ensure products are set up correctly
Perform and review monthly journal entries and reconciliations
Other task as assigned
Education: Finance/Accounting Degree from accredited university
Work experience: 3+ years accounting experience
Supervisory experience: 1+ year supervisory experience preferred
Computer skills: Advanced MS Office knowledge; knowledge of RPOS a plus
Other requirements: Excellent written and verbal communication skills, ability to prioritize tasks and achieve deadlines, detail oriented, ability to maintain a positive work environment, ability to lead and motivate teams
Preferred experience: RPOS, IG, LMS, V1

Senior Audit Supervisor Resume Examples & Samples

6+ years of Public or Private Audit experience
Experience in Equity Markets, including Derivatives
Good understanding of Derivative Risk, including Greeks and Valuation
Knowledge of Equity Markets products, including high touch, Electronic and Derivatives Trading activities, Prime Brokerage, Stock Loan and other Equity Financing products and services
Familiarity with US Equity Markets exchanges/execution venues, clearing and Settlement processes and Market developments

IT Audit Supervisor Resume Examples & Samples

Bachelor’s degree or equivalent experience required; major in business, finance, accounting or information systems preferred
Minimum of 3 or more years of experience in Information Technology, demonstrating a steady growth of skills and responsibility preferred
Minimum of 2 years of SOX IT Audit experience at a senior level preferred
Minimum of 1 or more years of experience within a public accounting/consulting firm preferred
CISA, CISM, CISSP certification or comparable accreditation preferred
Knowledge of IT control and/or service management standards such as CObIT, ITIL, ISO preferred
Ability to work as part of a team for larger engagements
Prior experience in IT operations or business analysis preferred
Working knowledge of financial applications preferred
Outstanding client service skills
Attention to detail and accuracy
Analytical and creative problem solving skills
Team player and deadline oriented
Ability to multi-task and set workload priorities in a fast-paced environment
Up to 50% travel required

Audit Supervisor Resume Examples & Samples

5+ years of recent or current CPA firm experience
Previous experience with GAAP / GAAS
Diverse Commercial Client experience

Audit Supervisor Resume Examples & Samples

Proficient with technology related to audit/accounting and research software
6-10 years of audit experience
Proficient in Microsoft Excel
Demonstrated Audit expertise
3-4 years in a supervisory capacity

IS Audit Supervisor Resume Examples & Samples

With the oversight of the IS Audit Director, develops an audit plan to be executed during fieldwork; reviews the audit plan with Staff Auditors, as applicable, prior to fieldwork
Drafts meaningful audit reports in a clear and concise format. Ensures workpapers, including those prepared by IS Audit Staff, are submitted to the IS Audit Director in complete manner and that issues identified are supported by workpapers completed
Participates in and/or leads closing conferences; effectively communicates with all levels of personnel by emphasizing the value to the auditee
Must be able to manage multiple projects simultaneously while meeting deadlines and communicating upward when needed
Supervises and mentors IS Audit Staff and contractors on audit engagements. Advises the IS Audit Director of the IS Audit Staff performance
Assists in the execution of the yearly IS Audit risk assessment exercise to create the IS Audit scope
Obtains an in-depth understanding of field and information technology operations, thereby increasing the value of the internal audit process to the company
Reports to IS Audit Director, who reports to the VP, Audit & Controls
Position requires judgment and tact, strong interpersonal and time management skills, as well as solid communication (written and verbal), critical thinking, investigative, and leadership skills
3-5 years of IS audit public accounting experience or 4-7 years of IS internal audit department experience
Experience auditing systems development implementations, including understanding of implementation methodologies and how to audit data conversion
Knowledge of Oracle Financials application, UNIX and Windows operating systems, and/or Oracle database preferred
Familiarity with COBIT, COSO, and SOX 404 requirements with respect to IT systems and processes
Degree in Business, Management Information Systems, Accounting Information Systems, or a related field
CISA required or in process, additional certifications (e.g., CPA, CISSP) is a plus
Fluency in Spanish is a plus

Internal Audit Supervisor Resume Examples & Samples

Determine internal audit scope and develop annual plans
Perform risk assessment
Review and perform testwork
Develop audit conclusions
Review workpapers and provide comments to staff auditors
Summarize findings and develop audit comments
Identify areas for improvement
Evaluate systems of internal controls
Maintain effective communications with client management

Internal Audit Supervisor Resume Examples & Samples

Plan and conduct operational, financial and compliance audits to evaluate the effectiveness of internal controls
Determine compliance with selected policies, procedures, and regulations
Provide written recommendations to senior management to increase efficiency and/or effectiveness of the control systems of functions reviewed and to promote good business practices
Perform special investigations as requested
Minimum of 4 years total audit experience
At least 3 years with public accounting firm
Remainder in internal audit for large multi-national company
Bachelor’s degree required in Accounting/Business/Economics or other relevant subject
Master's degree (preferred)
Certifications required: CPA or CIA
Language Competency: English required, fluent verbally and written
Ability to travel regionally and internationally up to 30%

Senior Auditor / Audit Supervisor Resume Examples & Samples

4+ years of previous Audit experience
Working knowledge the common issues facing non-publicly traded companies in manufacturing, distribution and services industry, including but not limited to; entrepreneurship, funding requirements, and growth objectives
Working knowledge of Public Accounting and Audit practices, procedures and reporting standards
Extensive knowledge of U.S. GAAP, U.S GAAS and IFRS standards

Senior Audit Supervisor Resume Examples & Samples

7-10 years experience including experience in equity markets and derivatives - within an Audit, Product Control, Middle Office, Risk Management, Trading or relevant Operations/Compliance function
Good understanding of derivatives risk - including greeks, and valuation
Knowledge of Equity markets products, including high touch, electronic and derivatives trading activities, and prime brokerage, stock loan and other equity financing products and services
Familiarity with US equity markets exchanges/execution venues, clearing and settlement processes and market developments
Excellent verbal and written communication skills, candidate will be required to interact with desk heads and traders as well as risk managers and other support personnel
Ability to work in a team environment and lead small teams
Critical thinker and the ability to think out of the box
Awareness of basic application controls
Intermediate proficiency at using spreadsheets
Familiarity with key US laws and regulations pertaining to banking and broker/dealer securities trading & sales activities

Audit Supervisor Resume Examples & Samples

Will have strong inter personal and techinical skills having gained exposure in both commercial and charity audits
The audit supervisor is responsible for planning the audits of the firms larger clients
Managing the work of up to 4 audit team members,liasing with other departments to ensure deadlines are met and making sure work is complete to budget

Audit Supervisor Resume Examples & Samples

4+ years of experience within a CPA firm providing Audit services to Commercial clients
Previous experience with Financial Statement Preparation, GAAP, and GAAS
Solid analytical and research skills
Solid Tax background (Compliance)
Experience servicing Real Estate clients

Senior Audit Supervisor Resume Examples & Samples

Subject matter expert on Volcker Rule regulatory requirements,
Project management of audits and remediation activities and strong communication with relevant stakeholders (including Front Office, Compliance, and other Control Functions) and Audit management
Proactively implements audit strategy by defining audit scope, audit program & audit test procedures throughout the Audit organization
Consult with audit colleagues on all aspects of the Audit lifecycle with respect to Volcker Rule questions
Assists in the management of business partner relationship
Anticipates and exercises critical thinking and judgment to effectively influence business management & peers and acts as a catalyst
Influences business partners to balance their business strategies with appropriate risk management controls from a business perspective
Interacts with regulatory agencies, external consultants and others in coordination with Senior Audit Management
Communication of Corporate Audits mission, goals and strategies
Coaches & trains associates within team and across audit
5-10 years experience in financial services
Experience in global banking and markets and Volcker rule within an Audit, Product Control, Middle Office, Risk Management, Compliance/Risk or other relevant function
Proficient in audit methodology and GPS or subject matter expertise in Volcker Rule
In-depth product knowledge
Strong preference for experience in Audit (internal or external Audit) with Volcker subject matter expertise

Senior Audit Supervisor Resume Examples & Samples

Minimum of 5-7 years of Auditing, Treasury, Finance, Liquidity or related experience
Ability to navigate in a highly complex organization and operate effectively in a changing environment
Self motivated, operates with a sense of urgency and strong attention to detail
Experience in evaluating regulatory requirements and guidance to understand impacts, and ensure programs and risk routines are adjusted accordingly
BS/BA Degree Required
Strong Business Acumen
Experience with Resolution Planning or Liquidity Risk Treasury/Finance experience
Familiarity with Resolution and Liquidity regulatory requirements; working knowledge of treasury and liquidity risk, and financial instruments/structures
Prior testing experience with emphasis on regulatory requirements
Proficient in audit methodology and GPS

Senior Audit Supervisor Resume Examples & Samples

Must have a minimum of 5-7 years of Audit, SOX, Risk, Compliance, Finance or related background/experience
Experience in Stress Testing/CCAR, or SOX related processes
Familiarity with capital adequacy components and regulatory requirements; working knowledge of treasury and liquidity risk, and financial instruments/structures
Experience in Regulatory reporting, FRY 14 M/Q/A

Audit Supervisor Resume Examples & Samples

5+ years of experience in public accounting, auditing, audit management, budget, business plan, business strategy, preferably with big Audit Firms
Extensive knowledge of best practice reporting and international financial reporting standards
Experience in the financial services or an energy industry is an asset
International accounting qualification is required: CA, ACCA, or CPA

Audit Supervisor Resume Examples & Samples

Assumes full responsibility for coordinating the various phases of engagements, including staff requirements, visits to off-site work locations, client meetings, and job planning and scheduling
Plans the logistics of special assignments, including work to be performed by other offices
Evaluates internal controls used by clients
Prepares or reviews audit programs and time budgets for subsequent approval
Supports the training of other technical staff, possibly managing direct reports
Evaluates working papers and ensuring that engagements were performed in accordance with generally accepted standards
Aids Practice Development by creating relationship opportunities with clients and non-clients to expand our practice

Audit Supervisor Resume Examples & Samples

Strong Analytical skills, both qualitative and quantitative
Excellent communication skills (written and oral), including presentation skills
A thinker, who can generate “out of the box” ideas
Ability to organize information clearly
High accuracy and attention to details
4 years degree in accounting preferred or the equivalent classes to sit for the CPA exam
4- 7 years’ experience in supervising audits or an accounting department in the entertainment industry
Advanced experience with Microsoft Office, especially Excel and Word. Access knowledge preferred

Audit Supervisor Resume Examples & Samples

Bachelor’s or advanced degree in Accounting
Active CPA license required
5+ years prior experience in public accounting
Significant experience in the Healthcare industry or technical expertise in financial reporting and GAAP, but would like work in healthcare
Excellent analytical, technical, and auditing skills including proficiency in US GAAP, GAAS, and PCAOB rules and standards
Excellent interpersonal skills and strong work ethic
Ability to research complex accounting and auditing issues
Excellent communication and computer skills
Ability to work additional hours as needed and travel to various local client sites

