Global Markets Operations Resume Samples

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LK
L Kirlin
Libby
Kirlin
773 Carolyn Crest
Los Angeles
CA
+1 (555) 792 6017
773 Carolyn Crest
Los Angeles
CA
Phone
p +1 (555) 792 6017
Experience Experience
Chicago, IL
Global Markets Operations
Chicago, IL
Fay, Lang and Quigley
Chicago, IL
Global Markets Operations
  • Develop and maintain effective working relationships
  • Perform confirmation/settlement of trades using telephony, email or e-commerce
  • Knowledge in Cash Management (Swift)
  • Knowledge of operational risk management and administrative organization (Compliance, Audit, security policies)
  • Initiate and execute transactions with a high level of accuracy to meet customer and business partner expectations
  • Reporting and communication to the impacted stakeholders (FO, BO, IT) and management
  • Initiate and execute transactions with a high level of accuracy to meets customer and business partner expectations
New York, NY
Coo-global Markets Operations
New York, NY
Daugherty, Schmeler and Langosh
New York, NY
Coo-global Markets Operations
  • Work as the process owner and ensure end-to-end management of all activities associate
  • Manage the inflow of request and prioritize KYC Client onboarding and Periodic reviews
  • Perform quality checks to ensure that defined guideline is adhered
  • Good knowledge of regulatory trends and developments
  • All overdue and ageing request are followed and placed for closure or hold to ensure the pipeline effective management
  • Ensure adherence to standards, procedures and also identify risk mitigates and is fully aware of Operational Risk management
  • Participates in regular operational performance reviews and monthly self-assessment
present
San Francisco, CA
Global Markets Operations Income & Taxes
San Francisco, CA
Klocko, Schuster and Armstrong
present
San Francisco, CA
Global Markets Operations Income & Taxes
present
  • Keep on enriching relations with the business lines representative and network agents
  • Academic background in Management, Economics or Finance
  • Contribute in precision and accuracy of activity metrics and escalate any relevant problems or success to management on a continuous basis
  • Control books and records at the different stages of events and until paydate
  • Keep on documenting all procedures in place to stick market and process evolutions
  • Follow and report any outstanding items (deposit breaks or cash breaks)
  • Analyze terms and transmit summary notifications to trading or clients
Education Education
Bachelor’s Degree
Bachelor’s Degree
University of California, Berkeley
Bachelor’s Degree
Skills Skills
  • Knowledge of FX and MM settlement practices
  • Prior Foreign Exchange Back Office experience
  • Knowledge of operational risk management and administrative organization (Compliance, Audit, security policies)
  • Familiarity with SWIFT standards (payments and confirmations) and industry standard settlement practices
  • Knowledge of Global Markets Operations core FX systems (WallStreet Systems, FXall, Misys, GTSS and Bloomberg)
  • Excellent organization skills
  • Ability to perform under pressure
  • Ability to multi-task and work in a fast paced environment
  • Thoroughness and attention to detail
  • Ability to consistently maintain high levels of productivity
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15 Global Markets Operations resume templates

1

Global Markets Operations Manager Resume Examples & Samples

  • You will be required to handle day-to-day activities in the FX , Securities and derivatives back office, which includes accurate trade capture, validation, counterparty confirmation, settlements, tracking and monitoring, exception reporting
  • You will also need to monitor various exposure limits and compiling MIS & Regulatory reports and ensure strong internal control and productivity standards
  • You will have participate in various process/productivity improvement initiatives and new products/system implementations
2

Valuation Analyst, Global Markets Operations Resume Examples & Samples

  • Valuation Control
  • Bachelor / Master degree holder in Business, Quantitative Finance, IT or Mathematics
  • 2-3 years of working experience in related discipline in Market Risk, Product Control and operations
  • Candidates with Front Office IT experience may also be considered
  • FRM or CFA is an advantage
3

