Markets Operations Resume Samples

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J Cassin

Jay

Cassin

457 Sporer Tunnel

Phoenix

+1 (555) 740 2319

457 Sporer Tunnel

Phoenix

Phone

p +1 (555) 740 2319

Experience Experience

Los Angeles, CA

Markets Operations

Los Angeles, CA

Farrell Inc

Los Angeles, CA

Markets Operations

Managing risk
Awareness and adherence to new corporate policies
Ensures timely escalation of situations that may arise posing a potential risk
Aware of BNY Mellon’s focus upon risk and mitigating internal controls
Participation in site testing
Timely completion of all mandatory compliance training
Corporate Initiatives

Dallas, TX

Operations Analyst Markets

Dallas, TX

Maggio-Wilkinson

Dallas, TX

Operations Analyst Markets

-Work closely with & provide quick / accurate responses to questions/requests from various desks (Trading, Middle office, and back office teams)
-Work closely with & provide quick and accurate responses to questions/requests from various desks (Trading, Middle office, and back office teams)
Work with the team to create effective solutions in the cost basis reconciliation/reporting processes
Sponsor bank Relationship management
Daily Processing of ETF cash -Timely Response to ETF Client inquiries
-Primary supporting MLPF&S Funding, Treasury and Agencies, Collateral Mgmt
-Fail resolution and reporting

present

Chicago, IL

Capital Markets Bond Operations

Chicago, IL

Blanda, Ankunding and Beahan

present

Chicago, IL

Capital Markets Bond Operations

present

Serve as escalation contact for day-to-day issues for Sales and Trading, Settlement, and Client reporting
Measure and balance P/L, positions and risk (Market Risk, Counterparty Risk, etc…) daily, researching and explaining variances
Support testing and development of new functionality that affects Fixed Income processes
Ensure accuracy of market data used for daily valuations
Perform daily transaction and position reconciliation between TOMS and NFS
Ensure settlement of all fixed income transactions daily
Serve as liaison with Bloomberg TOMS system, NFS, and internal technology team. Functions include customizing front office, compliance and risk reporting functions, testing and implementation

Education Education

Bachelor’s Degree in Finance Desired

Adelphi University

Bachelor’s Degree in Finance Desired

Skills Skills

Self-motivated and able to work unsupervised. Candidate will be able to manage own time and know when to escalate
Proficiency in all Microsoft Office applications, with focus on Excel skills such as the ability to create v-lookup, charts, graphs
-Analytical with strong attention to detail
-Ability to handle multiple deliverables, stressful situations, problem solving under market driven deadlines
-Strong PC skills; experience with MS Office products
-Ability to handle multitask, handle stressful situations, and problem solve against market driven deadlines
-Excellent organizational and communication skills
Excellent communication skills both verbal and written
-Knowledge of fixed income products
Self motivated and able to work with minimal supervision

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15 Markets Operations resume templates

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Operations Manager, Markets Resume Examples & Samples

Works alongside corporate staff to support local stations as they deploy new products and services - both internal products and third party applications
Serves as primary corporate liaison with a selected number of local markets
Participates in the review and analysis of new products and procedures
Acts as liaison between the CBS Local Media Group and selected third party and internal vendors troubleshooting problems and issues
3 years' experience creating interactive content with a background in radio, television, sports service or news agency
Keen understanding of Web, mobile and social media usability and user behaviors
Working knowledge of Web, mobile and social media publishing platforms (HTML, Facebook, Twitter)
Understanding of journalism and interactive storytelling techniques
Independent initiative while fostering a positive team environment
Passion for the internet and locally oriented content