Audit Supervisor Resume Examples & Samples

Not for Profit Auditing and Federal Single Auditing experience will be considered
Bachelor’s degree in accounting or related degree; eligible for CPA exam is required
Good communication (verbal and written), organization, and analytical skills are a must
Ability to work independently on tasks and projects; while also collaborating with peers in a team-oriented environment
Knowledge of Microsoft Office applications with advanced skills in Word and Excel required

Internal Audit Supervisor Resume Examples & Samples

Responsible for leading, supervising and monitoring the engagement team on various projects in line with the our Internal Audit methodologies
Design and execute tests of controls; analyze the adequacy and operational effectiveness of processes and controls
Create client deliverables that illustrate engagement scope, procedures and results, including the overall effectiveness and efficiency of the processes/controls reviewed
Develop creative and practical recommendations for improvement that address identified risks
Lead the overall project management activities for internal audit engagements including: status updates, monitoring budget to actual performance, and communication with client and firm management
Develop and maintain relationships with client personnel and is committed to continually improving client satisfaction
Provide written and verbal performance feedback to team members on internal audit engagements to assist in their development and achievement of goals and objectives

Audit Supervisor Public Sector Resume Examples & Samples

Preparation of control deficiency and compliance letters, with an eye on quality, thoroughness and accuracy
Developing an understanding of client's business, and becoming an industry specialist
Supervising Audit Associates on engagement teams
Delegating audit section responsibilities to Associates and reviewing work product that they prepare
Monitoring and reporting the productivity of staff, and adherence to work plan schedules on each assignment
Keeping abreast of latest developments and ensuring professional development through ongoing education
Anticipating and addressing client concerns and escalating issues as they arise
Recognizing and informing senior management of opportunities to increase level and types of services to clients
BS Degree in Accounting or equivalent degree
2+ years of current or recent experience in public accounting environment
Understanding of audit services with knowledge of FASB regulations, GAAS, and GAAP
CPA Certification or demonstrated progress toward obtaining CPA certification
Experience auditing healthcare and related organizations preferred

IT Audit Supervisor Resume Examples & Samples

Lead the scoping and execution of IT audits, including SOX IT General Controls testing with minimal supervision or guidance, as Auditor in Charge (AIC)
Lead a coordinated engagement risk assessment process around IT business processes. Contribute to enterprise risk assessments and development of annual audit plans
Work closely with Finance Auditors to ensure an integrated business process/information system audit approach
Effectively evaluate and test the design and operating effectiveness of IT General Controls with minimal guidance
Assess risks and controls and design evaluation of business activity to provide assurance around efficient processing and adequate protection of data with minimal guidance
Provide staff and business partners timely guidance and feedback on effective internal control practices, to strengthen specific knowledge/skill areas needed to accomplish a task, solve a problem or develop professionally; demonstrate a "leaders as teachers" approach to development
Supervise and mentor Senior, Advanced and Associate auditors. Review documentation, work papers, findings and recommendations for audits performed under his/her direction and provide constructive feedback
Ability to meet commitments, deadlines, schedules, and successfully manage multiple assignments and projects simultaneously
Develop strong relationships with IT and third-party service provider(s) to coordinate audit activities
Enhance current audit methodologies and recommend improvements to the audit process
Leverage use the use of technology and continuous monitoring and auditing procedures to enhance and streamline projects and standardize specific audit procedures, when possible, from one project to another
Represent Internal Audit with various organization project teams and with external organizations
Working knowledge of CCH TeamMate Audit Management Software
Strong understanding of manufacturing and/or consumer products industry experience
Multiple language skills (written and spoken)

Night Audit Supervisor Resume Examples & Samples

Moving about the public areas
Handling objects, products, and computer equipment
Bending, stooping, ineeling
May be required to work nights, weekends, and/or Holidays
Vacation
Educational Assistance

Internal Audit Supervisor Resume Examples & Samples

At least 6 years of experience in Auditing, Accounting with emphasis on Gaming Compliance Auditing, including 3 years of supervisory or project management experience
Ability to establish and maintain harmonious working relationships with co-workers, staff and external contacts, and to work effectively in a professional team environment
Ability to collect and analyzing complex data, evaluating information and systems, and drawing logical conclusions
Ability to negotiate issues and resolving problems
Ability to use a computer with word processing, spreadsheet, and other business software to prepare reports, memos, summaries, and analyses
Effective verbal and written communications, including active listening skills and skill in presenting findings and recommendations
Knowledge of and skill in applying internal auditing and accounting principles and practices, and management principles and preferred business practices
Knowledge of gaming terminology, concepts, and practices

Night Audit Supervisor Resume Examples & Samples

Greet guests immediately with a friendly and sincere welcome. Use a positive and clear speaking voice, listen attentively to understand requests
Oversee the completion of the registration process by inputting and retrieving information with routine difficulty from a computer system, confirming pertinent information to guest’s reservation
Verify that the auditors are swiping credit cards for authorization using electronic acceptance methods
Oversee the handling of cash and making change
Audit the balance of assigned house banks
Oversee the acceptance and recording of vouchers, traveler checks, and other forms of payment
The posting of charges to guest rooms and/or house accounts as needed
Promptly answer the telephone using positive and clear English communication
Input messages into the computer
Retrieve messages, mail and facsimiles for guests as requested
Remain calm and alert, especially during emergency
Verify the closing of guest accounts at the time of check out
Ensure guest stay was enjoyable
Oversee the revenue audit function
Oversee the completion of audit, input information into general ledger system
Ensure the filing of paid invoices in night audit packs
Ensure the research and responds to charge inquiries on a timely basis
Ensure that copies of guest folios are sent in a timely basis via fax or mail
Provide safety deposit boxes for guests while adhering to operating procedures
Preform wake up calls as needed
Operate facsimile machine to send, receive and log incoming transmissions
Notify guests of incoming faxes using the message function on the computer
Fluency in job related English, both verbal and non-verbal
College degree, Accounting major
One year Accounting experience
Experience with computers, calculators or word processors
Ability to
O Input and access information into the computer

Internal Audit Supervisor Resume Examples & Samples

Excellent communication and interpersonal skills. Ability to communicate technical accounting and controls issues in terms that non-financial audience can understand the significance of the subject matter being discussed. Ability to establish relationships
Ability to travel (by airplane and car) up to 75%, typically Monday through Friday, however international assignments will require weekends out of town
Strong analytical skills, problem solving
Foreign language and international business experience with global manufacturing organization desirable
Ability to work on diverse teams
Personal flexibility to adapt to changing schedule or priority
Strong PC/computer skills required
Process improvement orientation

Audit Supervisor Resume Examples & Samples

Graduate degree in business administration, banking, economics, accounting, finance or related field, desirably additional training to/ for banker
Several years of professional experience in auditing in the banking sector or an auditing firm
Deep knowledge of relevant audit methodology, the main bank risks, legal and regulatory standards and activities within your scope, i.e. either within the area of Corporate & Investment Banking services and/or Specialized Financial Services
Experience with preparation of audit plans, staffing and management of teams
Strong analytical skills,
CIA certification, or equivalent is beneficial
Fluency in both, German and English (spoken and written) is required, French skills would be an advantage
Being a Generalist with interest to quickly familiarize with new topics
Displaying readiness to travel within Germany and to a limited extent also in neighboring countries
Being a quick learner, with constructive judgment and the ability to formulate complex issues understandable
Being rigor, reliable and showing tenacity
Having operational management skills and the ability to foster employees’ development
Ability to think perspectively, show critical spirit and curiosity
Being able to set priorities and having a good sense of organization
Secure demeanor including pronounced communication and argumentation skills
Showing flexibility and commitment
Being a good team player and having intercultural competence

Audit Supervisor Resume Examples & Samples

The performance of on-site IT and business led audits of Wroclaw based functions, provision of remote audit services to other CS offices, as well as travel / support for audits of EMEA branches
Assessment of the effectiveness of the Bank’s IT control environment, assessing compliance with laws, regulations and best practices, working with the business and IT management to identify commercial and practical solutions to mitigate identified risks
Assistance with audit planning, including the performance of walk-throughs and the preparation of audit test procedures
Documentation of assigned audit procedures, identification of issues, presentation of findings to management and preparation of audit reports
Development and provision of centralised audit services to the wider CSG Internal Audit department, including continuous risk monitoring of IT activities, and periodic analysis of IT performance and Key Risk Indicators (KRI’s)

Audit Supervisor Resume Examples & Samples

Possess a broad knowledge of GAAP and GAAS and a general tax knowledge
Have an understanding of a broad range of accounting issues including those involving higher levels of judgment such as: priority for income taxes, revenue recognition, subsequent events, contingencies and industry specific procedures
Be knowledgeable of business trends
Have the ability to review and provide feedback on work prepared by all staff in a professional manner
Be able to establish a rapport and good communication with clientele
Demonstrate the ability to gather, organize and summarize information efficiently and effectively
Have the capacity to adhere to budgets and time deadlines
Be proficient in MS Word, Excel, PowerPoint and the Internet
Motivate, develop and direct people as they work
Demonstrate excellent verbal and written communication skills
Apply principles of logical thinking to define problems, collect data, establish facts, and draw valid conclusions
Demonstrate strong organizational skills and attention to detail
Have the ability to train, orient and mentor staff

Recovery Audit Supervisor Resume Examples & Samples

Coordinates, provides oversight, and is accountable for the daily activities of business support
Ability to coordinate, manage, and maintain Medicare audit A/R for large multi-hospital client system within numerous applications and software
Understands and can articulate to staff the clients appeal rights with government auditing programs
Maintains strict adherence to appeal requirements and associated timeframes
Monitors staff performance daily to assure timely completion of all assigned tasks within appeal software with consistently accurate results
Analyzes metrics and reports to identify trends and anomalies to ensure optimal performance
Mentors and develops staff skills for further professional growth
Collaborates with departments within the Health System to achieve goals and objectives
Makes recommendations for process improvement and efficiency
Evaluates staff activities with monthly QA’s
Provides counseling and disciplinary action, as necessary
Processes payroll, maintains staff records and work schedules

Audit Supervisor Resume Examples & Samples

Develop, execute, and document audit tests in accordance with Audit Services policies and procedures
Perform and manage ad hoc projects as assigned
Lead executive (in-charge) of audits in accordance with Audit Services policies and procedures
Supervise assigned auditors on a project by project basis
Lead audit fieldwork execution, including: tests of controls and substantive tests of details
Review work performed by Staff and Senior Auditors
Analyze business process and internal control documentation and develop written summary of audit findings to review with Audit Management
Identify root causes and provide meaningful recommendations
Provide feedback on audit work performed
Train and/or mentor staff and senior auditors

Night Audit Supervisor Resume Examples & Samples

Manual dexterity required; constant use of keyboard, bending, lifting, etc
Must be able to lift up to 50 lbs. at one time
Must be willing to work weekends, holidays, nights and graveyard shifts (as necessary)
High school diploma, plus at least one year of relevant clerical experience