Credit P&L Analyst, Global Markets Operations Resume Examples & Samples

  • Producing daily P&L and its Explain based on the Official P&L systems
  • Reconciling P&L to Front office estimates
  • Daily P&L Attribution
  • P&L Commentary
  • Liaising with Front Office, Trade Support, Operations to resolve operational and booking issues
  • Working with Front Office and Market Risk to finalize month end P&L
  • Answering and resolving Trader’s queries on timely and efficient manner
  • Ensuring the monthly P&L’s are consistent with the final end of month general ledger P&L
  • Involve in Global Projects, system UAT
  • CFA/FRM candidates an advantage
  • VBA knowledge
4

Global Markets Operations Resume Examples & Samples

  • Review Wall Street Systems queue populations and process trades for a particular counterparty / counterparty type
  • Determine if set up process is complete with goal of achieving STP processing
  • Prioritize and action unconfirmed trades
  • Perform confirmation/settlement of trades using telephony, email or e-commerce
  • Coordinate settlement requests from clients for netting, split payments, etc
  • Knowledge of FX and MM settlement practices
  • Prior Foreign Exchange Back Office experience
  • Knowledge of operational risk management and administrative organization (Compliance, Audit, security policies)
  • Familiarity with SWIFT standards (payments and confirmations) and industry standard settlement practices
  • Knowledge of Global Markets Operations core FX systems (WallStreet Systems, FXall, Misys, GTSS and Bloomberg)
  • Ability to consistently maintain high levels of productivity
  • Ability to work independently as well as in a team environment in order to achieve group targets
  • Develop and maintain effective working relationships
  • May be required to work extended hours when necessary
5

Global Markets Operations Resume Examples & Samples

  • Trade processing
  • Coordinate and facilitate settlement requests
  • Initiate and execute transactions with a high level of accuracy to meets customer and business partner expectations
6

Global Markets Operations Resume Examples & Samples

  • Trade handling and exception processing
  • Tracking settlement details
  • Resolving settlement issues with client and front office in advance of value date
  • Verification and maintenance of Static Data Direct interaction with external clients and the business line to resolve trade and settlement issues
  • Determining if set up process is complete with goal of achieving STP processing
  • Prioritizing and action unconfirmed trades
  • Initiate and execute transactions with a high level of accuracy to meet customer and business partner expectations
7

Global Markets Operations Resume Examples & Samples

  • Responsible for the settlement of Security transactions & associated products booked in Bolivar, on a timely and cost effective basis by
  • Ensuring all trades are instructed, matched & settled on a timely basis
  • Monitoring of failing trades
  • Reducing fails and/or potential fails by means of pairing off or partialing down deliveries
  • Minimizing fails by means of partial deliveries where possible
  • Pre-matching trades in a daily basis
  • Cash Management related with funding trades
  • Responsible for solving Nostro and Depot reconciliation breaks on a timely basis
  • By investigating and, where possible, clearing all nostro breaks in reported by Securities Control teams
  • By passing entries to the Bolivar systems to clean up outstanding items on a timely basis
  • By investigating and, where possible, rectifying all depot breaks on a timely basis reported by Securities Control Teams
  • By investigating and solving accounting breaks raised by Securities Control & accounting Teams
  • Escalating items that represent operational risk to direct Manager
  • Contribute to the minimization of settlement costs & operational risk
  • By becoming more risk aware and by following the procedures or Compliance rules that are in place to mitigate operational or reputational risk
  • Monitors and take appropriate actions in case of market risks (buyins)
  • By reducing the number of manual instructions sent to agents therefore reducing cost , manual intervention and settlement risk according to Compliance rules
  • If necessary, using the escalation process when operational risk is detected
  • Contribute to the overall successful running of the settlement department
  • By maintaining close relationships with traders and sales and escalating problems to them promptly where required
  • By maintaining good working relationships with domestic agents and custodians
  • By communicating with, and assisting, other operational departments where needed
  • Ensuring direct Managers are kept informed of any potential problems & issues where appropriate
  • Strong knowledge of Securities & operational processes surrounding securities
  • Knowledge in Cash Management (Swift)
  • Strong knowledge of Bolivar system
  • Strong knowledge of Microsoft software (XL, Word, PPT, Outlook,…)
  • If possible, knowledge of practices of Lean & CI
8