Municipal Markets Operations Analyst Resume Examples & Samples

Provide analysis to the Municipal Markets Operating Officer on status of day to day operations of PF and HC groups and provide action plans and resolutions for improving workflow
Coordinate and review all internal processes and procedures to ensure Compliance regulations are met to include compiling files, data and checklists for successful internal and external auditing
Maintain and create new written processes and procedures for department based on success of workflow
Generate and distribute Weekly Reports on Industry Rates and changes to the group and clients
File regulatory filing with Committee on Uniform Securities Identification Procedures (CUSIP), Depository Trust Company ( DTC), Municipal Securities Rulemaking Board (MSRB), Electronic Municipal Market Access (EMMA) for negotiated Municipal Deals
Maintain and research updates with DTC, MSRB or EMMA through online training and through online notices and announcements
Train incoming analysts and associates on the filing procedures for Municipal deals and update procedures and manuals as needed
Monitor and track department adherence to RegEd compliance testing, company required testing to ensure completion is obtained by due dates provided
Provide back-up to Analyst/Associates with client proposals/presentations preparation and data analysis
Arrange and coordinate registrations, displays, event planning, advertisements, marketing campaigns for all conferences and publications for large client organizations and events
Develop positive rapport with clients through written correspondence, coordination of events, email communications, and serving as additional problem solver for client questions and inquiries
Conduct analysis of budgeting and accounting concerns through daily/weekly/monthly tracking of deal expenses, contributions, sponsorships and all other departmental expenses. Provide solutions for cost savings
Provide technical support as needed by the Information Systems Group and coordinate the resolution of any technical or hardware related issues that may arise
Effectively manage, with discretion, confidential information
Provide protocol between Municipal Markets and other lines of Business. Research and provide information to Accounts Payable, Compliance, Sales and Trading, Human Systems, Information Systems and Senior Administration
Provide Administrative support as needed to include developing firm reporting methods, covering phones, ordering business cards and supplies, handling mail services, maintaining contact lists, coordinating conference room utilization, communicating with local service providers and vendors, and ensuring that a professional office appearance is maintained. Expense Processing and Travel assistance as needed
Excellent verbal and written communication skills, organizational skills and interpersonal skills
Exhibited ability to work independently
Ability to deal in a highly stressful work environment with complex situations requiring sound judgment and strong decision making ability
General knowledge of Municipal Investment Banking procedures
Bloomberg experience preferred
Previous experience in Municipal Market industry

Director, Advanced Markets Operations Resume Examples & Samples

Serve as liaison between Advanced Markets and other functional areas including distribution, marketing, training, product, competitive analysis, legal, compliance and risk
Partner with VP, Advanced Markets to create and implement a comprehensive Advanced Marketing strategy
Leverage knowledge of advanced marketing concepts and project management to assess opportunities, influence the design of practical solutions and lead the implementation
Coordinate the building of new sales concepts
Coordinate the development of internal and external collateral
Coordinate and train field sales teams and producers on advanced sales concepts
Drive and influence key stakeholders on all aspects of the initiatives
Location is flexible with this position
Strong knowledge of advanced marketing concepts including, estate planning, business planning, charitable planning and non-qualified deferred compensation
Ability to partner across the organization and drive key initiatives
Experience with leading and managing projects
Expertise in life products and case designs
Expertise in the creation of written marketing and sales concept materials
Strong familiarity with key illustration software tools
Exceptional presentation, training and communication skills

Cib-markets & Investor Services Operations Resume Examples & Samples

Work closely with the Business (Desk Heads, legal, Business Managers)
Active participation in client negotiations in order to promptly resolve issues and ensure risk mitigation
Act as point of contact for the client
Where possible, work with legal during the master agreement negotiation in order to ensure that mutually acceptable templates are agreed within the firms counterparties ahead of trading
Submission to regulatory time lines remains a key priority and seeking any STP gain an essential component
Ensuring that all confirmations reconciliations and queries are cleared with no outstandings in a timely manner
Liase with DCO team, where necessary for management of Confirmation exceptions
Maintain key client facing support surrounding all outstanding activity
Develop automation solutions that support the client
Roll out functionality that promotes STP in capture of client information
Maximise client leverage of self service tools (Thunderhead)

CIB Bacc-fixed Income Markets Operations Associate Resume Examples & Samples

Maintain trading operations system integrity for our Credit trading business
Perform numerous control reconciliations to verify trading positions are accurate through front office to middle office recs, middle office to back office recs including eod checkouts
Production of Management Statistics, including but not limited to Key Performance and Key Control Indicators
Complete operations projects and ad hoc requests to satisfy new initiatives and operations/technology enhancements
BA or BS degree required (Finance or Business degree)
Previous experience in Finance industry (Ops roles) desired
Masters degree in Finance desired
Effective and confident communicator to deal with a diverse range of staff and to succeed in a fast paced environment
Proficiency with the trading environment, risk management systems, performing critical operations controls
Control oriented with a focus on efficiency and process improvement
Independent/analytical thinker who can quickly assimilate situations through to the associated risks, business or control issues
Works well under pressure leveraging their initiative to fully develop their role
Basic understanding of Derivatives products
Problem solver, proactive and able to work independently
Management skills desired, but not required
Strong analytical and quantitative aptitude, very detail oriented
Operations and control mindset, strong ability to prioritize and deliver quality work using time management skills
Ability to coordinate workload among junior team members
Highly organized and self-motivated, enthusiastic attitude
Understands the large financial risks that can be incurred through operational errors and control risks
Strong PC Skills required; in particular MS Excel (VBA a plus), MS PowerPoint and Sharepoint
Team player with excellent interpersonal skills
Fluent in English & Spanish (Portuguese desired)