Night Audit Supervisor Resume Examples & Samples

Be an expert and demonstrate knowledge in all aspects of overnight property management and front office/PBX computer systems (to include but not limited to any maintenance requirements, report generation, performance of daily backups and simple programming)
Conduct pre-shift meeting at shift change-overs to effectively communicate relevant information to team members
Ensure overnight team properly completes required checklist items at the end of each shift to process accurate and timely recording of all accounting/financial transactions
Approach internal and external guest opportunities with a sense of heartfelt care and urgency; provide prompt follow-up to ensure 100% guest satisfaction
Ensure that sufficient staffing is present to meet the nightly business demands
High school diploma or general education degree (GED or two to three years related experience and/or training; or equivalent combination of education and experience)
Previous experience with Windows, Office, POS and property management systems highly desirable Must be able to understand, speak, read, and write in the basic English language
Demonstrate ability to compute basic arithmetic

Senior Audit Supervisor Resume Examples & Samples

5 years experience in Audit, Risk, Technology, Info Security, Compliance or other related experience
Understanding of COBIT and/or other IT General Controls
Strong understanding of Technology
Self Starter, desire to learn and able to teach others, high energy, positive attitude, exhibits flexibility
Excellent written and oral communication skills, ability to converse with management on all levels
Strong IT Audit experience -Advanced degree
COBIT certification

Audit Supervisor Resume Examples & Samples

Valuing People
Bachelor’s degree in accounting or other business field of study and 2-5 years of experience as an auditor in a public accounting firm
1+ year(s) of experience in-charging engagements
CPA certificate or progress towards completing this milestone
Knowledge of US GAAP, US GAAS, understanding of business and accounting issues

Senior Audit Supervisor Resume Examples & Samples

Minimum of 5 years of experience in a wealth management or retirement business unit, or audit/risk/compliance or similar control function specific to investment and retirement product offerings to institutional and retail clients
Knowledge of applicable laws and regulatory requirements governing a registered broker/dealer (FINRA, SEC) and the Employee Retirement Income Security Act (ERISA)
Ability to draw appropriate conclusions on the adequacy of processes and controls
Ability to effectively communicate results (verbal, written)
Ability to exercise critical thinking and judgment to effectively influence management to improve the control environment
Ability to manage multiple projects while delivering quality results within established timelines
Ability to empower teammates and provide real time feedback to develop strong talent
Ability to leverage technology and automation subject matter expertise to increase efficiency Desired Credentials
Certified Financial Advisor (CFA); Series 6/63, 7, 9/10, or 24; Certified Retirement Services Professional (CRSP), Certified Professional Accountant (CPA); or other investment/retirement-related professional certification or license. -Knowledge of Employee Retirement Income Security Act (ERISA) including the expanded definitions of the Department of Labor Fiduciary Rule

Night Audit Supervisor Resume Examples & Samples

Prepare daily Restaurant Revenue Report data by auditing Point of Service tapes/journals to breakdown revenue, covers, waiters’ fees, tips paid out and settlements by type and cashier
Run audit reports/journals from the front office system, Point of Service and the computer
Make corrections and adjustments and handle all computer problems that might occur throughout the shift
Input into the front office system revenue/expenses/allowances to generate the daily reports such as the Guest Ledger Summary and the Daily Restaurant Summary
Balance all revenue and settlement accounts nightly, maintain files and reset the system for next day operations
Comply with attendance rules and be available to work on a regular basis

Senior Audit Supervisor Resume Examples & Samples

5-7 years experience related to Equity Markets within an Audit, Product Control, Middle Office, Risk Management, Line of Business/Operations, Trading or Compliance function
Bachelors or Masters degree; CPA/CFA preferred
Displays personal courage and makes difficult decision

Senior IT Auditor / IT Audit Supervisor Resume Examples & Samples

Depending on the role in the audit, you will support or lead the execution of the audit, ensuring there is independent and objective evaluation of the design and operational effectiveness of key controls and assesses the residual risk
Monitor progress and review the activities carried out by the team according to the established audit programs / risk control matrices
Perform testing in complex and specialised IT audits where technical experience is required
Carry out audit activities embracing utilisation of Computer Assisted Audit Techniques as appropriate
Ensure that stakeholders (CAS and Business) are kept regularly informed of the progress of the audit and any potential issues arising

Accounts Payable Disbursements Audit Supervisor Resume Examples & Samples

Review payment requests according to CHS policy. Review all payments in excess of a certain dollar amount and randomly selected payments below under the established dollar threshold
Conduct spot checks of remaining payment requests
Communicate disbursement discrepancies to the AP Director as required and follow defined escalation and issue resolution path
Provide excellent customer service to all, including vendors, operating facilities, corporate headquarters, and SCSC teammates
Ensure all CHS and SCSC policies, processes, and procedures are clearly defined, updated and documented
Monitor performance and provide development opportunities for all direct reports
Research, analyze, prepare, and communicate reports on the AP Audit process and internal controls and provide action plan for follow up
Track team KPI’s and SLA’s and communicate results throughout organization

Audit Supervisor Resume Examples & Samples

Planning and executing day-to-day activities of audit engagements for diversified clients
Identifying and communicating accounting and auditing matters to Managers and Partners
Building relationships with clients and business partners
Ability to apply knowledge of business functions, strategies and processes to provide services, solutions, advice and improvement to clients served
Applying your knowledge and comprehension of professional standards and governing principles to client business
Supervising and reviewing senior and associate work, offer suggestions and guidance
Preparing audited financial statements

Audit Supervisor Resume Examples & Samples

Minimum 5 years of Audit experience
Must have experience auditing non-profit clients
CPA is required
Prior experience managing audit staff is mandatory
Effective written and oral communications with employees, partners, and clients, and vendors
Organize projects set priorities and delegate tasks under constantly changing circumstances for different clients and partners
Assist in planning and implementing assigned projects
Keep long term objectives in mind while focusing on daily activities
Maintain confidentiality of sensitive firm and client information
Awareness of skills required to bring in new business
A current and valid certified public accountant's license or actively seeking CPA certification
Must be a member in good standing with the American Institute of CPAs
Proficiency in use of computers and computer software programs

Night Audit Supervisor Resume Examples & Samples

Flexible availability for overnight shift and other shifts as needed
Previous hotel night audit experience preferred
Previous experience as front office agent, lead or supervisor a plus

Audit Supervisor Resume Examples & Samples

Client-service oriented
Commitment to the profession
Leadership ability
Self-confidence
Professional and mature attitude
Able to supervise engagements and special assignments using established Firm policies and procedures
Coordinate various phases of engagements: plan engagements, budget time and expenses, monitor actual performance against budget, review working papers for accuracy and completeness, and review financial statements for suitability of presentation and adequacy of disclosures
Resolve accounting and auditing problems as they arise
Provide supervision and on-the-job training to staff assigned to audit engagement
Analyze and evaluate clients’ internal control systems
Support training of staff members, offer guidance and direction and provide feedback of work papers
Assign work to staff members based on their knowledge and capabilities
Ensure that work papers, financial statements, representation letters and management letters are prepared in accordance with generally accepted professional and Firm standards
Continue to develop long-term professional relationships with clients through exceptional client service including: communicate engagement’s progress, problems, resolutions, financial information, tax activity and other business concerns to the client
Review with manager or partner significant findings that raise questions involving accounting principles or statement presentation
Identify opportunities to sell additional services to existing clients and with management participation in selling these services
Read, analyze and interpret general business periodicals, professional journals, technical procedures or government regulations
Prepare staff evaluation reports
Prepare client billing statements on a monthly basis
Prepare CPE Seminars (with assistance of lower levels)
Perform other assigned duties, as requested
Possess effective oral and written communication skills
Communicate timely with senior manager, director and partner on engagement status
Continue to gain client’s confidence through responsiveness and effective relationships
Relate well with client service team and other Firm associates
Possess mentoring skills

Night Audit Supervisor Resume Examples & Samples

Minimum of 3 years night audit/front desk experience and at least 2 years of supervisory experience in a Hotel or related industry
Energetic and outgoing, with a positive attitude, driven to provide outstanding guest service; strong service orientation
Post secondary degree in Tourism
Familiarity with Canadian and provincial laws
Ability to communicate effectively with all levels of guests, employees and management
Excellent organizational, computer, analytical, and problem solving skills

Senior Audit Supervisor Resume Examples & Samples

Participate in a range of audit and risk advisory projects for the line of business supported, including planning, executing, directing and completing audits
Develop and prepare audit plans. Implement risk based audit strategy
Collect and analyze complex data and identify and evaluate risk and control measures
Clearly and accurately document the execution of specific audit procedures as defined by the projects’ objectives and planned audit approach. Prepare written reports, supporting audit opinions
Demonstrate professionalism and competence. Stay informed of current economic developments relevant to the business
5 years of relevant work experience within Counterparty Credit either in a Credit Risk, Audit, Compliance, Operational Risk, Market Risk or relevant business line capacity
Prior experience with Counterparty Credit Risk and relevant regulations, including Central Clearing Houses/ Exchanges
Understanding of Global Markets business, including strong traded products knowledge
Knowledge of statistics, risk management, and Six Sigma (or other Quality programs) desirable
Six Sigma Green Belt, Lean, or DFSS certification a plus
Prior Financial Services experience within Risk, Audit, Compliance, Finance, or Public Accounting
CIA, CISA, CBA, CPA, CFA, CRCM or CAMS certification a plus

SOX & FBP Audit Supervisor Resume Examples & Samples

Team environment experience and effectiveness
Prior successful supervisor experience
Deadline driven and results oriented
Experience using Oracle, SmartView or similar query tools
Knowledge of US GAAP, SOX, and Arconic Corporate Policy and Procedures
Broad working knowledge of Arconic businesses, operating locations and productions processes is desired
Arconic audit reporting and system (ASP and ASAT) knowledge
Must be a role model for integrity, diversity and inclusion
Bachelors degree in Business Administration, Finance, Accounting or Economics, from an accredited institution
Minimum of 7 years of experience within auditing or accounting role
CPA or eligible for a CPA
Experience within Big Four Public Accounting, Manufacturing or Related Industries
Strong Microsoft office products expertise

Night Audit Supervisor Resume Examples & Samples

Ensure that guest & Night Audit standards are maintained at a superior level on a daily basis. Anticipate guests' needs, respond promptly and acknowledge all guests & maintain positive guest relations at all times
Resolve guest complaints, ensuring guest satisfaction. Maintain complete knowledge of: Hotel features/services, hours of operation, room types, numbers, layout, décor, appointments and location, room rates, special packages and promotions. Daily house count and expected arrivals/departures, guest roomavailability status & daily group activities
Pick up, count and maintain bank. Secure bank at all times
Read the log book daily, and record all pertinent information in the log book
Process currency exchange and payments to guest accounts
Process adjustments, rebates, paid outs and credits as required
Operate P.M.S. (Property Management System) and maintain security of system. Verify and makes corrections to the Room Rate Report
Post and audit Banquet charges. Adjust outside Vendor activity. Reconcile telephone Verify that all checks are closed and close and logs any open check in the P.O.S. (Point of Sale) system. Prints Food & Beverage end of day reports
Audit Food & Beverage cashier's work and correct discrepancies.Audit Rooms Cashier's work and correct discrepancies. Audit all miscellaneous charges. (Banquets, Bars etc.)
Verifies package postings on house accounts
Input all sales figures into the P.M.S. and balance all accounts (Property Management System). Run Room & Tax verifying that all room rates posted. Verify Cashier's Report to drop log and paperwork. Record room statistics
Close P.O.S. after all work is balanced. Run end of day program and close day. Check that interfaces are up and running. Run daily Flash Reports and distribute accordingly. Run morning reports and backup reports and distribute accordingly. Print express check out folios and distribute. Sign out and brief relief. Review Night Audit checklist and verify that all work has been completed. Restock all printers. Fill out and deposit payment and corresponding checks. Review status of assignments and any follow-up action with on-coming Supervisor
All other duties as required