Global Markets Operations Resume Examples & Samples

  • Ensure that the OTC Equity operations booked by the Front Office in the FO and OPS systems are compliant with the broker/external confirmations, the sales confirmations or the MarkitWire approved characteristics
  • Ensure that the electronic trades booked in the FO portfolios match with the trades sent by custodians or broker on D+1. The purpose of this validation is to feed the back-office system with the custodian or broker file data after checking that it matches the FO booking
  • Ensure that all give-up trades/early exercise requests are correctly processed by our clearers on the different markets on TD itself
  • The checking purposes are to guarantee the quality of FO bookings and hence to reduce operational risk while feeding the back office systems on a timely basis for a correct and reactive settlement/clearing with our counterparts/markets
  • Financial background on equity derivatives (vanilla options definition, characteristics and behaviour) and settlement of listed products over all European markets
  • Rigorous, organized, reactive, taking initiatives
  • Risk driven
  • Capacity to be always focused on the client and on the quality of the services provided to the client
  • Good capacity to listen and communicate
  • Experience in financial industry required
  • Fluent in English, French and Portuguese
9

Operations Analyst, Global Markets Operations Resume Examples & Samples

  • Customer services
  • Knowledge
  • University graduate in Finance and Economics or related discipline
  • Relevant work experience in banking operations or settlements preferred
  • Fresh Graduates can also be considered
  • Immediately Available preferred
10

Global Markets Operations Analyst Resume Examples & Samples

  • Bachelor Degree in a relevant area. A specialization in finance or IT is a plus
  • Proficiency in computer skills, particularly in Microsoft Office Pack, mainly Excel; knowledge of VBA is a plus
  • Control oriented profile, with strong analytical and problem solving skills
  • Motivated and willing to absorb new concepts, organization and IT environment
11

Global Markets Operations Resume Examples & Samples

  • Recently graduated student with majors in Accounting, Finance, Business or related field
  • Technical proficiency in MS Office, including Word, Excel and Power Point
  • Strong analytical and quantitative skills
  • Team player, self-motivated and entrepreneurial
  • Detail oriented with a focus on quality results/deliverables
  • Adapt to high peak of activities, manage the stress and strong deadlines
  • Ability to react quickly
  • Strong organizational and interpersonal skills
  • Strong communication skills, both verbal and written
12

Global Markets Operations Initiatives Analyst Resume Examples & Samples

  • Monitor for unresolved operational issues and serve as escalation point for solutions
  • Provide expertise, guidance, and facilitate escalation on issues where the operational line needs support
  • Prioritize technology defects for vendor and internal developers
  • Facilitate workarounds to be utilized by operational teams until permanent fixes are provided
  • Liaise between operations, technology developers, technology support, and the business where coordinated solutions, workarounds, and communication are needed
  • Represent business line in any project related meetings/committees
  • Provide regular updates to operations managers to inform and document the expected impact of projects and BAU changes
  • Perform the business analysis by gathering information from the operational team and formulate expected impact
  • Document findings/impact as required for project and BAU change management, and provide to appropriate program management teams
  • Contribute to, and in some cases author, BRDs related to project
  • Where system testing is required, develop and/or approve scripts, and monitor, review, approve/reject results
  • Facilitate operational integration, UAT, implementation playbooks, articulation of limitations, definition of workarounds, procedural and control updates
  • Produce weekly executive updates
  • Ensure relationships are established and managed with support and business partners (operations, technology, support, business, finance, compliance, legal, etc.)
  • Must have strong knowledge and experience with end-to-end clearing flows
  • 2 years of experience in derivatives markets
  • Resourceful, inquisitive, driven
13