Operations Analyst Markets Resume Examples & Samples

Fail resolution and reporting
FICC balancing and resolution
Same day exception resolution. Next day break resolution
Work closely with & provide quick / accurate responses to questions/requests from various desks (Trading, Middle office, and back office teams)
Primary supporting MLPF&S Funding, Treasury and Agencies, Collateral Mgmt
College degree or applicable work experience
Analytical with strong attention to detail

Markets Operations Resume Examples & Samples

Managing risk
Ability to understand risks faced in own role
Aware of BNY Mellon’s focus upon risk and mitigating internal controls
Ensures timely escalation of situations that may arise posing a potential risk
Timely completion of all mandatory compliance training
Awareness of SAR process
Technology / Information Security
Understanding and use of data classification
Business Recovery
Awareness of CMS plans
Participation in site testing
Corporate Initiatives
Adherence to corporate policy
Awareness and adherence to new corporate policies
Client Requests
Adherence to Contracts / SLAs

Markets Operations Manager Resume Examples & Samples

Strong knowledge of at least two products including front to back systems and process flows
Strong technical expertise: extensive knowledge of systems, traded products, securities clearing and custody, confirmations, settlements, payments
Relevant FICC Operational experience in a top tier investment banking environment
Ability to build close relationships with FO and regional Hub teams
Strong operations risk mind set – able to identify process inefficiencies and tenacity and drive to implement improvements
Well-developed management and team leadership skills demonstrated through previous supervisory experience

Operations Analyst Markets Resume Examples & Samples

Daily Processing of ETF cash -Timely Response to ETF Client inquiries
Sponsor bank Relationship management
Reconciliation of our ETF collateral accounts

Capital Markets Bond Operations Resume Examples & Samples

Bachelors degree and three years experience working within the financial services industry
Proven history of strong analytical skills
Experience working with vendor supported trading applications, i.e., participated in and/or led enhancements, upgrades, etc
Microsoft Office skills
Ability to thrive in a fast-paced trading environment
Ensure settlement of all fixed income transactions daily
Measure and balance P/L, positions and risk (Market Risk, Counterparty Risk, etc…) daily, researching and explaining variances, reconciling to general ledger daily, including researching and explaining variances
Serve as escalation contact for day-to-day issues for Sales and Trading, Settlement, and Client reporting
Serve as liaison with Bloomberg TOMS system, NFS, and internal technology team. Functions include customizing front office, compliance and risk reporting functions, testing and implementation
Perform daily transaction and position reconciliation between TOMS and NFS
Measure and balance P/L, positions and risk (Market Risk, Counterparty Risk, etc…) daily, researching and explaining variances
Ensure accuracy of market data used for daily valuations
Review and test client confirmations and statements
Support testing and development of new functionality that affects Fixed Income processes
Prepare weekly and monthly reports of fails to deliver/fails to receive
Perform daily position reconciliation between TOMS and NFS
Provide customer service to both internal and external customers
Assist in month and year end accounting requirements related to SOX and regulatory requirements
Lead and participate in projects related to TOMS, NFS and other Bank Support areas
2 - 3 years of professional work experience in banking, finance, risk management, capital markets, accounting, or systems development, experience with debt securities preferred
Management Experience preferred
Experience working with vendor supported trading applications, i.e., participated in and/or led enhancements, upgrades, etc., experience with TOMS preferred
Sophisticated MS Office skills, especially Excel
Bachelor degree required, Finance or Accounting preferred
Ability and desire to work as part of team
Strong customer service skills, including both verbal and written communication skills