Night Audit Supervisor Resume Examples & Samples

Communicate effectively both verbally and in writing to provide clear direction to staff. Assign and instruct front desk agents in details of work. Observes performance and encourages improvement
Greet guests immediately with a friendly and sincere welcome. Use a positive and clear speaking voice, listen to and understand requests, respond with appropriate actions and provide accurate information such as outlet hours and local attractions if requested
Promptly complete the registration process by inputting and retrieving information from a computer system, confirming pertinent information including number of guests and room rate. Promote Crescent and the Adolphus specific marketing programs. Make appropriate selection of rooms based on guest needs. Code electronic keys. Non-verbally confirm the room number and rate. Provide welcome folders containing room keys, certificates, coupons and refreshment center keys as appropriate. Close out guest accounts at time of check out. n the event of dissatisfaction, negotiate compromise, which may include authorizing revenue allowances. Requires standing and continual mobility throughout front office area
Verify and imprint credit cards for authorization using electronic acceptance methods. Handle cash, make change and balance an assigned house bank. Accept and record vouchers, travelers checks and other forms of payment. Perform accurate moderately complex arithmetic functions using a calculator. Post charges to guest rooms and house accounts using the computer
Promptly answer the telephone using positive and clear voice. nput messages into the computer. Retrieve messages and communicate the content to the guest. Retrieve mail, small packages and facsimiles for customers as requested
Remain calm and alert, especially during emergency situations and/or heavy hotel activity, serving as a role model for clerks and other employees. Resolve customer complications and complaints by conducting thorough research of the situation and determining the most effective solutions. Make decisions and take action based on previous experience and good judgment, sometimes revising approach to accommodate unusual situation. Authorize revenue allowances to remedy problems only after other alternative solutions have been offered
Communicate both verbally and in writing to provide clear direction to staff

IT Internal Audit Supervisor Resume Examples & Samples

Perform assignments requiring understanding and application of audit principles, practices, and concepts
Actively participate in, conduct, and lead Sarbanes-Oxley (SOX) IT General Computer Control (ITGC) reviews
Devise own methods to accomplish objectives and/or audits while leveraging Internal Audit’s methodology
Complete planning work on assigned segments of the audit and in determining the extent of audit testing and workpaper content
Review transactions, documents, records, reports, processes, and procedures and prepare audit workpapers, recording and summarizing data
Discuss audit findings with stakeholders to verify facts, obtain background information to support conclusions, and reach agreement
Assist, as requested, with the summarization of audit findings and the preparation of formal audit reports
Assist in the preparation of presentations of audit results
Provide field audit supervision
Establish a central interface during the audit
Provide leadership to the other auditors participating in the audit
Ensure communication of audit objectives developed in the planning process
Develop audit planning documentation addressing scope, audit objectives, budgeted hours, fieldwork and reporting dates, audit personnel, and assignment of work
Responsible for completion of audit addressing all audit objectives, stakeholder management, control, monitor and report on audit progress, review workpapers, ensuring workpapers provide adequate support of conclusions while complying with workpaper standards
Responsible for development of draft audit report, including management comments
Assist in the preparation and presentation of audit results
Bachelor’s degree in information systems management, accounting, business administration or related field
Minimum of 4 years of experience, ideally a combination of “Big 4” public accounting and industry
CISA, CISM, CPA, CIA or equivalent designation
Current SAP experience required
Requires a high level of technical skills in IT general control and SAP auditing techniques
Experience with data analytic tools and processes (e.g. ACL)
Experience in information systems auditing and pre-implementation review of information system projects
Experience performing SOX controls testing
Knowledge of the mining industry a plus
Knowledge of TeamMate audit software a plus
Most important competencies
Builds effective working relationships
Impact and influence
Leads through vision and values
A continuous improvement mindset

Performance Audit Supervisor Resume Examples & Samples

Supervise the staff in doing risk assessment and preparing a comprehensive audit program that addresses the risks identified for the area under audit. Approve engagement memos to audit clients that set forth the scope of work to be performed, target dates for completion, and material (data, etc.) required of the auditee during the audit. Attend entrance conferences for all performance audits
Manage staff to conduct performance audits efficiently, effectively and in conformance with Generally Accepted Government Auditing Standards, as well as meet target date commitment to audit clients. This includes periodic one-on-one meetings with staff during the audit, keeping the audit client and audit management apprised of progress during the audit, timely approval of all work papers and assist in any type of audit as necessary
Oversee the preparation of well written and timely audit reports clearly detailing the scope and objectives of the audit, the audit methodology, audit findings, and management responses. Schedule and attend audit exit conferences
Sound knowledge of Government Auditing Standards, the fundamentals of the audit process, and elements of a finding
Excellent writing and interpersonal skills
Superior project management skills in order to manage complex audits
Act with a high degree of initiative within the scope of his or her authority
Critical and logical thinking skills
Ability to adapt quickly to changes in priorities
Remain calm under pressure
Establish and maintain good working relationships with audit clients
Make thoughtful but timely decisions and inspire confidence in staff
Prefer Certified Public Accountant, Certified Internal Auditor or other well recognized professional certification
Prefer 3 to 5 years performance audit experience
Bachelor degree from an accredited institution in Accounting, Finance, Business Administration or other field emphasizing analytical skills, research, writing and organization of data

Internal Audit Supervisor Resume Examples & Samples

Exhibit proper time management and planning skills for self and staff auditors
Maintain positive attitude and energy level for self and influence team members
Lead audit field engagements (financial, operational, compliance, and SOX audits) including the following: planning, risk assessment, testing, audit conclusions, workpapers, and reporting

Audit Supervisor Resume Examples & Samples

Performs audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures
Review and evaluate the internal control environment and develop specific analyses of strengths and weaknesses, along with recommended improvements
Conducts interviews, reviews documents, develops and administers surveys, composes summary memos, and prepares working papers
Identifies, develops, and documents audit issues and recommendations using independent judgment concerning areas being reviewed
Communicates or assists in communicating effectively the results of audit and consulting projects via written reports, which are complete and prepared in a timely manner
Informs In-charge of progress and/or difficulties encountered during the audit
Exhibits professional behavior in business setting
Maintains relationship with mentor
Travel up to 50%

Audit Supervisor Resume Examples & Samples

Supervise, plan, design, recommend, and implement auditing procedures and systems to be used throughout the organization,
Coordinate, supervise, and participate in internal audit assignments to ensure the evaluation of internal controls and the compliance with Company policies, procedures and regulations are adequately documented,
Schedule and monitor audit work flow, and ensure adequate audit coverage for assigned areas,
Ensure audits are designed to verify compliance with legal requirements and applicable policies and procedures,
Communicate audit results to all levels of management,
Ensure the assigned audit team operates in a manner that is efficient, effective, and in accordance with professional audit standards and company policies and procedures,
Oversee the audit work performed to assist the external auditors,
Coordinate audit coverage and maintain an effective working relationship with the external auditors,
Participate in the annual risk assessment processes and the preparation and presentation of the annual audit plan
Oversee employee development and promote cross-training opportunities for assigned auditors, and,
Perform other duties as requested or assigned
Minimum 7 years experience in auditing, accounting, or related fields including internal audit or public accounting
In-depth and expert knowledge of accounting, accounting systems, and accounting controls and control environments
Basic knowledge of IT general computer controls
Basic knowledge of Dominion’s key controls over financial reporting
Demonstrated project management, leadership, and supervisory skills
Detailed knowledge of company operations, organization, and policies
Strong verbal communication and presentation skills
Experience with problem solving/critical thinking in such areas as data analytics and business unit risks

Audit Supervisor CAS NL Resume Examples & Samples

Thorough understanding of the internal audit processes and of the organisation / areas audited (products, services, operational flows, applications & systems & related CAATs capabilities, organisational structure and governance), including capacity of identifying and evaluating key risks
Ability to independently plan and execute complex audit assignments
Ability to actively promote and explain CAS vision, way of thinking & way of working in and outside audits
Independence and professional scepticism. Acts on audited convictions rather than on a desire to please. Sticks to principles despite external pressure; Able to challenge the existing patterns
Strong organization and follow up skills including ability to handle competing priorities and meet deadlines and commitments
Persuasiveness: Able to use indirect influence
Able to make complex analyses & synthetize key underlying messages in verbal & written communication
Team Leadership: Stimulates team work, gives feedback and coaches on the job

Internal Audit Supervisor Resume Examples & Samples

Provides assistance in the annual review process and ongoing risk assessments by identifying and evaluating risks in the assigned areas
Leads audit projects, including preparation of planning documents, confirmation of risks and controls, development of audit procedures, direct/supervise staff and monitor audit budget and timelines during the engagement
Conducts walkthroughs/interviews, analyzes procedures/supporting documents and records client processes and procedures in flowcharts or narratives
Performs audit testing for areas of greater complexity and/or high risk
Reviews audit testing performed by assigned staff and may be required to approve testing and/or issue validation of low risk areas
Identifies, develops, and documents audit issues and makes recommendations to mitigate risk in areas being reviewed
Communicates with the management on audit status/progress and provides preliminary results during the course of the audit
Creates written reports and oral presentations to communicate the results of audits and consulting projects upon their completion
Develops and maintains productive client and staff relationships through individual contacts and group meetings
Pursues professional development opportunities, including external and internal training and professional association memberships, and shares information gained with co-workers
Represents Internal Audit on organizational project teams, at management meetings and with external organizations
Assists team in resolving audit-related issues and recommends processes to ensure efficiency and effectiveness of department practices and functions
Participates in special projects and assignments and performs other duties as assigned, which include but are not limited to: Data Analytics, Quality Reviews and Issue Validations
Bachelor’s degree (B. A.) from a four-year college or university, master’s degree preferred and a minimum of eight years auditing, accounting, business analysis, or program evaluation experience with at least five years of “supervisory” experience leading an audit or project, or equivalent combination of education and experience
Strong knowledge of Microsoft Windows operating system & Microsoft Word, Power Point, Excel and Outlook. Experience with audit software and /or data analytics tools is desired
Strong ability to read, analyze and interpret financial reports and process documents; effectively researches, analyzes and evaluates information to make decisions, solve problems and achieve goals; strong project management skills desired
Certifications and Licenses: CIA, CPA, CBA or CISA preferred