P&L Analyst, Global Markets Operations Resume Examples & Samples

  • Produce accurate daily analysis of P&Ls to Trading desks and bank's management
  • Responsible for current controls on key elements (positions, market data, adjustments, reserves) and liaise with internal departments in case of issues
  • Perform Front Office / Middle office (FO / MO) reconciliations between Trading P&L estimations at T and Official MO P&L at T+ 1 and both explain and investigate P&L breaks to FO if any
  • Adjust the P&L if necessary to secure correct P&L reporting and document each adjustments Monitor daily Funding and fees
  • Interact daily with traders to explain the results of their P&Ls and seek their daily sign-off
  • Report, Comment and Validate the P&Ls into the Official Reporting tool
  • Monitor and reconcile monthly Market Risk and Valuation reserves during End of Month process
  • Active follow-up on updating documentation
  • Organize a monthly meeting with trading to go through all P&L issues during the last month
  • Escalate issues to management
  • Confirm PV to collateral management
  • Bachelor degree preferably in Banking, Engineering, Economics, Mathematics or Quantitative Finance
  • Masterized Excel - Programming skills (VBA, Excel, Access) is a bis plus
  • Work experience in P&L, Trade Support and Product Control
  • Strong Equity derivatives products knowledge including its models and valuations preferable
14

Global Markets Operations COO Resume Examples & Samples

  • You will support key business partners and our senior management team in the monthly forecast process and annual strategic global planning
  • You will assist in management of overall financial and headcount budgets
  • You will monitor actual and forecasted spend against budget for expense items on a monthly basis
  • You will handle workforce and resource planning for our global organization, including active tracking of full-time employee headcount and business efficiencies
  • You will help maintain our organizational hierarchy structure
  • You will manage our business deployment processes and plans
  • You will prepare materials for key senior meetings, management onsite sessions, town halls, etc
15

Global Markets Operations Resume Examples & Samples

  • Bachelor Degree in a relevant area
  • Knowledge in French is a significant plus
  • 0 to 3 years financial/banking industry experience with an emphasis in Operations
  • Knowledge of financial markets and products with emphasis on Equity Derivatives. Specialization in Listed Derivatives or OTC product is highly appreciable
  • Proficiency in computer skills, particularly in Microsoft Office Pack, mainly Excel
  • Detail oriented profile, with strong analytical and problem solving skills
  • Autonomy and proactive
  • Rigorous, well-organized with a structured and logical approach
  • Well-developed written and verbal communication skills, in English
  • Ability to perform multiple tasks and meet established deadlines, in a fast pace work environment
16

Global Markets Operations Income & Taxes Resume Examples & Samples

  • Follow and capture events announcements across all markets
  • Analyze terms and transmit summary notifications to trading or clients
  • Keep on enriching relations with the business lines representative and network agents
  • Control books and records at the different stages of events and until paydate
  • Follow and report any outstanding items (deposit breaks or cash breaks)
  • Keep on documenting all procedures in place to stick market and process evolutions
  • Contribute in all control plan protocols according local operational risk policies
  • Financial markets knowledges
  • Compliant with local guidance and conformity policies
  • Proactive and extremely rigorous
  • Strong analytics capabilities and problem solving to adapt context
  • Able to work under pressure and dynamic, evolving environment
  • Dispose strong team spirit and client focus mindset
  • Fluent in English (French is a plus)
17

Global Markets Operations Optimisation Resume Examples & Samples

  • A CTB role involves transforming strategic ideas into change projects that can be planned, and monitored whilst being mindful of risk, budget and personal conduct
  • Bachelors Degree or equivalent
  • Minimum 5 years financial services experience
  • High level understanding of the trade lifecycle and the functions listed in the below table
18