Individual Markets Operations Generalist New Business Resume Examples & Samples

Strong problem solving and analytical skills, ability to multi-task, prioritize, organize, and manage time effectively, superior oral and written skills, ability to adapt to ever-changing environment, ability to present ideas and actively participate in discussions in group arenas
Proficient in Microsoft Office (particularly Excel and Word)
Strong knowledge of state insurance regulations as it relates to illustrations and policy replacement is preferred for compliance and audit purposes
Business experience and individual life insurance product and process knowledge desired
Computer software proficiency especially in Microsoft Office Suite, Lotus Notes and Business Objects as well as the ability to learn internal electronic systems
Strong problem solving and math skills
Proven ability to thrive in a team environment
Knowledge of Life Operations processing systems preferred
Proven success in delivering exceptional customer service results and achieving results

Treasury & Markets Operations Resume Examples & Samples

Generate and understand metrics for Business Units reporting related to operations/settlement process, from collation, analysis to identification of trends and themes
Perform various types of strategic and planning activities for process re-engineering, productivity and efficiency improvements, and effective service delivery
Provide management support functions including quality and quantitative measures analysis, financial planning, budgetary controls, and people engagement
Participate in process improvement projects and track progress
Contact point for head office's management related reporting and regional initiatives/ workshop
Ensure execution of the Operation Risk Management initiatives to promote risk awareness and compliance with Group’s policies, standards and guidelines
Manage, review and report department's ops risk and control related matters, ensuring the standards align to Technology & Operation level
Review and coordinate unit's New Product Approval assessment

Middle Markets & BD Operations Manager Resume Examples & Samples

Strategic and enablement support to the Oceania Middle Market Leader including the preparation of executive presentations, deployment MM specific solutions/initiatives, identifying new and improved ways to track performance across the portfolio, and budget management
Accountable for Growth Navigator operations and support. Responsibilities include: liaising with Global, Asia-Pac and Oceania GN Leadership, write and execute insight analysis, bi-monthly update of GN SharePoint, manage GN initiatives such as the 20 RFP project, preparation of a bi-monthly GN wins newsletter and liaising with L&D
Operational support to other MM stakeholders such as BMC (for EOY, AGF and Accelerating Entrepreneurs), Start-up Leader, Entrepreneurial Leader and Asia-Pac MM team
Support to Segment Ops Managers for roll out of MM solutions
Manage offshore teams and leverage their capability to create operational efficiencies
Work closely with Finance to ensure MM KPIs are reported across segments
Connect with Asia-Pac team and support area initiatives in region
Managing onboarding
Managing variable comp scheme
Managing budget
Assisting in the deployment of BD L&D
Managing BD SharePoint
Managing BD GDS
At least four to five years’ experience in an operational role
Project leadership skills – have led small projects and understand how to drive engagement and progress
Commercial experience – ability to understand how a business operates and engage client facing members of Markets and Business Development and the business
Ideally people management/leadership experience

Individual Markets Operations Generalist Resume Examples & Samples

High School Diploma required, BA/BS degree preferred
Experience in financial service industry or high touch customer service environment preferred
Ability to successfully prioritize and process transactions
Consistent track record meeting performance goals
Ability to use sound judgment
Ability to use discretion and make decisions with leadership assistance
Proficiency in Outlook, Microsoft Word and entering data into Excel spreadsheets preferred

Operations Analyst Markets Resume Examples & Samples

Daily reconciliation of differences between our books and records versus a third party cost basis system that are resulting from corporate action events, trade corrections, asset transfers, etc
College degree
Client focused and ability to manage risk
Ability to work with all levels of the firm and people with different backgrounds and experiences

Capital Markets Foreign Exchange Operations Manager Resume Examples & Samples

Bachelors degree required and three years of experience in an analyst role within the financial services industry
Sophisticated Microsoft Office skills, particularly Excel and Access
Proven basic knowledge of various Capital Markets products and the mechanics of basic financial instruments

GSA Markets Operations Resume Examples & Samples

MBA with 3 to 5yrs of experience
Analysis and reporting
Business planning and management
Communication and presentation
Customer focus and relationship building
Information and technology proficiency
Problem solving and decision making
Proven ability to develop, document and maintain operational policies and procedures, including the designing and documenting detailed process flows, and the development of operational performance and quality metric standards and reports
Proven experience working with Excel and developing and maintaining various analyses and reporting tools
Resourceful, self-motivated, self-starter
Advanced skills in Microsoft Office applications, specifically Word, Excel and PowerPoint