Premium Audit Supervisor Resume Examples & Samples

Lead a team in exceeding service level and resolution targets
Coach team and individuals on performance versus targets as needed
Collect and assess daily, weekly and monthly statistics for team and individual performance
Mentor Audit employees in customer engagement, system utilization, appropriate responses to inquiries, etiquette, etc
Handle direct customer inquiries of time – generally escalated calls
Ensure adequate departmental coverage exists at all times to achieve targeted completion and compliance levels
Aids in (and oversees) the interviewing, and hiring of new Audit employees
Acts as the department liaison for training of new Audit employees, including scheduling of new hire training classes when necessary
Responsible for the development of underperforming Audit Employees
Responsible for the dissemination and training of tenured employees on process changes/updates, etc
Responsible to establish and maintain contact with large agencies for ongoing service or special ad-hoc processes
Perform audits in a timely and accurate manner requiring review of payroll and operational risks
Adjust policy underwriting that impacts premiums and covered risks based on subjective reviews of the insured’s operation
The Supervisor has full authoritative discretion to make policy adjustments, and is responsible for settling disputes and correcting discrepancies
The Supervisor must be able to make sure audits are being handled in a timely fashion from the time they are ordered to the time they are received

Internal Audit Supervisor Resume Examples & Samples

Provide internal management consulting services and participate in special projects, teams and fraud investigations
Assist in compliance with internal control requirements through self-assessment testing
Audit business processes and operations and recommend improvements
Provide field leadership, including the training and development of junior team members through a structured approach to audit issue identification, problem definition, and resolution
Obtain a broad understanding of the businesses, operations, and processes to enable risk based auditing
Arrange travel requirements consistent with the policies and limitations in place, to perform audits of global operations, including visa applications, passport, airfare, hotel reservations, rental cars, etc
Project and time management to ensure the efficiency and effectiveness of audit procedures
Assist Audit Management in development, implementation, and administration of procedures, including those that govern work practices, standards, work papers, etc

Night Audit Supervisor Resume Examples & Samples

High School diploma or equivalent and/or one year of progressive experience in a hotel or related field required
Guest Service Experience preferred
Computer knowledge/skills required

Night Audit Supervisor Resume Examples & Samples

Contributes to guest satisfaction by providing a high standard of service in line with norms and procedures
Is responsible for the hotel once the daytime managers are off duty
Helps the department meet its quantitative and qualitative targets
Ensures the safety of property and people

Internal Audit Supervisor Resume Examples & Samples

Directs the examination of, or examines as required, the Company’s financial and information systems, management procedures, operational functions and internal controls to ensure that records and controls are satisfactory
Directs and monitors performance of, or performs, the review, analysis and evaluation of data obtained for evidence of deficiencies in controls or operational functions, duplication of effort, extravagance, fraud or lack of compliance with laws, government regulations, and Company policies or procedures
Consults with appropriate division staff members to assist with and jointly determine methods and procedures for improving operating efficiencies
Prepares reports for management on audit findings and recommends improvement for efficiency, effectiveness and compliance with laws, regulations, and Company policies or procedures
Develops, writes, and updates auditing policies and procedures manual
Performs special auditing projects for management as required
Assists Internal Audit Director in carrying out supervisory responsibilities with audit staff in accordance with Company policies and procedures
Bachelor’s degree (B.A. or B.S.) with concentration in accounting or finance
Minimum of 5 years of related audit experience (Big 4 experience is preferred but not required)
CPA or CIA designation is a plus
Ability to interpret, analyze and evaluate given information relative to auditing procedures and accounting principles within established guidelines and procedures
Proficient in MS Word and Excel with a working knowledge of PowerPoint and Access
Ability to multi-task and prioritize in order to meet strict deadlines
Good verbal and written communication skills for interaction with a variety of people inside and outside the organization
Good decision-making and problem-solving abilities
Good analytical and organizational skills
Understanding of internal control concepts
Good knowledge of internal auditing standards, Sarbanes-Oxley, COSO and risk assessment practices
Ability to work independently, with limited required direction and guidance
Proven ability to lead and supervise audit projects
Ability to take initiative

IT Audit Supervisor Resume Examples & Samples

Manages projects in accordance with applicable standards, identifies significant control issues, and provides quality recommendations
Manages multiple competing priorities while achieving efficiencies and meeting deadlines
Fosters a positive team environment embracing change
Prepares an audit approach that describes in detail the nature, timing, and extent of our internal audit procedures for an individual audit project
Assists the IT Audit Manager in executing the annual risk assessment and planning process relative to assigned risk areas
Works with management team to identify key areas of risk and appropriate coverage for individual audits and builds relationships with business line stakeholders
Understands and evaluates processes and related controls and identifies control gaps based on the evaluation
Makes recommendations for new audit techniques to analyze the adequacy of controls and the effectiveness of operational procedures and processes
Appraises the adequacy of auditee responses and the effectiveness of action plans to resolve identified control weaknesses
Creates work products such as audit analysis, client correspondence, memorandums and other working papers that document the audit procedures performed, the findings, and the results of those procedures in higher risk audit areas
Maintains a professional development plan to continually develop technical and professional skills consistent with the department’s requirements and philosophy
Provide subject matter expertise to the entire Internal Audit team related to assigned risk areas
Stays abreast of general business/economic developments and new pronouncements/standards, to gain an understanding of their links and impact to the business. Understands and applies technical standards
Understands and applies audit methodologies, technology and tools
Works with internal audit team in the development of creative, practical, and cost-effective recommendations for improvement
Assists in preparation and presentation of internal IT audit reports
Completes audits within established time budgets and milestones without sacrificing quality

Audit Supervisor Resume Examples & Samples

Leading the planning, execution and reporting process of audits, including those which are performed abroad, involving multiple and senior stakeholders and covering a commingled array of topics
Supervising the work performed by the team members and coaching them on the job
Assisting the Head of Audit in coordinating the various aspect of the function’s activity, including relationships with Management and global audit function
Leadership and team management skills
Stakeholder management skills with the ability to challenge and sell a tough message in a respectful manner
Being a trusted business partner who is able to maintain independence and objectivity while balancing the commercial view
Good risk assessment skills coupled with problem-solving & judgement skills

Night Audit Supervisor Resume Examples & Samples

Responsible for daily operation of guest service shift: Plan daily short term front and back of house guest service operations; provide proper guest check-in, check-out procedures, analyze reports as required, communicate daily arrivals, departures and room inventory needs; ensure daily check list duties and tasks fully completed with follow up communications; administer schedule adjustments which result in the satisfaction of all guests, associates and financial requirements. (35% time)
Basic understanding of resort financials
Excellent hospitality service skills
Basic Working knowledge of property management systems
2 years of hotel, timeshare or hospitality service experience

100

Senior Audit Supervisor Resume Examples & Samples

7+ years of experience related to Global Markets within an Audit, Product Control, Middle Office, Operations / Business, Risk Management, Trading and/or Compliance function
Bachelor's or Master's Degree in a related field
In depth understanding of Financial instruments with a focus on Fixed Income, Currencies, and Commodities
Strong understanding of Sales and Trading functions; Risk Management metrics; Valuation concepts; and Market regulations and practices
Proficient in Audit methodology, including a strong understanding of risk assessment and control processes
Microsoft Excel proficient
CPA / CFA / FRM

101

Internal Audit Supervisor Resume Examples & Samples

High level of analytical ability
Knowledge of audit methods and techniques
Knowledge of Sarbanes-Oxley legislation and requirements
Effective and concise business writing skills
High level interpersonal skills to work effectively with audit team members and clients
Proficiency in MS Word, Excel and PowerPoint
Experience in use of TeamMate and Electronic Work Papers (preferred)
SAP experience (preferred)

102

Night Audit / Supervisor Resume Examples & Samples

Obtain all necessary information when taking room reservations and follow the rate-quoting scenario
Monitor all VIP and special guest requests
Be aware of all rates, packages, and promotions currently underway as listed in the Red Book
Be able to complete and ensure that a proper bucket check, room rate verification report, and housekeeping report have been accurately done and filed
Establish and maintain good communications and teamwork with fellow employees and other departments within the hotel
Have knowledge of and assist in all emergency procedures as required
Oversee and ensure that all guests are checked in/out in a friendly, efficient and courteous manner
Responsible for issued house bank
Run room status reports in a timely manner and relay necessary information to affected departments and individuals
Monitor key control to maintain hotel security
Be involved in departmental meeting, planning and execution
Help maintain productivity levels at or above budgeted standards
Must be able to work with and understand financial information and data, and basic arithmetic functions
Must be willing to cross train in other accounting or hotel-related areas
Must be able to prioritize job functions in order to meet deadlines
Perform guest services functions as required (i.e. check guests in/out, take reservations, we-up calls, etc.)
Audit and reconcile financial and statistical reports
Prepare and distribute necessary daily reports as required (i.e., Daily Operating Report, Discount Programs, Tax Reports, etc.) according to hotel standards
Prepare and distribute month-end reports
Audit and reconcile all Front Desk and Food & Beverage Cashier’s work
Audit, reconcile, consolidate, and transmit all credit cards on a timely basis
Prioritize job functions in order to meet deadlines
Ensure accuracy of all numbers reported including statistics
Input and update financial information into corporate communications network
Perform daily, weekly, monthly and annual data processing system functions as required
Keep management abreast of any unusual operational or financial events and/or deviations of policies or procedures
Ensure overall guest satisfaction
Respond to governmental inquiries upon receipt
Handle guest requests
Flexible and long hours sometimes required
Light work - Exerting up to 20 pounds of force occasionally, and/or up to 10 pounds of force frequently or constantly to lift, carry, push, pull or otherwise move objects
Late/Overnight shift

103

Regional Premium Audit Supervisor Resume Examples & Samples

Responsible for over-all management of associate auditors in regions assigned by the director
Coordinate the mail audit assignment process focusing on customer service levels provided to the middle complex and special account market segments within Commercial Lines. This would include decision making when requests come in for changing audit methods
Monitor results and perform quality reviews to measure and enhance associate auditor quality and time service levels
Communicate regularly and effectively with insured's agents
Consult with and assist director in implementing standards and monitoring associate auditor performance

104

Night Audit Supervisor Resume Examples & Samples

Ensure guest inquiries and complaints are handled and appropriate action is taken
Balance all room charges including F&B, Health Club, Spa, Golf Course, Concierge and Concessionaires
Balance all front office credit card transactions
Audit and post/balance room & tax
Review daily rebates for accuracy
Perform end of day duties for F&B point of sales system and the rooms’ property management system
Ensure all guest billing is accurate for Groups, Tour, FIT’s, & Individuals
Have a strong knowledge of all groups in house and effectively communicate them to staff
Strong understanding of SOX for the front office and ensure all SOX reports are completed in a timely manner
Full understanding of emergency procedures, including Fire Computer
Working with all hotel departments to ensure guest bills are accurate upon departure
Understanding all duties of the Front Office Manager and handle related duties in their absence
Adhering to the hotel’s vehicle handling and safety policies while driving hotel and guest vehicles
Experience in a leadership position required
Previous Property Manager and Book It! knowledge an asset
Strong motivational skills

105

Senior Audit Supervisor Resume Examples & Samples

Must have a minimum of 5-7 years of Audit, SOX, Risk, Compliance, or Finance background
Regulatory experience with Regulation W, as amended by Dodd Frank
Self-motivated, operates with a sense of urgency and strong attention to detail
Experience in Regulatory Reporting/FR Y-8
Knowledge of products offered by Asset Management, Global Markets and Traded Products, Retail and Institutional Banking