Coo-global Markets Operations Resume Examples & Samples

  • Manage the inflow of request and prioritize KYC Client onboarding and Periodic reviews
  • Ensure business and client is provided with the KYC, Tax, and regulatory requirements for all onboarding and periodic review request
  • Ensure key stakeholders are kept informed of the progress, challenges, and escalating issues where appropriate. Interact with Front Office and External Clients as appropriate and be hands on. Take end to end ownership and coordinate with various teams to get the task done (Credit, Compliance, Legal etc)
  • Follow up on any delays and deficiency on KYC docs
  • Ability to work with onshore and offshore teams
  • Liaise with Compliance/Business/External counterparts
  • Perform quality checks to ensure that defined guideline is adhered
  • Work as the process owner and ensure end-to-end management of all activities associate
  • Ensure adherence to standards, procedures and also identify risk mitigates and is fully aware of Operational Risk management
  • Participates in regular operational performance reviews and monthly self-assessment
  • All overdue and ageing request are followed and placed for closure or hold to ensure the pipeline effective management
  • Experience /skills
  • Relevant KYC background with with experience working in Client Onboarding team. Has worked as maker or Checker and experience on dealing with clients and internal Sales teams
  • Experience working in a highly-matrixed environment, and accustomed to bridging the gap between disparate organizations and cultures
  • Good knowledge of regulatory trends and developments
  • Proven ability to prioritize competing demands
  • General knowledge of Business Banking product set
  • Should be hands on and should keep himself updated on regulatory changes
  • Eye for detail and willingness to question current state practices
  • Independent, self-motivated and a team player
  • Ability to use sound judgment to determine due diligence quality and if meets regulatory standards
  • Ability to apply regulatory guidance to review process in absence of written policy
  • Strong time management, organizational, planning and follow-up skills; ability to multi-task effectively
  • Pro-active and business orientation with proven ability to priorities and manage conflicting demands
19

VP BIA Global Markets Operations Resume Examples & Samples

  • Manage and execute audits, ensuring that relevant risks and controls have been identified and appropriately assessed and effective testing implemented
  • Write high quality observations and audit reports (with input from the audit team)
  • Manage audit teams on a day to day basis, working to ensure that audits progress as planned, as regards scope, budget and timetable
  • Collaborate and support the Director to define the appropriate coverage strategy and audit plan for Global Markets Operation
  • Lead and contribute to the maintenance and risk assessment of the audit universe
  • Continue to update awareness of risk issues and changes across relevant business units and use this knowledge to update audit approach where necessary
  • Provide complete, accurate and timely information for BIA reporting
  • Proactively take on additional tasks as requested by the BIA Director/Managing Director
  • Proven experience in risk based auditing or risk/control activities
  • Practical understanding of the financial services industry and relevant regulations
  • Experience of management of audits of controls assurance/testing, including planning, fieldwork and reporting
  • Ability to engage and build relationships with senior clients
  • Proven track record of high performance in previous roles to include senior client management
  • Relevant professional qualifications (e.g. CIA, MIIA, ACCA, CISA, for audit roles; technical qualification for specialist risk team roles; and graduate degree for all)
  • Experience of leading others during audit assignments
  • Knowledge about new and emerging financial products and services
20

Global Markets Operations Project Analyst Resume Examples & Samples

  • Perform deep dive analysis on process deficiencies and create clear outputs of evaluations
  • Responsible for evaluating work drivers within the core processing teams and providing end to end evaluation and execution of solutions (i.e opportunities to influence client behavior, capability/platform deficiencies)
  • Collect, maintain & develop relevant metric details for in scope efforts
  • Responsible for medium - large projects for an operations department, product or business unit
  • Develop clear, concise solutions through coordination with various groups within Tech, Ops and Business
  • Knowledge of Global Markets Operations - Prime Brokerage, Custody, Institutional FICC & Equity
  • Operations Experience: Knowledge of Middle Office & Back Office processing (trade capture, settlement, confirmation, life cycle management, asset servicing)
  • Experience in data collection, process mapping, and process analysis
  • Strong organizational skills – ability to switch between tasks and to prioritize work effectively
  • Intellectually curious, creative thinker, change-focused
  • Ability/willingness to continuously learn on the job
  • Intermediate-level Excel knowledge or higher
  • Able to build relationships, credibility and collaborate at many levels
  • Results oriented individual with good problem solving abilities