UKI Markets Operations Resume Examples & Samples

Experience of working with geographically dispersed teams and senior executive
Intermediate to expert level knowledge of leading sales methodologies
Highly developed writing and presentation skills. Proven ability to deliver clear and articulate analysis to all levels of management within the firm
Excellent understanding and ability of deploy concepts, techniques and methodologies as applicable
MBA with 6+ years of experience

Operations Analyst Markets Resume Examples & Samples

Factor/Coupon, Pair off communication and resolution
Work closely with & provide quick and accurate responses to questions/requests from various desks (Trading, Middle office, and back office teams)
Primary supporting MLPF&S Funding, Treasury and Agencies, Collateral Mgmt, MBS
Extensive interaction and communication with BACI team members
Ability to handle multitask, handle stressful situations, and problem solve against market driven deadlines
Excellent organizational and communication (written and oral) skills

Capital Markets & Core Processing Operations Specialist Resume Examples & Samples

Daily preventative controls on certain high risk areas such as reverse splits, voluntary elections, optional stock dividends and large FX elections -Weekly detective control testing and remediation, as needed
Aged and high value break tracking, research and resolution
Written Supervisory Procedure (WSP) and Desktop Procedure validation and ongoing maintenance
Act as BCP Coordinator for NY teams
Creation and ongoing maintenance of a BCP transference capability from NY to Baltimore and Baltimore to NY (no transference capability exists today)
Out of Role Entitlements Review and maintenance of all Asset Servicing Reorg roles
Completion of all audit action plans by agreed target dates
Minimum of 5 years of Operations processing experience, Asset Servicing experience preferred
Prior supervisory or risk experience a plus
Strong attention to detail and oral and written communication skills
Series 99 required (will sponsor)

Capital Markets & Core Processing Operations Specialist Resume Examples & Samples

Daily preventative controls on certain high risk areas such as reverse splits, voluntary elections, optional stock dividends and large FX elections -Weekly detective control testing
Aged and high value break resolution
Written Supervisory Procedures and Desktop Procedure validation and maintenance
Act as Business Continuity Plan (BCP) Coordinators for the Baltimore team
Creation and ongoing maintenance of a BCP transference capability from NY to Balt and Balt to NY (no transference exists today)
Out of Role Entitlements Review, maintenance of Asset Servicing roles
Ability to work independently (self-motivated), as well coordinate well with others
Minimum 3 years in an Operations line function, Asset Servicing experience preferred
Series 99 registered (or strong candidate will be sponsored by MS)

Capital Markets Foreign Exchange Operations Analyst Resume Examples & Samples

One year of experience in an analyst role within the financial services industry
Proven basic knowledge of various Capital Markets products and the mechanics of basic financial instrument
Ability to thrive in a fast paced, high stress trading environment

Markets Operations Specialist Resume Examples & Samples

Timely execution of basic operations related to Markets operations, including but not limited by loan operations, time deposits, conditional deposits, term deposits, foreign exchange, money market and securities operations
Timely and correct regulatory reporting
Compliance with internal rules and procedures while conducting daily operations (including Compliance, Anti-Money Laundering, and etc)
Update of exchange and securities rates in operational systems on a daily basis
To pass mandatory trainings on time and expand his/her knowledge by taking additional courses available
To know, follow and timely update internal departmental procedures in accordance with legislative requirements
To follow archival procedures
Maintain and follow DCFC (Daily Control Functional Checklist)
To participate in meetings in accordance with management and other departmental needs
To know, follow, monitor updates on additional processes/procedures/instructions received in written/electronic means
Responsibility for additional tasks and requests from Head of the Unit
High level of knowledge of English and Russian languages
One or more years` experience
Knowledge of FX/MM/SC products
Knowledge of accounting and banking basics

Capital Markets & Core Processing Operations Resume Examples & Samples

1) Resource management inclusive of monthly forecasting and P&L explain
2) Support reoccurring and ad hoc reporting
3) Assist in the development of unit cost
4) Provide back up and support of technology investment programs
5) Assist in development and implementation of training and development initiatives
At least 3 years of relevant work experience
Organized and strong project management skills
Strong oral and written communication skills, including the ability to interact with business management and support teams across multiple locations