106

Bank Audit Supervisor Resume Examples & Samples

Develop and maintain an engaged, competent and accountable workforce, and fair and equitable working environment
Plan and schedule individual audit assignments and assist in annual audit planning process. Includes periodic planning meetings and maintenance of favorable working relationships with upper management
Supervise individual audits to include supervision of day-to-day subordinate activities, monitoring time and target date progress, and comprehensive review of work papers, audit observations, reports and memos for compliance with Department standards and appropriate audit procedures. timely, periodic follow up on audit recommendations for audit committee reporting
Perform individual audits of a complex or highly sensitive nature. Participate in special projects as requested by management. Serve as a control consultant for the planning and development of new processes. Provide/supervise assistance to external audit entities as needed
Keep informed of development in the audit profession and continue to develop professionally to contribute to department expertise
Understand the strategic direction of the Companies' and Internal Audit's role in the execution of the strategic plan. Maintain an awareness of any emerging risks or changes in strategic direction
This position requires up to 20% travel, which may include flying and/or driving and some over night stays
CIA, CBA or CFSA required
Minimum of 5 years audit experience
Bachelors degree (Finance/Accounting/Business)
Thorough knowledge of auditing standards, concepts, practices, and processes
Excellent technical abilities in planning and performing audit work, reporting audit results, risk and control analysis and assessment techniques
Proven ability to identify and assess applicable risks and develop and execute risk-focused audit activities
Seasoned knowledge of finance and accounting processes and controls, key business products, distribution systems, operations, information systems and control frameworks, accounting frameworks, tools and techniques and applicable laws, regulations and financial reporting requirements for the banking industry
Proven competency in the areas of verbal and written communication, problem identification and solution
Strong leadership, interpersonal, facilitation and negotiation/conflict resolution skills with strong abilities to influence others
Proven abilities to coach and develop talent and build an engaged team
Strong abilities in the areas of visionary and conceptual thinking, strategic execution, critical thinking and time management
Requires a strong work ethic, initiative and passion to succeed with the ability to act in an objective, ethical and confidential manner at all times
Must exhibit ability to be a team player and work well with all levels of management and possess above average relationship and team building skills
Ability to work independently on multiple projects simultaneously and be flexible and adaptable to changing situations
Proficiency with Windows-based microcomputer word processing and spreadsheet software, and a general working knowledge of various data analyses and general audit software
Ability to travel up to 20% of the work period
Bank operations experience
SOX or FDICIA knowledge

107

Internal Audit Supervisor Resume Examples & Samples

Bachelor's degree or equivalent; concentration in Accounting, Finance, Economics or Business Administration
5+ years of work experience, preferably in public accounting or internal audit
CPA or CIA certification is required
Advanced knowledge of auditing and fraud investigations

108

Internal Audit Supervisor Resume Examples & Samples

Bachelor’s degree in Business, Accounting or Finance is required
Must have a minimum 6 years of audit experience in internal audit or public accounting on behalf of a public company
Must be a subject matter expert (SME) in SOX compliance, COSO 2013, and SEC requirements
Certified Public Accountant (CPA) certification is required
Personnel development and management experience is required
Internal control mapping, risk assessment, and maturity modeling experience is required
Fraud risk assessment experience is required
Experience managing and monitoring resources, engagement status and deliverables is required
Experience interacting with all levels of management is required
Continuous process improvement experience
One of these additional certifications is preferred: CFE, CITP, CISA, CIA, PMP, CISM, CRISC, CGEIT or CISSP
Proficiency in planning, coordinating and executing integrated audits
Special project consulting experience
Working knowledge of COBIT 5 and IPPF Standards
Financial Services or Information Technology experience
Experience performing root cause analysis in support of enterprise risk management
Oversee day to day operation of the financial internal audit team
Develop and monitor audit plan performance
Research and recommend process, security, operations, or compliance enhancements
Coordinate tasks with internal and external assurance providers and risk assessors
Evaluate the adequacy and effectiveness of internal controls, procedures and operational processes
Consult on strategic project and process improvement initiatives
Perform root cause analysis in support of enterprise risk management
Monitor status of risk mitigation
Responsible for maintaining quality assurance and continuous improvement program
Design and execute complex integrated internal audit engagements
Build and maintain working relationships with team members and internal audit customers
Prepare written reports that clearly and concisely communicate observations, risks, recommendations, and management action plans
Passion for learning new things and communicating information to others

109

Sb-audit Supervisor Resume Examples & Samples

College degree in business or minimum of two years practical experience in general accounting required
Three years experience supervising or managing a department or similar business unit
Accounting and POS system experience required
In-depth knowledge of efficient business and personnel management practices along with an advanced level of organization
Strong computer skills with at least intermediate knowledge in Excel Word, and a variety of POS and accounting systems
Problem-solve in a highly effective manner and maintain positive relationships with guests and staff, including management, subordinates and co-workers
Be a consistent role model for company’s Service Excellence standards
Management of three seasonal revenue audit staff responsible for auditing and recording a large volume of sales transactions across multiple point of sale systems
Responsible for ensuring control of timely and accurate reporting of all sale transactions from all revenue departments
Maintain compliance with company revenue, internal control, and system setup policies for all revenue centers
Act as central coordinator between revenue departments to ensure that various intra-departmental transactions flow properly
Coordinate setup, maintenance and use of proprietary online deposit reconciliation and reporting tool (Webvault)
Perform monthly reconciliations of various balance sheet accounts
Coordinate maintenance of merchant ID numbers and responses to processor inquiries and charge backs
Ensure that any irregularities are detected and reported in a timely manner by maintaining a tight control environment
Perform direct audit functions during summer season

110

Senior Audit Supervisor Resume Examples & Samples

At least 5 years of relevant work experience: Credit Risk, Audit, Compliance, Operational Risk, or Global Wealth and Investment Management (GWIM)
Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others, positive attitude
Knowledge of Global Wealth and Investment Management credit products, services, and related operating systems
Prior Financial Services experience within Risk, Audit, Compliance, Finance, GWIM, or Public Accounting
Commercial Credit training a plus
Master’s degree a plus

111

Senior Audit Supervisor Resume Examples & Samples

7+ years of experience related to Global Markets within an Audit, Product Control, Middle Office, Operations/Business, Risk Management, Trading and/or Compliance function
Strong knowledge of Global Markets lines of business
In depth understanding of financial instruments; with a focus on fixed income, currencies, and commodities
Strong understanding of sales and trading functions; risk management metrics; valuation concepts; and market regulations and practices
Good understanding of support functions, including middle office, operations, and finance
Proficient in audit methodology, including a strong understanding of risk assessment and control processes
Candidate will be required to interact with staff and managers across audit teams as well as key stakeholders in business areas including Finance, Operations and Middle Office functions
Ability to work in a team environment, focus on high quality execution and lead audit assignments
Critical thinker, high energy, and intellectually curious
CPA/CFA/FRM preferred

112

Senior Audit Supervisor Resume Examples & Samples

Ability to leverage technology and automation subject matter expertise to increase efficiency
Certified Financial Advisor (CFA); Series 6/63, 7, 9/10, or 24; Certified Retirement Services Professional (CRSP), Certified Professional Accountant (CPA); or other investment/retirement-related professional certification or license
Knowledge of Employee Retirement Income Security Act (ERISA) including the expanded definitions of the Department of Labor Fiduciary Rule

113

Senior Audit Supervisor Resume Examples & Samples

At least 5 years of asset/investment management experience in audit, the line of business and/or other related control/risk/compliance function experience
Knowledge of asset/investment management services and supporting operations within a wealth management business including portfolio management, portfolio construction, trading, and wealth advisory services
Knowledge of applicable laws and regulatory requirements including banking (specifically OCC 12 CFR 9) and broker/dealer regulations (FINRA, SEC)
Excellent communication skills; Verbal / Written Communication (Executive Summary)
Basic Analytical / Automation Skills; Strong understanding of principles
Critical Thinking / Problem Solving
CFA, Certificate in Investment Performance Measurement, Certified Trust and Financial Advisor, CIA, or other investment related certification or licensing, MBA or CPA

114

Senior Audit Supervisor Resume Examples & Samples

4+ years of experience in Audit, Application Security, Network Controls and/or Infrastructure
Experience of conducting regulatory and risk oriented IT Infrastructure and application audits, SDLC reviews, continuous risk monitoring testing
Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others, high energy, positive attitude
Knowledge in new technology and cybersecurity
CISM Certification
Experience with Data Analysis Tools (Tableau, SAS)
COBIT preferred

115

Night Audit Supervisor Resume Examples & Samples

Performs the required system prints during the night audit shift to ensure a current back-up of the hotel arrivals, vacant & in-house list is available
Posts and audits banquet checks in order of the banquet summary sheet
This person also reconciles all Food and Beverage outlet postings
Distributes all close day reports and morning reports to the appropriate departments
Previous front desk experience preferred
Candidate should be flexible with schedule and must be able to work weekends and holidays
This is a temporary position

116

Internal Audit Supervisor Resume Examples & Samples

Leads audit staff in performing corporate level reviews, Sarbanes-Oxley testing and fraud investigations
Leads audit department in Sarbanes-Oxley and other compliance processes
Coordinates interactions with external auditors
Performs sales center audits and assess warehouse operations
Summarizes observations for audits and prepares reports for Senior Management and the Board of Directors
Contributes to the administration of all audit programs to ensure appropriate coverage of operational risk

117

Audit Supervisor Resume Examples & Samples

Lead the execution of audit projects covering different workstreams and engagements with minimal supervision or guidance, as Auditor in Charge (AIC)
Lead a coordinated engagement risk assessment process of in-scope countries and business processes. Contribute to enterprise risk assessments and development of annual audit plans
Work closely with Information Technology Auditors to ensure an integrated business process/information system audit approach
Effectively evaluate and test the design and operating effectiveness of anti-fraud programs and controls
Assess risks and controls and design evaluation of business activity with minimal guidance
Contribute to the formulation of audit plans, scoping documents and audit programs using a risk-based audit methodology
Develop formal written reports and assist with presentation of audit results to management, including recommendations
Provide staff and business partners timely guidance and feedback on effective internal control practices, to strengthen specific knowledge/skill areas needed to accomplish a task, solve a problem or develop professionally; demonstrate a “leaders as teachers” approach to development
Cultivate positive relations with business leaders and auditees, balancing diplomacy with assertiveness
Leverage continuous monitoring and auditing procedures to enhance and streamline projects and standardize specific audit procedures, when possible, from one project to another
Working knowledge of SAP and CCH TeamMate Audit Management Software
Prior manufacturing and/or consumer products industry experience

118

Financial Services Audit Supervisor Resume Examples & Samples

5+ years of Public Accounting experience
CPA or parts passed
Experience in the Financial Services industry, specifically with Broker-Dealers
Solid analytical and project management skills
Working knowledge of ProFx, Caseware, and Go File Room
Experience in various industries

119

Audit Supervisor Resume Examples & Samples

Execute multiple projects simultaneously and implement risk based audit strategy
Utilize sound, seasoned analytical skills and product, business, and technical expertise to execute assigned responsibilities
Coordinate, scope and lead team activities on audits (incl. large, cross-functional)
Lead analysis of control deficiencies, as well as expansion and refinement of documentation for more complex control deficiencies to drive actionable business impact
Influence management on sufficiency of correctives actions and recommend audit rating
Exercise judgment and critical thinking to influence business partners
Identify control trends in assigned business areas, as well as impact to the business and to the Bank overall by applying deep and broad business acumen
Ability to coach and train team during audit execution
Bachelor's or Master's Degree
Minimum of 3-5 experience in Audit, Business Control, Finance, Compliance, Risk or other related experience
Exceptional analytical and critical thinking abilities; Able to develop and convey a point of view
Highly motivated self starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others, high energy, positive attitude
PC proficiency, including spreadsheet, word processing and presentation software applications
Advanced degree or certifications (CPA, CIA, CISA, etc.)
Experience with Data Analysis Tools (Tableau, SAS, SQL)

120

Audit Supervisor Resume Examples & Samples

Manage multiple projects using technology and analytic techniques to work effectively and efficiently in a fast paced environment
Exercise judgment and critical thinking to influence business partners, senior business managers and peers. Help business partners to balance their business strategy with appropriate risk management controls
Clearly and accurately document the execution of specific audit procedures as defined by the projects objectives and planned audit approach. Prepare written reports, supporting audit opinions
Contribute ideas/opinions to the audit team and listen/respond to other team members' views. Bring potential opportunities to the team's attention
Participate in special projects and ad hoc requests as needed
Minimum of 3-5 years recent work experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
Ability for 10% domestic travel
CPA preferred
Prefer subject matter experience within Operational Risk Management
Knowledge of risk management/risk framework/heightened standards preferred

121

Senior Audit Supervisor Resume Examples & Samples

Exceptional analytical and critical thinking abilities
Highly motivated self-starter with ability to multitask and complete assignments within time constraints and deadlines. Individual with desire to learn and teach others
Bachelor's Degree or equivalent work experience

122

Commissions Audit Supervisor Resume Examples & Samples

Distribute Workload: Responsible for channeling audit transaction volume to Audit Coordinators to ensure a balanced work load. Includes but is not limited to
Assigning Coordinators to specific regions and/or tasks to manage workflow on a daily basis
Monitoring volume and redistributing work as needed to other Coordinators
Supporting Coordinators as a working supervisor when volume demand requires
Managing Staff: Responsible for the general management, scheduling and development of Audit Coordinators. This includes but is not limited to
Recruiting, interviewing, hiring for all open positions
Ongoing training and development; performance management
Preparing staff schedules; Managing vacation requests; Reviewing and approving time cards
Annual performance reviews
Liaison between Audit, Transactions and Commissions:Acts as main point of contact for the Audit team. This includes but is not limited to
Troubleshooting, answering and resolving all questions or concerns from Transactions or Commissions
Facilitating the communication between the Audit team, Transaction team and Commissions team
Providing training and guidance as needed to Transactions and/or Commissions to improve on specific audit points or to communicate new goals and processes
Document processes for the department as needed
High School Diploma required. Associates or Bachelor’s degree preferred
2-3 years administrative experience required; 1-2 years previous supervisory experience preferred
Ability to provide feedback to employee through coaching and training to further their success and a willingness to motivate staff; a leader by example willing to take on additional duties as needed
Travel to other offices is not typically required

123

Audit Supervisor Resume Examples & Samples

Active CPA license or all 4 parts of CPA exam passed preferred!
5+ years prior experience in public accounting with extensive experience with non-profits with significant experience in the social service industry. Experience in performing audits in accordance with the single audit guidance, third party cost reports and New York City funded programs
Significant experience in the industry or technical expertise in financial reporting
Excellent analytical, technical, and auditing skills
Ability to interact with potential clients and generate new business
Ability to work additional hours as needed and travel to various local client sites via personal car

124

Audit Supervisor Resume Examples & Samples

Experience writing SQL queries
Proven experience coordinating multiple projects/assignments simultaneously under minimal supervision and completing assigned tasks accurately and on a timely basis
Must demonstrate strong attention to detail with excellent organization skills
Excellent Communication skills (verbal and written)
Knowledge of how to connect to data sources and extract and analyze data
Advanced SQL writing abilities
Experience with Python
Audit experience

125

Income Audit Supervisor Resume Examples & Samples

Balance and code prior day's work and prepare daily operating sales and labor summary
Ensure the accuracy of night audit and complete sales journal information
Review and analyze all adjustments
Audit banquet tickets and reconcile to banquet orders
Route rebates, miscellaneous charges, promotional tickets and paid-outs
Maintain records and file and archive all documents in accordance with tax authority requirements
Assist fellow team members and other departments wherever necessary to maintain positive working relationships

126

Internal Audit Supervisor Resume Examples & Samples

Support management with developing and maintaining key SOX controls
Perform first level review of SOX compliance testing
Perform first level review of IT application controls testing and electronic audit evidence report testing
Review SSAE16 reports for outside service providers
Provide coaching and support to the business for remediation of control exceptions
Provide support for external auditor reliance on internal audit work for SOX compliance
Provide guidance and constructive feedback to staff and interns who assist with the annual SOX effort
Develop internal audit scope and plan internal audit engagements using procedures noted in NCI’s Audit Manual
Perform internal audit procedures in accordance with the Institute of Internal Auditors’ International Professional Practices Framework (IPPF)
Maintain a continuous awareness of risks that might impact NCI and evaluate those risks in audit assignments
Prepare draft internal audit reports reflecting the results of the work completed
Provide support for audited business to determine appropriate action plans for internal audit issues and follow up on the status of outstanding audit issues
Excellent verbal and written communication skills, to effectively present to peers and management
Ability to work independently, with limited required direction and guidance, and provide appropriate direction to other internal audit project team members
Understand internal auditing standards (IPPF), COSO and risk assessment practices
Ability to manage multiple projects against tight deadlines and working with varying team members
Proficient in Microsoft Office Suite (Word, PowerPoint, Excel, Access)
Undergraduate degree in Accounting (required)
CPA (required)
6-10 years of internal/external audit and accounting experience with at least 4-6 years of internal audit experience
Demonstrated knowledge of accounting, finance, auditing and internal control concepts
Expected travel for this position is approximately 20%-25%

127

Night Audit Supervisor Resume Examples & Samples

Performs the required system prints during the night audit shift to ensure a current back-up of the hotel arrivals, vacant & in-hourse list is available
Reconciles all Food and Beverage outlet postings
Verifies front desk cashier work is balanced
Ensures all guest accounts are accurately posted with room and tax
Read, initial and sign the ‘Ideal Service Recovery’ standard and procedure
Ensures the completion of all Libica night audit functions
Transmits accurate data to Corporate via CSS
Prepares and distributes the Daily Report
Prior Front Desk/ Night Audit experience required
Must be able to work Overnight Shifts
Prior experience in high volume luxury hotel preferred

128

Internal Audit Supervisor / Manager Resume Examples & Samples

4 year degree or equivalent in Accounting/Accountancy
At least 6 to 8 years of full-time experience performing risk based integrated audits/SOX projects, information technologies, internal audit, SEC reporting and risk/fraud assessment experience, including 4 years in a lead role
Ability to effectively communicate verbally and in all levels of management and staff
Detailed knowledge of internal accounting and management controls, audit process and professional standards and regulations (e.g., US GAAP, Sarbanes-Oxley, COSO, etc.)
Considerable knowledge of and skill in applying internal auditing and accounting principles and practices, management principles and preferred business practices
Exposure to management information system terminology, concepts, controls and practices
Ability to use an automated spreadsheet, word processing software and other business and audit-related software such as ACL/IDEA, MS Office, TeamMate or other related workpaper applications
Must be professional, resourceful, flexible, action-oriented, organized, excellent in multitasking, team player and have strong interpersonal and communication skills
Experience in the medical device industry conducting risk-based integrated audits/SOX projects and other areas pertinent to the industry
Knowledge of SAP, TeamMate and ACL/IDEA
Certification – CPA or CIA

129

Audit Supervisor Resume Examples & Samples

Must have a minimum of 3-5 years of Audit, Risk, Compliance, or relevant business experience including Retail and Small Business Banking or Wealth & Investment Management
Strong organizational, oral and written communication skills
Analytical Abilities/Financial Acumen/Problem Solving
Ability to successfully communicate and influence management on all levels in regards to risk reduction in both strategic and tactical initiatives
Ability to work in a very detailed manner as well as to look broadly across a population and develop connections and themes identifying risk and concerns

130

Audit Supervisor Resume Examples & Samples

Ability to perform high quality, risk-focused fieldwork, in accordance with Corporate Audit, methodologies and standards in order to identify meaningful issues, risks and other exposures in the area of the Company being audited
Creates and maintains accurate and clear work documents
Completes tasks efficiently (on time and accurately). Learns new businesses, processes and regulations effectively and quickly
Communicates well with clients and Audit team members
Engages in relevant training regarding audit, businesses, financial controls, regulations or a particular specialty
College degree or equivalent. 4 year degree in accounting or finance; other subjects may be applicable for specialties preferred
3 years relevant experience
3-6 years relevant experience including experience in audit or the relevant specialty area preferred
CCAR and Model Risk Management knowledge is a plus

131

Audit Supervisor Resume Examples & Samples

5-7 years of experience in internal or external auditing; an additional 2 years of experience in finance and/or other business areas is preferred
Undergraduate degree in Accounting, Finance, Economics, or comparable major; Master in Business Administration is a plus
Knowledge of: financial and operational risk management, internal controls, and audit techniques; Sarbanes-Oxley compliance, controls and testing methodologies; fraud risk management, controls and investigative procedures; accounting, US GAAP and financial statements. General understanding of IT general and process controls, IT security, and other compliance areas including anti-corruption, anti-bribery, and data privacy
Experience working with management to build trust and to support operations. Sharing lead practices on internal controls. Identifying and monitoring resolution of systemic issues
Ability to communicate effectively and have excellent presentation skills, including clear and concise writing skills
Excellent project management skills and ability to lead or supervise multiple projects simultaneously
Ability to lead and develop people, and work well in a dynamic, result-driven team environment
Ability to travel approximately 20%; this includes global travel
In possession of relevant professional certification (i.e., CIA, CPA, etc.)
Fluent in English, both in writing and verbal. Spanish and/or Portuguese a plus
Experience with SAP or a comparable Enterprise Resource Planning system is preferred
Previous experience within a major accounting firm desirable
Applicants must be authorized to work in the United States

132

Night Audit Supervisor Resume Examples & Samples

Previous experience in a Front Desk or customer facing role
Works well under pressure, dealing with many arrivals and departures within a short period of time
Able to accommodate a flexible schedule that may include weekends and/or holidays
Familiar with hotel systems and operations, and can enter in information accurately
Outside --of-the-box thinker who takes initiative to creatively solve problems

133

Audit Supervisor Resume Examples & Samples

Strong critical thinking, problem solving, analytical mindset required
SQL / SAS Programming capability or other automation experience
Project Management skills including multi tasking
Information Technology or data experience
Advanced degree or certifications (CPA, CIA, CISA etc)
Knowledge of Bank of America business processes and front end application systems

134

Audit Supervisor Resume Examples & Samples

A minimum of 3 years of Audit, SOX, Risk, Compliance, or Finance background
Solid analytical abilities as well as financial acumen
Self-motivated, operates with a sense of urgency and possesses strong attention to detail
CPA Desired

135

Audit Supervisor Resume Examples & Samples

Bachelors Degree plus a minimum of 3 years experience in operational audit, risk or internal controls
Bachelors Degree in Accounting or Finance
CCAR and Model Risk Management knowledge

136

Audit Supervisor Resume Examples & Samples

Perform project management duties in the planning, scheduling, coordinating, reviewing and reporting the work of audit teams
Provide expertise in auditing standards and performance criteria
The Audit Supervisor will develop procedures, schedules, priorities and programs for achieving audit objectives and goals
Review work papers completed by audit team members
Communicate audit results, in oral or written format, to the auditee, General Counsel, and/or the Audit Committee
The Audit Supervisor will assist in the hiring of team members
Lead, mentor, and develop staff members as well as address employee relation matters
Conduct annual performance appraisals of subordinate positions
The Audit Supervisor will assist with the management of contracts for outsourced audits
Coordinate necessary audit efforts for whistleblower investigations
Assist in the preparation of issue papers and reports for the Board of Directors
Present audit reports to respective programmatic committees and the Audit Committee
The Audit Supervisor will identify audit issues that require guidance and raise those issues with staff in a timely and appropriate manner
Manage and coordinate ad hoc requests
The Audit Supervisor will pursue professional development opportunities, including external and internal training and professional association memberships, and share information with co-workers to contribute to the growth and development of the Internal Audit Division
Assist in other internal audit special projects as needed
Bachelors degree in accounting, finance, or related field required
CPA or CIA required
2-3 years of public accounting experience preferred
Experience leading financial statement, operational, or risk audits

137

Audit Supervisor Resume Examples & Samples

Planning and performing audits in various departments of the bank
Assessing risks and controls related to processes, products & technologies
Drawing up and commenting reports in a clear way; and preparing, discussing and following up practical recommendations with your audit client
Maintain contact with various stakeholders within the bank

138

Audit Supervisor Global Financial Crimes Resume Examples & Samples

Minimum of 4 years experience in Audit, Compliance, Risk and/or other relevant experience
Experience with AML or global financial crimes
Creative thinker who can map out creative solutions and lead their implementation
Strong organizational skills and attention to detail with dedication to superior service
Unquestionable business and personal integrity and values congruent with those of the organization
Advanced degree
CAMS Certified
Experience auditing US bank regulatory, Basel, and/or BSA/AML and other Financial Crimes related regulations

139

Audit Supervisor Resume Examples & Samples

Manages Audit’s relationship with U.S. Primary regulators (OCC, FRB, CFPB) and other significant domestic regulators (SEC, FINRA, FDIC)
Assists with non-U.S. regulatory requests
Manages exams of Corporate Audit
Liaises with regulators, Audit LOB teams, and Compliance Exam Managers to complete requests to exams/inquiries from regulators noted above. Includes initial request items, follow-up requests, and Audit exam meetings
Communicates to senior management insight and regulator focus gleaned from regulatory interactions
Liaises with LOB Audit teams to assign regulatory identified issues as needed
Trains regulators on Audit's processes and manages access to Audit databases
Liaises with Global Regulatory Relations (Compliance) and other internal risk groups on regulatory matters
Manages the Corporate Audit regulatory meeting calendar and works with LOB Audit teams on creation of meeting materials
Maintains a log of materials regulatory submissions and meetings
Compiles regulator identified issues status analysis and reports status to Audit senior management and the OCC/FRB
Supports LOB Audit teams on external regulator identified issue process
Develops and trains on policies and procedures related to external regulator identified issues
Minimum of 3 years exp in audit , risk or compliance
CPA, CIA or CISA
Audit compliance or financial services experience

140

Audit Supervisor Resume Examples & Samples

Familiarity with Department of Defense (DOD) policies, systems, and procedures for property, plant & equipment and operating materials and supplies
Develop testing templates and test procedures
Review and consolidate results
Prepare audit documentation in accordance with Government Auditing Standards
Perform data analysis
Knowledge of pertinent Office of Management and Budget (OMB) policies, DoD regulations, and federal financial audit standards and requirements
Supervise and review work performed by other staff
Develop people through effectively delegating tasks and providing guidance to staff
Serve as a liaison between clients and upper management
Review draft deliverables prepared by engagement teams and present final results to management
Support other audit areas as needed
BA/BS degree from an accredited college/university in Accounting or Business Administration with a major in Accounting
At least 4 years of federal accounting and auditing experience
Active Interim Secret required

141

Audit Supervisor Resume Examples & Samples

Minimum of 4 years experience in the Audit function of a large multi-national company or public accounting firm with strong track record of success and demonstrated progression in complexity of assignments
Strong technical accounting skills and experience auditing financial reporting processes
Individual with desire to learn and teach others, high energy, positive attitude
Highly motivated self starter with ability to prioritize work and complete assignments within time constraints and deadlines
Strong financial services technical accounting knowledge
Experience auditing US bank regulatory, Basel, and/or Regulation W

142

Audit Supervisor Resume Examples & Samples

4 year College Degree - Accounting, Finance or other data-related subject
3-6 years relevant experience including experience in audit or a relevant area including data extraction from various platforms, data manipulation, and data analytics especially in a SQL environment
Capital adequacy, data lineage, and CCAR knowledge a plus
Other technical skills also a plus including: data mining, data visualization, data extraction, financial controls and data controls

143

Audit Supervisor Resume Examples & Samples

4 year College Degree - Accounting, Finance or data-related subject
3-6 years of relevant experience including experience in audit or a relevant area including data extraction from various platforms, data manipulation and data analytics especially in a SQL environment
Capital adequacy, data lineage and CCAR knowledge a plus
Data Mining, data visualization, data extraction, financial controls and data controls

144

Internal Audit Supervisor Resume Examples & Samples

At least five (5) years of professional experience in auditing at the Senior Internal Auditor level or above
At least two (2) years of professional experience as a lead auditor or audit supervisor
An auditing certification, such as Certified Fraud Examiner (CFE), Certified Information Systems Auditor (CISA), Certified Internal Auditor (CIA), or related

145

Claims Quality & Audit Supervisor Resume Examples & Samples

Provide guidance and support for the CQ&A team to resolve escalated issues received from division and department executives, legislative members and staff, and constituents
Establish work plans, review work and conduct performance reviews CQ&A team
Apply subject matter expertise to solve a variety of claims processing problems of complex scope
Evaluate claims processing results and findings and provide DMA management with analytical reports of the findings
Build and maintain strong stakeholder relationships with other DMA managers, third party entities and vendors that service N.C. Medicaid recipients
Investigate escalated customer complaints and non-conformance issues
Responsible for oversight of the analysis of claims quality; lead the effort to monitor NCTracks' claim processing activities
Extensive knowledge of health care policies, processes, and operations and the data capabilities required to support their needs
Solid knowledge and understanding of healthcare strategy, operations, technology, and regulatory requirements
Strong knowledge of fee-for-service and encounter claims processing
Demonstrated ability managing quality control activities
Excellent customer service and time management skills
Knowledge of information technology applications, processes, software and equipment
Excellent oral, written & presentation skills
Ability to work independently and assess project/assignment requirements
Ability to organize and follow complex and/or detailed technical procedures
Detail oriented with an aptitude for analytical and critical thinking

146

Audit Supervisor Resume Examples & Samples

Must have a minimum of 5 years of auditing experience
Bachelor degree in business/finance/accounting; CPA or plan to obtain CPA
Experience in assessing internal control under SOX 404 and COSO 2013
Understanding of and ability to interpret and apply applicable laws and regulations
Ability to juggle multiple work efforts and to quickly change direction as needed
Ability to successfully communicate to influence management and lead change in both strategic and tactical initiatives; advanced written and oral communication skills
Ability to converse with management on all levels regarding internal controls, financial accounting and reporting, and related controls
Self-starter, desire to learn, able to teach others, high energy, positive attitude, exhibits flexibility
Familiarity with SEC requirements of the financial services Industry
Proven ability in managing and developing team members
Other technical skills also a plus: data mining, data visualization, data extraction, financial controls, data controls

147

Audit Supervisor Resume Examples & Samples

Assess and improve business processes and internal control structures, while rapidly gaining exposure to diverse business activities
Collect and analyze data to detect deficient controls, duplicated effort, extravagance, fraud, or non-compliance with laws, regulations, and management policies
Examine records and interview workers to ensure recording of transactions and compliance with laws and regulations
Prepare detailed reports on audit findings
Examine whether the organization's objectives are reflected in its management activities, and whether employees understand the objectives
Supervise auditing of establishments, and determine scope of investigation required
Report to management about asset utilization and audit results, and recommend changes in operations and financial activities
Confer with management about financial and regulatory matters
Regular attendance at the worksite is required
Ability to plan, execute, close, and oversee operational audits and SOX testing, as well as special projects
Demonstrated leadership and project management skills
Excellent interpersonal, analytical, problem-solving, and oral and written communication skills
Excellent critical thinking skills
Ability to understand the implications of new information for both current and future problem-solving and decision-making
Must be dependable with a stable work history
Excellent customer service, interpersonal, and communication skills
Ability to maintain stability under pressure and be flexible and willing to modify plans and behavior when necessary
Ability to work a flexible schedule, including evenings, weekends and/or holidays
Ability to be a positive representative of the Company both internally and externally
Ability to work with respect and cooperation at all times with fellow employees and customers
Must be committed to working safely at all times
Bachelors degree in Accounting or related field is required
Minimum of 6 years of audit/SOX experience is preferred
Passed or aggressively pursuing a CPA, CIA, CISA, or CFE
Experience with internal audit and SOX compliance is preferred
The employee must occasionally position, transport and/or move up to 40 pounds
While performing the duties of this Job, the employee is regularly required to

148

Audit Supervisor Resume Examples & Samples

5+ years of experience in Global Markets within an Audit, Product Control, Middle Office, Operations/Business, Risk Management, Trading and/or Compliance function
Good understanding of trading businesses and related support functions
Ability to work in team environment
High quality execution
Critical thinker, high energy, intellectually curious
Bachelors or Masters degree

149

Audit Supervisor Resume Examples & Samples

Principles, practices, concepts, methods, and techniques of auditing and internal control structures
Reference materials such as auditing standards, state and federal laws, rules, regulations, policies and procedures as they apply to government accounting and auditing standards
Analysis and presentation of data
Microsoft Office (Word, Excel and Access)
Analysis, interpretation, and communication of data
Interpersonal skills to effectively interact with supervisors, peers, subordinates, and auditees
Planning, organizing and evaluation
Quantitative and qualitative research skills
Supervision techniques
Identify and analyze organizational processes and identify potential solutions
Ability to communicate effectively both individually and in group settings
Organize ideas verbally and in writing
Train and develop staff
Conduct data analysis

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